0000902584-14-000001.txt : 20140214 0000902584-14-000001.hdr.sgml : 20140214 20140214153115 ACCESSION NUMBER: 0000902584-14-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140214 EFFECTIVENESS DATE: 20140214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVISORY RESEARCH INC CENTRAL INDEX KEY: 0000902584 IRS NUMBER: 132831881 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05637 FILM NUMBER: 14615754 BUSINESS ADDRESS: STREET 1: 180 N. STETSON STREET STREET 2: STE 5500 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 3125651414 MAIL ADDRESS: STREET 1: 180 N. STETSON STREET STREET 2: SUITE 5780 CITY: CHICAGO STATE: IL ZIP: 60601 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000902584 XXXXXXXX 12-31-2013 12-31-2013 ADVISORY RESEARCH INC
180 N. STETSON STREET SUITE 5780 CHICAGO IL 60601
13F HOLDINGS REPORT 028-05637 N
Susan L. Steiner Chief Compliance Officer 314-555-1212 Susan L. Steiner St. Louis MO 02-14-2014 1 356 9720045 false 2 0001280782 028-11097 GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC
INFORMATION TABLE 2 ariqtrfour.xml 3M COMPANY COM 88579Y101 1384 9870 SH SOLE 9870 0 0 A T & T INC (NEW) COM 00206R102 2785 79198 SH SOLE 79198 0 0 ACCENTURE PLC IRELAND SHS CLASS A CLA G1151C101 1982 24107 SH SOLE 24107 0 0 ACCESS MIDSTREAM PARTNERS LP COM 00434L109 134963 2385355 SH SOLE 2328530 0 56825 ACCESS MIDSTREAM PARTNERS LP COM 00434L109 31758 561290 SH DFND 02 561290 0 0 ADECOAGRO S A COM COM L00849106 205 25367 SH SOLE 25367 0 0 ADVANTAGE OIL & GAS LTD COM COM 00765F101 348 75500 SH SOLE 75500 0 0 ADVISORSHARES TR PERITUS HG YLD PERITUS HG YLD 00768Y503 251 4860 SH SOLE 4860 0 0 AGL RES INC COM 001204106 748 15836 SH SOLE 15836 0 0 AIR PRODS & CHEMS INC COM 009158106 20286 181484 SH SOLE 181484 0 0 ALEXANDER & BALDWIN INC NEW COM COM 014491104 124783 2990236 SH SOLE 2990236 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 99661 2797115 SH SOLE 2797115 0 0 ALLIANCE HOLDINGS GP LP COM 01861G100 32671 557242 SH SOLE 541212 0 16030 ALLIANCE HOLDINGS GP LP COM 01861G100 12748 217425 SH DFND 02 217425 0 0 ALLIANCE RESOURCE PARTNERS COM 01877R108 9504 123425 SH SOLE 123425 0 0 ALLIANCE RESOURCE PARTNERS COM 01877R108 9305 120840 SH DFND 02 120840 0 0 ALLIANCEBERNSTEIN HOLDING LPUNIT LTD PARTN COM 01881G106 695 32590 SH SOLE 32590 0 0 ALLIED WRLD ASSUR COM HLDG ASHS COM H01531104 100726 892885 SH SOLE 892885 0 0 ALTRIA GROUP INC COM 02209S103 2548 66382 SH SOLE 66382 0 0 AMERCO INC COM 023586100 53948 226823 SH SOLE 226823 0 0 AMERICAN CAPITAL LTD. COM 02503Y103 90151 5764110 SH SOLE 5764110 0 0 AMERICAN EXPRESS CO COM 025816109 25633 282522 SH SOLE 282522 0 0 AMERICAN INTERNATIONAL GROUP INC COM 026874784 26708 523175 SH SOLE 523175 0 0 ANADARKO PETROLEUM COM 032511107 10599 133620 SH SOLE 133620 0 0 ANDERSONS INC COM 034164103 1429 16030 SH SOLE 16030 0 0 ANTERO RES CORP COM COM 03674X106 1407 22175 SH SOLE 22175 0 0 APOLLO INVT CORP COM COM 03761U106 1126 132860 SH SOLE 132860 0 0 APPLE INC COM 037833100 1098 1958 SH SOLE 1958 0 0 ARC DOCUMENT SOLUTIONS INC COM COM 00191G103 3139 381817 SH SOLE 381817 0 0 ARC LOGISTICS PARTNERS LP COM 03879N101 9770 446110 SH SOLE 446110 0 0 ARC LOGISTICS PARTNERS LP COM 03879N101 6655 303890 SH