0001640801-15-000008.txt : 20151112
0001640801-15-000008.hdr.sgml : 20151112
20151112171514
ACCESSION NUMBER: 0001640801-15-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151112
DATE AS OF CHANGE: 20151112
EFFECTIVENESS DATE: 20151112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GUARDIAN LIFE INSURANCE CO OF AMERICA
CENTRAL INDEX KEY: 0000901849
IRS NUMBER: 061116976
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15487
FILM NUMBER: 151225884
BUSINESS ADDRESS:
STREET 1: 7 HANOVER SQUARE
CITY: NEW YORK
STATE: NY
ZIP: 10004
BUSINESS PHONE: 212-598-8359
MAIL ADDRESS:
STREET 1: 7 HANOVER SQUARE
CITY: NY
STATE: NY
ZIP: 10004
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000901849
XXXXXXXX
09-30-2015
09-30-2015
GUARDIAN LIFE INSURANCE CO OF AMERICA
7 HANOVER SQUARE
NY
NY
10004
13F COMBINATION REPORT
028-15487
028-12027
RS Investment Management Co. LLC
N
John H. Walter
Vice President, Director of Finance
212.598.1398
/S/ John H. Walter
New York
NY
11-12-2015
0
577
984364
false
INFORMATION TABLE
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SEPGLIC.xml
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SH
SOLE
781
0
0
FMC TECHNOLOGIES INC
COM
30249U101
41
1332
SH
SOLE
1332
0
0
FACEBOOK INC
COM
30303M102
1188
13213
SH
SOLE
13213
0
0
FASTENAL COMPANY
COM
311900104
62
1696
SH
SOLE
1696
0
0
FDX CORP
COM
31428X106
220
1529
SH
SOLE
1529
0
0
F5 NETWORKS INC
COM
315616102
48
418
SH
SOLE
418
0
0
FIDELITY NATIONAL INFORMATION SERVICES
COM
31620M106
111
1648
SH
SOLE
1648
0
0
FIDELITY NATIONAL TITLE
NOTE
31620RAE5
7645
4124000
PRN
SOLE
4124000
0
0
FIFTH THIRD BANCORP
COM
316773100
89
4696
SH
SOLE
4696
0
0
FIRST SOLAR INC
COM
336433107
19
435
SH
SOLE
435
0
0
FISERV INC
COM
337738108
119
1376
SH
SOLE
1376
0
0
FIRSTENERGY CORP
COM
337932107
77
2462
SH
SOLE
2462
0
0
FLUOR CORP
COM
343412102
36
848
SH
SOLE
848
0
0
FLOWSERVE CORPORATION
COM
34354P105
32
781
SH
SOLE
781
0
0
FORD MOTOR COMPANY
COM
345370860
309
22788
SH
SOLE
22788
0
0
FOSSIL INC
COM
34988V106
14
249
SH
SOLE
249
0
0
FRANKLIN RESOURCES INC
COM
354613101
84
2265
SH
SOLE
2265
0
0
FREEPORT-MCMORAN
COM
35671D857
64
6648
SH
SOLE
6648
0
0
CITIZENS COMMUNICATIONS CO
COM
35906A108
32
6830
SH
SOLE
6830
0
0
FRONTIER COMMUNICATIONS
NOTE
35906A207
10760
115000
PRN
SOLE
115000
0
0
GAMESTOP CORP
COM
36467W109
26
621
SH
SOLE
621
0
0
GAP INC
COM
364760108
40
1392
SH
SOLE
1392
0
0
GENERAL DYNAMICS CORP
COM
369550108
245
1774
SH
SOLE
1774
0
0
GENERAL ELECTRIC CO
COM
369604103
1489
59037
SH
SOLE
59037
0
0
GENERAL GROWTH PROPERTIES
COM
370023103
89
3418
SH
SOLE
3418
0
0
GENERAL MILLS INC
COM
370334104
197
3501
SH
SOLE
3501
0
0
GENERAL MOTORS CORP
