0000902584-14-000001.txt : 20140214
0000902584-14-000001.hdr.sgml : 20140214
20140214153115
ACCESSION NUMBER: 0000902584-14-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140214
DATE AS OF CHANGE: 20140214
EFFECTIVENESS DATE: 20140214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVISORY RESEARCH INC
CENTRAL INDEX KEY: 0000902584
IRS NUMBER: 132831881
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05637
FILM NUMBER: 14615754
BUSINESS ADDRESS:
STREET 1: 180 N. STETSON STREET
STREET 2: STE 5500
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: 3125651414
MAIL ADDRESS:
STREET 1: 180 N. STETSON STREET
STREET 2: SUITE 5780
CITY: CHICAGO
STATE: IL
ZIP: 60601
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000902584
XXXXXXXX
12-31-2013
12-31-2013
ADVISORY RESEARCH INC
180 N. STETSON STREET
SUITE 5780
CHICAGO
IL
60601
13F HOLDINGS REPORT
028-05637
N
Susan L. Steiner
Chief Compliance Officer
314-555-1212
Susan L. Steiner
St. Louis
MO
02-14-2014
1
356
9720045
false
2
0001280782
028-11097
GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC
INFORMATION TABLE
2
ariqtrfour.xml
3M COMPANY
COM
88579Y101
1384
9870
SH
SOLE
9870
0
0
A T & T INC (NEW)
COM
00206R102
2785
79198
SH
SOLE
79198
0
0
ACCENTURE PLC IRELAND SHS CLASS A
CLA
G1151C101
1982
24107
SH
SOLE
24107
0
0
ACCESS MIDSTREAM PARTNERS LP
COM
00434L109
134963
2385355
SH
SOLE
2328530
0
56825
ACCESS MIDSTREAM PARTNERS LP
COM
00434L109
31758
561290
SH
DFND
02
561290
0
0
ADECOAGRO S A COM
COM
L00849106
205
25367
SH
SOLE
25367
0
0
ADVANTAGE OIL & GAS LTD COM
COM
00765F101
348
75500
SH
SOLE
75500
0
0
ADVISORSHARES TR PERITUS HG YLD
PERITUS HG YLD
00768Y503
251
4860
SH
SOLE
4860
0
0
AGL RES INC
COM
001204106
748
15836
SH
SOLE
15836
0
0
AIR PRODS & CHEMS INC
COM
009158106
20286
181484
SH
SOLE
181484
0
0
ALEXANDER & BALDWIN INC NEW COM
COM
014491104
124783
2990236
SH
SOLE
2990236
0
0
ALLEGHENY TECHNOLOGIES INC
COM
01741R102
99661
2797115
SH
SOLE
2797115
0
0
ALLIANCE HOLDINGS GP LP
COM
01861G100
32671
557242
SH
SOLE
541212
0
16030
ALLIANCE HOLDINGS GP LP
COM
01861G100
12748
217425
SH
DFND
02
217425
0
0
ALLIANCE RESOURCE PARTNERS
COM
01877R108
9504
123425
SH
SOLE
123425
0
0
ALLIANCE RESOURCE PARTNERS
COM
01877R108
9305
120840
SH
DFND
02
120840
0
0
ALLIANCEBERNSTEIN HOLDING LPUNIT LTD PARTN
COM
01881G106
695
32590
SH
SOLE
32590
0
0
ALLIED WRLD ASSUR COM HLDG ASHS
COM
H01531104
100726
892885
SH
SOLE
892885
0
0
ALTRIA GROUP INC
COM
02209S103
2548
66382
SH
SOLE
66382
0
0
AMERCO INC
COM
023586100
53948
226823
SH
SOLE
226823
0
0
AMERICAN CAPITAL LTD.
