0000902584-14-000012.txt : 20141106
0000902584-14-000012.hdr.sgml : 20141106
20141106100310
ACCESSION NUMBER: 0000902584-14-000012
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141106
DATE AS OF CHANGE: 20141106
EFFECTIVENESS DATE: 20141106
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVISORY RESEARCH INC
CENTRAL INDEX KEY: 0000902584
IRS NUMBER: 132831881
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05637
FILM NUMBER: 141199193
BUSINESS ADDRESS:
STREET 1: 180 N. STETSON STREET
STREET 2: STE 5500
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: 3125651414
MAIL ADDRESS:
STREET 1: 180 N. STETSON STREET
STREET 2: SUITE 5780
CITY: CHICAGO
STATE: IL
ZIP: 60601
13F-HR
1
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09-30-2014
09-30-2014
ADVISORY RESEARCH INC
180 N. STETSON STREET
SUITE 5780
CHICAGO
IL
60601
13F HOLDINGS REPORT
028-05637
N
Susan Steiner
Chief Compliance Officer
314-446-6745
Susan L. Steiner
St. Louis
MO
11-06-2014
1
369
10329671
false
2
0001280782
028-11097
GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC
INFORMATION TABLE
2
arithirdqtr2014.xml
3M Co
COM
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4401
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A G L Resources Inc
COM
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812
15813
SH
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0
0
15813
A T & T Inc New
COM
00206R102
1768
50182
SH
SOLE
3200
0
46982
Accenture Plc
COM
G1151C101
1664
20466
SH
SOLE
13524
0
6942
Access Midstream Partners LP
COM
00434L109
118287
1858685
SH
SOLE
1786301
0
72384
Access Midstream Partners LP
COM
00434L109
34766
546290
SH
DFND
02
546290
0
0
Adecoagro S A Com
COM
L00849106
203
23076
SH
SOLE
23076
0
0
AdvisorShares Peritus High Yie
PERITUS HG YLD
00768Y503
635
12659
SH
SOLE
3390
0
9269
Alexander & Baldwin Holdings I
COM
014491104
110305
3066576
SH
SOLE
2719215
0
347361
Allegheny Technologies
COM
01741R102
86842
2340761
SH
SOLE
2215289
0
125472
Alliance Holdings GP LP
COM
01861G100
15875
232630
SH
SOLE
232630
0
0
Alliance Holdings GP LP
COM
01861G100
14837
217425
SH
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02
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Alliance Resource Partners
COM
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13086
305456
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Alliance Resource Partners
COM
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COM
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Allied Wrld Assur Com Hldg A s
COM
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3429831
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Ally Financial
COM
02005N100
68460
2958509
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Altria Group Inc
COM
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2669
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SH
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17405
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Amerco Inc
COM
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54176
206865
SH
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American Capital Ltd
COM
02503Y103
77775
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American Express
COM
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21481
245384
SH
SOLE
230817
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American International Group I
COM
026874784
19748
365576
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17586
American Midstream Partners LP
COM
02752P100
12684
436313
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436313
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Amerigas Partners LP
COM
030975106
12066
264500
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COM
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2099
20688
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Analogic
COM
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183845
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Antero Resources Corp
COM
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Apollo Investment Coroporation
COM
03761U106
3384
414252
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Apple Inc
COM
037833100
1379
13684
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11935
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Arc Document Solutions
COM
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566492
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ARC Logistics Partners LP
COM
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Arcelormittal
COM
03938L104
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26190
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26190
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Ares Capital Corp
COM
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3054
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188970
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Atlas Energy L.P.
COM
04930A104
16830
382500
SH
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370975
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11525
Atlas Pipeline Partners UTS
COM
049392103
99508
2729234
SH
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2620954
0
108280
Atlas Pipeline Partners UTS
COM
049392103
12982
356062
SH
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02
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Avalon Hldgs Corp Cl A
COM
05343P109
1398
375703
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375703
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Banco Latinoamercano De Comeri
COM
P16994132
5852
190745
SH
SOLE
135603
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55142
Bank Of America Corporation 7.
7.25%CNV PFD L
060505682
659
575
SH
SOLE
350
0
225
Bankunited Inc Com
COM
06652K103
19631
643837
SH
SOLE
426481
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217356
BCE
COM
05534B760
577
13485
SH
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11245
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Bed Bath & Beyond
COM
075896100
27708
420897
SH
SOLE
399556
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21341
Berkshire Hathaway Cl A
COM
084670108
1241
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SH
SOLE
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0
Berkshire Hathaway Cl. B
COM
084670702
30259
219046
SH
SOLE
205424
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13622
Bexil Corp
COM
088577101
1411
88200
SH
SOLE
88200
0
0
Biglari Hldgs Inc Com
COM
08986R101
37570
110577
SH
SOLE
87945
0
22632
Bill Barrett Corp
COM
06846N104
973
44160
SH
SOLE
31410
0
12750
Biloxi Marsh Lds Corp Com
COM
090203100
1085
40196
SH
SOLE
40196
0
0
Biogen Idec Inc.