COM
37045V100
253
8428
SH
SOLE
8428
0
0
GENESEE & WYOMING INC
NOTE
371559204
6646
73000
PRN
SOLE
73000
0
0
GENUINE PARTS CO
COM
372460105
73
885
SH
SOLE
885
0
0
GENWORTH FINANCIAL INC
COM
37247D106
13
2908
SH
SOLE
2908
0
0
GILEAD SCIENCES INC
COM
375558103
843
8581
SH
SOLE
8581
0
0
GILEAD SCIENCES INC
NOTE
375558AP8
26579
6200000
PRN
SOLE
6200000
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
409
2353
SH
SOLE
2353
0
0
GOODYEAR TIRE & RUBBER CORP
COM
382550101
46
1567
SH
SOLE
1567
0
0
GOOGLE INC
CL A
38259P508
1082
1695
SH
SOLE
1695
0
0
GOOGLE INC
CL C
38259P706
1052
1729
SH
SOLE
1729
0
0
GRAINGER WW INC
COM
384802104
74
346
SH
SOLE
346
0
0
GREEN PLAINS REVEWABLE ENERGY
NOTE
393222AD6
12242
10900000
PRN
SOLE
10900000
0
0
HCA-THE HEALTHCARE CO
COM
40412C101
145
1869
SH
SOLE
1869
0
0
HCP INC
COM
40414L109
101
2700
SH
SOLE
2700
0
0
HALLIBURTON CO
COM
406216101
177
4998
SH
SOLE
4998
0
0
HANES BRANDS INC
COM
410345102
68
2353
SH
SOLE
2353
0
0
HARLEY DAVIDSON
COM
412822108
67
1214
SH
SOLE
1214
0
0
HARMAN INTL
COM
413086109
40
413
SH
SOLE
413
0
0
HARRIS CORP
COM
413875105
52
716
SH
SOLE
716
0
0
HARTFORD FINANCIAL SERVICES GROUP
COM
416515104
111
2426
SH
SOLE
2426
0
0
HASBRO INC
COM
418056107
47
649
SH
SOLE
649
0
0
HELMERICH AND PAYNE
COM
423452101
30
630
SH
SOLE
630
0
0
HERSHEY FOODS CORP
COM
427866108
78
853
SH
SOLE
853
0
0
HESS CORP
COM
42809H107
70
1400
SH
SOLE
1400
0
0
HEWLETT PACKARD INC
COM
428236103
270
10562
SH
SOLE
10562
0
0
HOME DEPOT INC
COM
437076102
867
7509
SH
SOLE
7509
0
0
ALLIEDSIGNAL INC
COM
438516106
433
4571
SH
SOLE
4571
0
0
HORMEL FOODS CORP
COM
440452100
50
786
SH
SOLE
786
0
0
HORNBECK OFFSHORE SERVICES INC
NOTE
440543AN6
7641
10300000
PRN
SOLE
10300000
0
0
HOST MARRIOT CORP
COM
44107P104
69
4393
SH
SOLE
4393
0
0
HUDSON CITY BANCORP INC
COM
443683107
29
2817
SH
SOLE
2817
0
0
HUMANA INC
COM
444859102
157
875
SH
SOLE
875
0
0
HUNT (JB) TRANSPRT SVCS INC
COM
445658107
38
537
SH
SOLE
537
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
50
4695
SH
SOLE
4695
0
0
HURON CONSULTING GROUP INC
NOTE
447462AB8
12190
11700000
PRN
SOLE
11700000
0
0
HYBRIDON INC CSD
COM
45168K306
1245
371759
SH
SOLE
371759
0
0
ILLINOIS TOOL WORKS
COM
452308109
159
1927
SH
SOLE
1927
0
0
INTEL CORP
COM
458140100
838
27798
SH
SOLE
27798
0
0
INTEL CORP
NOTE
458140AF7
19614
13000000
PRN
SOLE
13000000
0
0
INTERCONTINENTALEXCHANGE INC
COM
45866F104
153
649
SH
SOLE
649
0
0
INTL BUSINESS MACH
COM
459200101
764
5270
SH
SOLE
5270
0
0
INTL FLAVORS & FRAGRANCES
COM
459506101
48
469
SH
SOLE
469
0
0
INTERNATIONAL PAPER CO
COM
460146103
92
2447
SH
SOLE
2447
0
0
INTERPUBLIC GROUP
COM
460690100
46
2401
SH
SOLE
2401
0
0