DFND 02 303890 0 0 ARCELORMITTAL SA LUXEMBOURG NY COM 03938L104 214 12006 SH SOLE 12006 0 0 ARES CAP CORP COM 04010L103 2750 154770 SH SOLE 154770 0 0 ASSOCIATED BANC CORP COM COM 045487105 20611 1184557 SH SOLE 1184557 0 0 ASTEC INDS INC COM COM 046224101 1143 29580 SH SOLE 29580 0 0 ATLAS PIPELINE PARTNERS UTS COM 049392103 51458 1468124 SH SOLE 1431069 0 37055 ATLAS PIPELINE PARTNERS UTS COM 049392103 12480 356062 SH DFND 02 356062 0 0 ATLAS RESOURCE PARTNERS COM 04941A101 123 6000 SH SOLE 6000 0 0 AVALON HLDGS CORP CL A CLA 05343P109 1954 375703 SH SOLE 375703 0 0 BANCO LATINOAMERICANO DE EXPCL E COM P16994132 9394 335249 SH SOLE 335249 0 0 BANK OF AMERICA CORPORATION 7.25%CNV PFD L COM 060505682 610 575 SH SOLE 575 0 0 BANKUNITED INC COM COM 06652K103 26579 807375 SH SOLE 807375 0 0 BED BATH & BEYOND INC COM 075896100 27568 343307 SH SOLE 343307 0 0 BERKSHIRE HATHAWAY INC DEL COM 084670108 2846 16 SH SOLE 16 0 0 BERKSHIRE HATHAWAY INC DEL CL B CLB 084670702 28406 239591 SH SOLE 239591 0 0 BEXIL CORP COM 088577101 2825 88200 SH SOLE 88200 0 0 BIGLARI HLDGS INC COM COM 08986R101 51982 102602 SH SOLE 102602 0 0 BILL BARRET CORP COM 06846N104 1125 42025 SH SOLE 42025 0 0 BLACKROCK KELSO CAPITAL CORPCOM COM 092533108 1679 179976 SH SOLE 179976 0 0 BLOCK H & R INC COM 093671105 16848 580152 SH SOLE 580152 0 0 BOARDWALK PIPELINE PARTNERS COM 096627104 23249 910993 SH SOLE 910993 0 0 BOARDWALK PIPELINE PARTNERS COM 096627104 19165 750975 SH DFND 02 750975 0 0 BOISE CASCADE CO COM 09739D100 27801 943041 SH SOLE 943041 0 0 BUCKEYE PARTNERS L.P. COM 118230101 160286 2257235 SH SOLE 2215675 0 41560 BUCKEYE PARTNERS L.P. COM 118230101 90188 1270081 SH DFND 02 1270081 0 0 CAPITAL BK FINL CORP CL A COM CLA 139794101 17018 748064 SH SOLE 748064 0 0 CAPITAL SOUTHWEST CORP COM COM 140501107 3720 106685 SH SOLE 106685 0 0 CARRIZO OIL & GAS INC COM 144577103 89921 2008518 SH SOLE 2008518 0 0 CASEYS GEN STORES INC COM 147528103 51063 726882 SH SOLE 726882 0 0 CENTERPOINT ENERGY INC COM 15189T107 4617 199165 SH SOLE 199165 0 0 CENTURYLINK INC. COM 156700106 738 23173 SH SOLE 23173 0 0 CHEVIOT FINANCIAL CORP NEW COM COM 16677X105 1077 104542 SH SOLE 104542 0 0 CHEVRON CORPORATION COM 166764100 25926 207560 SH SOLE 207560 0 0 CHICAGO RIVET & MACHINE CO COM 168088102 2178 65700 SH SOLE 65700 0 0 CHINA CORD BLOOD CORP SHS COM G21107100 266 66271 SH SOLE 66271 0 0 CHUBB CORP COM 171232101 2325 24065 SH SOLE 24065 0 0 CIT GROUP INC COM 125581801 129055 2475634 SH SOLE 2475634 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG SPINOFF E GUGG SPINOFF ETF 18383M605 274 6079 SH SOLE 6079 0 0 CNO FINL GROUP INC COM COM 12621E103 66676 3769107 SH SOLE 3769107 0 0 COLGATE PALMOLIVE CO COM 194162103 912 13979 SH SOLE 13979 0 0 COMCAST CORP CL A CLA 20030N101 15974 307397 SH SOLE 307397 0 0 COMERICA INC COM 200340107 113631 2390227 SH SOLE 2390227 0 0 COMMONWEALTH REIT 6.50% PFD CUM COM 203233408 769 37500 SH SOLE 37500 0 0 COMMSCOPE HLDG CO INC COM COM 20337X109 598 31600 SH SOLE 31600 0 0 COMMUNICATIONS SYS INC COM 203900105 1476 132507 SH SOLE 132507 0 0 CONOCOPHILLIPS COM 20825C104 1119 15840 SH SOLE 15840 0 0 CONVERGYS CORP COM 212485106 15549 738661 SH SOLE 738661 0 0 CORE MARK HOLDING CO