COM
09062X103
222
670
SH
SOLE
460
0
210
Blue Hills Bancorp Inc.
COM
095573101
1144
87160
SH
SOLE
87160
0
0
Boise Cascade Co
COM
09739D100
14574
483546
SH
SOLE
313012
0
170534
Buckeye Partners L.P.
COM
118230101
209896
2635558
SH
SOLE
2538533
0
97025
Buckeye Partners L.P.
COM
118230101
101149
1270081
SH
DFND
02
1270081
0
0
CAI International Inc
COM
12477X106
1466
75770
SH
SOLE
75770
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Capital Bank Financial Corp. C
COM
139794101
14352
600989
SH
SOLE
386782
0
214207
Capital Southwest Corp
COM
140501107
33556
938113
SH
SOLE
680479
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257634
Capitala Finance Corp.
COM
14054R106
2234
126089
SH
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126089
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Carrizo Oil And Gas Inc
COM
144577103
49986
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SH
SOLE
788451
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140308
CDW Corp
COM
12514G108
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648329
SH
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622547
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Chevron Corp
COM
166764100
22726
190463
SH
SOLE
179663
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10800
Chicago Rivet & Machine Co
COM
168088102
876
28255
SH
SOLE
28255
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China Cord Blood Corp Shs
COM
G21107100
287
58621
SH
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Chubb Corporation
COM
171232101
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SH
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CIT Group
COM
125581801
104023
2263345
SH
SOLE
2154950
0
108395
Claymore Exchange Trd Fd Tr Gu
GUGG SPINOFF ETF
18383M605
274
6079
SH
SOLE
6079
0
0
Clayton Williams Energy Inc
COM
969490101
11604
120311
SH
SOLE
120311
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Clifton Bancorp Inc
COM
186873105
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65406
SH
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65406
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CNO Financial Group
COM
12621E103
79262
4673479
SH
SOLE
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Colgate Palmolive
COM
194162103
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SH
SOLE
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Comcast Corp - Class A
COM
20030N101
15341
285249
SH
SOLE
269950
0
15299
Comerica Incorporated
COM
200340107
81839
1641372
SH
SOLE
1556147
0
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Commscope Holding Inc
COM
20337X109
875
36600
SH
SOLE
36600
0
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Communications Sys Inc
COM
203900105
819
73418
SH
SOLE
73418
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Compressco Partners L.P.
COM
20467A101
2688
111262
SH
SOLE
111262
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CONE Midstream Partners LP
COM
206812109
8905
316905
SH
SOLE
312915
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CONE Midstream Partners LP
COM
206812109
3740
133095
SH
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02
133095
0
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ConocoPhillips
COM
20825C104
588
7681
SH
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Cons Tomoka Land Co-Florida
COM
210226106
1737
35391
SH
SOLE
35391
0
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Convergys
COM
212485106
12250
687456
SH
SOLE
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Core Mark Holding Co Inc
COM
218681104
58729
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SH
SOLE
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Cracker Barrel Old Country Sto
COM
22410J106
624
6050
SH
SOLE
5090
0
960
Crestwood Equity Partners LP
COM
226344109
100019
9462513
SH
SOLE
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0
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Crestwood Equity Partners LP
COM
226344109
38681
3659467
SH
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02
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Crestwood Midstream Partners L
COM
226378107
58449
2578248
SH
SOLE
2578248
0
0
Crestwood Midstream Partners L
COM
226378107
48859
2155217
SH
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02
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CST Brands Inc Com
COM
12646R105
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SH
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CSX
COM
126408103
17167
535459
SH
SOLE
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DCP Midstream Partners LP
COM
23311P100
221307
4064415
SH
SOLE
3915025
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DCP Midstream Partners LP
COM
23311P100
69718
1280404
SH
DFND
02
1280404
0
0
Delek Logistics Partners LP
COM
24664T103
41647
1023019
SH
SOLE
995164
0
27855
Delek Logistics Partners LP
COM
24664T103
16173
397285
SH
DFND
02
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0
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Delek US Holdings Inc
COM
246647101
100884
3046018
SH
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Deltic Timber Corp
COM
247850100
11053
177359
SH
SOLE
114773
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62586
Denbury Res Inc New
COM
247916208
2472
164492
SH
SOLE
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Destination Xl Group Inc
COM
25065K104
17427
3692073
SH
SOLE
2535166
0
1156907
Diageo PLC - SPONS ADR
SPON ADR NEW
25243Q205
1050
9101
SH
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6871
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2230
Discover Financial Svcs
COM
254709108
49442
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SH
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Duke Energy Corp New
COM
26441C204
738
9874
SH
SOLE
0
0
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Eaton Corp Plc F
COM
G29183103
1070
16878
SH
SOLE
14970
0
1908
El Paso Pipeline Partners LP
COM
283702108
57352
1428096
SH
SOLE
1417814
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10282
El Paso Pipeline Partners LP
COM
283702108
11251
280152
SH
DFND
02
280152
0
0
Emerson Electric
COM
291011104
14984
239440
SH
SOLE
222753
0
16687
Enable Midstream Partners LP
COM
292480100
51996
2110214
SH
SOLE
2074134
0
36080
Enable Midstream Partners LP
COM
292480100
19056
773365
SH
DFND
02
773365
0
0
Enbridge Energy Management LLC
COM
29250X103
86778
2332121
SH
SOLE
2332121
0
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Enbridge Energy Management LLC
COM
29250X103
13226
355433
SH
DFND
02
355433
0
0
Enbridge Energy Partners LP
COM
29250R106
23708
610251
SH
SOLE
522706
0
87545
Enbridge Energy Partners LP
COM
29250R106
19617
504954
SH
DFND
02
504954
0
0
Enbridge Inc.