INTUIT INC
COM
461202103
144
1621
SH
SOLE
1621
0
0
INTUITIVE SURGICAL INC
COM
46120E602
99
215
SH
SOLE
215
0
0
IRIDIUM COMMUNICATIONS INC
NOTE
46269C409
5750
24000
PRN
SOLE
24000
0
0
IRON MOUNTAIN
COM
46284V101
35
1121
SH
SOLE
1121
0
0
ISHARES MSCI EMERGING MKT IN
COM
464287234
9472
288955
SH
SOLE
288955
0
0
ISHARES MSCI EAFE INDEX FUND
COM
464287465
18714
326488
SH
SOLE
326488
0
0
ISHARES MSCI EAFE INDEX FUND
COM
464287499
36604
235307
SH
SOLE
235307
0
0
ISHARES MSCI EAFE INDEX FUND
COM
464287655
36238
331853
SH
SOLE
331853
0
0
ISHARES SILVER TRUST
COM
46428Q109
11324
816437
SH
SOLE
816437
0
0
CHASE MANHATTAN CORP
COM
46625H100
1318
21624
SH
SOLE
21624
0
0
JACOBS ENGINEERING GROUP INC
COM
469814107
27
725
SH
SOLE
725
0
0
JARDEN CORP
NOTE
471109AM0
12009
10500000
PRN
SOLE
10500000
0
0
JOHNSON & JOHNSON
COM
478160104
1512
16192
SH
SOLE
16192
0
0
JOHNSON CONTROLS
COM
478366107
158
3824
SH
SOLE
3824
0
0
JOY GLOBAL
COM
481165108
8
569
SH
SOLE
569
0
0
J2 GLOBAL INC
NOTE
48123VAC6
13049
11000000
PRN
SOLE
11000000
0
0
JUNIPER NETWORKS INC
COM
48203R104
53
2068
SH
SOLE
2068
0
0
KLA-TENCOR CORPORATION
COM
482480100
46
927
SH
SOLE
927
0
0
KANSAS CITY SOUTHERN INDS
COM
485170302
58
638
SH
SOLE
638
0
0
KELLOGG CO
COM
487836108
99
1488
SH
SOLE
1488
0
0
KEURIG GREEN MOUNTAIN INC
COM
49271M100
37
702
SH
SOLE
702
0
0
KEYCORP
COM
493267108
64
4916
SH
SOLE
4916
0
0
KEYCORP
NOTE
493267405
11949
92000
PRN
SOLE
92000
0
0
KIMBERLY-CLARK CORP
COM
494368103
231
2121
SH
SOLE
2121
0
0
KIMCO REALTY
COM
49446R109
59
2417
SH
SOLE
2417
0
0
KINDER MORGAN INC
COM
49456B101
291
10510
SH
SOLE
10510
0
0
KOHLS CORP
COM
500255104
53
1149
SH
SOLE
1149
0
0
KRAFT HEINZ CO /THE
COM
500754106
245
3475
SH
SOLE
3475
0
0
KROGER CO
COM
501044101
205
5681
SH
SOLE
5681
0
0
LIMITED INC
COM
501797104
135
1502
SH
SOLE
1502
0
0
LGI HOMES INC
NOTE
50187TAA4
1792
1300000
PRN
SOLE
1300000
0
0
L-3 COMMUNICATIONS HLDGS INC
COM
502424104
50
478
SH
SOLE
478
0
0
LABORATORY CORP OF AMERICA HOLDINGS
COM
50540R409
63
584
SH
SOLE
584
0
0
LABORATORY CORP OF AMERICA HOLDINGS
NOTE
50540RAG7
13575
9350000
PRN
SOLE
9350000
0
0
LAM RESEARCH CORP
COM
512807108
60
917
SH
SOLE
917
0
0
LAM RESEARCH CORP
NOTE
512807AJ7
18090
16000000
PRN
SOLE
16000000
0
0
ESTEE LAUDER
COM
518439104
106
1320
SH
SOLE
1320
0
0
LEGGETT & PLATT INC
COM
524660107
33
801
SH
SOLE
801
0
0
LEGG MASON INC
COM
524901105
27
641
SH
SOLE
641
0
0
LENNAR CORP
COM
526057104
49
1018
SH
SOLE
1018
0
0
LEUCADIA NATIONAL CORP
COM
527288104
40
1972
SH
SOLE
1972
0
0
LEVEL 3 COMMUNICATIONS
COM
52729N308
74
1686
SH
SOLE
1686
0
0
LIBERTY MEDIA CORP
NOTE
531229AB8
7565
8000000
PRN
SOLE
8000000
0
0
LILLY (ELI) & CO
