0000902584-17-000029.txt : 20170822
0000902584-17-000029.hdr.sgml : 20170822
20170822163300
ACCESSION NUMBER: 0000902584-17-000029
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170630
FILED AS OF DATE: 20170822
DATE AS OF CHANGE: 20170822
EFFECTIVENESS DATE: 20170822
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVISORY RESEARCH INC
CENTRAL INDEX KEY: 0000902584
IRS NUMBER: 362831881
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05637
FILM NUMBER: 171045472
BUSINESS ADDRESS:
STREET 1: 180 N. STETSON STREET
STREET 2: STE 5500
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: 3125651414
MAIL ADDRESS:
STREET 1: 180 N. STETSON STREET
STREET 2: SUITE 5500
CITY: CHICAGO
STATE: IL
ZIP: 60601
13F-HR/A
1
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06-30-2017
06-30-2017
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1
RESTATEMENT
ADVISORY RESEARCH INC
180 N. STETSON STREET
SUITE 5500
CHICAGO
IL
60601
13F HOLDINGS REPORT
028-05637
N
Susan Steiner
Chief Compliance Officer
314-446-6745
Susan Steiner
Clayton
MO
08-22-2017
3
502
6342996
false
1
0001280782
028-11097
GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC
2
0001352022
028-11783
General Board of Pension & Health Benefits of The United Methodist Church, INC in Missouri
3
0001524828
028-16461
Acuitas Investments, LLC
INFORMATION TABLE
2
arisecondqtr2017.xml
A T & T Inc New
COM
00206R102
1461
38714
SH
SOLE
0
0
38714
Au Optronics Corporation Spon
SPONSORED ADR
002255107
1073
235225
SH
SOLE
235225
0
0
Abbvie Incorporated
COM
00287Y109
6950
95849
SH
SOLE
95146
0
703
Abiomed
COM
003654100
2106
14699
SH
SOLE
5985
0
8714
Addus Homecare Corp.
COM
006739106
3958
106393
SH
SOLE
64766
0
41627
Advanced Semiconductor E-ADR
SPONSORED ADR
00756M404
3175
503140
SH
SOLE
503140
0
0
The Advisory Board Company
COM
00762W107
558
10831
SH
SOLE
10831
0
0
Advanced Micro Devices
COM
007903107
1110
88932
SH
SOLE
84756
0
4176
Albemarle Corp
COM
012653101
1984
18803
SH
SOLE
7388
0
11415
Alexander & Baldwin Holdings I
COM
014491104
33475
808968
SH
SOLE
609604
0
199364
Alexander & Baldwin Holdings I
COM
014491104
4561
110229
SH
DFND
2
0
0
110229
Alibaba Group Holding-SP ADR
SPONSORED ADS
01609W102
4774
33879
SH
SOLE
33879
0
0
Alliancebernstein Hldg Unit Lt
COM
01881G106
578
24460
SH
SOLE
0
0
24460
Allison Transmission Holding
COM
01973R101
29083
775332
SH
SOLE
575690
0
199642
Allison Transmission Holding
COM
01973R101
3747
99889
SH
DFND
2
0
0
99889
Alphabet Inc-Cl A
COM
02079K305
393
423
SH
SOLE
423
0
0
Altria Group Inc
COM
02209S103
1935
25979
SH
SOLE
6661
0
19318
Amazon.com Inc
COM
023135106
741
765
SH
SOLE
719
0
46
Ambev SA-ADR
SPONSORED ADR
02319V103
20539
3741232
SH
SOLE
3741232
0
0
American Express Company
COM
025816109
2683
31845
SH
SOLE
16229
0
15616
American Midstream Partners, L
COM
02752P100
10804
840813
SH
SOLE
840813
0
0
American Midstream Partners, L
COM
02752P100
4491
349526
SH
DFND
1
349526
0
0
Amerisourcebergen Corp
COM
03073E105
4519
47810
SH
SOLE
46780
0
1030
Amerisourcebergen Corp
COM
03073E105
2488
26320
SH
DFND
2
0
0
26320
AmeriGas Partners, L.P.
COM
030975106
3796
84049
SH
SOLE
84049
0
0
Amgen Inc
COM
031162100
478
2773
SH
SOLE
2472
0
301
Amphenol Class A
COM
032095101
237
3213
SH
SOLE
2593
0
620
Analogic
COM
032657207
46590
641300
SH
SOLE
480993
0
160307
Analogic
COM
032657207
6108
84069
SH
DFND
2
0
0
84069
Antero Resources Corporation
COM
03674X106
259
12003
SH
SOLE
12003
0
0
Anthem Incorporated
COM
036752103
875
4649
SH
SOLE
4396
0
253
Antero Midstream GP LP
COM
03675Y103
44651
2031450
SH
SOLE
2014425
0
17025
Apollo Investment Corporation
COM
03761U106
5792
906353
SH
SOLE
906353
0
0
Apple Inc
COM
037833100
1802
12511
SH
SOLE
12209
0
302
Arc Logistics Partners LP
COM
03879N101
8645
569155
SH
SOLE
569155
0
0
Archrock Partners, L.P.
COM
03957U100
16740
1122738
SH
SOLE
1122738
0
0
Archrock Partners, L.P.
COM
03957U100
7807
523595
SH
DFND
1
523595
0
0
Ares Capital Corp
COM
04010L103
10357
632319
SH
SOLE
632319
0
0
Arista Networks Inc
COM
040413106
1740
11615
SH
SOLE
4234
0
7381
Armstrong World Industries
COM
04247X102
41764
907918
SH
SOLE
688511
0
219407
Armstrong World Industries
COM
04247X102
5766
125345
SH
DFND
2
0
0
125345
Ashland Inc
COM
044186104
2882
43727
SH
SOLE
39931
0
3796
Ashland Inc
COM
044186104
1301
19745
SH
DFND
2
0
0
19745
Avalon Hldgs Corp Cl A
COM
05343P109
340
140033
SH
SOLE
140033
0
0
Avnet Incorporated
COM
053807103
40841
1050449
SH
SOLE
787879
0
262570
Avnet Incorporated
COM
053807103
5385
138515
SH
DFND
02
0
0
138515
BCE
COM
05534B760
383
8503
SH
SOLE
1263
0
7240
Balchem Corp Com
COM
057665200
695
8943
SH
SOLE
8943
0
0
Banco Bilbao Vizcaya-SP ADR
SPONSORED ADR
05946K101
371
44385
SH
SOLE
44385
0
0
Banc of California Incorporate
COM
05990K106
31034
1443465
SH
SOLE
1082465
0
361000
Banc of California Incorporate
COM
05990K106
4039
187865
SH
DFND
02
0
0
187865
Bank Of America
COM
060505104
329
13576
SH
SOLE
11549
0
2027
Bankunited Inc Com
COM
06652K103
32310
958461
SH
SOLE
735002
0
223459
Bankunited Inc Com
COM
06652K103
4341
128770
SH
DFND
2
0
0
128770
IPATH S&P 500 VIX S/T FU ETN
IPATH S&P MT ETN
06740Q252
269
21068
SH
SOLE
21068
0
0
Beacon Roofing Supply Inc
COM
073685109
2143
43729
SH
SOLE
32970
0
10759
Belden Inc
COM
077454106
1606
21297
SH
SOLE
21297
0
0
Bemis Company
COM
081437105
5631
121743
SH
SOLE
121743
0
0
Berkshire Hathaway Inc Del Cl
COM
084670702
3259
19243
SH
SOLE
9376
0
9867
Berry Plastics Group Inc
COM
08579W103
1573
27596
SH
SOLE
27596
0
0
Biloxi Marsh Lds Corp Com
COM
090203100
543
61790
SH
SOLE
61790
0
0
Blackrock Inc
COM
09247X101
271
642
SH
SOLE
528
0
114
The Blackstone Group LP
COM
09253U108
1341
40201
SH
SOLE
2026
0
38175
Bluebird Bio Inc
COM
09609G100
2216
21096
SH
SOLE
16326
0
4770
Blueprint Medicines Corp.