COM
29250N105
277
5785
SH
SOLE
5785
0
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Encore Cap Group Inc Com
COM
292554102
23905
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SH
SOLE
372175
0
167326
Encore Wire Corp
COM
292562105
59393
1601311
SH
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175155
Energy Transfer Equity L.P.
COM
29273V100
423529
6865447
SH
SOLE
6687850
0
177597
Energy Transfer Equity L.P.
COM
29273V100
175374
2842830
SH
DFND
02
2842830
0
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Energy Transfer Partners Units
COM
29273R109
3713
58021
SH
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28684
0
29337
Energy Transfer Partners Units
COM
29273R109
14669
229237
SH
DFND
02
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COM
29336U107
27025
887505
SH
SOLE
887505
0
0
EnLink Midstream Partners LP
COM
29336U107
14468
475135
SH
DFND
02
475135
0
0
Enservco Corp.
COM
29358Y102
850
233600
SH
SOLE
233600
0
0
Enstar Group Ga
COM
G3075P101
29338
215216
SH
SOLE
170745
0
44471
Enterprise Products Partners L
COM
293792107
269498
6687290
SH
SOLE
6411111
0
276179
Enterprise Products Partners L
COM
293792107
114527
2841850
SH
DFND
02
2841850
0
0
EQT Corporation
COM
26884L109
25687
280614
SH
SOLE
279855
0
759
EQT Midstream Partners LP
COM
26885B100
91255
1018354
SH
SOLE
994514
0
23840
Equity Commonwealth 6.50% Pfd
CUM PFD S D 6.5%
294628201
741
31000
SH
SOLE
0
0
31000
Espey Mfg & Electrs Corp Com
COM
296650104
1047
52006
SH
SOLE
52006
0
0
EV Energy Partners LP
COM
26926V107
84687
2387574
SH
SOLE
2341734
0
45840
EV Energy Partners LP
COM
26926V107
35664
1005459
SH
DFND
02
1005459
0
0
Evolution Petroleum Corp
COM
30049A107
3309
360427
SH
SOLE
360427
0
0
Exco Resources Inc
COM
269279402
55
16500
SH
SOLE
16500
0
0
Exterran Holdings Inc.
COM
30225X103
917
20700
SH
SOLE
20700
0
0
Exterran Partners LP
COM
30225N105
26411
900468
SH
SOLE
900468
0
0
Exterran Partners LP
COM
30225N105
12409
423095
SH
DFND
02
423095
0
0
Exxon Mobil Corporation
COM
30231G102
373
3963
SH
SOLE
635
0
3328
Ferro
COM
315405100
726
50100
SH
SOLE
50100
0
0
Fidelity National Financial
COM
31620R303
90521
3263180
SH
SOLE
3109418
0
153762
Fifth Third Bancorp
COM
316773100
347
17325
SH
SOLE
0
0
17325
Foot Locker Inc
COM
344849104
337
6055
SH
SOLE
6055
0
0
Forestar Real Estate Group Ico
COM
346233109
18722
1056539
SH
SOLE
779190
0
277349
Frontier Communications
COM
35906A108
70
10731
SH
SOLE
0
0
10731
FSI Corporation
COM
302635107
4852
450480
SH
SOLE
450480
0
0
Furmanite Corp
COM
361086101
396
58600
SH
SOLE
58600
0
0
GATX Corp
COM
361448103
1977
33865
SH
SOLE
24895
0
8970
General Mills
COM
370334104
221
4378
SH
SOLE
0
0
4378
Genesis Energy LP
COM
371927104
124213
2359660
SH
SOLE
2292330
0
67330
Genesis Energy LP
COM
371927104
35362
671775
SH
DFND
02
671775
0
0
Gilead Sciences
COM
375558103
19866
186622
SH
SOLE
177573
0
9049
Glatfelter Ph Co.