COM
532457108
478
5711
SH
SOLE
5711
0
0
LINCOLN NATIONAL CORP
COM
534187109
70
1467
SH
SOLE
1467
0
0
LINEAR TECHNOLOGY CORP
COM
535678106
57
1401
SH
SOLE
1401
0
0
LOCKHEED MARTIN CORP
COM
539830109
324
1561
SH
SOLE
1561
0
0
LOEWS CORP
COM
540424108
61
1678
SH
SOLE
1678
0
0
LOWES COMPANIES
COM
548661107
373
5411
SH
SOLE
5411
0
0
M&T BANK CORPORATION
COM
55261F104
95
779
SH
SOLE
779
0
0
MGIC INVESTMENT CORP
NOTE
552848AE3
11337
7900000
PRN
SOLE
7900000
0
0
MACERICH CO/THE
COM
554382101
60
787
SH
SOLE
787
0
0
MACQUARIE INFRASTRUCTURE
NOTE
55608BAA3
23381
20600000
PRN
SOLE
20600000
0
0
MACYS INC
COM
55616P104
99
1936
SH
SOLE
1936
0
0
USX MARATHON GROUP
COM
565849106
61
3959
SH
SOLE
3959
0
0
MARATHON PETROLEM
COM
56585A102
146
3142
SH
SOLE
3142
0
0
MARSH & MCLENNAN COS
COM
571748102
162
3100
SH
SOLE
3100
0
0
MARRIOT INTERNATIONAL
COM
571903202
80
1167
SH
SOLE
1167
0
0
MARTIN MARIETTA MATERIALS
COM
573284106
59
391
SH
SOLE
391
0
0
MASCO
COM
574599106
51
2012
SH
SOLE
2012
0
0
MASTERCARD INC
CL A
57636Q104
526
5835
SH
SOLE
5835
0
0
MATTEL INC
COM
577081102
42
1980
SH
SOLE
1980
0
0
MCCORMICK & CO
COM
579780206
56
679
SH
SOLE
679
0
0
MCDONALDS CORP
COM
580135101
543
5508
SH
SOLE
5508
0
0
MCGRAW HILL INC NOTE
COM
580645109
137
1584
SH
SOLE
1584
0
0
MCKESSON HBOC INC
COM
58155Q103
251
1358
SH
SOLE
1358
0
0
MEAD JOHNSON NUTRITION CO
COM
582839106
83
1179
SH
SOLE
1179
0
0
MENTOR GRAPHICS CORP
NOTE
587200AK2
14308
11350000
PRN
SOLE
11350000
0
0
MERCK & COMPANY INC
COM
58933Y105
813
16469
SH
SOLE
16469
0
0
MERITAGE CORP
NOTE
59001AAR3
898
900000
PRN
SOLE
900000
0
0
METLIFE INC
COM
59156R108
308
6530
SH
SOLE
6530
0
0
MICROSOFT CORP
COM
594918104
2070
46768
SH
SOLE
46768
0
0
MICROCHIP TECHNOLOGY INC
COM
595017104
53
1234
SH
SOLE
1234
0
0
MICRON TECHNOLOGY
COM
595112103
94
6294
SH
SOLE
6294
0
0
MOHAWK INDUSTRIES INC
COM
608190104
67
371
SH
SOLE
371
0
0
COORS (ADOLPH)
CL B
60871R209
77
930
SH
SOLE
930
0
0
MONDELEZ INTERNATIONAL INC
COM
609207105
394
9422
SH
SOLE
9422
0
0
MONSANTO CO
COM
61166W101
233
2736
SH
SOLE
2736
0
0
HANSEN NATURAL CORP
COM
61174X109
120
889
SH
SOLE
889
0
0
DUN AND BRADSTREET CORP
COM
615369105
100
1019
SH
SOLE
1019
0
0
MORGAN STANLEY
COM
617446448
281
8914
SH
SOLE
8914
0
0
MOSAIC CO/THE
COM
61945C103
61
1971
SH
SOLE
1971
0
0
MOTOROLA INC
COM
620076307
64
941
SH
SOLE
941
0
0
MURPHY OIL CORP
COM
626717102
23
951
SH
SOLE
951
0
0
NRG ENERGY INC
COM
629377508
29
1933
SH
SOLE
1933
0
0
NXP SEMICONDUCTOR NV
NOTE
62952QAA8
13253
12000000
PRN
SOLE
12000000
0
0
NASDAQ STOCK MARKET INC
COM
631103108
37
687
SH
SOLE
687
0
0
NATIONAL-OILWELL VARCO INC
COM
637071101
84
2238
SH
SOLE
2238
0
0
NAVIENT CORP
COM
