SEC FORM 4

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Minarro Salvador

(Last)

(First)

(Middle)

300 MADISON AVENUE

(Street)

TOLEDO

43604

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
LIBBEY INC [ LBY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	VP, General Mgr US & Canada

3. Date of Earliest Transaction (Month/Day/Year)
05/31/2017

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	05/31/2017		P		10,000	A	$8.426⁽¹⁾	10,000	D
Restricted Stock Units								39,392	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
NQ - Stock Option (Right to Buy)	$17							02/10/2012⁽²⁾	02/10/2021	Common Shares	7,000		7,000	D
NQ - Stock Option (Right to Buy)	$23.02							02/24/2015⁽²⁾	02/24/2024	Common Shares	6,582		6,582	D
NQ - Stock Option (Right to Buy)	$13.96							08/01/2013⁽²⁾	08/01/2022	Common Shares	3,597		3,597	D
NQ - Stock Option (Right to Buy)	$15.47							12/31/2013⁽³⁾	12/31/2020	Common Shares	20,000		20,000	D
NQ - Stock Option (Right to Buy)	$10.13							02/11/2011⁽²⁾	02/11/2020	Common Shares	6,000		6,000	D
NQ - Stock Option (Right to Buy)	$13.6							02/17/2018	03/01/2027	Common Stock	15,329		15,329	D
NQ - Stock Option (Right to Buy)	$17.13							02/17/2017	02/25/2026	Common Shares	21,486		21,486	D
NQ - Stock Option (Right to Buy)	$15.35							02/15/2009⁽²⁾	02/15/2018	Common Shares	3,200		3,200	D
NQ - Stock Option (Right to Buy)	$19.02							02/22/2014⁽²⁾	02/22/2023	Common Shares	7,918		7,918	D
NQ - Stock Option (Right to Buy)	$13.95							02/17/2013⁽²⁾	02/17/2022	Common Shares	7,500		7,500	D
NQ - Stock Option (Right to Buy)	$38.06							02/17/2016⁽⁴⁾	03/02/2025	Common Shares	6,340		6,340	D
NQ - Stock Option (Right to Buy)	$1.01							02/27/2010⁽²⁾	02/27/2019	Common Shares	7,000		7,000	D

Explanation of Responses:

1. This transaction was executed in multiple transactions at per share prices ranging from $8.28 to $8.50. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

2. The options become exercisable for 25% of the shares on each of the first, second, third, and fourth anniversary dates.

3. Stock option vests 100% on 12/31/2013.

4. The options become exercisable for 25% of the shares on February 17th of each of 2016, 2017, 2018 and 2019 provided the grantee remains continuously employed by the Company as of those respective dates.

Remarks:

	Debbie Hyndman, Attorney-in-Fact for Salvador Minarro	06/01/2017
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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