COM
377316104
1208
55040
SH
SOLE
39900
0
15140
GlaxoSmithKline PLC Sponsored
SPONSORED ADR
37733W105
755
16425
SH
SOLE
9635
0
6790
Global Partners LP
COM
37946R109
4705
112915
SH
SOLE
111815
0
1100
Globaltrans Investment PLC
COM
37949E204
116
13781
SH
SOLE
13781
0
0
Golar LNG Partners LP
COM
Y2745C102
17612
507265
SH
SOLE
507265
0
0
Golar LNG Partners LP
COM
Y2745C102
12581
362360
SH
DFND
02
362360
0
0
Golub Cap Bdc Inc Com
COM
38173M102
1479
92720
SH
SOLE
92720
0
0
Graftech International Ltd
COM
384313102
50
10900
SH
SOLE
10900
0
0
Graham Hldgs Co Com
COM
384637104
7165
10241
SH
SOLE
6666
0
3575
Grainger W.W.
COM
384802104
31690
125927
SH
SOLE
119197
0
6730
Gramercy Property Trust Inc.
COM
38489R100
2645
459280
SH
SOLE
459280
0
0
Great Lakes Dredge & Dock Coco
COM
390607109
420
68000
SH
SOLE
68000
0
0
Greene Cnty Bancorp Inc
COM
394357107
850
31782
SH
SOLE
31782
0
0
Guggenheim ETF Trust S&P 500 E
GUG S&P500 EQ WT
78355W106
1544
20371
SH
SOLE
9436
0
10935
Gulfport Energy Corporation
COM
402635304
188553
3530962
SH
SOLE
3194908
0
336054
H & R Block Inc.
COM
093671105
100865
3252668
SH
SOLE
3093425
0
159243
H. B. Fuller
COM
359694106
19688
495930
SH
SOLE
476556
0
19374
Hasbro
COM
418056107
3230
58737
SH
SOLE
57473
0
1264
Hawaiian Telcom Holdco
COM
420031106
2135
83092
SH
SOLE
83092
0
0
Hercules Technology Growth Cap
COM
427096508
1781
123140
SH
SOLE
123140
0
0
HHGregg Inc
COM
42833L108
13063
2070271
SH
SOLE
1492956
0
577315
Holly Energy Partners LP
COM
435763107
12267
337000
SH
SOLE
337000
0
0
Horsehead Hldg Corp Com
COM
440694305
3513
212505
SH
SOLE
186615
0
25890
Hyatt Hotels Corporation
COM
448579102
81501
1346681
SH
SOLE
1279426
0
67255
Independence Holdings Co
COM
453440307
2547
191643
SH
SOLE
191643
0
0
Ingram Micro
COM
457153104
527
20400
SH
SOLE
20400
0
0
Innophos Holdings Inc.
COM
45774N108
27005
490201
SH
SOLE
333670
0
156531
Innospec Inc
COM
45768S105
1436
40010
SH
SOLE
40010
0
0
Intl Business Machines
COM
459200101
20205
106439
SH
SOLE
100540
0
5899
Intrepid Potash Inc.
COM
46121Y102
88251
5712051
SH
SOLE
5063851
0
648200
Investors Bancorp Inc.
COM
46146L101
64422
6359531
SH
SOLE
5557843
0
801688
iShares Russell 2000 Value
COM
464287630
1048
11200
SH
SOLE
11200
0
0
Ishares S&P US Pfd Stock Index
U.S. PFD STK ETF
464288687
930
23543
SH
SOLE
6955
0
16588
Ishares Select Dividend Etf
SELECT DIVID ETF
464287168
3110
42100
SH
SOLE
0
0
42100
iStar Finl Inc Com
COM
45031U101
38721
2868199
SH
SOLE
2712459
0
155740
JM Smucker
COM
832696405
28889
291835
SH
SOLE
277251
0
14584
Johnson & Johnson
COM
478160104
16992
159411
SH
SOLE
148029
0
11382
JP Morgan/Chase
COM
46625H100
27371
454359
SH
SOLE
419695
0
34664
K12 Inc.
COM
48273U102
160
10000
SH
SOLE
0
0
10000
Kennedy-Wilson Hldgs Inc Com
COM
489398107
28264
1179622
SH
SOLE
781139
0
398483
Kinder Morgan Energy Partners
COM
494550106
13477
144477
SH
SOLE
88196
0
56281
Kinder Morgan Energy Partners
COM
494550106
37098
397703
SH
DFND
02
397703
0
0
Kinder Morgan Inc.
