0000922423-11-000423.txt : 20111114 0000922423-11-000423.hdr.sgml : 20111111 20111114161627 ACCESSION NUMBER: 0000922423-11-000423 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GILDER GAGNON HOWE & CO LLC CENTRAL INDEX KEY: 0000902464 IRS NUMBER: 133174112 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03455 FILM NUMBER: 111202731 BUSINESS ADDRESS: STREET 1: 3 COLUMBUS CIRCLE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127652500 MAIL ADDRESS: STREET 1: 3 COLUMBUS CIRCLE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: GILDER GAGNON HOWE & CO DATE OF NAME CHANGE: 19930428 13F-HR 1 kl11004.txt 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: __________ This Amendment (check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Gilder, Gagnon, Howe & Co. LLC ------------------------------ Address: 3 Columbus Circle, 26th Floor, New York, NY 10019 ------------------------------------------------- Form 13F File Number: 028-03455 --------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct, and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of New York and State of New York on the 10th day of November 2011. Gilder, Gagnon, Howe & Co. LLC - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - (Name of Institutional Investment Manager) Person Signing this Report on Behalf of Institutional Investment Manager Name: Bonnie Haupt ------------ Title: Chief Compliance Officer & Branch Manager ----------------------------------------- Phone: (212) 765-2500 -------------- Signature, Place, and Date of Signing: /s/ Bonnie Haupt ------------------------------------------------ New York, NY November 10, 2011 Report Type (Check only one): [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers.) FORM 13F SUMMARY PAGE REPORT SUMMARY: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 243 -------------------- Form 13F Information Table Value Total: $4,149,308,099 -------------------- List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE.
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Shares or Investment Title of Value Principal Discretion Other Voting Authority Name Of Issuer Class Cusip No (x$1000) Amount Sole Defined Other Managers Sole Shared None -------------- -------- -------- ------ -------- ---- ------- ----- -------- ---- ------ ------ S ***ADECOAGRO S A ADECOAGRO US LISTED COM L00849106000 2589439.38 300399 X 0 0 300399 ***AGGREKO ORD GBP0.13708387 COM 10257953.63 402730 X 8432 0 394298 ***AGNICO EAGLE MINES LTD COM 008474108000 14311107.84 240442 X 9845 0 230597 ***AITKEN SPENCE HOTEL HOLDNGS LKR10 COM 217998.328 334278 X 0 0 334278 ***AIXTRON SE NAMEN AKT COM 1726448.492 116596 X 10936 0 105660 ***AIXTRON SE SPONSORED ADR COM 009606104000 384809.04 26502 X 385 0 26117 ***AMARIN CORPORATION PLC SPONSORED ADR NEW COM 023111206000 1168878.4 127052 X 0 0 127052 ***ARCOS DORADOS HOLDINGS INC COM G0457F107000 6782564.82 292478 X 11024 0 281454 ***ARM HLDGS ORD GBP0.0005 COM 111718102.5 12668313 X 305920 0 12362393 ***ARM