0000902274-16-000292.txt : 20160415 0000902274-16-000292.hdr.sgml : 20160415 20160415145953 ACCESSION NUMBER: 0000902274-16-000292 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160415 FILED AS OF DATE: 20160415 DATE AS OF CHANGE: 20160415 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIBBEY INC CENTRAL INDEX KEY: 0000902274 STANDARD INDUSTRIAL CLASSIFICATION: GLASS, GLASSWARE, PRESSED OR BLOWN [3220] IRS NUMBER: 341559357 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 MADISON AVE STREET 2: PO BOX 10060 CITY: TOLEDO STATE: OH ZIP: 43604 BUSINESS PHONE: 419-325-2100 MAIL ADDRESS: STREET 1: PO BOX 10060 CITY: TOLEDO STATE: OH ZIP: 43699-0060 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOVACH SUSAN A CENTRAL INDEX KEY: 0001098298 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12084 FILM NUMBER: 161574208 MAIL ADDRESS: STREET 1: 300 MADISON AVENUE STREET 2: P.O. BOX 10060 CITY: TOLEDO STATE: OH ZIP: 43699-0060 4 1 wf-form4_146074678034004.xml FORM 4 X0306 4 2016-04-15 0 0000902274 LIBBEY INC LBY 0001098298 KOVACH SUSAN A 300 MADISON AVENUE P.O. BOX 10060 TOLEDO OH 43699-0060 0 1 0 0 VP,General Counsel & Secretary Common Stock 2016-04-15 4 S 0 5000 18.50 D 44881.4517 D Restricted Stock Units 10867 D NQ - Stock Option (Right to Buy) 38.06 2016-02-17 2025-03-02 Common Stock 4685.0 4685 D Non-Qualified Stock Option (right to buy) 13.95 2013-02-17 2022-02-17 Common Stock 4624.0 4624 D NQ - Stock Option (Right to Buy) 17.13 2017-02-17 2026-02-25 Common Shares 16353.0 16353 D Non-Qualified Stock Option (right to buy) 15.35 2009-02-15 2018-02-15 Common Stock 3621.0 3621 D Non-Qualified Stock Option (right to buy) 17.0 2012-02-10 2021-02-10 Common Stock 3625.0 3625 D NQ - Stock Option (Right to Buy) 23.02 2015-02-24 2024-02-24 Common Stock 6413.0 6413 D Non-Qualified Stock Option (right to buy) 19.02 2014-02-22 2023-02-22 Common Stock 6902.0 6902 D The common stock covered by this Form 4 was sold under a plan, adopted on March 14, 2016, in compliance with Rules 10b5-1 under the Securities Act of 1934, as amended. The options become exercisable for 25% of the shares on February 17th of each of 2016, 2017, 2018 and 2019 provided the grantee remains continuously employed by the Company as of those respective dates. The options become exercisable for 25% of the shares on each of the first, second, third, and fourth anniversary dates. Debbie Hyndman, Attorney-in-Fact for Susan A. Kovach 2016-04-15