COM
02503Y103
90151
5764110
SH
SOLE
5764110
0
0
AMERICAN EXPRESS CO
COM
025816109
25633
282522
SH
SOLE
282522
0
0
AMERICAN INTERNATIONAL GROUP INC
COM
026874784
26708
523175
SH
SOLE
523175
0
0
ANADARKO PETROLEUM
COM
032511107
10599
133620
SH
SOLE
133620
0
0
ANDERSONS INC
COM
034164103
1429
16030
SH
SOLE
16030
0
0
ANTERO RES CORP COM
COM
03674X106
1407
22175
SH
SOLE
22175
0
0
APOLLO INVT CORP COM
COM
03761U106
1126
132860
SH
SOLE
132860
0
0
APPLE INC
COM
037833100
1098
1958
SH
SOLE
1958
0
0
ARC DOCUMENT SOLUTIONS INC COM
COM
00191G103
3139
381817
SH
SOLE
381817
0
0
ARC LOGISTICS PARTNERS LP
COM
03879N101
9770
446110
SH
SOLE
446110
0
0
ARC LOGISTICS PARTNERS LP
COM
03879N101
6655
303890
SH
DFND
02
303890
0
0
ARCELORMITTAL SA LUXEMBOURG NY
COM
03938L104
214
12006
SH
SOLE
12006
0
0
ARES CAP CORP
COM
04010L103
2750
154770
SH
SOLE
154770
0
0
ASSOCIATED BANC CORP COM
COM
045487105
20611
1184557
SH
SOLE
1184557
0
0
ASTEC INDS INC COM
COM
046224101
1143
29580
SH
SOLE
29580
0
0
ATLAS PIPELINE PARTNERS UTS
COM
049392103
51458
1468124
SH
SOLE
1431069
0
37055
ATLAS PIPELINE PARTNERS UTS
COM
049392103
12480
356062
SH
DFND
02
356062
0
0
ATLAS RESOURCE PARTNERS
COM
04941A101
123
6000
SH
SOLE
6000
0
0
AVALON HLDGS CORP CL A
CLA
05343P109
1954
375703
SH
SOLE
375703
0
0
BANCO LATINOAMERICANO DE EXPCL E
COM
P16994132
9394
335249
SH
SOLE
335249
0
0
BANK OF AMERICA CORPORATION 7.25%CNV PFD L
COM
060505682
610
575
SH
SOLE
575
0
0
BANKUNITED INC COM
COM
06652K103
26579
807375
SH
SOLE
807375
0
0
BED BATH & BEYOND INC
COM
075896100
27568
343307
SH
SOLE
343307
0
0
BERKSHIRE HATHAWAY INC DEL
COM
084670108
2846
16
SH
SOLE
16
0
0
BERKSHIRE HATHAWAY INC DEL CL B
CLB
084670702
28406
239591
SH
SOLE
239591
0
0
BEXIL CORP
COM
088577101
2825
88200
SH
SOLE
88200
0
0
BIGLARI HLDGS INC COM
COM
08986R101
51982
102602
SH
SOLE
102602
0
0
BILL BARRET CORP
COM
06846N104
1125
42025
SH
SOLE
42025
0
0
BLACKROCK KELSO CAPITAL CORPCOM
COM
092533108
1679
179976
SH
SOLE
179976
0
0
BLOCK H & R INC
COM
093671105
16848
580152
SH
SOLE
580152
0
0
BOARDWALK PIPELINE PARTNERS
COM
096627104
23249
910993
SH
SOLE
910993
0
0
BOARDWALK PIPELINE PARTNERS
COM
096627104
19165
750975
SH
DFND
02
750975
0
0
BOISE CASCADE CO
COM
09739D100
27801
943041
SH
SOLE
943041
0
0
BUCKEYE PARTNERS L.P.
COM
118230101
160286
2257235
SH
SOLE
2215675
0
41560
BUCKEYE PARTNERS L.P.
COM
118230101
90188
1270081
SH
DFND
02
1270081
0
0
CAPITAL BK FINL CORP CL A COM
CLA
139794101
17018
748064
SH
SOLE
748064
0
0
CAPITAL SOUTHWEST CORP COM
COM
140501107
3720
106685
SH
SOLE
106685
0
0
CARRIZO OIL & GAS INC
COM
144577103
89921
2008518
SH
SOLE
2008518
0
0
CASEYS GEN STORES INC
COM
147528103
51063
726882
SH
SOLE
726882
0
0
CENTERPOINT ENERGY INC
COM
15189T107
4617
199165
SH
SOLE
199165
0
0
CENTURYLINK INC.
COM
156700106
738
23173
SH
SOLE
23173
0
0
CHEVIOT FINANCIAL CORP NEW COM
COM
16677X105
1077
104542
SH
SOLE
104542
0
0
CHEVRON CORPORATION
COM
166764100
25926
207560
SH
SOLE
207560
0
0
CHICAGO RIVET & MACHINE CO
COM
168088102
2178
65700
SH
SOLE
65700
0
0
CHINA CORD BLOOD CORP SHS
COM
G21107100
266
66271
SH
SOLE
66271
0
0
CHUBB CORP
COM
171232101
2325
24065
SH
SOLE
24065
0
0
CIT GROUP INC
COM
125581801
129055
2475634
SH
SOLE
2475634
0
0
CLAYMORE EXCHANGE TRD FD TR GUGG SPINOFF E
GUGG SPINOFF ETF
18383M605
274
6079
SH
SOLE
6079
0
0
CNO FINL GROUP INC COM
COM
12621E103
66676
3769107
SH
SOLE
3769107
0
0
COLGATE PALMOLIVE CO
COM
194162103
912
13979
SH
SOLE
13979
0
0
COMCAST CORP CL A
CLA
20030N101
15974
307397
SH
SOLE
307397
0
0
COMERICA INC
COM
200340107
113631
2390227
SH
SOLE
2390227
0
0
COMMONWEALTH REIT 6.50% PFD CUM
COM
203233408
769
37500
SH
SOLE
37500
0
0
COMMSCOPE HLDG CO INC COM
COM
20337X109
598
31600
SH
SOLE
31600
0
0
COMMUNICATIONS SYS INC
COM
203900105
1476
132507
SH
SOLE
132507
0
0
CONOCOPHILLIPS
COM
20825C104
1119
15840
SH
SOLE
15840
0
0
CONVERGYS CORP
COM
212485106
15549
738661
SH
SOLE
738661
0
0
CORE MARK HOLDING CO INC
COM
218681104
70532
928906
SH
SOLE
928906
0
0
CRESTWOOD EQUITY PARTNERS LP
COM
226344109
119834
8664807
SH
SOLE
8481800
0
183007
CRESTWOOD EQUITY PARTNERS LP
COM
226344109
49817
3602117
SH
DFND
02
3602117
0
0
CRESTWOOD MIDSTREAM PARTNERS L
COM
226378107
56859
2284430
SH
SOLE
2284430
0
0
CRESTWOOD MIDSTREAM PARTNERS L
COM
226378107
53643
2155217
SH
DFND
02
2155217
0
0
CROSSTEX ENERGY L.P.