HOLDINGS PLC SPONSORED ADR COM 042068106000 50031 1962 X 0 0 1962 ***ASOS PLC COM 76626325.95 3217751 X 97456 0 3120295 ***AUGUSTA RESOURCE CORP NEW COM 050912203000 11949597.39 3892377 X 241181 0 3651196 ***AXIS BANK LTD SPONSORED GDR REG S COM 23441978.2 1124855 X 54665 0 1070190 ***BAIDU INC SPONSORED ADR REPSTG ORD SHS COM 056752108000 52813.54 494 X 0 0 494 ***BEAR CREEK MINING CORP COM 07380N104000 5169800.423 1370753 X 74394 0 1296359 ***BELLATRIX EXPLORATION LTD COM 078314101000 8424863.589 2624905 X 50419 0 2574486 ***BK CENTRAL ASIA COM 26817.3324 30500 X 0 0 30500 ***BONA FILM GROUP LIMITED AMERICAN DEPOSITORY SHARES COM 09777B107000 142256.88 30012 X 0 0 30012 ***BURBERRY GROUP PLC ORD GBP 0.0005 COM G1699R107000 3234856.95 175331 X 7985 0 167346 ***CAPITEC BANK HOLDINGS LTD COM 3505096.948 146215 X 475 0 145740 ***CGA MINING LTD SHS (CANADA LISTED) COM 15011667 6671852 X 104407 0 6567445 ***COOKPAD INC COM 8151495.07 330685 X 11012 0 319673 ***COUNTRY STYLE COOKING RESTAURANT CHAIN CO LTD SPON COM 22238M109000 1989797.03 171979 X 6293 0 165686 ***CREDICORP LTD COM G2519Y108000 4250051.2 46096 X 0 0 46096 ***DELTICOM AG COM 5803423.899 65706 X 50 0 65656 ***DENA CO LTD COM 135025.6127 3171 X 0 0 3171 ***DETOUR GOLD CORPORATION COM 250669108000 12509953.75 479125 X 26768 0 452357 ***FRENCH CONNECTION GROUP PLC COM G36652116000 84070.70664 65570 X 0 0 65570 ***GENPACT LTD COM G3922B107000 216886.08 15072 X 0 0 15072 ***GILDAN ACTIVEWEAR INC COM 375916103000 9775711.28 378317 X 22763 0 355554 ***GIVEN IMAGING COM M52020100000 2226454.05 147545 X 0 0 147545 ***GOLAR LNG LIMITED COM STK USD1.00 COM G9456A100000 59486090.02 1871809 X 29131 0 1842678 ***GOLDCORP INC NEW COM 380956409000 6110055 133875 X 210 0 133665 ***GOLDEN PREDATOR CORP COM 38116M102000 2115692.027 2847990 X 179996 0 2667994 ***HDFC BK LTD ADR REPSTG 3 SHS COM 40415F101000 36680028 1258320 X 18385 0 1239935 ***ICICI BANK LTD SPONSORED ADR COM 45104G104000 70656797.12 2035046 X 41892 0 1993154 ***IMAGINATION TECHNOLOGIES GROUP PLC GBP0.10 COM 50397999.13 7688938 X 251346 0 7437592 ***IMAX CORP COM 45245E109000 23426163.92 1617829 X 31076 0 1586753 ***JOHN KEELLS SI 10 PAR COM Y4459Q103000 60819046.93 32430294 X 722158 0 31708136 ***LANCASHIRE HLDGS COM 4706965.166 435020 X 67626 0 367394 ***LEVON RESOURCES LTD COM 527901102000 1514524.598 1901236 X 144098 0 1757138 ***MAIL RU GROUP LTD GDR GB LISTED COM 108166.5 3698 X 0 0 3698 ***MILLICOM INTERNATIONAL CELLULAR S A REG SHS COM L6388F110000 858899.7 8667 X 0 0 8667 ***MIXI INC COM 14180513.13 3863 X 119 0 3744 ***MORPHOSYS COM 228756.3784 8905 X 0 0 8905 ***MULBERRY GROUP ORD 5P COM G6328C108000 1252767.588 52711 X 6450 0 46261 ***OCADO GROUP PLC COM 44477840.08 30101367 X 807119 0 29294248 ***OREZONE GOLD CORPORATION COM 68616T109000 2365320.905 739148 X 22447 0 716701 ***OSISKO MINING CORPORATION COM 688278100000 2971945.447 235153 X 265 0 234888
