-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, eqtVqSbMzMhOwlPcSDW69sLBFRIXGGyI+DHhOcd/2Ts4OP1J9081OpCemX0lXndM sIl9PhI3R9lJuhodgKAmhQ== 0000064782-95-000032.txt : 19950509 0000064782-95-000032.hdr.sgml : 19950508 ACCESSION NUMBER: 0000064782-95-000032 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19950120 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LIBBEY INC CENTRAL INDEX KEY: 0000902274 STANDARD INDUSTRIAL CLASSIFICATION: GLASS, GLASSWARE, PRESSED OR BLOWN [3220] IRS NUMBER: 341559357 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-42639 FILM NUMBER: 95502134 BUSINESS ADDRESS: STREET 1: 420 MADISON AVENUE STREET 2: PO BOX 10060 CITY: TOLEDO STATE: OH ZIP: 43604 BUSINESS PHONE: 4197272100 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MELLON BANK CORP CENTRAL INDEX KEY: 0000064782 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 251233834 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE MELLON BANK CENTER STREET 2: 500 GRANT ST CITY: PITTSBURGH STATE: PA ZIP: 15258-0001 BUSINESS PHONE: 4122345000 FORMER COMPANY: FORMER CONFORMED NAME: MELLON NATIONAL CORP DATE OF NAME CHANGE: 19841014 SC 13G/A 1 LIBBEY INC. 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) NAME OF ISSUER: Libbey Inc. TITLE OF CLASS OF SECURITIES: Libbey Inc. Common Stock CUSIP NUMBER 529898-100 Check the following box if a fee is being paid with this statement: [ ] CUSIP NO. 529898-100 (1) Names of Reporting Persons MELLON BANK CORPORATION SS or IRS Identification Nos. IRS No. 25-1233834 of Above Persons (2) Check the Appropriate Box (a) if a Member of a Group (See Instructions) (b) (3) SEC Use Only (4) Citizenship or Place United States of Organization Number of Shares (5) Sole Voting Beneficially Power 610,000 Owned by Each Reporting Person With (6) Shared Voting Power 0 (7) Sole Dispositive Power 802,000 (8) Shared Dispositive Power 52,000 (9) Aggregate Amount Beneficially Owned by Each Reporting Person 854,000 (10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) (11) Percent of Class Represented 5.69 by Amount in Row (9) (12) Type of Reporting Person HC (See Instructions) - 2(a) - CUSIP NO. 529898-100 (1) Names of Reporting Persons BOSTON GROUP HOLDINGS, INC. SS or IRS Identification Nos. IRS No. 13-3100412 of Above Persons (2) Check the Appropriate Box (a) if a Member of a Group (See Instructions) (b) (3) SEC Use Only (4) Citizenship or Place United States of Organization Number of Shares (5) Sole Voting Beneficially Power 550,000 Owned by Each Reporting Person With (6) Shared Voting Power 0 (7) Sole Dispositive Power 743,000 (8) Shared Dispositive Power 51,000 (9) Aggregate Amount Beneficially Owned by Each Reporting Person 794,000 (10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) (11) Percent of Class Represented 5.29 by Amount in Row (9) (12) Type of Reporting Person HC (See Instructions) - 2(b) - CUSIP NO. 529898-100 (1) Names of Reporting Persons THE BOSTON COMPANY, INC. SS or IRS Identification Nos. IRS No. 04-2371833 of Above Persons (2) Check the Appropriate Box (a) if a Member of a Group (See Instructions) (b) (3) SEC Use Only (4) Citizenship or Place United States of Organization Number of Shares (5) Sole Voting Beneficially Power 550,000 Owned by Each Reporting Person With (6) Shared Voting Power 0 (7) Sole Dispositive Power 743,000 (8) Shared Dispositive Power 51,000 (9) Aggregate Amount Beneficially Owned by Each Reporting Person 794,000 (10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) (11) Percent of Class Represented 5.29 by Amount in Row (9) (12) Type of Reporting Person HC (See Instructions) - 2(c) - CUSIP NO. 529898-100 (1) Names of Reporting Persons BOSTON COMPANY ASSET MANAGEMENT INC. SS or IRS Identification Nos. IRS No. 04-2468567 of Above Persons (2) Check the Appropriate Box (a) if a Member of a Group (See Instructions) (b) (3) SEC Use Only (4) Citizenship or Place United States of Organization Number of Shares (5) Sole Voting Beneficially Power 529,000 Owned by Each Reporting Person With (6) Shared Voting Power 0 (7) Sole Dispositive Power 743,000 (8) Shared Dispositive Power 30,000 (9) Aggregate Amount Beneficially Owned by Each Reporting Person 773,000 (10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) (11) Percent of Class Represented 5.15 by Amount in Row (9) (12) Type of Reporting Person IA (See Instructions) - 2(d) - SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Under the Securities and Exchange Act of 1934) Item 1(a) Name of Issuer: Libbey Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 940 Ash Street Toledo, OH 43611 Item 2 (a) Name of Person Filing: Mellon Bank Corporation and any other reporting person(s) identified