COM
22765U102
15898
576005
SH
SOLE
576005
0
0
CROSSTEX ENERGY L.P.
COM
22765U102
13114
475135
SH
DFND
02
475135
0
0
CST BRANDS INC COM
COM
12646R105
94419
2571329
SH
SOLE
2571329
0
0
CSX CORP
COM
126408103
17531
609334
SH
SOLE
609334
0
0
DCP MIDSTREAM PARTNERS LP
COM
23311P100
162018
3217831
SH
SOLE
3154491
0
63340
DCP MIDSTREAM PARTNERS LP
COM
23311P100
50622
1005404
SH
DFND
02
1005404
0
0
DEERE & CO
COM
244199105
21846
239203
SH
SOLE
239203
0
0
DELEK LOGISTICS PARTNERS LP
COM
24664T103
30811
973500
SH
SOLE
973500
0
0
DELEK LOGISTICS PARTNERS LP
COM
24664T103
12574
397285
SH
DFND
02
397285
0
0
DELEK US HLDGS INC COM
COM
246647101
13912
404313
SH
SOLE
404313
0
0
DELTIC TIMBER CORP
COM
247850100
24079
354417
SH
SOLE
354417
0
0
DENBURY RESOURCES INC
COM
247916208
4579
278670
SH
SOLE
278670
0
0
DESTINATION XL GROUP INC
COM
25065K104
27788
4249005
SH
SOLE
4249005
0
0
DIRECTV
COM
25490A309
15375
222635
SH
SOLE
222635
0
0
DISCOVER FINANCIAL SERVICES
COM
254709108
55686
995284
SH
SOLE
995284
0
0
DOMINION DIAMOND CORP COM
COM
257287102
4527
315274
SH
SOLE
315274
0
0
DUKE ENERGY CORPORATION COM NEW
COM
26441C204
1609
23321
SH
SOLE
23321
0
0
EATON CORP PLC SHS
COM
G29183103
1391
18273
SH
SOLE
18273
0
0
EL PASO PIPELINE PARTNERS, LP
COM
283702108
596
16563
SH
SOLE
16563
0
0
EL PASO PIPELINE PARTNERS, LP
COM
283702108
10085
280152
SH
DFND
02
280152
0
0
EMERSON ELEC CO
COM
291011104
23720
337994
SH
SOLE
337994
0
0
ENBRIDGE ENERGY MANAGEMENT, LL
COM
29250X103
15971
556866
SH
SOLE
556866
0
0
ENBRIDGE ENERGY MANAGEMENT, LL
COM
29250X103
9661
336845
SH
DFND
02
336845
0
0
ENBRIDGE ENERGY PARTNERS LP
COM
29250R106
2739
91685
SH
SOLE
91685
0
0
ENBRIDGE ENERGY PARTNERS LP
COM
29250R106
15083
504954
SH
DFND
02
504954
0
0
ENBRIDGE INC.
COM
29250N105
17977
411560
SH
SOLE
411560
0
0
ENCORE CAP GROUP INC COM
COM
292554102
38247
760984
SH
SOLE
760984
0
0
ENCORE WIRE CORP
COM
292562105
104626
1930365
SH
SOLE
1930365
0
0
ENERGY TRANSFER EQUITY, L.P.
COM
29273V100
290695
3556340
SH
SOLE
3491930
0
64410
ENERGY TRANSFER EQUITY, L.P.
COM
29273V100
118680
1451915
SH
DFND
02
1451915
0
0
ENERGY TRANSFER PARTNERS UNITS
COM
29273R109
4043
70626
SH
SOLE
70626
0
0
ENERGY TRANSFER PARTNERS UNITS
COM
29273R109
13124
229237
SH
DFND
02
229237
0
0
ENSTAR GROUP LIMITED
COM
G3075P101
35024
252137
SH
SOLE
252137
0
0
ENTERPRISE PRODUCTS PARTNERS L
COM
293792107
234774
3541091
SH
SOLE
3479566
0
61525
ENTERPRISE PRODUCTS PARTNERS L
COM
293792107
94207
1420925
SH
DFND
02
1420925
0
0
EOG RESOURCES INC
COM
26875P101
904
5388
SH
SOLE
5388
0
0
EQT CORPORATION
COM
26884L109
13912
154958
SH
SOLE
154958
0
0
EQT MIDSTREAM PNTRS LP
COM
26885B100
54940
934520
SH
SOLE
934520
0
0
EQT MIDSTREAM PNTRS LP
COM
26885B100
1006
17120
SH
DFND
02
17120
0
0
ESPEY MFG & ELECTRS CORP
COM
296650104
2431
74482
SH
SOLE
74482
0
0
ETRACS ALERIAN MLP INDEX ETN
COM
90267B682
381
13100
SH
SOLE
13100
0
0
EV ENERGY PARTNERS LP
COM
26926V107
81777
2410160
SH
SOLE
2369160
0
41000
EV ENERGY PARTNERS LP
COM
26926V107
36476
1075035
SH
DFND
02
1075035
0
0
EVOLUTION PETROLEUM CORP
COM
30049A107
9193
744986
SH
SOLE
744986
0
0
EXCO RESOURCES INC COM
COM
269279402
722
136050
SH
SOLE
136050
0
0
EXTERRAN PARTNERS LP
COM