COM
09627Y109
1375
27137
SH
SOLE
27137
0
0
Box Incorporated
COM
10316T104
2268
124352
SH
SOLE
124352
0
0
BRF SA-ADR
SPONSORED ADR
10552T107
911
77260
SH
SOLE
77260
0
0
Bright Horizons Family Solut
COM
109194100
1660
21500
SH
SOLE
21500
0
0
The Brink's Company
COM
109696104
54317
810704
SH
SOLE
589865
0
220839
The Brink's Company
COM
109696104
6000
89559
SH
DFND
2
0
0
89559
Bristol-Myers Squibb Company
COM
110122108
273
4908
SH
SOLE
4047
0
861
British American Tob-SP ADR
SPONSORED ADR
110448107
12251
178744
SH
SOLE
178744
0
0
Brown Forman Corporation Class
COM
115637209
425
8736
SH
SOLE
7834
0
902
Brunswick
COM
117043109
1433
22839
SH
SOLE
8354
0
14485
Buckeye Partners, L.P.
COM
118230101
165426
2587614
SH
SOLE
2546984
0
40630
Buckeye Partners, L.P.
COM
118230101
47882
748976
SH
DFND
1
748976
0
0
CBOE Holdings Incorporated
COM
12503M108
1407
15393
SH
SOLE
4935
0
10458
CDW Corporation
COM
12514G108
13467
215361
SH
SOLE
189723
0
25638
CDW Corporation
COM
12514G108
5935
94910
SH
DFND
2
0
0
94910
CVS Health Corporation
COM
126650100
20065
249373
SH
SOLE
227606
0
21767
Cabot Oil & Gas
COM
127097103
21188
844821
SH
SOLE
842754
0
2067
Callaway Golf Company
COM
131193104
2233
174758
SH
SOLE
174758
0
0
Capital Bank Financial Corpora
COM
139794101
11077
290740
SH
SOLE
212591
0
78149
Capital Senior Living Corporat
COM
140475104
4990
328068
SH
SOLE
230217
0
97851
Capitala Finance Corporation
COM
14054R106
4505
346308
SH
SOLE
346308
0
0
Cardinal Health Incorporated
COM
14149Y108
8612
110528
SH
SOLE
89729
0
20799
Carrizo Oil & Gas Incorporated
COM
144577103
28855
1656428
SH
SOLE
1412204
0
244224
Carrizo Oil & Gas Incorporated
COM
144577103
2366
135840
SH
DFND
2
0
0
135840
Carter's Inc.
COM
146229109
774
8702
SH
SOLE
2888
0
5814
Carvana Company
COM
146869102
458
22365
SH
SOLE
22365
0
0
Caseys General Stores
COM
147528103
43630
407336
SH
SOLE
302111
0
105225
Caseys General Stores
COM
147528103
5562
51930
SH
DFND
2
0
0
51930
Cavco Industries Inc
COM
149568107
1491
11500
SH
SOLE
11500
0
0
Cavium Inc
COM
14964U108
3293
53005
SH
SOLE
41619
0
11386
Centene Corp
COM
15135B101
1127
14110
SH
SOLE
4878
0
9232
Cerner
COM
156782104
1151
17316
SH
SOLE
5976
0
11340
Ceva Inc
COM
157210105
3364
74005
SH
SOLE
74005
0
0
Chegg Incorporated
COM
163092109
1941
157896
SH
SOLE
157896
0
0
Chevron Corporation New
COM
166764100
1716
16446
SH
SOLE
8023
0
8423
Chicago Rivet & Machine Compan
COM
168088102
531
14755
SH
SOLE
14755
0
0
The Children's Place Incorpora
COM
168905107
672
6578
SH
SOLE
6578
0
0
China Mobile Ltd -Spon ADR
SPONSORED ADR
16941M109
7310
137691
SH
SOLE
137691
0
0
Chipotle Mexican Grill Incorpo
COM
169656105
605
1455
SH
SOLE
453
0
1002
Chipmos Technologies
SPONSORED ADR
16965P103
918
46410
SH
SOLE
46410
0
0
Chipmos Technologies
SPONSORED ADR
16965P103
265
13406
SH
DFND
3
13406
0
0
Chunghwa Telecom LT-Spon ADR
SPON ADR NEW11
17133Q502
9081
257849
SH
SOLE
257849
0
0
Cisco Systems Inc
COM
17275R102
13628
435408
SH
SOLE
433942
0
1466
Citizens Financial Group
COM
174610105
937
26263
SH
SOLE
8263
0
18000
Claymore Exchange Trd Fd Tr Gu
GUGG S&P SPINOFF
18383M605
886
18579
SH
SOLE
7799
0
10780
Cognex
COM
192422103
957
11277
SH
SOLE
4705
0
6572
Cognizant Technology Solutions
COM
192446102
286
4306
SH
SOLE
3608
0
698
Coherent Inc
COM
192479103
3754
16686
SH
SOLE
12821
0
3865
Comcast Corporation New Class
COM
20030N101
2701
69402
SH
SOLE
34329
0
35073
CIA Saneamento Basico DE-ADR
SPN ADR PFD CL A
20441A102
1139
119630
SH
SOLE
119630
0
0
Constellation Brands Inc-A
COM
21036P108
2141
11053
SH
SOLE
3937
0
7116
Controladora Vuela CIA-ADR
SPON ADR RP 10
21240E105
1542
106013
SH
SOLE
106013
0
0
Corcept Therapeutics Incorpora
COM
218352102
1268
107436
SH
SOLE
107436
0
0
Core Mark Holding Company Inco
COM
218681104
16433
497079
SH
SOLE
382783
0
114296
CoreSite Realty Corp
COM
21870Q105
3833
37019
SH
SOLE
28776
0
8243
CoStar Group Inc
COM
22160N109
2061
7820
SH
SOLE
3329
0
4491
Crestwood Equity Partners LP
COM
226344208
23382
994993
SH
SOLE
994045
0
948
Ctrip.com International-ADR
AMERICAN DEP SHS
22943F100
1521
28244
SH
SOLE
10347
0
17897
DCP Midstream, LP
COM
23311P100
234289
6925487
SH
SOLE
6856477
0
69010
DCP Midstream, LP
COM
23311P100
61293
1811804
SH
DFND
1
1811804
0
0
Dave & Buster's Entertainment
COM
238337109
3001