63938C108
25
2188
SH
SOLE
2188
0
0
NETWORK APPLIANCE INC
COM
64110D104
52
1755
SH
SOLE
1755
0
0
NETFLIX INC
COM
64110L106
257
2491
SH
SOLE
2491
0
0
NW YORK COMMUNITY BANCORP
NOTE
64944P307
8729
175000
PRN
SOLE
175000
0
0
NEWELL RUBBERMAID INC
COM
651229106
62
1558
SH
SOLE
1558
0
0
NEWFIELD EXPLORATION COMPANY
COM
651290108
31
952
SH
SOLE
952
0
0
NEWMONT MINING CORP
COM
651639106
50
3093
SH
SOLE
3093
0
0
NEWPARK RESOURCES
NOTE
651718AC2
7480
8000000
PRN
SOLE
8000000
0
0
NEW CORP
CL A
65249B109
28
2228
SH
SOLE
2228
0
0
NEW CORP
CL B
65249B208
8
630
SH
SOLE
630
0
0
FPL GROUP INC
COM
65339F101
263
2691
SH
SOLE
2691
0
0
NEXTERA ENERGY INC
UNIT 8/31/18
65339F846
15835
310000
PRN
SOLE
310000
0
0
NIKE INC
CL B
654106103
487
3964
SH
SOLE
3964
0
0
NIPSCO INDUSTRIES INC
COM
65473P105
34
1858
SH
SOLE
1858
0
0
NOBLE AFFILIATES INC
COM
655044105
75
2485
SH
SOLE
2485
0
0
NORDSTROM INC
COM
655664100
59
821
SH
SOLE
821
0
0
NORFOLK SOUTHERN CORP
COM
655844108
135
1762
SH
SOLE
1762
0
0
NORTHERN TRUST CORP
COM
665859104
87
1270
SH
SOLE
1270
0
0
NORTHROP GRUMMAN CORP
COM
666807102
182
1096
SH
SOLE
1096
0
0
NUCOR CORP
COM
670346105
70
1868
SH
SOLE
1868
0
0
NVDIA CORP
COM
67066G104
74
2994
SH
SOLE
2994
0
0
NVDIA CORP
NOTE
67066GAC8
10525
8000000
PRN
SOLE
8000000
0
0
OREILLY AUTOMOTIVE INC
COM
67103H107
146
582
SH
SOLE
582
0
0
OCCIDENTAL PETROLEUM
COM
674599105
295
4467
SH
SOLE
4467
0
0
OMNICOM GROUP
COM
681919106
94
1422
SH
SOLE
1422
0
0
ONEOK INC
COM
682680103
39
1223
SH
SOLE
1223
0
0
ORACLE SYSTEMS CORP
COM
68389X105
687
19016
SH
SOLE
19016
0
0
OWENS-ILLINOIS INC
COM
690768403
19
931
SH
SOLE
931
0
0
PDL BIOPHARMA INC
NOTE
69329YAF1
7896
8960000
PRN
SOLE
8960000
0
0
PG&E CORPORATION
COM
69331C108
151
2860
SH
SOLE
2860
0
0
PNC BANK CORP
COM
693475105
267
2994
SH
SOLE
2994
0
0
PPG INDUSTRIES INC
COM
693506107
139
1585
SH
SOLE
1585
0
0
PP AND L CAPITAL FUNDING
COM
69351T106
129
3917
SH
SOLE
3917
0
0
PHILLIPS-VAN HEUSEN CORP
COM
693656100
50
486
SH
SOLE
486
0
0
PACCAR INC
COM
693718108
108
2075
SH
SOLE
2075
0
0
PARKER HANNIFIN CORP
COM
701094104
78
804
SH
SOLE
804
0
0
PATTERSON COS INC
COM
703395103
22
505
SH
SOLE
505
0
0
PAYCHEX INC
COM
704326107
90
1880
SH
SOLE
1880
0
0
PAYPAL HOLDINGS INC
COM
70450Y103
201
6486
SH
SOLE
6486
0
0
PEOPLES UNITED FINANCIAL INC
COM
712704105
29
1812
SH
SOLE
1812
0
0
PEPCO HOLDINGS INC
COM
713291102
36
1482
SH
SOLE
1482
0
0
PEPSI CO INC
COM
713448108
810
8592
SH
SOLE
8592
0
0
PERKINELMER INC
COM
714046109
30
659
SH
SOLE
659
0
0
PFIZER INC
COM
717081103
1133
36062
SH
SOLE
36062
0
0
PHILIP MORRIS
COM
718172109
719
9058
SH
SOLE
9058
0
0
PHILLIPS 66
COM
718546104
215
2800
SH
SOLE
2800
0
0