COM
49456B101
186282
4858689
SH
SOLE
4839480
0
19209
Kinder Morgan Management LLC
COM
49455U100
103040
1094429
SH
SOLE
1037501
0
56928
Kinder Morgan Management LLC
COM
49455U100
71085
755023
SH
DFND
02
755023
0
0
KNOT Offshore Partners LP
COM
Y48125101
5768
230985
SH
SOLE
230985
0
0
KNOT Offshore Partners LP
COM
Y48125101
725
29035
SH
DFND
02
29035
0
0
Kraft Foods Group
COM
50076Q106
836
14818
SH
SOLE
8835
0
5983
Kulicke & Soffa Industries
COM
501242101
145
10167
SH
SOLE
10167
0
0
Leap Frog Enterprise
COM
52186N106
5659
944797
SH
SOLE
695360
0
249437
Leucadia Natl Corp
COM
527288104
1573
65978
SH
SOLE
43384
0
22594
Loews
COM
540424108
32417
778137
SH
SOLE
741542
0
36595
LSB Industries Inc Com
COM
502160104
64430
1804267
SH
SOLE
1716589
0
87678
Lydall Inc.
COM
550819106
8136
301218
SH
SOLE
235300
0
65918
Magellan Midstream Partners L.
COM
559080106
120157
1427380
SH
SOLE
1366890
0
60490
Magellan Midstream Partners L.
COM
559080106
100810
1197547
SH
DFND
02
1197547
0
0
Main Street Capital Corp Com
COM
56035L104
1929
62970
SH
SOLE
62970
0
0
MarkWest Energy Partners LP
COM
570759100
97594
1270427
SH
SOLE
1242451
0
27976
MarkWest Energy Partners LP
COM
570759100
43351
564325
SH
DFND
02
564325
0
0
Marlin Midstream Partners LP
COM
57118V100
1959
91900
SH
SOLE
91900
0
0
Matson Inc.
COM
57686G105
16011
639682
SH
SOLE
425135
0
214547
McDonalds Corp
COM
580135101
1310
13820
SH
SOLE
10112
0
3708
McRae Inds Inc Cl A
COM
582757209
2589
94143
SH
SOLE
94143
0
0
MDC Holdings
COM
552676108
57589
2274452
SH
SOLE
2020700
0
253752
Medallion Finl Corp Com
COM
583928106
1903
163180
SH
SOLE
163180
0
0
Medtronic
COM
585055106
21093
340490
SH
SOLE
320057
0
20433
Merck & Co Inc New
COM
58933Y105
371
6258
SH
SOLE
410
0
5848
Microsoft
COM
594918104
24632
531314
SH
SOLE
500190
0
31124
Midcoast Energy Partners LP
COM
59564N103
9316
417577
SH
SOLE
417577
0
0
Mondelez Int'l Inc
COM
609207105
18613
543209
SH
SOLE
518311
0
24898
Monroe Cap Corp Com
COM
610335101
2034
150649
SH
SOLE
150649
0
0
Motorola Solutions Inc Com Ne
COM
620076307
12202
192823
SH
SOLE
183148
0
9675
MPLX LP
COM
55336V100
337
5720
SH
SOLE
4370
0
1350
National Bank Hldgs Corp
COM
633707104
16126
843417
SH
SOLE
563416
0
280001
National Fuel Gas
COM
636180101
1126
16090
SH
SOLE
11180
0
4910
Navigators Group Inc
COM
638904102
24315
395367
SH
SOLE
271705
0
123662
New Mtn Fin Corp Com
COM
647551100
1533
104336
SH
SOLE
104336
0
0
New Ulm Telecom Inc Cap Stk
COM
649060100
833
112584
SH
SOLE
112584
0
0
News Corp Ltd
COM
65249B109
101076
6181988
SH
SOLE
5856583
0
325405
Nextera Energy Inc
COM
65339F101
295
3139
SH
SOLE
0
0
3139
Nextera Energy Partners LP
COM
65341B106
3025
87215
SH
SOLE
87215
0
0
Ngl Energy Partners LP
COM
62913M107
5216
132490
SH
SOLE
132490
0
0
Nisource
COM
65473P105
20548
501408
SH
SOLE
499710
0
1698
Northern Trust
COM
665859104
428
6292
SH
SOLE
0
0
6292
Northfield Bancorp Inc Del Com
COM
66611T108
42409
3113764
SH
SOLE
2460280
0
653484
NRG Yield Inc.