45119
SH
SOLE
38678
0
6441
Delek Logistics Partners, LP
COM
24664T103
43178
1318407
SH
SOLE
1314852
0
3555
Delek Logistics Partners, LP
COM
24664T103
12782
390285
SH
DFND
1
390285
0
0
DexCom Inc
COM
252131107
1123
15357
SH
SOLE
6165
0
9192
Diageo PLC - SPONS ADR
SPON ADR NEW
25243Q205
270
2253
SH
SOLE
1139
0
1114
Walt Disney
COM
254687106
293
2760
SH
SOLE
2332
0
428
Discover Financial Services
COM
254709108
10190
163853
SH
SOLE
143215
0
20638
Discover Financial Services
COM
254709108
4141
66590
SH
DFND
2
0
0
66590
Domino's Pizza Inc
COM
25754A201
1248
5901
SH
SOLE
2036
0
3865
Dr Pepper Snapple Group Inc
COM
26138E109
431
4735
SH
SOLE
4234
0
501
Duke Energy Corp New
COM
26441C204
492
5883
SH
SOLE
0
0
5883
EQT Corporation
COM
26884L109
33738
575840
SH
SOLE
575011
0
829
EQT Midstream Partners, LP
COM
26885B100
63680
853275
SH
SOLE
849560
0
3715
ETrade Financial Corp
COM
269246401
1856
48813
SH
SOLE
16870
0
31943
Eagle Materials Incorporated
COM
26969P108
16678
180454
SH
SOLE
140467
0
39987
Eagle Materials Incorporated
COM
26969P108
2385
25804
SH
DFND
2
0
0
25804
Eastman Chemical
COM
277432100
457
5436
SH
SOLE
4856
0
580
Edwards Lifesciences Corp
COM
28176E108
1926
16290
SH
SOLE
6056
0
10234
Electronic Arts Inc
COM
285512109
965
9124
SH
SOLE
3415
0
5709
Enable Midstream Partners, LP
COM
292480100
101401
6361419
SH
SOLE
6354479
0
6940
Enable Midstream Partners, LP
COM
292480100
30014
1882905
SH
DFND
1
1882905
0
0
Enbridge Incorporated
COM
29250N105
55422
1392170
SH
SOLE
1392170
0
0
Enbridge Energy Partners, L.P.
COM
29250R106
29332
1833235
SH
SOLE
1747200
0
86035
Enbridge Energy Partners, L.P.
COM
29250R106
32624
2038990
SH
DFND
01
2038990
0
0
Enbridge Energy Management, L.
COM
29250X103
73712
4783367
SH
SOLE
4770033
0
13333
Enbridge Energy Management, L.
COM
29250X103
13541
878712
SH
DFND
01
878712
0
0
Encore Wire Corporation
COM
292562105
11914
279016
SH
SOLE
219060
0
59956
Encore Wire Corporation
COM
292562105
2312
54153
SH
DFND
2
0
0
54153
Energen Corp
COM
29265N108
20453
414281
SH
SOLE
414281
0
0
Energy Transfer Equity, L.P.
COM
29273V100
15372
855917
SH
SOLE
755333
0
100584
Energy Transfer Partners, L.P.
COM
29278N103
202968
9954283
SH
SOLE
9823857
0
130426
Energy Transfer Partners, L.P.
COM
29278N103
56123
2752466
SH
DFND
01
2752466
0
0
EnLink Midstream, LLC
COM
29336T100
80006
4545783
SH
SOLE
4545783
0
0
EnLink Midstream, LLC
COM
29336T100
8699
494255
SH
DFND
1
494255
0
0
EnLink Midstream Partners, LP
COM
29336U107
109710
6468727
SH
SOLE
6462822
0
5905
EnLink Midstream Partners, LP
COM
29336U107
35927
2118335
SH
DFND
1
2118335
0
0
Enpro Industries
COM
29355X107
31165
436663
SH
SOLE
333667
0
102996
Enpro Industries
COM
29355X107
4213
59035
SH
DFND
2
0
0
59035
Enterprise Products Partners L
COM
293792107
30840
1138841
SH
SOLE
1012716
0
126125
Enterprise Products Partners L
COM
293792107
22107
816369
SH
DFND
1
816369
0
0
Equity Commonwealth
COM
294628102
30859
976560
SH
SOLE
718977
0
257583
Equity Commonwealth
COM
294628102
2996
94815
SH
DFND
2
0
0
94815
Equity Commonwealth
CUM PFD S D 6.5%
294628201
599
23000
SH
SOLE
0
0
23000
Espey Mfg & Electrs Corporatio
COM
296650104
433
19306
SH
SOLE
19306
0
0
Esterline Technologies Corp
COM
297425100
24688
260427
SH
SOLE
183656
0
76771
Evercore Partners Inc
COM
29977A105
1575
22345
SH
SOLE
22345
0
0
Evolution Petroleum Corp
COM
30049A107
19862
2452058
SH
SOLE
2452058
0
0
Evolent Health Incorporated A
COM
30050B101
2199
86739
SH
SOLE
86739
0
0
Exact Sciences Corp
COM
30063P105
5415
153091
SH
SOLE
124574
0
28517
Exelixis Incorporated
COM
30161Q104
1444
58609
SH
SOLE
41199
0
17410
FNB Corporation
COM
302520101
16526
1167106
SH
SOLE
792845
0
374261
FSI Corporation
COM
302635107
9261
1012084
SH
SOLE
1012084
0
0
Facebook Inc-A
COM
30303M102
576
3818
SH
SOLE
3514
0
304
Fair Isaac Corp
COM
303250104
1575
11296
SH
SOLE
11296
0
0
Federal Agricultural Mortgage
COM
313148306
674
10411
SH
SOLE
4591
0
5820
FibroGen Incorporated
COM
31572Q808
1061
32862
SH
SOLE
32862
0
0
Fidelity National Financial In
COM
31620R303
16379
365365
SH
SOLE
316631
0
48734
Fidelity National Financial In
COM
31620R303
7007
156310
SH
DFND
2
0
0
156310
Fidus Invt Corp Com
COM
316500107
4574
271943
SH
SOLE
271943
0
0
Fifth Third Bancorp
COM
316773100
410
15791
SH
SOLE
0
0
15791