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Shares or Investment Title of Value Principal Discretion Other Voting Authority Name Of Issuer Class Cusip No (x$1000) Amount Sole Defined Other Managers Sole Shared None -------------- -------- -------- ------ --------- ---- ------- ----- -------- ---- ------ ------ S ***PINECREST ENERGY INC COM 723033106000 13554778.8 7490649 X 366978 0 7123671 ***PLATINUM UNDERWRITERS HOLDINGS LTD COM G7127P100000 17373.75 565 X 0 0 565 ***PRADA SPA EUR0.1 HK LISTED COM 197382.4914 46602 X 46602 0 0 ***RDA MICROELECTRONICS INC SPONSORED ADR COM 749394102000 742695.85 87893 X 1295 0 86598 ***RENAISSANCERE HOLDINGS LTD COM G7496G103000 22809839.8 357521 X 17816 0 339705 ***RIGHTMOVE ORD GBP0.01 COM 31636199.3 1691716 X 74497 0 1617219 ***RUBICON MINERALS CORP COM 780911103000 6205240.56 1803849 X 48834 0 1755015 ***RYANAIR HOLDINGS PLC SPONSORED ADR COM 783513104000 13940972.75 541397 X 25736 0 515661 ***SANDVINE CORP COM 800213100000 3761045.777 2710859 X 86003 0 2624856 ***SEASPAN CORP COM Y75638109000 2041518.78 178143 X 0 0 178143 ***SILVER WHEATON CORP COM 828336107000 4449836.1 151098 X 0 0 151098 ***SILVERCORP METALS INC COM 82835P103000 9107795.48 1151428 X 75168 0 1076260 ***SINA CORPORATION FORMERLY SINA COM COM G81477104000 50276593.29 702089 X 16050 0 686039 ***SODASTREAM INTERNATIONAL LTD COM M9068E105000 32986477.9 998078 X 68577 0 929501 ***START TODAY CO LTD COM 57732412.01 2592695 X 96302 0 2496393 ***TAHOE RESOURCES INC COM 873868103000 1585200.941 110227 X 125 0 110102 ***TAL EDUCATION GROUP ADR COM 874080104000 10501707.39 1101963 X 45780 0 1056183 ***TAOMEE HOLDINGS LIMITED SPONSORED ADR COM 87600Y106000 897264.48 152596 X 0 0 152596 ***TENCENT HOLDINGS LIMITED COM 43337.0851 2047 X 0 0 2047 ***ULTRA PETROLEUM CORP COM 903914109000 6355004.04 229257 X 950 0 228307 ***VALEANT PHARMACEUTICALS INTERNATIONAL INC COM 91911K102000 512144.64 13797 X 0 0 13797 ***VALIDUS HOLDINGS LTD COM G9319H102000 44784604.2 1797135 X 94507 0 1702628 ***WESTPORT INNOVATIONS INC NEW COM 960908309000 29688978.55 1026235 X 51162 0 975073 ***YANDEX N V CLASS A COM N97284108000 3075113.47 150667 X 3445 0 147222 ***ZOOPLUS AG COM D9T726105 28751776.09 477517 X 26134 0 451383 ABAXIS INC COM 002567105000 5186892.73 226403 X 5733 0 220670 ACACIA RESEARCH - ACACIA TECHNOLOGIES COM 003881307000 15730365.24 437076 X 17091 0 419985 ACCURAY INCORPORATED COM 004397105000 3031916.16 754208 X 28132 0 726076 AEROVIRONMENT INC COM 008073108000 55588565.05 1974727 X 36766 0 1937961 AFFYMAX INC COM 00826A109000 6640645.76 1482287 X 48733 0 1433554 AKORN INC COM 009728106000 923009.23 118183 X 0 0 118183 ALEXION PHARMACEUTICALS INC COM 015351109000 101143565.3 1578888 X 36742 0 1542146 ALLEGHENY TECHNOLOGIES INC COM 01741R102000 46077629.22 1245678 X 23434 0 1222244 ALLEGIANT TRAVEL CO COM 01748X102000 10409226.06 220862 X 6403 0 214459 AMAZON.COM INC COM 023135106000 266075339.6 1230520 X 32943 0 1197577 AMERICAN TOWER CORP CL A COM 029912201000 9111568 169360 X 5131 0 164229 AMYRIS INC COM 03236M101000 7609976.88 375987 X 11599 0 364388 APACHE