COM
62942X108
8956
190345
SH
SOLE
190345
0
0
Nustar Energy LP
COM
67058H102
24011
364135
SH
SOLE
364135
0
0
Oaktree Capital Group
COM
674001201
917
17940
SH
SOLE
10210
0
7730
Oiltanking Partners LP
COM
678049107
13173
265640
SH
SOLE
264040
0
1600
Oiltanking Partners LP
COM
678049107
10218
206042
SH
DFND
02
206042
0
0
Omega Protein Corp
COM
68210P107
2631
210445
SH
SOLE
175035
0
35410
ONEOK Inc.
COM
682680103
25740
392681
SH
SOLE
391620
0
1061
Oneok Partners LP
COM
68268N103
7076
126448
SH
SOLE
91250
0
35198
Oneok Partners LP
COM
68268N103
29939
535000
SH
DFND
02
535000
0
0
Opus Bank
COM
684000102
1367
44620
SH
SOLE
30470
0
14150
Oshkosh Corp.
COM
688239201
122502
2774668
SH
SOLE
2505237
0
269431
Owens Corning Inc.
COM
690742101
58627
1846521
SH
SOLE
1669470
0
177051
Oxford Resource Partners LP
COM
691807101
566
709615
SH
SOLE
709615
0
0
Oxford Resource Partners LP
COM
691807101
291
365000
SH
DFND
02
365000
0
0
Pacific Premier Bancorp
COM
69478X105
586
41688
SH
SOLE
41688
0
0
Parker Drilling Co.
COM
701081101
1015
205420
SH
SOLE
141930
0
63490
Pattern Energy Group Inc
COM
70338P100
6713
217120
SH
SOLE
217120
0
0
PBF Logistics LP
COM
69318Q104
9175
362344
SH
SOLE
347415
0
14929
PBF Logistics LP
COM
69318Q104
1952
77085
SH
DFND
02
77085
0
0
PDC Energy Inc Com
COM
69327R101
4124
81998
SH
SOLE
75998
0
6000
Pennantpark Invt Corp Com
COM
708062104
1490
136549
SH
SOLE
136549
0
0
Pepsico
COM
713448108
20619
221494
SH
SOLE
207924
0
13570
Phillips 66
COM
718546104
775
9526
SH
SOLE
8670
0
856
Phillips 66 Partners L.P.
COM
718549207
9259
138715
SH
SOLE
126495
0
12220
Pimco Corp & Inc Oppty Fund
COM
72201B101
1903
111562
SH
SOLE
13100
0
98462
Pimco Corp & Income Strategy F
COM
72200U100
5160
326789
SH
SOLE
79470
0
247319
Pimco Etf Tr 0-5 High Yield
0-5 HIGH YIELD
72201R783
1709
16488
SH
SOLE
3090
0
13398
Pioneer Natural Resources
COM
723787107
116726
592608
SH
SOLE
564241
0
28367
Plains All American Pipeline L
COM
726503105
161607
2745621
SH
SOLE
2563943
0
181678
Plains All American Pipeline L
COM
726503105
90461
1536892
SH
DFND
02
1536892
0
0
Plains GP Holdings LP
COM
72651A108
142979
4664898
SH
SOLE
4591403
0
73495
Powell Inds
COM
739128106
666
16300
SH
SOLE
16300
0
0
Procter & Gamble
COM
742718109
1638
19558
SH
SOLE
13929
0
5629
QEP Midstream Partners LP
COM
74735R115
3619
152745
SH
SOLE
152745
0
0
QEP Midstream Partners LP
COM
74735R115
3512
148255
SH
DFND
02
148255
0
0
Qep Resources Inc
COM
74733V100
788
25613
SH
SOLE
23350
0
2263
Quality Distribution Inc.
COM
74756M102
431
33700
SH
SOLE
33700
0
0
Range Resources
COM
75281A109
1215
17921
SH
SOLE
10565
0
7356
Rayonier
COM
754907103
34966
1122876
SH
SOLE
1064841
0
58035
Rayonier Advanced Materials
COM
75508B104
66698
2026672
SH
SOLE
1927723
0
98949
Raytheon
COM
755111507
20334
200098
SH
SOLE
191335
0
8763
Regency Affiliates Inc Com Par
COM
758847404
1125
114215
SH
SOLE
114215
0
0
Regency Energy Partners
COM
75885Y107
771
23640
SH
SOLE
0
0
23640
Resolute Energy Corp
COM
76116A108
3955
630840
SH
SOLE
630840
0
0
Rex Energy Corporation Com
COM
761565100
777
61290
SH
SOLE
43790
0
17500
Rexnord Corp.
COM
76169B102
959
33700
SH
SOLE
33700
0
0
Rice Energy Inc.
COM
762760106
990
37200
SH
SOLE
27200
0
10000
Rock-Tenn Co. Cl A
COM
772739207
25463
535166
SH
SOLE
509778
0
25388
Rose Rock Midstream L.P.
