SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
PAIGE TIMOTHY T

(Last) (First) (Middle)
300 MADISON AVENUE
PO BOX 10060

(Street)
TOLEDO OH 43699-0060

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
LIBBEY INC [ LBY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Vice President-Administration
3. Date of Earliest Transaction (Month/Day/Year)
03/04/2014
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/04/2014 M 1,500 A $20.39 52,833.1262 D
Common Stock 03/04/2014 S 1,500 D $24.29 51,333.1262 D
Common Stock 21,131.2972 I by 401(k) plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (right to buy) $20.39 03/04/2014 M 1,500 12/10/2005 (1) 12/11/2014 Common Stock 1,500 $24.29 0 D
Non-Qualified Stock Option (right to buy) $1.07 02/12/2010 (1) 02/12/2019 Common Stock 1,207 1,207 D
Non-Qualified Stock Option (right to buy) $10.13 02/11/2011 (1) 02/11/2020 Common Stock 5,487 5,487 D
Non-Qualified Stock Option (right to buy) $11.79 12/08/2006 (2) 12/08/2015 Common Stock 8,000 8,000 D
Non-Qualified Stock Option (right to buy) $12.8 (3) 02/17/2017 Common Stock 8,632 8,632 D
Non-Qualified Stock Option (right to buy) $13.95 02/17/2013 (1) 02/17/2022 Common Stock 4,478 4,478 D
Non-Qualified Stock Option (right to buy) $15.35 02/15/2009 (1) 02/15/2018 Common Stock 3,995 3,995 D
Non-Qualified Stock Option (right to buy) $17 02/10/2012 (1) 02/10/2021 Common Stock 3,511 3,511 D
Non-Qualified Stock Option (right to buy) $19.02 02/22/2014 (1) 02/22/2023 Common Stock 6,818 6,818 D
Non-Qualified Stock Option (right to buy) $23.02 02/24/2015 (1) 02/24/2024 Common Stock 6,017 6,017 D
Non-Qualified Stock Option (right to buy) $23.93 11/20/2003 (4) 11/21/2012 Common Stock 9,500 9,500 D
Non-Qualified Stock Option (right to buy) $28.53 12/15/2004 (4) 12/16/2013 Common Stock 6,200 6,200 D
Explanation of Responses:
1. The options become exercisable for 25% of the shares on each of the first, second, third, and fourth anniversary dates.
2. The options become exercisable for 40% of the shares on the first anniversary and 20% of the shares on the second, third and fourth anniversary dates.
3. There were two grants on February 16, 2007. The grant of 4,504 options become exercisable for 25% of the shares on each of the first, second, third and fourth anniversary dates. The grant of 4,128 options become exercisable for 33% of the shares on the first, second and third anniversary dates.
4. On December 6, 2005 the Board of Directors approved a motion to accelerate the vesting of all outstanding and unvested stock options that were awarded from 2002 - 2004.
By: Debbie Hyndman, Attorney-in-Fact For: Timothy T. Paige 03/06/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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