Five9 Inc
COM
338307101
2112
98143
SH
SOLE
98143
0
0
Floor & Decor Holdings Incorpo
COM
339750101
1040
26501
SH
SOLE
9648
0
16853
Flowers Foods Inc
COM
343498101
25065
1447990
SH
SOLE
1090039
0
357951
Flowers Foods Inc
COM
343498101
2838
163970
SH
DFND
2
0
0
163970
FormFactor Inc
COM
346375108
1167
94078
SH
SOLE
94078
0
0
Fortive Corporation
COM
34959J108
236
3728
SH
SOLE
2995
0
733
Four Corners Property Trust
COM
35086T109
1828
72798
SH
SOLE
72798
0
0
Fuller H B Company
COM
359694106
16654
325837
SH
SOLE
232810
0
93027
Fuller H B Company
COM
359694106
1461
28585
SH
DFND
2
0
0
28585
General Dynamics
COM
369550108
12569
63446
SH
SOLE
63217
0
229
General Electric Co
COM
369604103
551
20401
SH
SOLE
18704
0
1697
Genesis Energy LP
COM
371927104
66316
2090015
SH
SOLE
2083530
0
6485
Genesis Energy LP
COM
371927104
23421
738150
SH
DFND
1
738150
0
0
Gilead Sciences Incorporated
COM
375558103
206
2916
SH
SOLE
2196
0
720
Glaukos Corp
COM
377322102
1493
35995
SH
SOLE
35995
0
0
Global Payments Inc
COM
37940X102
1346
14899
SH
SOLE
4785
0
10114
Global Partners LP
COM
37946R109
3976
220299
SH
SOLE
216954
0
3345
Gold Fields LTD
SPONSORED ADR
38059T106
819
235235
SH
SOLE
235235
0
0
Goldman Sachs BDC Inc.
COM
38147U107
8016
355937
SH
SOLE
355937
0
0
Golub Cap Bdc Inc Com
COM
38173M102
4550
237984
SH
SOLE
237984
0
0
Goodyear Tire & Rubber
COM
382550101
213
6099
SH
SOLE
1515
0
4584
Greene Cnty Bancorp Inc
COM
394357107
213
7814
SH
SOLE
7814
0
0
Grubhub Incorporated
COM
400110102
2301
52768
SH
SOLE
52768
0
0
Harborone Bancorp Incorporated
COM
41165F101
636
31864
SH
SOLE
21985
0
9879
Harley Davidson Incorporated
COM
412822108
6359
117709
SH
SOLE
103043
0
14666
Harley Davidson Incorporated
COM
412822108
2603
48185
SH
DFND
2
0
0
48185
Hasbro
COM
418056107
32724
293465
SH
SOLE
293020
0
445
Hercules Technology Growth Cap
COM
427096508
9137
690104
SH
SOLE
690104
0
0
Hexcel Corporation
COM
428291108
1465
27758
SH
SOLE
12593
0
15165
Himax Technologies Incorporate
SPONSORED ADR
43289P106
1515
184700
SH
SOLE
184700
0
0
Holly Energy Partners, L.P.
COM
435763107
4532
139535
SH
SOLE
139535
0
0
Home BancShares Inc
COM
436893200
2035
81733
SH
SOLE
81733
0
0
Honeywell International Inc
COM
438516106
31606
237122
SH
SOLE
236773
0
349
Horizon Bancorp Indiana
COM
440407104
3415
129602
SH
SOLE
88978
0
40624
Hormel Foods Corp
COM
440452100
384
11245
SH
SOLE
4958
0
6287
Hostess Brands Incorporated
COM
44109J106
1405
87269
SH
SOLE
87269
0
0
Howard Hughes Corp/The
COM
44267D107
29971
243982
SH
SOLE
166040
0
77942
HubSpot Inc
COM
443573100
4462
67859
SH
SOLE
63166
0
4693
Huntington Bancshares
COM
446150104
384
28432
SH
SOLE
24787
0
3645
iRhythm Technologies Incorpora
COM
450056106
2858
67254
SH
SOLE
67254
0
0
Impinj Inc
COM
453204109
4345
89313
SH
SOLE
89313
0
0
Incyte Genomics
COM
45337C102
1466
11643
SH
SOLE
4255
0
7388
Insulet Corporation
COM
45784P101
3366
65600
SH
SOLE
47424
0
18176
Intl Flavor & Fragrance
COM
459506101
544
4031
SH
SOLE
3692
0
339
Intuitive Surgical Inc
COM
46120E602
1343
1436
SH
SOLE
481
0
955
Investors Bancorp Incorporated
COM
46146L101
21857
1635994
SH
SOLE
1232618
0
403376
Investors Bancorp Incorporated
COM
46146L101
2911
217870
SH
DFND
02
0
0
217870
Ionis Pharmaceuticals
COM
462222100
634
12469
SH
SOLE
4697
0
7772
iRobot Corp
COM
462726100
1841
21879
SH
SOLE
21879
0
0
Ironwood Pharmaceuticals Incor
COM
46333X108
914
48421
SH
SOLE
48421
0
0
iShares Inc MSCI Australia
MSCI AUST ETF
464286103
2276
105000
SH
SOLE
105000
0
0
iShares Select Dividend ETF
SELECT DIVID ETF
464287168
3882
42100
SH
SOLE
0
0
42100
iShares Intermediate Credit Bo
INTERM CR BD ETF
464288638
1634
14888
SH
SOLE
748
0
14140
iShares S&P US Pfd Stock Index
U.S. PFD STK ETF
464288687
225
5738
SH
SOLE
0
0
5738
iShares MSCI Indonesia ETF
MSCI INDONIA ETF
46429B309
2273
83520
SH
SOLE
83520
0
0
Itron Incorporated
COM
465741106
1936
28571
SH
SOLE
28571
0
0
JPMorgan Chase & Co
COM
46625H100
39774
435168
SH
SOLE
420013
0
15155
Jack In The Box Incorporated
COM
466367109
35146
356809
SH
SOLE
272866
0
83943
Jack In The Box Incorporated
COM
466367109
3944
40045
SH
DFND
02
0
0
40045
JD.COM Inc. ADR
SPON ADR CL A
47215P106
2259
57605
SH
SOLE
57605
0
0
Johnson & Johnson
COM
478160104
35753
270263
SH
SOLE
264193
0
6070
J2 Global Communications Inc.