COM
777149105
12436
210240
SH
SOLE
210240
0
0
Rose Rock Midstream L.P.
COM
777149105
10696
180830
SH
DFND
02
180830
0
0
Ross Stores
COM
778296103
23623
312550
SH
SOLE
299629
0
12921
Royal Dutch Shell Plc Spon Adr
SPONSORED ADR
780259107
1376
17394
SH
SOLE
7364
0
10030
Ryman Hospitality Pptys Inc Co
COM
78377T107
77396
1636270
SH
SOLE
1552540
0
83730
Scheid Vineyards Inc Cl A
COM
806403200
1096
33210
SH
SOLE
33210
0
0
Seacor Holdings
COM
811904101
65059
869769
SH
SOLE
827119
0
42650
Seadrill Partners LLC
COM
Y7545W109
3400
109000
SH
SOLE
109000
0
0
Service Corp International
COM
817565104
951
45000
SH
SOLE
45000
0
0
Silver Bay Rlty Tr Corp
COM
82735Q102
16606
1024411
SH
SOLE
645361
0
379050
Sinclair Broadcast
COM
829226109
16240
622446
SH
SOLE
552260
0
70186
SM Energy Company
COM
78454L100
2145
27500
SH
SOLE
27500
0
0
Solar Cap LTD Com
COM
83413U100
2885
154445
SH
SOLE
154445
0
0
Southcross Energy Partners L.P
COM
84130C100
33950
1590186
SH
SOLE
1565201
0
24985
Southcross Energy Partners L.P
COM
84130C100
16400
768160
SH
DFND
02
768160
0
0
Southwestern Energy Co.
COM
845467109
1113
31847
SH
SOLE
20860
0
10987
Spectra Energy Corp.
COM
847560109
26546
676149
SH
SOLE
674375
0
1774
State Bank Finl Corp
COM
856190103
1883
115939
SH
SOLE
115689
0
250
Stoneridge Inc.
COM
86183P102
1770
157020
SH
SOLE
157020
0
0
Summit Midstream Partners LP
COM
866142102
3870
76100
SH
SOLE
76100
0
0
Sunoco Logistics Partners LP
COM
86764L108
2067
42825
SH
SOLE
0
0
42825
Superior Uniform Group
COM
868358102
1961
90568
SH
SOLE
89848
0
720
Susser Petroleum Partners LP
COM
869239103
31956
581021
SH
SOLE
496070
0
84951
Symetra Financial Inc
COM
87151Q106
33159
1421312
SH
SOLE
933905
0
487407
Symphony International Holding
COM
G54812105
139
177408
SH
SOLE
177408
0
0
Tallgrass Energy Partners LP
COM
874697105
12161
268404
SH
SOLE
255515
0
12889
Tallgrass Energy Partners LP
COM
874697105
8584
189460
SH
DFND
02
189460
0
0
Targa Resources Corp.
COM
87612G101
48177
353800
SH
SOLE
353800
0
0
Targa Resources Partners LP
COM
87611X105
9237
127665
SH
SOLE
110723
0
16942
Targa Resources Partners LP
COM
87611X105
15738
217530
SH
DFND
02
217530
0
0
TC Pipelines LP
COM
87233Q108
176678
2609340
SH
SOLE
2520155
0
89185
TC Pipelines LP
COM
87233Q108
42437
626740
SH
DFND
02
626740
0
0
Tcp Cap Corp Com
COM
87238Q103
1436
89390
SH
SOLE
89390
0
0
Tech Data
COM
878237106
70385
1195809
SH
SOLE
1135222
0
60587
Tecumseh Prods Co
COM
878895309
924
214884
SH
SOLE
214884
0
0
Teekay Lng Partners LP
COM
Y8564M105
10079
231384
SH
SOLE
231384
0
0
Teekay Offshore Partners L.P.
COM
Y8565J101
95925
2854914
SH
SOLE
2780764
0
74150
Teekay Offshore Partners L.P.
COM
Y8565J101
24915
741510
SH
DFND
02
741510
0
0
Teekay Shipping
COM
Y8564W103
9566
144150
SH
SOLE
144150
0
0
Teletech Holdings Inc.
COM
879939106
38321
1559039
SH
SOLE
1209072
0
349967
Teradata Corporation
COM
88076W103
705
16808
SH
SOLE
14900
0
1908
Tesco Corp Com
COM
88157K101
24519
1235206
SH
SOLE
859818
0
375388
Tesoro Logistics LP
COM
88160T107
141965
2006003
SH
SOLE
1953358
0
52645
Tesoro Logistics LP
COM
88160T107
24878
351530
SH
DFND
02
351530
0
0
Tetra Technologies Inc.