30225N105
17550
580556
SH
SOLE
580556
0
0
EXTERRAN PARTNERS LP
COM
30225N105
12790
423095
SH
DFND
02
423095
0
0
EXXON MOBIL CORP
COM
30231G102
380
3750
SH
SOLE
3750
0
0
FIDUS INVT CORP COM
COM
316500107
646
29710
SH
SOLE
29710
0
0
FIFTH STREET FINANCE CORP COM
COM
31678A103
1849
199900
SH
SOLE
199900
0
0
FIFTH THIRD BANCORP
COM
316773100
400
19024
SH
SOLE
19024
0
0
FOOT LOCKER INC
COM
344849104
93487
2255965
SH
SOLE
2255965
0
0
FORESTAR REAL ESTATE GROUP ICOM
COM
346233109
27259
1281553
SH
SOLE
1281553
0
0
FRONTIER COMMUNICATIONS CORP
COM
35906A108
64
13752
SH
SOLE
13752
0
0
GARRISON CAP INC COM
COM
366554103
297
21405
SH
SOLE
21405
0
0
GATX CORP
COM
361448103
23395
448434
SH
SOLE
448434
0
0
GENERAL MLS INC
COM
370334104
213
4275
SH
SOLE
4275
0
0
GENESIS ENERGY LP
COM
371927104
121676
2314556
SH
SOLE
2259401
0
55155
GENESIS ENERGY LP
COM
371927104
35315
671775
SH
DFND
02
671775
0
0
GLATFELTER COM
COM
377316104
2252
81460
SH
SOLE
81460
0
0
GLAXOSMITHKLINE PLC ADR SPONSORED
COM
37733W105
856
16040
SH
SOLE
16040
0
0
GLOBAL PARTNERS LP
COM
37946R109
143
4045
SH
SOLE
4045
0
0
GOLAR LNG PARTNERS LP
COM
Y2745C102
10321
341180
SH
SOLE
341180
0
0
GOLAR LNG PARTNERS LP
COM
Y2745C102
10961
362360
SH
DFND
02
362360
0
0
GOLUB CAP BDC INC COM
COM
38173M102
2444
127890
SH
SOLE
127890
0
0
GRAFTECH INTL LTD COM
COM
384313102
506
45100
SH
SOLE
45100
0
0
GRAMERCY PPTY TR INC COM
COM
38489R100
740
128630
SH
SOLE
128630
0
0
GREAT LAKES DREDGE & DOCK COCOM
COM
390607109
855
92900
SH
SOLE
92900
0
0
GREENE CNTY BANCORP INC
COM
394357107
1217
47626
SH
SOLE
47626
0
0
GULFPORT ENERGY CORP COM NEW
COM
402635304
226667
3590477
SH
SOLE
3590477
0
0
HASBRO INC
COM
418056107
3227
58669
SH
SOLE
58669
0
0
HEALTHCARE SERVICES GROUP INC
COM
421906108
1269
44738
SH
SOLE
44738
0
0
HERCULES TECH GROWTH CAP INCCOM
COM
427096508
864
52680
SH
SOLE
52680
0
0
HERITAGE FINANCIAL GROUP INC
COM
42726X102
2347
121913
SH
SOLE
121913
0
0
HHGREGG INC COM
COM
42833L108
34494
2469154
SH
SOLE
2469154
0
0
HOLLY ENERGY PARTNERS LP
COM
435763107
1696
52446
SH
SOLE
52446
0
0
HORSEHEAD HLDG CORP COM
COM
440694305
4170
257260
SH
SOLE
257260
0
0
HYATT HOTELS CORP CL A
CLA
448579102
77510
1567132
SH
SOLE
1567132
0
0
I B M
COM
459200101
21174
112885
SH
SOLE
112885
0
0
INTREPID POTASH INC COM
COM
46121Y102
84183
5314567
SH
SOLE
5314567
0
0
INVESTORS BANCORP INC
COM
46146P102
75901
2967209
SH
SOLE
2967209
0
0
ISHARES TR DJ SEL DIV INX
SELECT DIVID ETF
464287168
3004
42100
SH
SOLE
42100
0
0
ISHARES TR RUSSL 2000 VAL
COM
464287630
2637
26500
SH
SOLE
26500
0
0
ISHARES TR US PFD STK IDX
U.S. PFD STK ETF
464288687
886
24043
SH
SOLE
24043
0
0
J.P. MORGAN CHASE & CO
COM
46625H100
29471
503946
SH
SOLE
503946
0
0
JOHNSON & JOHNSON
COM
478160104
21117
230561
SH
SOLE
230561
0
0
JPMORGAN ALERIAN MLP INDEX ETN
COM
46625H365
318
6870
SH
SOLE
6870
0
0
K12 INC COM
COM
48273U102
218
10000
SH
SOLE
10000
0
0
KENNEDY-WILSON HLDGS INC COM
COM
489398107
33911
1524102
SH
SOLE
1524102
0
0
KEYCORP
COM
493267108
60388
4499833
SH
SOLE
4499833
0
0
KINDER MORGAN ENERGY PARTNERS
COM
494550106
12346
153063
SH
SOLE
153063
0
0
KINDER MORGAN ENERGY PARTNERS
COM
494550106
32079
397703
SH
DFND
02
397703
0
0
KINDER MORGAN INC.
