-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GPbFBM9MrOoLbOTSI6YbOb0KZNXbcWRUxmOz1FYm5Spf6M1SXJHJ92mYEAPP5iDq LrL1+JTcIT/3mrb4/hi//A== 0000950128-04-000115.txt : 20040210 0000950128-04-000115.hdr.sgml : 20040210 20040210133234 ACCESSION NUMBER: 0000950128-04-000115 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040210 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALDILA INC CENTRAL INDEX KEY: 0000902272 STANDARD INDUSTRIAL CLASSIFICATION: [3949] IRS NUMBER: 133645590 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-45219 FILM NUMBER: 04581024 BUSINESS ADDRESS: STREET 1: 13450 STOWE DRIVE CITY: BURBANK STATE: CA ZIP: 92064 BUSINESS PHONE: 8585131801 MAIL ADDRESS: STREET 1: 13450 STOWE DRIVE CITY: BURBANK STATE: CA ZIP: 92064 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PNC FINANCIAL SERVICES GROUP INC CENTRAL INDEX KEY: 0000713676 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 251435979 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE PNC PLAZA STREET 2: 249 FIFTH AVE CITY: PITTSBURGH STATE: PA ZIP: 15265 BUSINESS PHONE: 4127621553 MAIL ADDRESS: STREET 1: ONE PNC PLAZA STREET 2: FIFTH AVENUE & WOOD STREET CITY: PITTSBURGH STATE: PA ZIP: 15265 FORMER COMPANY: FORMER CONFORMED NAME: PNC BANK CORP DATE OF NAME CHANGE: 19930505 FORMER COMPANY: FORMER CONFORMED NAME: PNC BANK CORP /PA/ DATE OF NAME CHANGE: 19930428 FORMER COMPANY: FORMER CONFORMED NAME: PNC FINANCIAL CORP /PA/ DATE OF NAME CHANGE: 19930412 SC 13G/A 1 j0549201sc13gza.txt PNC FINANCIAL SERVICES GROUP, (ALDILA, INC.) SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------- SCHEDULE 13G (RULE 13D-102) INFORMATION STATEMENT PURSUANT TO RULE 13D-1 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 3) ALDILA, INC. ------------ (Name of Issuer) Common Stock ------------ (Title of Class of Securities) 014384200 (CUSIP Number) December 31, 2003 ----------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) CUSIP No. 014384200 Page 1 of 7 Pages 1) Names of Reporting Persons IRS Identification No. Of Above Persons The PNC Financial Services Group, Inc. 25-1435979 2) Check the Appropriate Box if a Member of a Group (See Instructions) a) [ ] b) [ ] 3) SEC USE ONLY 4) Citizenship or Place of Organization Pennsylvania Number of Shares 5) Sole Voting Power 36,518+ +See the response to Item 7. Beneficially Owned 6) Shared Voting Power 400,906 By Each Reporting 7) Sole Dispositive Power 36,518+ +See the response to Item 7. Person With 8) Shared Dispositive Power 400,906 9) Aggregate Amount Beneficially Owned by Each Reporting Person 437,424* *See the responses to Item 6 and Item 7. 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares See Instructions [ ] 11) Percent of Class Represented by Amount in Row (9) 8.93 12) Type of Reporting Person (See Instructions) HC SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------- SCHEDULE 13G (RULE 13D-102) INFORMATION STATEMENT PURSUANT TO RULE 13D-1 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 3) ALDILA, INC. ------------ (Name of Issuer) Common Stock ------------ (Title of Class of Securities) 014384200 (CUSIP Number) December 31, 2003 ----------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) CUSIP No. 014384200 Page 2 of 7 Pages 1) Names of Reporting Persons IRS Identification No. Of Above Persons PNC Bancorp, Inc. 51-0326854 2) Check the Appropriate Box if a Member of a Group (See Instructions) a) [ ] b) [ ] 3) SEC USE ONLY 4) Citizenship or Place of Organization Delaware Number of Shares 5) Sole Voting Power 36,518+ +See the response to Item 7. Beneficially Owned 6) Shared Voting Power 400,906 By Each Reporting 7) Sole Dispositive Power 36,518+ +See the response to Item 7. Person With 8) Shared Dispositive Power 400,906 9) Aggregate Amount Beneficially Owned by Each Reporting Person 437,424* *See the responses to Item 6 and Item 7. 