INC COM 218681104 70532 928906 SH SOLE 928906 0 0 CRESTWOOD EQUITY PARTNERS LP COM 226344109 119834 8664807 SH SOLE 8481800 0 183007 CRESTWOOD EQUITY PARTNERS LP COM 226344109 49817 3602117 SH DFND 02 3602117 0 0 CRESTWOOD MIDSTREAM PARTNERS L COM 226378107 56859 2284430 SH SOLE 2284430 0 0 CRESTWOOD MIDSTREAM PARTNERS L COM 226378107 53643 2155217 SH DFND 02 2155217 0 0 CROSSTEX ENERGY L.P. COM 22765U102 15898 576005 SH SOLE 576005 0 0 CROSSTEX ENERGY L.P. COM 22765U102 13114 475135 SH DFND 02 475135 0 0 CST BRANDS INC COM COM 12646R105 94419 2571329 SH SOLE 2571329 0 0 CSX CORP COM 126408103 17531 609334 SH SOLE 609334 0 0 DCP MIDSTREAM PARTNERS LP COM 23311P100 162018 3217831 SH SOLE 3154491 0 63340 DCP MIDSTREAM PARTNERS LP COM 23311P100 50622 1005404 SH DFND 02 1005404 0 0 DEERE & CO COM 244199105 21846 239203 SH SOLE 239203 0 0 DELEK LOGISTICS PARTNERS LP COM 24664T103 30811 973500 SH SOLE 973500 0 0 DELEK LOGISTICS PARTNERS LP COM 24664T103 12574 397285 SH DFND 02 397285 0 0 DELEK US HLDGS INC COM COM 246647101 13912 404313 SH SOLE 404313 0 0 DELTIC TIMBER CORP COM 247850100 24079 354417 SH SOLE 354417 0 0 DENBURY RESOURCES INC COM 247916208 4579 278670 SH SOLE 278670 0 0 DESTINATION XL GROUP INC COM 25065K104 27788 4249005 SH SOLE 4249005 0 0 DIRECTV COM 25490A309 15375 222635 SH SOLE 222635 0 0 DISCOVER FINANCIAL SERVICES COM 254709108 55686 995284 SH SOLE 995284 0 0 DOMINION DIAMOND CORP COM COM 257287102 4527 315274 SH SOLE 315274 0 0 DUKE ENERGY CORPORATION COM NEW COM 26441C204 1609 23321 SH SOLE 23321 0 0 EATON CORP PLC SHS COM G29183103 1391 18273 SH SOLE 18273 0 0 EL PASO PIPELINE PARTNERS, LP COM 283702108 596 16563 SH SOLE 16563 0 0 EL PASO PIPELINE PARTNERS, LP COM 283702108 10085 280152 SH DFND 02 280152 0 0 EMERSON ELEC CO COM 291011104 23720 337994 SH SOLE 337994 0 0 ENBRIDGE ENERGY MANAGEMENT, LL COM 29250X103 15971 556866 SH SOLE 556866 0 0 ENBRIDGE ENERGY MANAGEMENT, LL COM 29250X103 9661 336845 SH DFND 02 336845 0 0 ENBRIDGE ENERGY PARTNERS LP COM 29250R106 2739 91685 SH SOLE 91685 0 0 ENBRIDGE ENERGY PARTNERS LP COM 29250R106 15083 504954 SH DFND 02 504954 0 0 ENBRIDGE INC. COM 29250N105 17977 411560 SH SOLE 411560 0 0 ENCORE CAP GROUP INC COM COM 292554102 38247 760984 SH SOLE 760984 0 0 ENCORE WIRE CORP COM 292562105 104626 1930365 SH SOLE 1930365 0 0 ENERGY TRANSFER EQUITY, L.P. COM 29273V100 290695 3556340 SH SOLE 3491930 0 64410 ENERGY TRANSFER EQUITY, L.P. COM 29273V100 118680 1451915 SH DFND 02 1451915 0 0 ENERGY TRANSFER PARTNERS UNITS COM 29273R109 4043 70626 SH SOLE 70626 0 0 ENERGY TRANSFER PARTNERS UNITS COM 29273R109 13124 229237 SH DFND 02 229237 0 0 ENSTAR GROUP LIMITED COM G3075P101 35024 252137 SH SOLE 252137 0 0 ENTERPRISE PRODUCTS PARTNERS L COM 293792107 234774 3541091 SH SOLE 3479566 0 61525 ENTERPRISE PRODUCTS PARTNERS L COM 293792107 94207 1420925 SH DFND 02 1420925 0 0 EOG RESOURCES INC COM 26875P101 904 5388 SH SOLE 5388 0 0 EQT CORPORATION COM 26884L109 13912 154958 SH SOLE 154958 0 0 EQT MIDSTREAM PNTRS LP COM 26885B100 54940 934520 SH SOLE 934520 0 0 EQT MIDSTREAM PNTRS LP COM 26885B100 1006 17120 SH DFND 02 17120 0 0 ESPEY MFG & ELECTRS CORP COM 296650104 2431 74482 SH SOLE 74482 0 0 ETRACS ALERIAN MLP INDEX ETN COM 