COM
49456B101
156183
4338428
SH
SOLE
4324133
0
14295
KINDER MORGAN INC.
COM
49456B101
7926
220165
SH
DFND
02
220165
0
0
KINDER MORGAN MANAGEMENT, LLC
COM
49455U100
69450
917917
SH
SOLE
880968
0
36949
KINDER MORGAN MANAGEMENT, LLC
COM
49455U100
54152
715723
SH
DFND
02
715723
0
0
KNOT OFFSHORE PARTNERS LP
COM
Y48125101
947
33685
SH
SOLE
32810
0
875
KNOT OFFSHORE PARTNERS LP
COM
Y48125101
816
29035
SH
DFND
02
29035
0
0
KRAFT FOODS GROUP INC COM
COM
50076Q106
882
16353
SH
SOLE
16353
0
0
KULICKE & SOFFA INDS INC COM
COM
501242101
186
13996
SH
SOLE
13996
0
0
LAYNE CHRISTENSEN CO COM
COM
521050104
2196
128580
SH
SOLE
128580
0
0
LEUCADIA NATL CORP
COM
527288104
31505
1111679
SH
SOLE
1111679
0
0
LIMONEIRA CO
COM
532746104
1198
45050
SH
SOLE
45050
0
0
LOEWS CORP
COM
540424108
19546
405176
SH
SOLE
405176
0
0
LSB INDS INC COM
COM
502160104
72072
1757005
SH
SOLE
1757005
0
0
M D C HOLDINGS INC
COM
552676108
82534
2559979
SH
SOLE
2559979
0
0
MAGELLAN MIDSTREAM PARTNERS L.
COM
559080106
72059
1138905
SH
SOLE
1138905
0
0
MAGELLAN MIDSTREAM PARTNERS L.
COM
559080106
77151
1219387
SH
DFND
02
1219387
0
0
MAGELLAN PETE CORP
COM
559091301
1730
1679566
SH
SOLE
1679566
0
0
MAIN STREET CAPITAL CORP COM
COM
56035L104
847
25900
SH
SOLE
25900
0
0
MARCUS CORP
COM
566330106
4362
324575
SH
SOLE
324575
0
0
MARKWEST ENERGY PARTNERS LP
COM
570759100
121493
1837191
SH
SOLE
1801216
0
35975
MARKWEST ENERGY PARTNERS LP
COM
570759100
37319
564325
SH
DFND
02
564325
0
0
MATERIAL SCIENCES CORP COM
COM
576674105
4005
339085
SH
SOLE
339085
0
0
MATERION CORP COM
COM
576690101
4159
134803
SH
SOLE
134803
0
0
MCDONALDS CORP
COM
580135101
19776
203809
SH
SOLE
203809
0
0
MCRAE INDS INC CL A
CLA
582757209
3931
117161
SH
SOLE
117161
0
0
MEDALLION FINL CORP COM
COM
583928106
532
37060
SH
SOLE
37060
0
0
MEDLEY CAP CORP COM
COM
58503F106
1443
104170
SH
SOLE
104170
0
0
MEDTRONIC INC
COM
585055106
23310
406169
SH
SOLE
406169
0
0
MERCK & COMPANY
COM
58933Y105
1115
22278
SH
SOLE
22278
0
0
MERIDIAN INTERSTAT BANCORP INC
COM
58964Q104
2077
92002
SH
SOLE
92002
0
0
MICROSOFT CORP
COM
594918104
22781
608954
SH
SOLE
608954
0
0
MIDWESTONE FINL GROUP INC NECOM
COM
598511103
1260
46336
SH
SOLE
46336
0
0
MILLER INDS INC TENN COM NEW
COM
600551204
1523
81725
SH
SOLE
81725
0
0
MONDELEZ INTL INC COM
COM
609207105
22661
641958
SH
SOLE
641958
0
0
MONROE CAP CORP COM
COM
610335101
345
28270
SH
SOLE
28270
0
0
MONSTER WORLDWIDE INC
COM
611742107
611
85700
SH
SOLE
85700
0
0
MOTOROLA SOLUTIONS INC COM NE
COM
620076307
14085
208674
SH
SOLE
208674
0
0
MPLX LP
COM
55336V100
158
3550
SH
SOLE
3550
0
0
MPLX LP
COM
55336V100
891
20000
SH
DFND
02
20000
0
0
MVC CAPITAL INC COM
COM
553829102
515
38160
SH
SOLE
38160
0
0
NATIONAL BK HLDGS CORP CL A
CLA
633707104
27650
1292056
SH
SOLE
1292056
0
0
NATIONAL FUEL & GAS CO
COM
636180101
1246
17450
SH
SOLE
17450
0
0
NATURAL RESOURCE PARTNERS LP
COM
63900P103
312
15646
SH
SOLE
15646
0
0
NAVIGATORS GROUP INC
COM
638904102
23844
377517
SH
SOLE
377517
0
0
NEW MTN FIN CORP COM
COM
647551100
1461
97170
SH
SOLE
97170
0
0
NEW ULM TELECOM INC CAP STK
COM
649060100
944
143640
SH
SOLE
143640
0
0
NEWS CORP/NEW-CL A
CLA
65249B109
116317
6454904
SH
SOLE
6454904
0
0
NEXTERA ENERGY INC
COM
65339F101
271
3160
SH
SOLE
3160
0
0
NICHOLAS FINANCIAL INC COM NEW
COM
65373J209
4467
283814
SH
SOLE
283814
0
0
NISOURCE
COM
65473P105
5174
157350
SH
SOLE
157350
0
0
NORTHERN TR CORP
COM
665859104
394
6362
SH
SOLE
6362
0
0
NORTHFIELD BANCORP INC DEL COM
COM
66611T108
45610
3455286
SH
SOLE
3455286
0
0
OAKTREE CAP GROUP LLC UNIT CL A
CLA
674001201
856
14550
SH
SOLE
14550
0
0
OCCIDENTAL PETROLEUM
COM
674599105
6503
68385
SH
SOLE
68385
0
0
OILTANKING PARTNERS LP
COM
678049107
10251
165160
SH
SOLE
165160
0
0
OILTANKING PARTNERS LP
COM
678049107
6395
103021
SH
DFND
02
103021
0
0
OMEGA PROTEIN CORP COM
COM
68210P107
895
72835
SH
SOLE
72835
0
0
ONEOK INC.