on the second part of the cover page(s). Item 2(b) Address of Principal Business Office, or if None, Residence: c/o Mellon Bank Corporation One Mellon Bank Center Pittsburgh, Pennsylvania 15258 (for all reporting persons) Item 2(c) Citizenship: United States Item 2(d) Title of Class of Securities: Libbey Inc. Common Stock Item 2(e) CUSIP Number: 529898-100 Item 3 See Item 12 of cover page(s) ("Type of Reporting Person") for each reporting person. BK = Bank as defined in Section 3(a)(6) of the Act IV = Investment Company registered under Section 8 of the Investment Company Act IA = Investment Advisor registered under Section 203 of the Investment Advisers Act of 1940 - 3 - SCHEDULE 13G (Continued) EP = Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Section 240.13-d(1)(b)(1)(ii)(F) HC = Parent Holding Company, in accordance with Section 240.13-d(1)(b)(1)(ii)(G) Item 4 Ownership: See Items 5 through 9 and 11 of cover page(s) as to each reporting person. The amount beneficially owned includes, where appropriate securities not outstanding which are subject to options, warrants, rights or conversion privileges that are exercisable within 60 days. The filing of this Schedule 13G shall not be construed as an admission that Mellon Bank Corporation, or its direct or indirect subsidiaries, including Mellon Bank, N.A., are for the purposes of Section 13(d) or 13(g) of the Act, the beneficial owners of any securities covered by this Schedule 13G. Item 5 Ownership of Five Percent or Less of a Class: N/A Item 6 Ownership of More than Five Percent on Behalf of Another Person: All of the securities are beneficially owned by Mellon Bank Corporation or its direct and indirect subsidiaries in their various fiduciary capacities. As a result, another entity in every instance is entitled to dividends or proceeds of sale. The number of individual accounts holding an interest of 5% or more is 0. - 4 - SCHEDULE 13G (Continued) Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported by the Parent Holding Company: See Exhibit I. Item 8 Identification and Classification of Members of the Group: N/A Item 9 Notice of Dissolution of Group: N/A Item 10 Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. This filing is signed by Mellon Bank Corporation on behalf of all reporting entities pursuant to Rule 13d-1(f)(1) promulgated under the Securities and Exchange Act of 1934, as amended. Date: January 20, 1995 MELLON BANK CORPORATION By /s/ Michael E. Bleier Michael E. Bleier General Counsel - 5 - EXHIBIT I The shares reported on the attached Form 13G are beneficially owned by the following direct or indirect subsidiaries of Mellon Bank Corporation, as marked (X): (A) Boston Safe Deposit and Trust Company Boston Safe Deposit and Trust Company of California Boston Safe Deposit and Trust Company of New York X Mellon Bank, N.A. Mellon Bank (Delaware) National Association Mellon Bank (MD) (B) Franklin Portfolio Associates Trust Laurel Capital Advisors X Mellon Capital Management Corporation Mellon Equity Associates X The Boston Company Advisors, Inc. The Boston Company Financial Strategies, Inc. X The Boston Company Asset Management, Inc. The Dreyfus Corporation Dreyfus Management, Inc. The Item 3 classification of each of the subsidiaries listed under (A) above is "Item 3(b) Bank as defined in Section 3(a)(6) of the Act." The Item 3 classification of each of the subsidiaries listed under (B) above is "Item 3 (e) Investment Advisor registered under Section 203 of the Investment Advisers Act of 1940." - 6 - EXHIBIT II Each of the undersigned hereby authorizes Mellon Bank Corporation, in accordance with Rule 13d-1(f)(1) under the Securities Exchange Act of 1934, as amended (the "1934 Act"), to file, on behalf of the undersigned, any statement required to be signed by the undersigned, on Schedule 13G pursuant to Rule 13d-1 under the 1934 Act and any amendment thereto pursuant to Rule 13d-2 under the 1934 Act. Each of the undersigned represents that it is individually eligible to use Schedule 13G, and acknowledges its responsibility for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein. However, each of the undersigned is not responsible for the completeness or accuracy of the information concerning the other persons making the filing on Schedule 13G unless such undersigned knows or has reason to believe that such information is inaccurate. Date: January 20, 1995 BOSTON GROUP HOLDINGS, INC. By Steven G. Elliott Vice Chairman and Chief Financial Officer THE BOSTON COMPANY, INC. By Marilyn K. Kolb Assistant General Counsel BOSTON COMPANY ASSET MANAGEMENT, INC. By Marilyn K. Kolb Assistant Secretary - 7 - -----END PRIVACY-ENHANCED MESSAGE-----