90267B682 381 13100 SH SOLE 13100 0 0 EV ENERGY PARTNERS LP COM 26926V107 81777 2410160 SH SOLE 2369160 0 41000 EV ENERGY PARTNERS LP COM 26926V107 36476 1075035 SH DFND 02 1075035 0 0 EVOLUTION PETROLEUM CORP COM 30049A107 9193 744986 SH SOLE 744986 0 0 EXCO RESOURCES INC COM COM 269279402 722 136050 SH SOLE 136050 0 0 EXTERRAN PARTNERS LP COM 30225N105 17550 580556 SH SOLE 580556 0 0 EXTERRAN PARTNERS LP COM 30225N105 12790 423095 SH DFND 02 423095 0 0 EXXON MOBIL CORP COM 30231G102 380 3750 SH SOLE 3750 0 0 FIDUS INVT CORP COM COM 316500107 646 29710 SH SOLE 29710 0 0 FIFTH STREET FINANCE CORP COM COM 31678A103 1849 199900 SH SOLE 199900 0 0 FIFTH THIRD BANCORP COM 316773100 400 19024 SH SOLE 19024 0 0 FOOT LOCKER INC COM 344849104 93487 2255965 SH SOLE 2255965 0 0 FORESTAR REAL ESTATE GROUP ICOM COM 346233109 27259 1281553 SH SOLE 1281553 0 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 64 13752 SH SOLE 13752 0 0 GARRISON CAP INC COM COM 366554103 297 21405 SH SOLE 21405 0 0 GATX CORP COM 361448103 23395 448434 SH SOLE 448434 0 0 GENERAL MLS INC COM 370334104 213 4275 SH SOLE 4275 0 0 GENESIS ENERGY LP COM 371927104 121676 2314556 SH SOLE 2259401 0 55155 GENESIS ENERGY LP COM 371927104 35315 671775 SH DFND 02 671775 0 0 GLATFELTER COM COM 377316104 2252 81460 SH SOLE 81460 0 0 GLAXOSMITHKLINE PLC ADR SPONSORED COM 37733W105 856 16040 SH SOLE 16040 0 0 GLOBAL PARTNERS LP COM 37946R109 143 4045 SH SOLE 4045 0 0 GOLAR LNG PARTNERS LP COM Y2745C102 10321 341180 SH SOLE 341180 0 0 GOLAR LNG PARTNERS LP COM Y2745C102 10961 362360 SH DFND 02 362360 0 0 GOLUB CAP BDC INC COM COM 38173M102 2444 127890 SH SOLE 127890 0 0 GRAFTECH INTL LTD COM COM 384313102 506 45100 SH SOLE 45100 0 0 GRAMERCY PPTY TR INC COM COM 38489R100 740 128630 SH SOLE 128630 0 0 GREAT LAKES DREDGE & DOCK COCOM COM 390607109 855 92900 SH SOLE 92900 0 0 GREENE CNTY BANCORP INC COM 394357107 1217 47626 SH SOLE 47626 0 0 GULFPORT ENERGY CORP COM NEW COM 402635304 226667 3590477 SH SOLE 3590477 0 0 HASBRO INC COM 418056107 3227 58669 SH SOLE 58669 0 0 HEALTHCARE SERVICES GROUP INC COM 421906108 1269 44738 SH SOLE 44738 0 0 HERCULES TECH GROWTH CAP INCCOM COM 427096508 864 52680 SH SOLE 52680 0 0 HERITAGE FINANCIAL GROUP INC COM 42726X102 2347 121913 SH SOLE 121913 0 0 HHGREGG INC COM COM 42833L108 34494 2469154 SH SOLE 2469154 0 0 HOLLY ENERGY PARTNERS LP COM 435763107 1696 52446 SH SOLE 52446 0 0 HORSEHEAD HLDG CORP COM COM 440694305 4170 257260 SH SOLE 257260 0 0 HYATT HOTELS CORP CL A CLA 448579102 77510 1567132 SH SOLE 1567132 0 0 I B M COM 459200101 21174 112885 SH SOLE 112885 0 0 INTREPID POTASH INC COM COM 46121Y102 84183 5314567 SH SOLE 5314567 0 0 INVESTORS BANCORP INC COM 46146P102 75901 2967209 SH SOLE 2967209 0 0 ISHARES TR DJ SEL DIV INX SELECT DIVID ETF 464287168 3004 42100 SH SOLE 42100 0 0 ISHARES TR RUSSL 2000 VAL COM 464287630 2637 26500 SH SOLE 26500 0 0 ISHARES TR US PFD STK IDX U.S. PFD STK ETF 464288687 886 24043 SH SOLE 24043 0 0 J.P. MORGAN CHASE & CO COM 46625H100 29471 503946 SH SOLE 503946 0 0 JOHNSON & JOHNSON COM 478160104 21117 230561 SH SOLE 230561 0 0 JPMORGAN ALERIAN MLP INDEX ETN COM 46625H365 318 6870 SH SOLE 6870 0 0 K12 INC COM COM 48273U102 218 10000 SH SOLE 