COM
682680103
14036
225735
SH
SOLE
225735
0
0
ONEOK PARTNERS LP
COM
68268N103
1707
32418
SH
SOLE
32418
0
0
ONEOK PARTNERS LP
COM
68268N103
28168
535000
SH
DFND
02
535000
0
0
OPPENHEIMER HLDGS INC CL A NON VTG
CLA
683797104
1903
76814
SH
SOLE
76814
0
0
ORITANI FINL CORP
COM
68633D103
1940
120887
SH
SOLE
120887
0
0
OSHKOSH CORP COM
COM
688239201
167162
3318023
SH
SOLE
3318023
0
0
OWENS CORNING NEW COM
COM
690742101
130277
3199329
SH
SOLE
3199329
0
0
OXFORD RESOURCE PARTNERS LP
COM
691807101
888
721921
SH
SOLE
721921
0
0
OXFORD RESOURCE PARTNERS LP
COM
691807101
449
365000
SH
DFND
02
365000
0
0
PAA NATURAL GAS STORAGE LP
COM
693139107
148
6431
SH
SOLE
6431
0
0
PACIFIC PREMIER BANCORP
COM
69478X105
2314
146993
SH
SOLE
146993
0
0
PDC ENERGY INC COM
COM
69327R101
6272
117848
SH
SOLE
117848
0
0
PENNANTPARK FLOATING RATE CACOM
COM
70806A106
312
22720
SH
SOLE
22720
0
0
PENNANTPARK INVT CORP COM
COM
708062104
2162
186350
SH
SOLE
186350
0
0
PEPSICO INC
COM
713448108
23767
286551
SH
SOLE
286551
0
0
PERICOM SEMICONDUCTOR CORP COM
COM
713831105
448
50610
SH
SOLE
50610
0
0
PFSWEB INC COM NEW
COM
717098206
540
59500
SH
SOLE
59500
0
0
PHILLIPS 66 COM
COM
718546104
1111
14404
SH
SOLE
14404
0
0
PIMCO CORPORATE & INCOME OPPORTUNITY FUND
COM
72201B101
1933
111995
SH
SOLE
111995
0
0
PIMCO CORPORATE & INCOME STRATEGY FUND
COM
72200U100
4735
299705
SH
SOLE
299705
0
0
PIMCO ETF TR 0-5 HIGH YIELD
0-5 HIGH YIELD
72201R783
1753
16478
SH
SOLE
16478
0
0
PIONEER NATURAL RESOURCES CO
COM
723787107
113862
618580
SH
SOLE
618580
0
0
PLAINS ALL AMERICAN PIPELINE L
COM
726503105
157203
3036562
SH
SOLE
3006207
0
30355
PLAINS ALL AMERICAN PIPELINE L
COM
726503105
79565
1536892
SH
DFND
02
1536892
0
0
PLAINS GP HOLDINGS LP
COM
72651A108
103572
3868975
SH
SOLE
3783285
0
85690
PLUM CREEK TIMBER CO INC
COM
729251108
63521
1365755
SH
SOLE
1365755
0
0
POTASH CORP SASK INC
COM
73755L107
711
21570
SH
SOLE
21570
0
0
PROCTER & GAMBLE COMPANY
COM
742718109
2048
25152
SH
SOLE
25152
0
0
PROSPECT CAPITAL CORPORATIONCOM
COM
74348T102
1032
92000
SH
SOLE
92000
0
0
QEP MIDSTREAM PARTNERS, LP
COM
74735R115
7073
304606
SH
SOLE
301831
0
2775
QEP MIDSTREAM PARTNERS, LP
COM
74735R115
3512
151255
SH
DFND
02
151255
0
0
QEP RESOURCES INC
COM
74733V100
5678
185260
SH
SOLE
185260
0
0
RANGE RES CORP
COM
75281A109
50708
601442
SH
SOLE
601442
0
0
RAYMOND JAMES FINANCIAL INC
COM
754730109
79002
1513735
SH
SOLE
1513735
0
0
RAYONIER INC COM
COM
754907103
653
15520
SH
SOLE
15520
0
0
RAYTHEON CO
COM
755111507
26913
296726
SH
SOLE
296726
0
0
REGENCY AFFILIATES INC COM PAR $.001
COM
758847404
1068
114215
SH
SOLE
114215
0
0
REGENCY ENERGY PARTNERS
COM
75885Y107
621
23640
SH
SOLE
23640
0
0
RESOLUTE ENERGY CORP
COM
76116A108
6193
685840
SH
SOLE
685840
0
0
REX ENERGY CORPORATION COM
COM
761565100
1120
56800
SH
SOLE
56800
0
0
RICHARDSON ELECTRS LTD COM
COM
763165107
458
40360
SH
SOLE
40360
0
0
ROSE ROCK MIDSTREAM L.P.