PINNACLE WEST CAPITAL CORP
COM
723484101
41
647
SH
SOLE
647
0
0
PIONEER NATURAL RESOURCE
COM
723787107
106
873
SH
SOLE
873
0
0
PITNEY BOWES INC
COM
724479100
23
1180
SH
SOLE
1180
0
0
PLUM CREEK TIMBER CO INC
COM
729251108
40
1024
SH
SOLE
1024
0
0
POWERSHARES DYN ENERGY
COM
73936B101
4349
318823
SH
SOLE
318823
0
0
POWERSHARES DB AGRICULTURE F
COM
73936B408
22684
1086378
SH
SOLE
1086378
0
0
POWERSHARES DB OIL FUND
COM
73936B507
7104
625918
SH
SOLE
625918
0
0
PRAXAIR
COM
74005P104
171
1680
SH
SOLE
1680
0
0
PRECISION CASTPARTS CORP
COM
740189105
186
808
SH
SOLE
808
0
0
T ROWE PRICE
COM
74144T108
104
1499
SH
SOLE
1499
0
0
PRICELINECOM INC
COM
741503403
367
297
SH
SOLE
297
0
0
PRINCIPAL FINANCIAL GROUP INC
COM
74251V102
76
1602
SH
SOLE
1602
0
0
PROCTOR & GAMBLE CO
COM
742718109
1141
15861
SH
SOLE
15861
0
0
PROGRESSIVE CORP OH
COM
743315103
105
3426
SH
SOLE
3426
0
0
PROLOGIS INC REIT USD
COM
74340W103
119
3061
SH
SOLE
3061
0
0
PRUDENTIAL FINANCIAL INC
COM
744320102
201
2637
SH
SOLE
2637
0
0
PUBLIC SVC ENTERPRISES
COM
744573106
124
2952
SH
SOLE
2952
0
0
PUBLIC STORAGE INC
COM
74460D109
182
859
SH
SOLE
859
0
0
PULTE CORP
COM
745867101
35
1878
SH
SOLE
1878
0
0
QORVO INC
COM
74736K101
39
873
SH
SOLE
873
0
0
QUALCOMM INC
COM
747525103
494
9188
SH
SOLE
9188
0
0
Quanta Serv
COM
74762E102
29
1194
SH
SOLE
1194
0
0
QUEST DIAGNOSTICS
COM
74834L100
51
836
SH
SOLE
836
0
0
QUIDEL CORP
NOTE
74838JAA9
7405
8000000
PRN
SOLE
8000000
0
0
RPM INC-OHIO
NOTE
749685AT0
15601
14000000
PRN
SOLE
14000000
0
0
POLO RALPH LAUREN CORP
COM
751212101
42
352
SH
SOLE
352
0
0
RANGE RESOURCES CORP
COM
75281A109
32
990
SH
SOLE
990
0
0
RAYTHEON CO
COM
755111507
193
1770
SH
SOLE
1770
0
0
REALTY INCOME CORP
COM
756109104
65
1373
SH
SOLE
1373
0
0
RED HAT INC
COM
756577102
77
1069
SH
SOLE
1069
0
0
REGENERON PHARMACEUTICALS INC
COM
75886F107
210
452
SH
SOLE
452
0
0
REGIONS FINANCIAL CORP
COM
7591EP100
70
7747
SH
SOLE
7747
0
0
REPUBLIC SERVICES
COM
760759100
58
1408
SH
SOLE
1408
0
0
RJR NABISCO HOLDINGS
COM
761713106
214
484376
SH
SOLE
484376
0
0
ROBERT HALF INTERNATIONAL INC
COM
770323103
40
783
SH
SOLE
783
0
0
ROCKWELL INTL CORP
COM
773903109
79
781
SH
SOLE
781
0
0
ROCKWELL COLLINS INC
COM
774341101
63
771
SH
SOLE
771
0
0
ROPER INDUSTRIES INC
COM
776696106
91
581
SH
SOLE
581
0
0
ROPER INDUSTRIES INC
NOTE
776696AA4
14094
7100000
PRN
SOLE
7100000
0
0
ROSS STORES INC
COM
778296103
117
2413
SH
SOLE
2413
0
0
RYDER SYSTEM INC NOTE
COM
783549108
23
309
SH
SOLE
309
0
0
SL GREEN REALTY CORP
COM
78440X101
63
583
SH
SOLE
583
0
0
SPDR TRUST SERIES 1
COM
78462F103
50008
260962
SH
SOLE
260962
0
0
SPDR GOLD TRUST
COM
78463V107
26792
250718
SH
SOLE
250718
0
0