10000 0 0 KENNEDY-WILSON HLDGS INC COM COM 489398107 33911 1524102 SH SOLE 1524102 0 0 KEYCORP COM 493267108 60388 4499833 SH SOLE 4499833 0 0 KINDER MORGAN ENERGY PARTNERS COM 494550106 12346 153063 SH SOLE 153063 0 0 KINDER MORGAN ENERGY PARTNERS COM 494550106 32079 397703 SH DFND 02 397703 0 0 KINDER MORGAN INC. COM 49456B101 156183 4338428 SH SOLE 4324133 0 14295 KINDER MORGAN INC. COM 49456B101 7926 220165 SH DFND 02 220165 0 0 KINDER MORGAN MANAGEMENT, LLC COM 49455U100 69450 917917 SH SOLE 880968 0 36949 KINDER MORGAN MANAGEMENT, LLC COM 49455U100 54152 715723 SH DFND 02 715723 0 0 KNOT OFFSHORE PARTNERS LP COM Y48125101 947 33685 SH SOLE 32810 0 875 KNOT OFFSHORE PARTNERS LP COM Y48125101 816 29035 SH DFND 02 29035 0 0 KRAFT FOODS GROUP INC COM COM 50076Q106 882 16353 SH SOLE 16353 0 0 KULICKE & SOFFA INDS INC COM COM 501242101 186 13996 SH SOLE 13996 0 0 LAYNE CHRISTENSEN CO COM COM 521050104 2196 128580 SH SOLE 128580 0 0 LEUCADIA NATL CORP COM 527288104 31505 1111679 SH SOLE 1111679 0 0 LIMONEIRA CO COM 532746104 1198 45050 SH SOLE 45050 0 0 LOEWS CORP COM 540424108 19546 405176 SH SOLE 405176 0 0 LSB INDS INC COM COM 502160104 72072 1757005 SH SOLE 1757005 0 0 M D C HOLDINGS INC COM 552676108 82534 2559979 SH SOLE 2559979 0 0 MAGELLAN MIDSTREAM PARTNERS L. COM 559080106 72059 1138905 SH SOLE 1138905 0 0 MAGELLAN MIDSTREAM PARTNERS L. COM 559080106 77151 1219387 SH DFND 02 1219387 0 0 MAGELLAN PETE CORP COM 559091301 1730 1679566 SH SOLE 1679566 0 0 MAIN STREET CAPITAL CORP COM COM 56035L104 847 25900 SH SOLE 25900 0 0 MARCUS CORP COM 566330106 4362 324575 SH SOLE 324575 0 0 MARKWEST ENERGY PARTNERS LP COM 570759100 121493 1837191 SH SOLE 1801216 0 35975 MARKWEST ENERGY PARTNERS LP COM 570759100 37319 564325 SH DFND 02 564325 0 0 MATERIAL SCIENCES CORP COM COM 576674105 4005 339085 SH SOLE 339085 0 0 MATERION CORP COM COM 576690101 4159 134803 SH SOLE 134803 0 0 MCDONALDS CORP COM 580135101 19776 203809 SH SOLE 203809 0 0 MCRAE INDS INC CL A CLA 582757209 3931 117161 SH SOLE 117161 0 0 MEDALLION FINL CORP COM COM 583928106 532 37060 SH SOLE 37060 0 0 MEDLEY CAP CORP COM COM 58503F106 1443 104170 SH SOLE 104170 0 0 MEDTRONIC INC COM 585055106 23310 406169 SH SOLE 406169 0 0 MERCK & COMPANY COM 58933Y105 1115 22278 SH SOLE 22278 0 0 MERIDIAN INTERSTAT BANCORP INC COM 58964Q104 2077 92002 SH SOLE 92002 0 0 MICROSOFT CORP COM 594918104 22781 608954 SH SOLE 608954 0 0 MIDWESTONE FINL GROUP INC NECOM COM 598511103 1260 46336 SH SOLE 46336 0 0 MILLER INDS INC TENN COM NEW COM 600551204 1523 81725 SH SOLE 81725 0 0 MONDELEZ INTL INC COM COM 609207105 22661 641958 SH SOLE 641958 0 0 MONROE CAP CORP COM COM 610335101 345 28270 SH SOLE 28270 0 0 MONSTER WORLDWIDE INC COM 611742107 611 85700 SH SOLE 85700 0 0 MOTOROLA SOLUTIONS INC COM NE COM 620076307 14085 208674 SH SOLE 208674 0 0 MPLX LP COM 55336V100 158 3550 SH SOLE 3550 0 0 MPLX LP COM 55336V100 891 20000 SH DFND 02 20000 0 0 MVC CAPITAL INC COM COM 553829102 515 38160 SH SOLE 38160 0 0 NATIONAL BK HLDGS CORP CL A CLA 633707104 27650 1292056 SH SOLE 1292056 0 0 NATIONAL FUEL & GAS CO COM 636180101 1246 17450 SH SOLE 17450 0 0 NATURAL RESOURCE PARTNERS LP COM 63900P103 312 15646 SH SOLE 15646 0 0 NAVIGATORS GROUP INC