CORP COM 037411105000 27505469.6 342790 X 2153 0 340637 APPLE INC COM 037833100000 108858146.8 285582 X 9486 0 276096 ARTHROCARE CORPORATION COM 043136100000 514724.07 17891 X 0 0 17891 ARUBA NETWORKS INC COM 043176106000 29278495.65 1400215 X 51870 0 1348345 AVANTAIR INC COM 05350T101000 3930035 3930035 X 99167 0 3830868 AVEO PHARMACEUTICALS INC COM 053588109000 2574439.2 167280 X 145 0 167135 BANKUNITED INC COM 06652K103000 40191.36 1936 X 0 0 1936 BEACON ROOFING SUPPLY INC COM 073685109000 2845132.68 177932 X 27615 0 150317 BERKLEY W R CORPORATION COM 084423102000 60250540.49 2029321 X 26198 0 2003123 BERKSHIRE HATHAWAY INC DEL CL B NEW COM 084670702000 14208 200 X 0 0 200 BIOSANTE PHARMACEUTICALS INC NEW COM 09065V203000 116651.64 51163 X 0 0 51163 BIOSCRIP INC COM 09069N108000 281817.96 44311 X 0 0 44311 BOFI HOLDING INC COM 05566U108000 284530.94 21139 X 0 0 21139 CAPSTONE TURBINE CORP COM 14067D102000 31107402 31107402 X 656257 0 30451145 CARIBOU COFFEE CO INC COM 142042209000 144322.2 12210 X 0 0 12210
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Shares or Investment Title of Value Principal Discretion Other Voting Authority Name Of Issuer Class Cusip No (x$1000) Amount Sole Defined Other Managers Sole Shared None -------------- -------- -------- ------ --------- ---- ------- ----- -------- ---- ------ ------ S CARMAX INC COM 143130102000 49657321.8 2082068 X 25452 0 2056616 CAVIUM INC COM 14964U108000 1608607.56 59556 X 1184 0 58372 CBS CORP NEW CLASS B COM 124857202000 1671445.32 82014 X 23250 0 58764 CEPHEID COM 15670R107000 27315545.95 703465 X 0 0 703465 CHART INDUSTRIES INC COM PAR $0.01 COM 16115Q308000 3881326.8 92040 X 80 0 91960 CHIPOTLE MEXICAN GRILL INC COMMON STOCK COM 169656105000 53195899.35 175593 X 6490 0 169103 CHUBB CORP COM 171232101000 4613830.9 76910 X 11005 0 65905 CIT GROUP INC COM NEW COM 125581801000 4835602.51 159223 X 7335 0 151888 CITRIX SYSTEMS INC COM 177376100000 9441869.5 173150 X 5569 0 167581 CLEAN HARBORS INC COM 184496107000 16324429.5 318215 X 11512 0 306703 COACH INC COM 189754104000 7305334.84 140948 X 6409 0 134539 COGNIZANT TECHNOLOGY SOLUTIONS CORP-CL A COM 192446102000 120975072.9 1929427 X 48739 0 1880688 COLUMBIA LABORATORIES INC COM 197779101000 80930.85 41503 X 0 0 41503 COMMERCIAL VEHICLE GROUP INC COM 202608105000 1759511.7 267810 X 36055 0 231755 COMPLETE GENOMICS INC COM 20454K104000 20683332.42 3523566 X 100334 0 3423232 CROCS INC COM 227046109000 8484511.5 358450 X 12061 0 346389 CVR ENERGY INC COM 12662P108000 56889811.72 2691098 X 150720 0 2540378 CVR PARTNERS LP COM 126633106000 46966138.83 1996011 X 110197 0 1885814 DAVITA INC COM 23918K108000 758495.01 12103 X 0 0 12103 DECKERS OUTDOOR CORP COM 243537107000 34863852.1 373835 X 6702 0 367133 DENDREON CORP COM 24823Q107000 50085 5565 X 0 0 5565 DERMA SCIENCES INC NEW COM 249827502000 481384 60173 X 0 0 60173 DEXCOM INC COM 252131107000 24078108 2006509 X 61613 0 1944896 DOUGLAS DYNAMICS INC COM 25960R105000 2950799.76 230892 X 42600 0 188292 