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares See Instructions [ ] 11) Percent of Class Represented by Amount in Row (9) 8.93 12) Type of Reporting Person (See Instructions) HC SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------- SCHEDULE 13G (RULE 13D-102) INFORMATION STATEMENT PURSUANT TO RULE 13D-1 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 3) ALDILA, INC. ------------ (Name of Issuer) Common Stock ------------ (Title of Class of Securities) 014384200 (CUSIP Number) December 31, 2003 ----------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) CUSIP No. 014384200 Page 3 of 7 Pages 1) Names of Reporting Persons IRS Identification No. Of Above Persons PNC Bank, National Association 22-1146430 2) Check the Appropriate Box if a Member of a Group (See Instructions) a) [ ] b) [ ] 3) SEC USE ONLY 4) Citizenship or Place of Organization United States Number of Shares 5) Sole Voting Power 36,518+ +See the response to Item 7. Beneficially Owned 6) Shared Voting Power 400,906 By Each Reporting 7) Sole Dispositive Power 36,518+ +See the response to Item 7. Person With 8) Shared Dispositive Power 400,906 9) Aggregate Amount Beneficially Owned by Each Reporting Person 437,424* *See the responses to Item 6 and Item 7. 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares See Instructions [ ] 11) Percent of Class Represented by Amount in Row (9) 8.93 12) Type of Reporting Person (See Instructions) BK SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------- SCHEDULE 13G (RULE 13D-102) INFORMATION STATEMENT PURSUANT TO RULE 13D-1 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 3) ALDILA, INC. ------------ (Name of Issuer) Common Stock ------------ (Title of Class of Securities) 014384200 (CUSIP Number) December 31, 2003 ----------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) CUSIP No. 014384200 Page 4 of 7 Pages 1) Names of Reporting Persons IRS Identification No. Of Above Persons PNC Holding, LLC 51-0337069 2) Check the Appropriate Box if a Member of a Group (See Instructions) a) [ ] b) [ ] 3) SEC USE ONLY 4) Citizenship or Place of Organization Delaware Number of Shares 5) Sole Voting Power 36,518+ +See the response to Item 7. Beneficially Owned 6) Shared Voting Power 400,906 By Each Reporting 7) Sole Dispositive Power 36,518+ +See the response to Item 7. Person With 8) Shared Dispositive Power 400,906 9) Aggregate Amount Beneficially Owned by Each Reporting Person 437,424* *See the responses to Item 6 and Item 7. 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares See Instructions [ ] 11) Percent of Class Represented by Amount in Row (9) 8.93 12) Type of Reporting Person (See Instructions) HC SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------- SCHEDULE 13G (RULE 13D-102) INFORMATION STATEMENT PURSUANT TO RULE 13D-1 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 3) ALDILA, INC. ------------ (Name of Issuer) Common Stock ------------ (Title of Class of Securities) 014384200 (CUSIP Number) December 31, 2003 ----------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) CUSIP No. 014384200 Page 5 of 7 Pages 1) Names of Reporting Persons IRS Identification No. Of Above Persons PNC GPI, Inc. 52-2012506 2) Check the Appropriate Box if a Member of a Group (See Instructions) a) [ ] b) [ ] 3) SEC USE ONLY 4) Citizenship or Place of Organization Delaware Number of Shares 5) Sole Voting Power 36,518+ +See the response to Item 7. Beneficially Owned 6) Shared Voting Power 400,906 By Each Reporting 7) Sole Dispositive Power 36,518+ +See the response to Item 7. Person With 8) Shared Dispositive Power 400,906 9) Aggregate Amount Beneficially Owned by Each Reporting Person 437,424* *See the responses to Item 6 and Item 7. 