COM 638904102 23844 377517 SH SOLE 377517 0 0 NEW MTN FIN CORP COM COM 647551100 1461 97170 SH SOLE 97170 0 0 NEW ULM TELECOM INC CAP STK COM 649060100 944 143640 SH SOLE 143640 0 0 NEWS CORP/NEW-CL A CLA 65249B109 116317 6454904 SH SOLE 6454904 0 0 NEXTERA ENERGY INC COM 65339F101 271 3160 SH SOLE 3160 0 0 NICHOLAS FINANCIAL INC COM NEW COM 65373J209 4467 283814 SH SOLE 283814 0 0 NISOURCE COM 65473P105 5174 157350 SH SOLE 157350 0 0 NORTHERN TR CORP COM 665859104 394 6362 SH SOLE 6362 0 0 NORTHFIELD BANCORP INC DEL COM COM 66611T108 45610 3455286 SH SOLE 3455286 0 0 OAKTREE CAP GROUP LLC UNIT CL A CLA 674001201 856 14550 SH SOLE 14550 0 0 OCCIDENTAL PETROLEUM COM 674599105 6503 68385 SH SOLE 68385 0 0 OILTANKING PARTNERS LP COM 678049107 10251 165160 SH SOLE 165160 0 0 OILTANKING PARTNERS LP COM 678049107 6395 103021 SH DFND 02 103021 0 0 OMEGA PROTEIN CORP COM COM 68210P107 895 72835 SH SOLE 72835 0 0 ONEOK INC. COM 682680103 14036 225735 SH SOLE 225735 0 0 ONEOK PARTNERS LP COM 68268N103 1707 32418 SH SOLE 32418 0 0 ONEOK PARTNERS LP COM 68268N103 28168 535000 SH DFND 02 535000 0 0 OPPENHEIMER HLDGS INC CL A NON VTG CLA 683797104 1903 76814 SH SOLE 76814 0 0 ORITANI FINL CORP COM 68633D103 1940 120887 SH SOLE 120887 0 0 OSHKOSH CORP COM COM 688239201 167162 3318023 SH SOLE 3318023 0 0 OWENS CORNING NEW COM COM 690742101 130277 3199329 SH SOLE 3199329 0 0 OXFORD RESOURCE PARTNERS LP COM 691807101 888 721921 SH SOLE 721921 0 0 OXFORD RESOURCE PARTNERS LP COM 691807101 449 365000 SH DFND 02 365000 0 0 PAA NATURAL GAS STORAGE LP COM 693139107 148 6431 SH SOLE 6431 0 0 PACIFIC PREMIER BANCORP COM 69478X105 2314 146993 SH SOLE 146993 0 0 PDC ENERGY INC COM COM 69327R101 6272 117848 SH SOLE 117848 0 0 PENNANTPARK FLOATING RATE CACOM COM 70806A106 312 22720 SH SOLE 22720 0 0 PENNANTPARK INVT CORP COM COM 708062104 2162 186350 SH SOLE 186350 0 0 PEPSICO INC COM 713448108 23767 286551 SH SOLE 286551 0 0 PERICOM SEMICONDUCTOR CORP COM COM 713831105 448 50610 SH SOLE 50610 0 0 PFSWEB INC COM NEW COM 717098206 540 59500 SH SOLE 59500 0 0 PHILLIPS 66 COM COM 718546104 1111 14404 SH SOLE 14404 0 0 PIMCO CORPORATE & INCOME OPPORTUNITY FUND COM 72201B101 1933 111995 SH SOLE 111995 0 0 PIMCO CORPORATE & INCOME STRATEGY FUND COM 72200U100 4735 299705 SH SOLE 299705 0 0 PIMCO ETF TR 0-5 HIGH YIELD 0-5 HIGH YIELD 72201R783 1753 16478 SH SOLE 16478 0 0 PIONEER NATURAL RESOURCES CO COM 723787107 113862 618580 SH SOLE 618580 0 0 PLAINS ALL AMERICAN PIPELINE L COM 726503105 157203 3036562 SH SOLE 3006207 0 30355 PLAINS ALL AMERICAN PIPELINE L COM 726503105 79565 1536892 SH DFND 02 1536892 0 0 PLAINS GP HOLDINGS LP COM 72651A108 103572 3868975 SH SOLE 3783285 0 85690 PLUM CREEK TIMBER CO INC COM 729251108 63521 1365755 SH SOLE 1365755 0 0 POTASH CORP SASK INC COM 73755L107 711 21570 SH SOLE 21570 0 0 PROCTER & GAMBLE COMPANY COM 742718109 2048 25152 SH SOLE 25152 0 0 PROSPECT CAPITAL CORPORATIONCOM COM 74348T102 1032 92000 SH SOLE 92000 0 0 QEP MIDSTREAM PARTNERS, LP COM 74735R115 7073 304606 SH SOLE 301831 0 2775 QEP MIDSTREAM PARTNERS, LP COM 74735R115 3512 151255 SH DFND 02 151255 0 0 QEP RESOURCES INC COM 74733V100 5678 185260 SH SOLE 185260 0 0 RANGE RES CORP COM 75281A109 50708 601442 