EDWARDS LIFESCIENCES CORP COM 28176E108000 72126521.28 1011876 X 20652 0 991224 ENDOLOGIX INC COM 29266S106000 168591.68 16792 X 0 0 16792 ENERGY TRANSFER EQUITY L P COM UNIT LTD PARTNERSHIP COM 29273V100000 98427.4 2830 X 0 0 2830 ENTEROMEDICS INC NEW COM 29365M208000 1723765.08 1002189 X 3490 0 998699 EXACT SCIENCES CORP COM 30063P105000 19706057.28 2972256 X 144373 0 2827883 EXELIXIS INC COM 30161Q104000 22253087.22 4075657 X 38740 0 4036917 F5 NETWORKS INC COM 315616102000 115029.95 1619 X 0 0 1619 FARO TECHNOLOGIES INC COM 311642102000 29058717.35 921037 X 30359 0 890678 FIRST REPUBLIC BANK SAN FRANCISCO CALIF NEW COM 33616C100000 66006 2850 X 0 0 2850 FIRST SOLAR INC COM 336433107000 21307206.06 337086 X 15766 0 321320 FOSSIL INC COM 349882100000 77169.12 952 X 0 0 952 FUSION-IO INC COM 36112J107000 33077689 1740931 X 91392 0 1649539 GAYLORD ENTERTAINMENT CO NEW COM 367905106000 223202.94 11541 X 0 0 11541 GENERAL FINANCE CORPORATION COM 369822101000 2305858.65 781647 X 99150 0 682497 GENTEX CORP COM 371901109000 10416199.3 433106 X 13026 0 420080 GOLDEN MINERALS COMPANY COM 381119106000 20994378 2821825 X 56615 0 2765210 GOOGLE INC CL A COM 38259P508000 96344917.14 187303 X 4218 0 183085 GREEN MOUNTAIN COFFEE ROASTERS INC (FORMERLY GREEN MOUNTAIN) COM 393122106000 44894759.94 483051 X 15918 0 467133 H&E EQUIPMENT SERVICES INC COM 404030108000 1899422.25 230233 X 14220 0 216013 HANSEN MEDICAL INC COM 411307101000 24657.64 7427 X 0 0 7427 HARVEST NATURAL RESOURCES INC COM 41754V103000 2191160.46 255678 X 33575 0 222103 HEARTWARE INTERNATIONAL INC COM COM 422368100000 124633.35 1935 X 0 0 1935 HMS HOLDINGS CORP COM 40425J101000 8057065.77 330343 X 405 0 329938 HUMAN GENOME SCIENCES INC COM 444903108000 276083.64 21756 X 0 0 21756 HUMANA INC COM 444859102000 1038293.48 14276 X 0 0 14276 ICG GROUP INC COM 44928D108000 7539867.81 818661 X 26656 0 792005 IMPAX LABORATORIES INC COM 45256B101000 240119.37 13407 X 0 0 13407 INSULET CORPORATION COM 45784P101000 27542774 1804900 X 70630 0 1734270
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Shares or Investment Title of Value Principal Discretion Other Voting Authority Name Of Issuer Class Cusip No (x$1000) Amount Sole Defined Other Managers Sole Shared None -------------- -------- -------- ------ --------- ---- ------- ----- -------- ---- ------ ------ S INTUITIVE SURGICAL INC NEW COM 46120E602000 1351478.8 3710 X 1060 0 2650 IPC THE HOSPITALIST CO INC COM 44984A105000 777185.44 21776 X 21776 0 0 J C PENNEY CO INC COM 708160106000 4624236.5 172675 X 7975 0 164700 JPMORGAN CHASE & CO COM 46625H100000 3742229.28 124244 X 5640 0 118604 KEYNOTE SYS INC COM 493308100000 286057.94 13538 X 0 0 13538 LINKEDIN CORPORATION COM CL A COM 53578A108000 10456629.76 133922 X 9048 0 124874 LIVEPERSON INC COM 538146101000 50983023.9 5123922 X 139170 0 4984752 LULULEMON ATHLETICA INC COM 550021109000 73311220.15 1506911 X 45095 0 1461816 LUMINEX CORP DEL COM 55027E102000 16013036.28 722284 X 14807 0 707477 MADISON NATIONAL