COM
48123V102
1089
12798
SH
SOLE
9560
0
3238
KB Financial Group Incorporate
SPONSORED ADR
48241A105
505
10000
SH
SOLE
10000
0
0
KCG Holdings Inc. Cl A
COM
48244B100
868
43535
SH
SOLE
25915
0
17620
K2M Group Holdings Inc
COM
48273J107
2144
88018
SH
SOLE
88018
0
0
K12 Inc.
COM
48273U102
179
10000
SH
SOLE
0
0
10000
Kennedy-Wilson Holdings Incorp
COM
489398107
21408
1123756
SH
SOLE
823715
0
300041
Kennedy-Wilson Holdings Incorp
COM
489398107
1399
73426
SH
DFND
2
0
0
73426
Kinder Morgan, Inc
COM
49456B101
58782
3067963
SH
SOLE
2950449
0
117514
Korea Electric Power Corporat
SPONSORED ADR
500631106
1390
77330
SH
SOLE
77330
0
0
Korn Ferry Intl
COM NEW
500643200
1563
45274
SH
SOLE
45274
0
0
The Kraft Heinz Company
COM
500754106
305
3563
SH
SOLE
621
0
2942
Kratos Defense and Security
COM
50077B207
1090
91838
SH
SOLE
91838
0
0
LG Display Company LTD
SPONS ADR REP
50186V102
1655
103000
SH
SOLE
103000
0
0
Leggett & Platt
COM
524660107
336
6399
SH
SOLE
5505
0
894
LegacyTexas Financial Group
COM
52471Y106
13597
356606
SH
SOLE
283613
0
72993
LegacyTexas Financial Group
COM
52471Y106
1587
41610
SH
DFND
2
0
0
41610
Leucadia Natl Corp
COM
527288104
7404
283014
SH
SOLE
264114
0
18900
Leucadia Natl Corp
COM
527288104
3876
148158
SH
DFND
02
0
0
148158
Lexicon Pharmaceuticals Inc
COM
528872302
1232
74907
SH
SOLE
74907
0
0
Littelfuse Incorporated
COM
537008104
5108
30959
SH
SOLE
24030
0
6929
Live Nation Entertainment Inco
COM
538034109
602
17273
SH
SOLE
5609
0
11664
Lloyds Banking Group PLC-ADR
SPONSORED ADR
539439109
74
20853
SH
SOLE
20853
0
0
Loxo Oncology Inc
COM
548862101
1662
20721
SH
SOLE
20721
0
0
Lydall Inc.
COM
550819106
21763
420942
SH
SOLE
287911
0
133031
MGM Growth Properties LLC-A
COM
55303A105
1340
45911
SH
SOLE
45911
0
0
MPLX LP
COM
55336V100
178300
5338332
SH
SOLE
5285037
0
53295
MPLX LP
COM
55336V100
29288
876899
SH
DFND
1
876899
0
0
Macom Technology Solutions H
COM
55405Y100
6166
110567
SH
SOLE
93331
0
17236
Madison Square Garden CO- A
COM
55825T103
647
3286
SH
SOLE
1093
0
2193
Magellan Midstream Partners, L
COM
559080106
66681
935607
SH
SOLE
898696
0
36911
Magellan Midstream Partners, L
COM
559080106
61426
861877
SH
DFND
1
861877
0
0
Main Street Capital Corp Com
COM
56035L104
6829
177569
SH
SOLE
177569
0
0
Martin Midstream Partners LP
COM
573331105
5637
321195
SH
SOLE
321195
0
0
Masonite International Corp
COM
575385109
41358
547793
SH
SOLE
406580
0
141213
Masonite International Corp
COM
575385109
5427
71885
SH
DFND
2
0
0
71885
Matson Inc.
COM
57686G105
18639
620462
SH
SOLE
466503
0
153959
Matson Inc.
COM
57686G105
2640
87870
SH
DFND
2
0
0
87870
MaxLinear Inc-Class A
COM
57776J100
1975
70809
SH
SOLE
70809
0
0
McKesson
COM
58155Q103
201
1220
SH
SOLE
934
0
286
McRae Inds Inc Cl A
COM
582757209
594
19025
SH
SOLE
19025
0
0
Medley Cap Corporation
COM
58503F106
3476
543953
SH
SOLE
543953
0
0
Mercadolibre Inc
COM
58733R102
597
2379
SH
SOLE
778
0
1601
Merck & Co Inc New
COM
58933Y105
207
3229
SH
SOLE
0
0
3229
Microsoft Corp
COM
594918104
15522
225185
SH
SOLE
204895
0
20290
MiMedx Group Incorporated
COM
602496101
662
44225
SH
SOLE
44225
0
0
Mondelez International Incorpo
COM
609207105
2193
50766
SH
SOLE
25045
0
25721
Monroe Cap Corp Com
COM
610335101
6402
420386
SH
SOLE
420386
0
0
NGL Energy Partners LP
COM
62913M107
17110
1222115
SH
SOLE
1221089
0
1026
NGL Energy Partners LP
COM
62913M107
5667
404810
SH
DFND
1
404810
0
0
NRG Yield, Inc. Class C
COM
62942X405
31748
1803853
SH
SOLE
1803853
0
0
National Fuel Gas
COM
636180101
253
4530
SH
SOLE
4530
0
0
Navigators Group Inc
COM
638904102
37012
674173
SH
SOLE
484611
0
189562
Navigators Group Inc
COM
638904102
2553
46499
SH
DFND
2
0
0
46499
Nektar Therapeutics
COM
640268108
1086
55548
SH
SOLE
55548
0
0
Netflix Inc
COM
64110L106
262
1751
SH
SOLE
1467
0
284
Netease Inc
SPONSORED ADR
64110W102
4026
13392
SH
SOLE
13392
0
0
Neurocrine Biosciences Inc
COM
64125C109
911
19805
SH
SOLE
19805
0
0
Nevro Corp
COM
64157F103
592
7950
SH
SOLE
7950
0
0
New Mtn Fin Corp Com
COM
647551100
6933
476477
SH
SOLE
476477
0
0
New Relic Inc
COM
64829B100
6012
139790
SH
SOLE
123216
0
16574
NextEra Energy Partners, LP
COM
65341B106
19641
530968
SH
SOLE
530968
0
0
Nike Inc Class B
COM
654106103
264
4481
SH
SOLE
3604
0
877
Noble Midstream Partners LP
COM
65506L105
1791
39450
SH
SOLE
39450
0
0
Noble Midstream Partners LP
COM
65506L105
2270
50000
SH
DFND
1
50000
0
0
Nordson Corp
COM
655663102
1193
9831
SH
SOLE
3320
0
6511
Novartis AG-Sponsored ADR
SPONSORED ADR
66987V109
19866
238002
SH
SOLE
238002
0
0
NuStar Energy L.P.