SH SOLE 601442 0 0 RAYMOND JAMES FINANCIAL INC COM 754730109 79002 1513735 SH SOLE 1513735 0 0 RAYONIER INC COM COM 754907103 653 15520 SH SOLE 15520 0 0 RAYTHEON CO COM 755111507 26913 296726 SH SOLE 296726 0 0 REGENCY AFFILIATES INC COM PAR $.001 COM 758847404 1068 114215 SH SOLE 114215 0 0 REGENCY ENERGY PARTNERS COM 75885Y107 621 23640 SH SOLE 23640 0 0 RESOLUTE ENERGY CORP COM 76116A108 6193 685840 SH SOLE 685840 0 0 REX ENERGY CORPORATION COM COM 761565100 1120 56800 SH SOLE 56800 0 0 RICHARDSON ELECTRS LTD COM COM 763165107 458 40360 SH SOLE 40360 0 0 ROSE ROCK MIDSTREAM L.P. COM 777149105 5103 131850 SH SOLE 131850 0 0 ROSE ROCK MIDSTREAM L.P. COM 777149105 6998 180830 SH DFND 02 180830 0 0 ROSS STORES INC COM 778296103 26595 354925 SH SOLE 354925 0 0 ROYAL DUTCH SHELL PLC SPON ADR B COM 780259107 1446 19252 SH SOLE 19252 0 0 RYDEX ETF TRUST S&P 500 EQ TRD GUG S&P500 EQ WT 78355W106 1451 20371 SH SOLE 20371 0 0 RYMAN HOSPITALITY PPTYS INC COM COM 78377T107 63591 1522054 SH SOLE 1522054 0 0 SCHEID VINEYARDS INC CL A CLA 806403200 830 33210 SH SOLE 33210 0 0 SCHNITZER STL INDS INC CL A CLA 806882106 64616 1977852 SH SOLE 1977852 0 0 SEACOR HOLDINGS INC COM 811904101 74889 821153 SH SOLE 821153 0 0 SENECA FOODS CORP NEW CL A CLA 817070501 369 11582 SH SOLE 11582 0 0 SHENANDOAH TELECOMMUNICATIONCDT COM 82312B106 2144 83506 SH SOLE 83506 0 0 SILVER BAY RLTY TR CORP COM COM 82735Q102 18323 1145886 SH SOLE 1145886 0 0 SINCLAIR BROADCAST GROUP INCCL A CLA 829226109 107832 3017955 SH SOLE 3017955 0 0 SM ENERGY CO COM COM 78454L100 2909 35000 SH SOLE 35000 0 0 SMUCKER J M CO COM 832696405 11308 109127 SH SOLE 109127 0 0 SOLAR CAP LTD COM COM 83413U100 1480 65620 SH SOLE 65620 0 0 SOLAR SR CAP LTD COM COM 83416M105 336 18440 SH SOLE 18440 0 0 SOUTHCROSS ENERGY PARTNERS, L. COM 84130C100 22858 1267800 SH SOLE 1266015 0 1785 SOUTHCROSS ENERGY PARTNERS, L. COM 84130C100 9604 532660 SH DFND 02 532660 0 0 SOUTHERN CO COM 842587107 1020 24809 SH SOLE 24809 0 0 SOUTHWESTERN ENERGY CO COM 845467109 1176 29905 SH SOLE 29905 0 0 SPECTRA ENERGY CORP. COM 847560109 12870 361325 SH SOLE 361325 0 0 STATE BK FINL CORP COM COM 856190103 3276 180099 SH SOLE 180099 0 0 STELLUS CAP INVT CORP COM COM 858568108 311 20790 SH SOLE 20790 0 0 STIFEL FINANCIAL CORP COM 860630102 207 4320 SH SOLE 4320 0 0 SUNOCO LOGISTICS PARTNERS LP COM 86764L108 3235 42860 SH SOLE 42860 0 0 SUPERIOR UNIFORM INC FLORIDA COM 868358102 5534 357504 SH SOLE 357504 0 0 SUSSER HLDGS CORP COM 869233106 157325 2402271 SH SOLE 2402271 0 0 SYMETRA FINL CORP COM 87151Q106 38489 2030027 SH SOLE 2030027 0 0 TALLGRASS ENERGY PARTNERS LP COM 874697105 6844 263245 SH SOLE 258400 0 4845 TALLGRASS ENERGY PARTNERS LP COM 874697105 4926 189460 SH DFND 02 189460 0 0 TANDY BRANDS ACCESSORIES INC COM 875378101 8 31569 SH SOLE 31569 0 0 TARGA RESOURCES CORP. COM 87612G101 27595 312980 SH SOLE 312980 0 0 TARGA RESOURCES PARTNERS LP COM 87611X105 886 16942 SH SOLE 16942 0 0 TARGA RESOURCES PARTNERS LP COM 87611X105 13730 262530 SH DFND 02 262530 0 0 TARGET CORP COM 87612E106 20324 321219 SH SOLE 321219 0 0 TC PIPELINES, LP COM 87233Q108 72053 1487774 SH SOLE 1445609 0 42165 TC PIPELINES, LP COM 87233Q108 30353 626740 SH DFND 02 626740 0 