COM
777149105
5103
131850
SH
SOLE
131850
0
0
ROSE ROCK MIDSTREAM L.P.
COM
777149105
6998
180830
SH
DFND
02
180830
0
0
ROSS STORES INC
COM
778296103
26595
354925
SH
SOLE
354925
0
0
ROYAL DUTCH SHELL PLC SPON ADR B
COM
780259107
1446
19252
SH
SOLE
19252
0
0
RYDEX ETF TRUST S&P 500 EQ TRD
GUG S&P500 EQ WT
78355W106
1451
20371
SH
SOLE
20371
0
0
RYMAN HOSPITALITY PPTYS INC COM
COM
78377T107
63591
1522054
SH
SOLE
1522054
0
0
SCHEID VINEYARDS INC CL A
CLA
806403200
830
33210
SH
SOLE
33210
0
0
SCHNITZER STL INDS INC CL A
CLA
806882106
64616
1977852
SH
SOLE
1977852
0
0
SEACOR HOLDINGS INC
COM
811904101
74889
821153
SH
SOLE
821153
0
0
SENECA FOODS CORP NEW CL A
CLA
817070501
369
11582
SH
SOLE
11582
0
0
SHENANDOAH TELECOMMUNICATIONCDT
COM
82312B106
2144
83506
SH
SOLE
83506
0
0
SILVER BAY RLTY TR CORP COM
COM
82735Q102
18323
1145886
SH
SOLE
1145886
0
0
SINCLAIR BROADCAST GROUP INCCL A
CLA
829226109
107832
3017955
SH
SOLE
3017955
0
0
SM ENERGY CO COM
COM
78454L100
2909
35000
SH
SOLE
35000
0
0
SMUCKER J M CO
COM
832696405
11308
109127
SH
SOLE
109127
0
0
SOLAR CAP LTD COM
COM
83413U100
1480
65620
SH
SOLE
65620
0
0
SOLAR SR CAP LTD COM
COM
83416M105
336
18440
SH
SOLE
18440
0
0
SOUTHCROSS ENERGY PARTNERS, L.
COM
84130C100
22858
1267800
SH
SOLE
1266015
0
1785
SOUTHCROSS ENERGY PARTNERS, L.
COM
84130C100
9604
532660
SH
DFND
02
532660
0
0
SOUTHERN CO
COM
842587107
1020
24809
SH
SOLE
24809
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
1176
29905
SH
SOLE
29905
0
0
SPECTRA ENERGY CORP.
COM
847560109
12870
361325
SH
SOLE
361325
0
0
STATE BK FINL CORP COM
COM
856190103
3276
180099
SH
SOLE
180099
0
0
STELLUS CAP INVT CORP COM
COM
858568108
311
20790
SH
SOLE
20790
0
0
STIFEL FINANCIAL CORP
COM
860630102
207
4320
SH
SOLE
4320
0
0
SUNOCO LOGISTICS PARTNERS LP
COM
86764L108
3235
42860
SH
SOLE
42860
0
0
SUPERIOR UNIFORM INC FLORIDA
COM
868358102
5534
357504
SH
SOLE
357504
0
0
SUSSER HLDGS CORP
COM
869233106
157325
2402271
SH
SOLE
2402271
0
0
SYMETRA FINL CORP
COM
87151Q106
38489
2030027
SH
SOLE
2030027
0
0
TALLGRASS ENERGY PARTNERS LP
COM
874697105
6844
263245
SH
SOLE
258400
0
4845
TALLGRASS ENERGY PARTNERS LP
COM
874697105
4926
189460
SH
DFND
02
189460
0
0
TANDY BRANDS ACCESSORIES INC
COM
875378101
8
31569
SH
SOLE
31569
0
0
TARGA RESOURCES CORP.
COM
87612G101
27595
312980
SH
SOLE
312980
0
0
TARGA RESOURCES PARTNERS LP
COM
87611X105
886
16942
SH
SOLE
16942
0
0
TARGA RESOURCES PARTNERS LP
COM
87611X105
13730
262530
SH
DFND
02
262530
0
0
TARGET CORP
COM
87612E106
20324
321219
SH
SOLE
321219
0
0
TC PIPELINES, LP
COM
87233Q108
72053
1487774
SH
SOLE
1445609
0
42165
TC PIPELINES, LP
COM
87233Q108
30353
626740
SH
DFND
02
626740
0
0
TCP CAP CORP COM
COM
87238Q103
1149
68480
SH
SOLE
68480
0
0
TECH DATA CORP
COM
878237106
36197
701484
SH
SOLE
701484
0
0
TECUMSEH PRODS CO CL A
CLA
878895200
5281
583582
SH
SOLE
583582
0
0
TEEKAY OFFSHORE PARTNERS, L.P.