BANCORP INC COM 55787R103000 42240 6000 X 6000 0 0 MAKO SURGICAL CORP COM 560879108000 153562318.4 4487502 X 183106 0 4304396 MARKET VECTORS ETF TRUST GOLD MINERS ETF COM 57060U100000 638769.06 11574 X 0 0 11574 MEDICIS PHARMACEUTICAL CORP CL A NEW COM 584690309000 637743.36 17482 X 0 0 17482 MEDNAX INC COM 58502B106000 615187.44 9821 X 0 0 9821 MERCADOLIBRE INC COM 58733R102000 31067.5 578 X 0 0 578 MERGE HEALTHCARE INC COM 589499102000 24499113.87 4022843 X 76680 0 3946163 MERU NETWORKS INC COM 59047Q103000 6515794.6 799484 X 37032 0 762452 MGM RESORTS INTERNATIONAL COM 552953101000 110755.38 11922 X 0 0 11922 MOLYCORP INC COM 608753109000 2649815.05 80615 X 75 0 80540 MONSANTO CO NEW COM 61166W101000 38474952.88 640822 X 14507 0 626315 MOTORCAR PARTS OF AMERICA INC COM 620071100000 221658.59 26933 X 0 0 26933 MOVE INC COM 62458M108000 3761775.6 2594328 X 81520 0 2512808 NETFLIX COM INC COM 64110L106000 33943586.76 299961 X 6938 0 293023 NETLOGIC MICROSYSTEMS INC COM 64118B100000 632838.94 13154 X 0 0 13154 NEWMONT MINING CORP HOLDING CO COM 651639106000 3774000 60000 X 95 0 59905 NOBLE ENERGY INC COM 655044105000 16496.4 233 X 0 0 233 NORTHERN OIL & GAS INC COM 665531109000 18021977.33 929447 X 37986 0 891461 NXSTAGE MEDICAL INC COM 67072V103000 79663338.72 3818952 X 87289 0 3731663 PALOMAR MED TECHNOLOGIES INC COM NEW COM 697529303000 3360599.36 426472 X 11552 0 414920 PANDORA MEDIA INC COM 698354107000 1108902.45 75693 X 1729 0 73964 PENSKE AUTOMOTIVE GROUP INC COM 70959W103000 606320 37895 X 9000 0 28895 PFSWEB INC NEW COM 717098206000 2740877.4 723664 X 650 0 723014 PHARMASSET INC COM 71715N106000 12820890.5 155650 X 110 0 155540 POLYPORE INTERNATIONAL INC COM 73179V103000 53998868.88 955394 X 37436 0 917958 POOL CORPORATION COM 73278L105000 7623930.16 291212 X 40670 0 250542 PRICELINE COM INC COM NEW COM 741503403000 248551.38 553 X 0 0 553 PROASSURANCE CORP COM 74267C106000 1403669.8 19490 X 9120 0 10370 PROSHARES SHORT QQQ COM 74347R602000 405739.63 11909 X 0 0 11909 PROSHARES SHORT S&P500 ETF COM 74347R503000 41029 890 X 0 0 890 QLIK TECHNOLOGIES INC COM 74733T105000 2591099.16 119626 X 23764 0 95862 QUALCOMM INC COM 747525103000 4516219.47 92869 X 255 0 92614 QUESTCOR PHARMACEUTICALS INC COM 74835Y101000 50454988.8 1850880 X 44074 0 1806806 RACKSPACE HOSTING INC COM 750086100000 3907323 114450 X 26180 0 88270 REMY INTL INC COM COM 759663107000 165459.45 10309 X 0 0 10309 RIVERBED TECHNOLOGY INC COM 768573107000 7513243.4 376415 X 42268 0 334147 ROCKWOOD HOLDINGS INC COM 774415103000 4572069.9 135710 X 26595 0 109115 RPX CORP COM 74972G103000 3324576.3 160530 X 34170 0 126360 SAFETY INSURANCE GROUP INC COM 78648T100000 2073651.45 54815 X 4350 0 50465 SALESFORCE.COM INC COM 79466L302000 7678701.76 67192 X 5847 0 61345 SANDISK CORP COM 80004C101000 6067550.55 150373 X 160 0 150213 SERVICESOURCE INTERNATIONAL INC COM 81763U100000 7111458.19 538339 X 51955 0 486384 SHUTTERFLY INC COM 82568P304000 459404.08 11156 X 137 0 11019