0 TCP CAP CORP COM COM 87238Q103 1149 68480 SH SOLE 68480 0 0 TECH DATA CORP COM 878237106 36197 701484 SH SOLE 701484 0 0 TECUMSEH PRODS CO CL A CLA 878895200 5281 583582 SH SOLE 583582 0 0 TEEKAY OFFSHORE PARTNERS, L.P. COM Y8565J101 74874 2262725 SH SOLE 2219290 0 43435 TEEKAY OFFSHORE PARTNERS, L.P. COM Y8565J101 24537 741510 SH DFND 02 741510 0 0 TELETECH HOLDINGS INC COM COM 879939106 45186 1887452 SH SOLE 1887452 0 0 TESCO CORP COM COM 88157K101 31274 1581074 SH SOLE 1581074 0 0 TESORO LOGISTICS LP COM 88160T107 79051 1510333 SH SOLE 1465973 0 44360 TESORO LOGISTICS LP COM 88160T107 18399 351530 SH DFND 02 351530 0 0 THL CR INC COM COM 872438106 571 34600 SH SOLE 34600 0 0 TICC CAPITAL CORP COM COM 87244T109 1996 193080 SH SOLE 193080 0 0 TRANSCANADA CORPORATION COM 89353D107 13148 287960 SH SOLE 287960 0 0 TRAVELCENTERS OF AMERICA LLCCOM COM 894174101 7572 777370 SH SOLE 777370 0 0 TRIANGLE CAP CORP COM COM 895848109 848 30680 SH SOLE 30680 0 0 TRIBUNE CO NEW CL A CLA 896047503 135204 1746825 SH SOLE 1746825 0 0 TRINITY INDS INC COM 896522109 2058 37745 SH SOLE 37745 0 0 U S BANCORP COM 902973304 22115 547398 SH SOLE 547398 0 0 U S SILICA HLDGS INC COM COM 90346E103 6822 200000 SH SOLE 200000 0 0 UNILEVER PLC SPON ADR COM 904767704 20958 508678 SH SOLE 508678 0 0 UNION PAC CORP COM 907818108 28855 171756 SH SOLE 171756 0 0 UNITED TECHNOLOGIES CORP COM 913017109 23041 202473 SH SOLE 202473 0 0 UNITEDHEALTH GROUP INC COM 91324P102 32887 436744 SH SOLE 436744 0 0 UNIVERSAL AMERICAN SPIN CORP COM COM 91338E101 11489 1573854 SH SOLE 1573854 0 0 UTI WORLDWIDE INC ORD COM G87210103 413 23510 SH SOLE 23510 0 0 VAIL RESORTS INC COM 91879Q109 55903 743101 SH SOLE 743101 0 0 VALERO ENERGY PARTNERS LP COM 91914J102 3364 97650 SH SOLE 96745 0 905 VALERO ENERGY PARTNERS LP COM 91914J102 1803 52350 SH DFND 02 52350 0 0 VERIZON COMMUNICATIONS COM 92343V104 1899 38639 SH SOLE 38639 0 0 VIAD CORP COM NEW COM 92552R406 28204 1015260 SH SOLE 1015260 0 0 VISTEON CORP COM NEW COM 92839U206 99454 1214487 SH SOLE 1214487 0 0 VULCAN INTL CORP COM 929136109 1649 50738 SH SOLE 50738 0 0 WAL MART STORES INC COM 931142103 21518 273451 SH SOLE 273451 0 0 WELLS FARGO ADVANTAGE MULTI COM SHS COM SHS 94987D101 534 37950 SH SOLE 37950 0 0 WESTERN GAS EQUITY PARTNERS LP COM 95825R103 71570 1811434 SH SOLE 1745545 0 65889 WESTERN GAS EQUITY PARTNERS LP COM 95825R103 22237 562810 SH DFND 02 562810 0 0 WESTERN GAS PARTNERS LP COM 958254104 54531 883947 SH SOLE 883947 0 0 WESTERN GAS PARTNERS LP COM 958254104 23645 383290 SH DFND 02 383290 0 0 WHITE MOUNTAINS INSURANCE GROUP LTD COM G9618E107 91264 151330 SH SOLE 151330 0 0 WILLIAMS COMPANIES COM 969457100 74009 1918820 SH SOLE 1884120 0 34700 WILLIAMS PARTNERS LP COM 96950F104 133435 2623575 SH SOLE 2601985 0 21590 WILLIAMS PARTNERS LP COM 96950F104 96327 1893970 SH DFND 02 1893970 0 0 WINTHROP RLTY TR SH BEN INT NEW COM 976391300 2895 261965 SH SOLE 261965 0 0 WISDOMTREE TRUST LARGECAP DIVID LARGECAP DIVID 97717W307 381 5720 SH SOLE 5720 0 0 WORLD POINT TERMINALS, LP COM 98159G107 5220 271180 SH SOLE 268095 0 3085 WORLD POINT TERMINALS, LP COM 98159G107 3235 168065 SH DFND 02 168065 0 0 WPX ENERGY INC COM COM 98212B103 1208 59298 SH SOLE 59298 0 0