ST JUDE MEDICAL INC
COM
790849103
104
1647
SH
SOLE
1647
0
0
SALESFORCECOM INC
COM
79466L302
252
3627
SH
SOLE
3627
0
0
SANDISK CORP
COM
80004C101
65
1196
SH
SOLE
1196
0
0
SANDISK CORP
NOTE
80004CAD3
11544
9300000
PRN
SOLE
9300000
0
0
SCANA CORP
COM
80589M102
47
836
SH
SOLE
836
0
0
HENRY SCHEIN INC
COM
806407102
65
487
SH
SOLE
487
0
0
SCHLUMBERGER LTD
COM
806857108
510
7399
SH
SOLE
7399
0
0
SCHWAB CHARLES CORP
COM
808513105
200
7000
SH
SOLE
7000
0
0
EW SCRIPPS CO
CL A
811065101
27
556
SH
SOLE
556
0
0
SEACOR HOLDINGS
NOTE
81170YAB5
9461
11900000
PRN
SOLE
11900000
0
0
SEALED AIR CORP
COM
81211K100
56
1204
SH
SOLE
1204
0
0
SEMPRA ENERGY
COM
816851109
133
1377
SH
SOLE
1377
0
0
SHERWIN-WILLIAMS CO
COM
824348106
102
460
SH
SOLE
460
0
0
SIGMA-ALDRICH
COM
826552101
97
698
SH
SOLE
698
0
0
SIMON PROPERTY GROUP
COM
828806109
334
1819
SH
SOLE
1819
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
93
1108
SH
SOLE
1108
0
0
JM SMUCKER CO/THE-NEWW COM
COM
832696405
69
601
SH
SOLE
601
0
0
SNAP-ON INC NOTE TR
COM
833034101
51
339
SH
SOLE
339
0
0
SOUTHERN COMPANY
COM
842587107
237
5311
SH
SOLE
5311
0
0
SOUTHWEST AIRLINES
COM
844741108
147
3856
SH
SOLE
3856
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
29
2247
SH
SOLE
2247
0
0
SPECTRA ENERGY CORP
COM
847560109
103
3925
SH
SOLE
3925
0
0
SPECTRANETICS CORP
NOTE
84760CAA5
7173
9500000
PRN
SOLE
9500000
0
0
STANLEY BLACK + DECKER INC
COM
854502101
87
893
SH
SOLE
893
0
0
STANLEY BLACK + DECKER INC
NOTE
854502309
18255
137000
SH
SOLE
137000
0
0
STAPLES INC
COM
855030102
44
3763
SH
SOLE
3763
0
0
STARBUCKS CORP
COM
855244109
493
8679
SH
SOLE
8679
0
0
STARWOOD PROPERTY TRUST
NOTE
85571BAC9
9919
10000000
PRN
SOLE
10000000
0
0
STARWOOD HOTELS & RESORTS WORLDWIDE INC
COM
85590A401
66
990
SH
SOLE
990
0
0
STATE STREET BOSTON CORP
COM
857477103
160
2380
SH
SOLE
2380
0
0
STERICYCLE INC
COM
858912108
69
497
SH
SOLE
497
0
0
STLLWATER MINING COMPANY
NOTE
86074QAL6
7340
7200000
PRN
SOLE
7200000
0
0
STRYKER CORP
COM
863667101
174
1849
SH
SOLE
1849
0
0
SUNTRUST BANK
COM
867914103
116
3029
SH
SOLE
3029
0
0
SYMANTEC CORP
COM
871503108
78
4000
SH
SOLE
4000
0
0
SYSCO CORP
COM
871829107
126
3236
SH
SOLE
3236
0
0
TECO ENERGY INC
COM
872375100
36
1376
SH
SOLE
1376
0
0
TJX COMPANIES INC
COM
872540109
282
3944
SH
SOLE
3944
0
0
TPG SPECIALTY LENDING INC
NOTE
87265KAB8
11730
12000000
PRN
SOLE
12000000
0
0
TAKE-TWO INTERACTIVE SOFTWARE INC
NOTE
874054AD1
11355
8000000
PRN
SOLE
8000000
0
0
DAYTON HUDSON CORP
COM
87612E108
289
3675
SH
SOLE
3675
0
0
GANNETT CO
COM
87901J105
30
1318
SH
SOLE
1318
0
0
TENET HEALTHCARE CORP
COM
88033G407
21
582
SH
SOLE
582
0
0
TERADATA CORP
COM
88076W103
24
822
SH
SOLE