COM
67058H102
2246
48160
SH
SOLE
47800
0
360
NuStar Energy L.P.
COM
67058H102
2207
47335
SH
DFND
1
47335
0
0
Nvidia Corp
COM
67066G104
1709
11823
SH
SOLE
4707
0
7116
NxStage Medical Inc
COM
67072V103
678
27062
SH
SOLE
27062
0
0
Oaktree Capital Group
COM
674001201
1129
24224
SH
SOLE
1404
0
22820
Oclaro Inc
COM
67555N206
1917
205243
SH
SOLE
205243
0
0
Omnicell Incorporated
COM
68213N109
1564
36290
SH
SOLE
36290
0
0
ONEOK, Inc.
COM
682680103
68611
1315401
SH
SOLE
1314470
0
931
ONEOK Partners, L.P.
COM
68268N103
43808
857801
SH
SOLE
819948
0
37853
ONEOK Partners, L.P.
COM
68268N103
11851
232060
SH
DFND
1
232060
0
0
PBF Logistics LP
COM
69318Q104
18458
946578
SH
SOLE
942978
0
3600
PBF Logistics LP
COM
69318Q104
1503
77085
SH
DFND
1
77085
0
0
PTC Incorporated
COM
69370C100
1511
27414
SH
SOLE
10283
0
17131
Park Sterling Corp
COM
70086Y105
13584
1143446
SH
SOLE
768439
0
375007
Pattern Energy Group Inc.
COM
70338P100
37530
1574263
SH
SOLE
1574263
0
0
Patterson Companies Inc
COM
703395103
434
9248
SH
SOLE
8191
0
1057
Paycom Software Inc
COM
70432V102
2513
36733
SH
SOLE
36733
0
0
Penumbra Incorporated
COM
70975L107
2417
27546
SH
SOLE
27546
0
0
Pepsico Incorporated
COM
713448108
349
3020
SH
SOLE
1319
0
1701
Telekomunik Indonesia-SP ADR
SPONSORED ADR
715684106
1597
47439
SH
SOLE
47439
0
0
Phillips 66 Partners LP
COM
718549207
74625
1510011
SH
SOLE
1498206
0
11805
Pimco Corp & Income Strategy F
COM
72200U100
1647
94980
SH
SOLE
0
0
94980
Pioneer Natural Resources Comp
COM
723787107
28068
175885
SH
SOLE
168999
0
6886
Pioneer Natural Resources Comp
COM
723787107
3037
19030
SH
DFND
2
0
0
19030
Plains All American Pipeline,
COM
726503105
137344
5228186
SH
SOLE
5113743
0
114443
Plains All American Pipeline,
COM
726503105
48187
1834287
SH
DFND
1
1834287
0
0
Plains GP Holdings LP
COM
72651A207
28857
1103115
SH
SOLE
1103115
0
0
Plains GP Holdings LP
COM
72651A207
22236
850000
SH
DFND
1
850000
0
0
Proofpoint Inc
COM
743424103
1990
22913
SH
SOLE
22913
0
0
Proshares S & P 500 Dividend A
S&P 500 DV ARIST
74348A467
396
6850
SH
SOLE
2500
0
4350
Proto Labs Inc
COM
743713109
828
12314
SH
SOLE
12314
0
0
Pulte
COM
745867101
1189
48476
SH
SOLE
15299
0
33177
Qualcomm
COM
747525103
430
7793
SH
SOLE
6984
0
809
RSP Permian Incorporated
COM
74978Q105
33908
1050770
SH
SOLE
969680
0
81090
RSP Permian Incorporated
COM
74978Q105
1504
46620
SH
DFND
2
0
0
46620
Ralph Lauren Corporation
COM
751212101
4000
54203
SH
SOLE
46724
0
7479
Ralph Lauren Corporation
COM
751212101
1657
22455
SH
DFND
02
0
0
22455
Range Resources
COM
75281A109
28340
1223147
SH
SOLE
1077900
0
145247
Range Resources
COM
75281A109
1732
74760
SH
DFND
2
0
0
74760
Raymond James Fin.
COM
754730109
1073
13378
SH
SOLE
3592
0
9786
Raytheon
COM
755111507
14580
90293
SH
SOLE
90008
0
285
Regency Affiliates Inc Com Par
COM
758847404
541
78095
SH
SOLE
78095
0
0
Restaurant Brands Internationa
COM
76131D103
1389
22206
SH
SOLE
8090
0
14116
Rice Energy Incorporated
COM
762760106
237
8883
SH
SOLE
8883
0
0
Rice Midstream Partners LP
COM
762819100
1124
56370
SH
SOLE
56370
0
0
Rockwell Automation Inc
COM
773903109
1678
10361
SH
SOLE
3455
0
6906
Roper Industries
COM
776696106
1261
5446
SH
SOLE
1796
0
3650
Guggenheim ETF Trust S&P 500 E
GUG S&P500 EQ WT
78355W106
1788
19294
SH
SOLE
19229
0
65
SM Energy Company
COM
78454L100
7650
462814
SH
SOLE
462814
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F953
1052
1225500
SH
Put
SOLE
3070
0
0
SPDR S&P Oil & Gas Exp
S&P OILGAS EXP
78464A730
630
19740
SH
SOLE
0
0
19740
SS&C Technology Holdings
COM
78467J100
229
5953
SH
SOLE
5953
0
0
SVB Financial Group
COM
78486Q101
872
4959
SH
SOLE
1652
0
3307
Sage Therapeutics Incorporated
COM
78667J108
476
5975
SH
SOLE
5975
0
0
Sanofi-Aventis ADR
SPONSORED ADR
80105N105
12122
253023
SH
SOLE
253023
0
0
SAP SE-Sponsored ADR
SPON ADR
803054204
224
2137
SH
SOLE
2137
0
0
Scholastic Corporation
COM
807066105
524
12030
SH
SOLE
5580
0
6450
Energy Select Sector SPDR Fund
ENERGY
81369Y506
382
5880
SH
SOLE
0
0
5880
SELECT SECTOR SPDR TR ENERGY
SBI INT-ENERGY
81369Y956
1900
2992000
SH
Put
SOLE
14960
0
0
SemGroup Corp
COM
81663A105
1226
45423
SH
DFND
1
45423
0
0
ServiceNow Inc
COM
81762P102
2908
27434
SH
SOLE
12022
0
15412
Shell Midstream Partners, L.P.