COM
Y8565J101
74874
2262725
SH
SOLE
2219290
0
43435
TEEKAY OFFSHORE PARTNERS, L.P.
COM
Y8565J101
24537
741510
SH
DFND
02
741510
0
0
TELETECH HOLDINGS INC COM
COM
879939106
45186
1887452
SH
SOLE
1887452
0
0
TESCO CORP COM
COM
88157K101
31274
1581074
SH
SOLE
1581074
0
0
TESORO LOGISTICS LP
COM
88160T107
79051
1510333
SH
SOLE
1465973
0
44360
TESORO LOGISTICS LP
COM
88160T107
18399
351530
SH
DFND
02
351530
0
0
THL CR INC COM
COM
872438106
571
34600
SH
SOLE
34600
0
0
TICC CAPITAL CORP COM
COM
87244T109
1996
193080
SH
SOLE
193080
0
0
TRANSCANADA CORPORATION
COM
89353D107
13148
287960
SH
SOLE
287960
0
0
TRAVELCENTERS OF AMERICA LLCCOM
COM
894174101
7572
777370
SH
SOLE
777370
0
0
TRIANGLE CAP CORP COM
COM
895848109
848
30680
SH
SOLE
30680
0
0
TRIBUNE CO NEW CL A
CLA
896047503
135204
1746825
SH
SOLE
1746825
0
0
TRINITY INDS INC
COM
896522109
2058
37745
SH
SOLE
37745
0
0
U S BANCORP
COM
902973304
22115
547398
SH
SOLE
547398
0
0
U S SILICA HLDGS INC COM
COM
90346E103
6822
200000
SH
SOLE
200000
0
0
UNILEVER PLC SPON ADR
COM
904767704
20958
508678
SH
SOLE
508678
0
0
UNION PAC CORP
COM
907818108
28855
171756
SH
SOLE
171756
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
23041
202473
SH
SOLE
202473
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
32887
436744
SH
SOLE
436744
0
0
UNIVERSAL AMERICAN SPIN CORP COM
COM
91338E101
11489
1573854
SH
SOLE
1573854
0
0
UTI WORLDWIDE INC ORD
COM
G87210103
413
23510
SH
SOLE
23510
0
0
VAIL RESORTS INC
COM
91879Q109
55903
743101
SH
SOLE
743101
0
0
VALERO ENERGY PARTNERS LP
COM
91914J102
3364
97650
SH
SOLE
96745
0
905
VALERO ENERGY PARTNERS LP
COM
91914J102
1803
52350
SH
DFND
02
52350
0
0
VERIZON COMMUNICATIONS
COM
92343V104
1899
38639
SH
SOLE
38639
0
0
VIAD CORP COM NEW
COM
92552R406
28204
1015260
SH
SOLE
1015260
0
0
VISTEON CORP COM NEW
COM
92839U206
99454
1214487
SH
SOLE
1214487
0
0
VULCAN INTL CORP
COM
929136109
1649
50738
SH
SOLE
50738
0
0
WAL MART STORES INC
COM
931142103
21518
273451
SH
SOLE
273451
0
0
WELLS FARGO ADVANTAGE MULTI COM SHS
COM SHS
94987D101
534
37950
SH
SOLE
37950
0
0
WESTERN GAS EQUITY PARTNERS LP
COM
95825R103
71570
1811434
SH
SOLE
1745545
0
65889
WESTERN GAS EQUITY PARTNERS LP
COM
95825R103
22237
562810
SH
DFND
02
562810
0
0
WESTERN GAS PARTNERS LP
COM
958254104
54531
883947
SH
SOLE
883947
0
0
WESTERN GAS PARTNERS LP
COM
958254104
23645
383290
SH
DFND
02
383290
0
0
WHITE MOUNTAINS INSURANCE GROUP LTD
COM
G9618E107
91264
151330
SH
SOLE
151330
0
0
WILLIAMS COMPANIES
COM
969457100
74009
1918820
SH
SOLE
1884120
0
34700
WILLIAMS PARTNERS LP
COM
96950F104
133435
2623575
SH
SOLE
2601985
0
21590
WILLIAMS PARTNERS LP
COM
96950F104
96327
1893970
SH
DFND
02
1893970
0
0
WINTHROP RLTY TR SH BEN INT NEW
COM
976391300
2895
261965
SH
SOLE
261965
0
0
WISDOMTREE TRUST LARGECAP DIVID
LARGECAP DIVID
97717W307
381
5720
SH
SOLE
5720
0
0
WORLD POINT TERMINALS, LP
COM
98159G107
5220
271180
SH
SOLE
268095
0
3085
WORLD POINT TERMINALS, LP
COM
98159G107
3235
168065
SH
DFND
02
168065
0
0
WPX ENERGY INC COM
COM
98212B103
1208
59298
SH
SOLE
59298
0
0