COM
88162F105
746
68940
SH
SOLE
68940
0
0
The Blackstone Group LP
COM
09253U108
750
23840
SH
SOLE
16530
0
7310
The Southern Company
COM
842587107
341
7804
SH
SOLE
0
0
7804
The Williams Companies
COM
969457100
150116
2712117
SH
SOLE
2677236
0
34881
TPG Specialty Lending Inc.
COM
87265K102
537
33520
SH
SOLE
33520
0
0
Trade Street Residential Inc
COM
89255N203
2243
314210
SH
SOLE
314210
0
0
Transmontaigne Partners L.P.
COM
89376V100
4928
119488
SH
SOLE
119488
0
0
Transocean Partners LLC
COM
Y8977Y100
1420
54225
SH
SOLE
54225
0
0
Transocean Partners LLC
COM
Y8977Y100
1193
45570
SH
DFND
02
45570
0
0
Travelcenters Of America
COM
894174101
3499
354139
SH
SOLE
328359
0
25780
Triangle Cap Corp Com
COM
895848109
2109
83283
SH
SOLE
83283
0
0
Tribune Media Company Class A
COM
896047503
132168
2008632
SH
SOLE
1913705
0
94927
Trinity Biotech PLC
SPON ADR NEW
896438306
433
23700
SH
SOLE
23700
0
0
Trinity Industries
COM
896522109
1840
39378
SH
SOLE
27678
0
11700
TriplePoint Venture Growth
COM
89677Y100
1853
126820
SH
SOLE
126820
0
0
Tropicana Entertainment
COM
89708X105
3409
202915
SH
SOLE
180195
0
22720
Unilever Plc Adr (New)
SPON ADR NEW
904767704
258
6168
SH
SOLE
6168
0
0
Union Pacific
COM
907818108
35454
327003
SH
SOLE
311037
0
15966
United Health Group
COM
91324P102
22480
260636
SH
SOLE
244903
0
15733
United Technologies
COM
913017109
659
6242
SH
SOLE
5583
0
659
UQM Technologies Inc.
COM
903213106
292
207400
SH
SOLE
207400
0
0
US Bancorp
COM
902973304
15124
361548
SH
SOLE
343857
0
17691
US Concrete Inc.
COM
90333L201
2334
89300
SH
SOLE
89300
0
0
US Silica Holdilngs Inc.
COM
90346E103
5635
90146
SH
SOLE
90146
0
0
Valero Energy Partners LP
COM
91914J102
2219
49720
SH
SOLE
49720
0
0
Valero Energy Partners LP
COM
91914J102
1890
42350
SH
DFND
02
42350
0
0
Ventas Inc.
COM
92276F100
780
12591
SH
SOLE
8010
0
4581
Verizon Communications
COM
92343V104
2243
44872
SH
SOLE
15840
0
29032
Viad Corp New
COM
92552R406
5005
242355
SH
SOLE
152043
0
90312
Visteon Corporation
COM
92839U206
59423
611037
SH
SOLE
575892
0
35145
VTTI Energy Partners LP
COM
Y9384M101
9068
361870
SH
SOLE
361870
0
0
VTTI Energy Partners LP
COM
Y9384M101
7627
304365
SH
DFND
02
304365
0
0
Vulcan Intl Corp
COM
929136109
1700
42982
SH
SOLE
42982
0
0
Wal-Mart Stores
COM
931142103
1656
21657
SH
SOLE
17144
0
4513
Western Gas Equity Partners LP
COM
95825R103
130590
2142929
SH
SOLE
2056130
0
86799
Western Gas Equity Partners LP
COM
95825R103
34298
562810
SH
DFND
02
562810
0
0
Western Gas Partners LP
COM
958254104
63358
844778
SH
SOLE
819183
0
25595
Western Gas Partners LP
COM
958254104
27622
368290
SH
DFND
02
368290
0
0
White Mountains Insurance Grou
COM
G9618E107
81209
128888
SH
SOLE
122529
0
6359
Williams Partners LP
COM
96950F104
115720
2181332
SH
SOLE
2138647
0
42685
Williams Partners LP
COM
96950F104
100475
1893970
SH
DFND
02
1893970
0
0
Winthrop Realty Tr New Reit
COM
976391300
1463
97075
SH
SOLE
96185
0
890
Wisdomtree Largecap Div Largec
LARGECAP DIVID
97717W307
400
5620
SH
SOLE
5620
0
0
World Point Terminals LP
COM
98159G107
12922
679767
SH
SOLE
679767
0
0
World Point Terminals LP
COM
98159G107
3195
168065
SH
DFND
02
168065
0
0
Wpx Energy Inc.
COM
98212B103
1323
54970
SH
SOLE
37470
0
17500