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares See Instructions [ ] 11) Percent of Class Represented by Amount in Row (9) 8.93 12) Type of Reporting Person (See Instructions) HC Page 6 of 7 Pages ITEM 4 - OWNERSHIP: The following information is as of December 31, 2003: (a) Amount Beneficially Owned: 437,424 shares* *See the responses to Item 6 and Item 7. (b) Percent of Class: 8.93 (c) Number of shares to which such person has: (i) sole power to vote or to direct the vote 36,518+ (ii) shared power to vote or to direct the vote 400,906 (iii) sole power to dispose or to direct the disposition of 36,518+ (iv) shared power to dispose or to direct the disposition of 400,906 +See the response to Item 7. ITEM 6 - OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Of the Common Stock reported herein, 400,906 shares are held in Trust Accounts created by an Amended and Restated Trust Agreement dated September 20, 1983, in which Lloyd I. Miller, Jr. was Grantor and for which PNC Bank, National Association serves as Trustee. In connection with the Trust Accounts, Lloyd I. Miller, III and PNC Bank, National Association, in its capacity as Trustee, have entered into an Investment Advisory Agreement dated as of April 1, 1997. Either party may terminate the Investment Advisory Agreement on 30 days' prior written notice. ITEM 7 - IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Included are the following subsidiaries of The PNC Financial Services Group, Inc. - HC: PNC Bancorp, Inc. - HC (wholly owned subsidiary of The PNC Financial Services Group, Inc.) PNC Bank, National Association - BK (wholly owned subsidiary of PNC Bancorp, Inc.) PNC Holding, LLC - HC (wholly owned subsidiary of The PNC Financial Services Group, Inc.) PNC GPI, Inc. - HC (wholly owned subsidiary of PNC Holding, LLC) *Of the total shares reported herein, 36,518 shares are held by an investment partnership of which PNC GPI, Inc. is the general partner. An unaffiliated third party investment manager currently has sole voting power and sole dispositive power over these shares. On less than 60 days notice, PNC GPI, Inc. has the right to terminate the investment agreement with the unaffiliated third party investment manager, following which PNC GPI, Inc. would be deemed to have sole voting power and sole dispositive power. Page 7 of 7 Pages ITEM 10 - CERTIFICATION: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 10, 2004 - -------------------------------------------------- Date By: /s/ Joan L. Gulley - -------------------------------------------------- Signature - The PNC Financial Services Group, Inc. Joan L. Gulley, Vice President - -------------------------------------------------- Name & Title February 10, 2004 February 10, 2004 - -------------------------------------------------- ---------------------------------------------------- Date Date By: /s/ Maria C. Schaffer By: /s/ Maria C. Schaffer - -------------------------------------------------- ---------------------------------------------------- Signature - PNC Bancorp, Inc. Signature - PNC Holding, LLC Maria C. Schaffer, Executive Vice President Maria C. Schaffer, Treasurer & Controller - -------------------------------------------------- ---------------------------------------------------- Name & Title Name & Title February 10, 2004 February 10, 2004 - -------------------------------------------------- ---------------------------------------------------- Date Date By: /s/ Joan L. Gulley By: /s/ Kenneth A. Rowles - -------------------------------------------------- ---------------------------------------------------- Signature - PNC Bank, National Association Signature - PNC GPI, Inc. Joan L. Gulley, Executive Vice President Kenneth A. Rowles, Vice President - -------------------------------------------------- ---------------------------------------------------- Name & Title Name & Title
AGREEMENTS TO FILE A JOINT STATEMENT WERE PREVIOUSLY FILED AS EXHIBIT A TO SCHEDULE 13G AND TO AMENDMENT #2
-----END PRIVACY-ENHANCED MESSAGE-----