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Shares or Investment Title of Value Principal Discretion Other Voting Authority Name Of Issuer Class Cusip No (x$1000) Amount Sole Defined Other Managers Sole Shared None -------------- -------- -------- ------ --------- ---- ------- ----- -------- ---- ------ ------ S SIGNATURE BANK COM 82669G104000 6326611.5 132550 X 215 0 132335 SIX FLAGS ENTERTAINMENT CORPORATION NEW COM 83001A102000 11548235.16 416603 X 43165 0 373438 SLM CORP PFD SER B COM 78442P502000 25666.8 584 X 0 0 584 SOLAZYME INC COM COM 83415T101000 3695583.16 384556 X 6536 0 378020 SOURCEFIRE INC COM 83616T108000 62533891.92 2336842 X 56798 0 2280044 SPDR GOLD TR GOLD SHS COM 78463V107000 31145881.06 197051 X 2048 0 195003 SPIRIT AIRLINES INC COM 848577102000 62475850 4998068 X 242437 0 4755631 SPS COMM INC COM 78463M107000 8112664.35 498015 X 15698 0 482317 STAAR SURGICAL CO NEW COM 852312305000 1734993 222435 X 15482 0 206953 SUCCESSFACTORS INC COM 864596101000 42319463.23 1840777 X 68191 0 1772586 TESLA MOTORS INC COM 88160R101000 54885207.24 2250316 X 61451 0 2188865 THESTREET INC COM 88368Q103000 2982167.1 1506145 X 9987 0 1496158 TIFFANY & CO NEW COM 886547108000 3289206.42 54081 X 2445 0 51636 TIME WARNER CABLE INC COM 88732J207000 520850.37 8311 X 36 0 8275 TIME WARNER INC NEW COM 887317303000 937101.96 31268 X 0 0 31268 TPC GROUP INC COM 89236Y104000 5758723.12 286789 X 61609 0 225180 TRACTOR SUPPLY CO COM 892356106000 4409587.35 70497 X 23127 0 47370 ULTRA CLEAN HOLDINGS INC COM 90385V107000 3557014.89 829141 X 129979 0 699162 UNDER ARMOUR INC CL A COM 904311107000 3857092.8 58080 X 11136 0 46944 UNILIFE CORPORATION COM 90478E103000 210004.2 50001 X 0 0 50001 UNIVERSAL DISPLAY CORP COM 91347P105000 2616373.44 54576 X 714 0 53862 VEECO INSTRUMENTS INC-DEL COM 922417100000 446471.2 18298 X 310 0 17988 VENOCO INC COM 92275P307000 19512335.14 2214794 X 91855 0 2122939 VICAL INC COM 925602104000 105772 42650 X 0 0 42650 VISTEON CORPORATION COM 92839U206000 129344 3008 X 0 0 3008 W R GRACE & CO-DEL NEW COM 38388F108000 58033508.4 1742748 X 55992 0 1686756 WABASH NATIONAL CORP COM 929566107000 6773915.16 1420108 X 83305 0 1336803 WABCO HOLDINGS INC COM 92927K102000 3105428.64 82024 X 12465 0 69559 WALT DISNEY CO COM 254687106000 33930 1125 X 0 0 1125 WELLCARE HEALTH PLANS INC COM 94946T106000 1154857.86 30407 X 0 0 30407 WESCO INTERNATIONAL INC COM 95082P105000 7956885.75 237165 X 16463 0 220702 WHOLE FOODS MARKET INC COM 966837106000 124759603.1 1910268 X 31094 0 1879174 WTS BANK OF AMERICA CORP SERIES A WARRANTS EXP 1/16/19 COM 060505146000 135952.57 50167 X 815 0 49352 WTS BANK OF AMERICA CORP SERIES B WARRANTS EXP 10/28/18 COM 060505153000 544478.55 640563 X 2515 0 638048 WTS JPMORGAN CHASE & COMPANY COM 46634E114000 11561846.94 1241874 X 72300 0 1169574 XPO LOGISTICS INC COM 983793100000 2395325.66 312298 X 10576 0 301722 ZILLOW INC CL A COM 98954A107000 4124215.9 150794 X 6355 0 144439 ZIPCAR INC COM 98974X103000 63449550 3524975 X 41603 0 3483372 GRAND TOTAL 4,149,308,099