COM
822634101
8075
266490
SH
SOLE
264330
0
2160
Shinhan Financial Group- ADR
SPN ADR RESTRD
824596100
1327
30521
SH
SOLE
30521
0
0
Shopify Inc - Class A
COM
82509L107
1651
18998
SH
SOLE
7647
0
11351
Silicon Motion Technology Corp
SPONSORED ADR
82706C108
1245
25805
SH
SOLE
25805
0
0
Snap On Incorporated
COM
833034101
8833
55903
SH
SOLE
48785
0
7118
Snap On Incorporated
COM
833034101
3604
22810
SH
DFND
02
0
0
22810
Solar Cap LTD Com
COM
83413U100
9245
422714
SH
SOLE
422714
0
0
Sonoco Products Company
COM
835495102
10316
200630
SH
SOLE
200630
0
0
Southwestern Energy Company
COM
845467109
74
12096
SH
SOLE
12096
0
0
Starbucks Corp
COM
855244109
209
3576
SH
SOLE
2842
0
734
Summit Midstream Partners, LP
COM
866142102
41613
1837212
SH
SOLE
1833307
0
3905
Summit Midstream Partners, LP
COM
866142102
18324
809021
SH
DFND
1
809021
0
0
Summit Materials Inc -Cl A
COM
86614U100
2962
102610
SH
SOLE
102610
0
0
Sunoco LP
COM
86765K109
4952
161770
SH
SOLE
161770
0
0
Sunoco LP
COM
86765K109
4072
133015
SH
DFND
1
133015
0
0
Suntrust Bank
COM
867914103
251
4426
SH
SOLE
3567
0
859
Superior Uniform Group
COM
868358102
808
36166
SH
SOLE
36166
0
0
Surgery Partners Incorporated
COM
86881A100
1430
62854
SH
SOLE
62854
0
0
Sysco
COM
871829107
12981
257926
SH
SOLE
257070
0
856
TCG BDC Incorporated
COM
872280102
2034
112925
SH
SOLE
112925
0
0
TC PipeLines, LP
COM
87233Q108
93321
1696739
SH
SOLE
1657529
0
39210
TC PipeLines, LP
COM
87233Q108
34471
626740
SH
DFND
1
626740
0
0
Tcp Cap Corp Com
COM
87238Q103
5789
342567
SH
SOLE
342567
0
0
THL Credit Inc Com
COM
872438106
2398
241031
SH
SOLE
241031
0
0
TJX Companies
COM
872540109
290
4023
SH
SOLE
1724
0
2299
TPG Specialty Lending Inc.
COM
87265K102
7454
364478
SH
SOLE
364478
0
0
Taiwan Semiconductor-SP ADR
SPONSORED ADR
874039100
24230
693083
SH
SOLE
693083
0
0
Take Two Interactive Software
COM
874054109
3180
43331
SH
SOLE
37789
0
5542
Tallgrass Energy GP, LP
COM
874696107
62798
2469431
SH
SOLE
2469431
0
0
Tallgrass Energy Partners, LP
COM
874697105
70494
1407350
SH
SOLE
1397555
0
9795
Tallgrass Energy Partners, LP
COM
874697105
26798
534995
SH
DFND
1
534995
0
0
Target Corp
COM
87612E106
9519
182035
SH
SOLE
181190
0
845
Targa Resources Corp.
COM
87612G101
110735
2449881
SH
SOLE
2424420
0
25461
Targa Resources Corp.
COM
87612G101
7501
165950
SH
DFND
1
165950
0
0
Tata Motors Limited- Spon ADR
SPONSORED ADR
876568502
1758
53246
SH
SOLE
53246
0
0
Teladoc Incorporated
COM
87918A105
4097
118057
SH
SOLE
118057
0
0
Teletech Holdings Inc Com
COM
879939106
13254
324842
SH
SOLE
219464
0
105378
Tesla Motors Inc
COM
88160R101
253
700
SH
SOLE
700
0
0
Tesoro Logistics LP
COM
88160T107
111776
2162438
SH
SOLE
2142818
0
19620
Tesoro Logistics LP
COM
88160T107
28095
543530
SH
DFND
1
543530
0
0
Teva Pharmaceutical- SP ADR
SPONSORED ADR
881624209
816
24550
SH
SOLE
24550
0
0
Texas Capital Bancshares Inc
COM
88224Q107
38877
502284
SH
SOLE
376031
0
126253
Texas Capital Bancshares Inc
COM
88224Q107
5226
67525
SH
DFND
2
0
0
67525
Thomson Reuters Corp
COM
884903105
463
9999
SH
SOLE
9999
0
0
Tile Shop Hldgs Incorporated
COM
88677Q109
1622
78563
SH
SOLE
78563
0
0
Tivity Health Incorporated
COM
88870R102
2625
65863
SH
SOLE
65863
0
0
TransMontaigne Partners L.P.
COM
89376V100
2103
50083
SH
SOLE
49208
0
875
Travelers Companies
COM
89417E109
11883
93912
SH
SOLE
93537
0
375
Triangle Cap Corp Com
COM
895848109
5687
322754
SH
SOLE
322754
0
0
Trimas Corporation
COM
896215209
23872
1144919
SH
SOLE
827504
0
317415
Trimas Corporation
COM
896215209
1599
76700
SH
DFND
2
0
0
76700
Tropicana Entertainment
COM
89708X105
1325
31110
SH
SOLE
13840
0
17270
Twenty First Centy Fox Inc Cl
COM
90130A200
2868
102923
SH
SOLE
49888
0
53035
II-VI Inc
COM
902104108
2282
66532
SH
SOLE
66532
0
0
2U Inc
COM
90214J101
4811
102541
SH
SOLE
102541
0
0
Tyler Technologies Inc
COM
902252105
456
2596
SH
SOLE
855
0
1741
USD Partners LP
COM
903318103
28730
2565214
SH
SOLE
2558974
0
6240
USD Partners LP
COM
903318103
6369
568625
SH
DFND
1
568625
0
0
US Concrete Incorporated
COM
90333L201
1008
12833
SH
SOLE
12833
0
0
Ulta Salon Cosmetics & Fragran
COM
90384S303
918
3195
SH
SOLE
1075
0
2120
Unilever Plc Adr (New)
SPON ADR NEW
904767704
24344
449813
SH
SOLE
449813
0
0
Union Pacific Corporation
COM
907818108
2343
21510
SH
SOLE
9990
0
11520
United Rentals
COM
911363109
674
5978
SH
SOLE
1184
0
4794
United Technologies
COM
913017109
387
3171
SH
SOLE
2789
0
382
UnitedHealth Group Inc
COM
91324P102
17471
94226
SH
SOLE
84865
0
9361
Universal Display Corp
COM
91347P105
5042
46155
SH
SOLE
37127
0
9028
Vail Resorts Inc
COM
91879Q109
3125
15408
SH
SOLE
11486
0
3922
Valvoline Incorporated
COM
92047W101
2844
119890
SH
SOLE
109542
0
10348
Valvoline Incorporated
COM
92047W101
1286
54206
SH
DFND
2
0
0
54206
Vaneck Vectors Oil Services
OIL SVCS ETF
92189F718
322
12990
SH
SOLE
0
0
12990
Vanguard S/T Corp Bond ETF
SHRT TRM CORP BD
92206C409
8065
100760
SH
SOLE
2640
0
98120
Vanguard Intermediate-Term Cor
INT-TERM CORP
92206C870
1942
22188
SH
SOLE
2688
0
19500
Veeva Systems Inc-Class A
COM
922475108
2195
35802
SH
SOLE
14736
0
21066
Ventas Inc.
COM
92276F100
1153
16591
SH
SOLE
879
0
15712
Verizon Communications
COM
92343V104
29503
660623
SH
SOLE
640623
0
20000
Visa Inc-Class A Shares
COM
92826C839
316
3374
SH
SOLE
2884
0
490
Visteon Corporation
COM
92839U206
2631
25780
SH
SOLE
19617
0
6163
Voya Financial Incorporated
COM
929089100
7989
216553
SH
SOLE
214023
0
2530
Voya Financial Incorporated
COM
929089100
4483
121536
SH
DFND
02
0
0
121536
Vulcan Materials Co
COM
929160109
459
3623
SH
SOLE
1126
0
2497
WPP PLC-Sponsored ADR
ADR
92937A102
314
2980
SH
SOLE
2980
0
0
Wells Fargo
COM
949746101
17339
312924
SH
SOLE
312034
0
890
Western Digital
COM
958102105
265
2993
SH
SOLE
2485
0
508
Western Gas Partners LP
COM
958254104
1978
35360
SH
SOLE
11080
0
24280
Western Gas Equity Partners, L
COM
95825R103
66886
1554771
SH
SOLE
1547812
0
6959
The Williams Companies, Inc.
COM
969457100
74664
2465802
SH
SOLE
2442684
0
23118
Williams Partners LP
COM
96949L105
152494
3801900
SH
SOLE
3749406
0
52494
Williams Partners LP
COM
96949L105
79195
1974446
SH
DFND
1
1974446
0
0
Wisdomtree Largecap Div Largec
US LARGECAP DIVD
97717W307
584
6940
SH
SOLE
6940
0
0
Wisdom Tree Intl LV DVD Fund
INTL LRGCAP DV
97717W794
2175
46010
SH
SOLE
0
0
46010
Woodward Governor
COM
980745103
858
12691
SH
SOLE
12691
0
0
Workday Inc-Class A
COM
98138H101
1904
19624
SH
SOLE
7958
0
11666
WPX Energy Incorporated
COM
98212B103
32423
3356411
SH
SOLE
3356411
0
0
Wynn Resorts Ltd
COM
983134107
1552
11571
SH
SOLE
3746
0
7825
XPO Logistics Inc
COM
983793100
4313
66726
SH
SOLE
48218
0
18508
Yum China Holdings Inc
COM
98850P109
860
21822
SH
SOLE
7372
0
14450
Adient PLC
ORD SHS
G0084W101
43925
671849
SH
SOLE
495854
0
175995
Adient PLC
ORD SHS
G0084W101
5590
85500
SH
DFND
2
0
0
85500
Arcos Dorados Holdings Incorpo
SHS CLASS -A
G0457F107
1092
146573
SH
SOLE
146573
0
0
Axalta Coating Systems LTD
COM
G0750C108
7486
233660
SH
SOLE
210329
0
23331
Axalta Coating Systems LTD
COM
G0750C108
3600
112350
SH
DFND
2
0
0
112350
Accenture Plc
SHS CLASS A
G1151C101
17729
143342
SH
SOLE
141653
0
1689
Belmond Ltd-Class A
CL A
G1154H107
1325
99619
SH
SOLE
99619
0
0
China Cord Blood Corporation
COM
G21107100
500
52699
SH
SOLE
52699
0
0
Cosan LTD-Class A
SHS A
G25343107
437
68245
SH
SOLE
68245
0
0
Delphi Automotive PLC
COM
G27823106
1101
12563
SH
SOLE
4123
0
8440
Eaton Corp Plc
COM
G29183103
8283
106430
SH
SOLE
105833
0
597
Enstar Group Limited Shs
COM
G3075P101
29955
150792
SH
SOLE
100543
0
50249
Ingersoll Rand LTD
COM
G47791101
959
10496
SH
SOLE
3284
0
7212
Lazard Ltd.
COM
G54050102
1256
27117
SH
SOLE
8976
0
18141
Medtronic PLC Shares
COM
G5960L103
3665
41300
SH
SOLE
20214
0
21086
Nomad Foods Ltd
USD ORD SHS
G6564A105
1614
114400
SH
SOLE
114400
0
0
Novocure LTD
ORD SHS
G6674U108
1402
81068
SH
SOLE
81068
0
0
Allied World Assurance Co
COM
H01531104
545
10295
SH
SOLE
4530
0
5765
TE Connectivity Ltd Reg Shs
REG SHS
H84989104
3077
39103
SH
SOLE
18548
0
20555
Atento SA
COM
L0427L105
434
38915
SH
SOLE
38915
0
0
Kornit Digital Limited
COM
M6372Q113
1601
82758
SH
SOLE
82758
0
0
Orbotech Ltd
ORD
M75253100
1952
59832
SH
SOLE
59832
0
0
Broadcom LTD
COM
Y09827109
2718
11663
SH
SOLE
11470
0
193
GasLog Partners LP
UNIT LTD PTNRP
Y2687W108
5163
227950
SH
SOLE
227950
0
0
Golar LNG Partners LP
COM UNIT LPI
Y2745C102
14155
705265
SH
SOLE
705265
0
0
Golar LNG Partners LP
COM UNIT LPI
Y2745C102
8624
429700
SH
DFND
1
429700
0
0
Hoegh LNG Partners LP
COM UNIT LTD
Y3262R100
4352
227270
SH
SOLE
227270
0
0
KNOT Offshore Partners LP
COM
Y48125101
22266
970190
SH
SOLE
970190
0
0
KNOT Offshore Partners LP
COM
Y48125101
14058
612535
SH
DFND
1
612535
0
0
Navios Maritime Midstream Part
COM UNIT LTD
Y62134104
8596
918380
SH
SOLE
918380
0
0
Navios Maritime Midstream Part
COM UNIT LTD
Y62134104
6745
720620
SH
DFND
1
720620
0
0
Teekay LNG Partners LP
PRTNRSP UNITS
Y8564M105
1228
80000
SH
DFND
1
80000
0
0
Teekay Offshore Partners L.P.
PARTNERSHIP UN
Y8565J101
37641
13115473
SH
SOLE
13088738
0
26735
Teekay Offshore Partners L.P.
PARTNERSHIP UN
Y8565J101
9751
3397582
SH
DFND
1
3397582
0
0