822
0
0
TESORO PETROLEUM CORP
COM
881609101
70
720
SH
SOLE
720
0
0
TESLA MOTORS INC
NOTE
88160RAC5
10354
11000000
PRN
SOLE
11000000
0
0
TEXAS INSTRUMENTS IN
COM
882508104
297
6002
SH
SOLE
6002
0
0
TEXTRON
COM
883203101
60
1607
SH
SOLE
1607
0
0
THERMO ELECTRON CORP
COM
883556102
285
2330
SH
SOLE
2330
0
0
MINNESOTA MINING & MANUFACTURING
COM
88579Y101
518
3654
SH
SOLE
3654
0
0
TIFFANY & COMPANY
COM
886547108
50
650
SH
SOLE
650
0
0
TIME WARNER INC COM
COM
887317303
328
4770
SH
SOLE
4770
0
0
TIME WARNER CABLE INC
COM
88732J207
297
1654
SH
SOLE
1654
0
0
TORCHMARK CORP
COM
891027104
38
681
SH
SOLE
681
0
0
TOTAL SYSTEM SERVICES
COM
891906109
45
989
SH
SOLE
989
0
0
TRACTOR SUPPLY COMPANY
COM
892356106
67
794
SH
SOLE
794
0
0
THE TRAVELERS COMPANIES INC
COM
89417E109
181
1820
SH
SOLE
1820
0
0
TRIPADVISOR INC
COM
896945201
41
651
SH
SOLE
651
0
0
NEWS AMERICA CORP
COM
90130A101
193
7140
SH
SOLE
7140
0
0
FOX/LIBERTY NETWORKS LLC
COM
90130A200
68
2521
SH
SOLE
2521
0
0
TYSON FOODS
COM
902494103
77
1779
SH
SOLE
1779
0
0
US BANCORP
COM
902973304
397
9680
SH
SOLE
9680
0
0
UNDER ARMOUR INC
COM
904311107
102
1052
SH
SOLE
1052
0
0
UNION PACIFIC CORP
COM
907818108
449
5082
SH
SOLE
5082
0
0
UNITED CONTINENTAL HOLDINGS
COM
910047109
117
2208
SH
SOLE
2208
0
0
UNITED PARCEL SERVICE
CL B
911312106
403
4084
SH
SOLE
4084
0
0
UNITED RENTALS INC
COM
911363109
33
557
SH
SOLE
557
0
0
US NATURAL GAS FUND LP
COM
912318201
2709
233318
SH
SOLE
233318
0
0
UNITED STATES 12 MONTH OIL
COM
91288V103
631
30652
SH
SOLE
30652
0
0
UNITED TECH CORP
COM
913017109
431
4843
SH
SOLE
4843
0
0
UNITED HEALTHCARE
COM
91324P102
647
5575
SH
SOLE
5575
0
0
UNIVERSAL HEALTH SERVICES
COM
913903100
67
536
SH
SOLE
536
0
0
UNUM GROUP
COM
91529Y106
46
1443
SH
SOLE
1443
0
0
URBAN OUTFITTERS INC
COM
917047102
16
555
SH
SOLE
555
0
0
VF CORP
COM
918204108
136
1991
SH
SOLE
1991
0
0
VALERO ENERGY CORP
COM
91913Y100
175
2907
SH
SOLE
2907
0
0
VARIAN MEDICAL SYSTEMS INC
COM
92220P105
43
579
SH
SOLE
579
0
0
VECTOR GROUP LTD
NOTE
92240MBC1
12279
11000000
PRN
SOLE
11000000
0
0
VENTAS INC
COM
92276F100
109
1944
SH
SOLE
1944
0
0
VERISIGN INC
COM
92343E102
41
584
SH
SOLE
584
0
0
BELL ATLANTIC
COM
92343V104
1034
23774
SH
SOLE
23774
0
0
VERINT SYSTEMS INC
NOTE
92343XAA8
9055
9500000
PRN
SOLE
9500000
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
148
1423
SH
SOLE
1423
0
0
VIACOM INC
COM
92553P201
88
2032
SH
SOLE
2032
0
0
Visa Lnd Dev(Visa Int)
COM
92826C839
795
11410
SH
SOLE
11410
0
0
VORNADO REALTY
COM
929042109
94
1036
SH
SOLE
1036
0
0
VULCAN MATERIALS CO
COM
929160109
69
774
SH
SOLE
774
0
0
WEC ENERGY CORP INC
COM
92939U106
96
1843
SH
SOLE
1843
0
0
WABASH NATIONAL CORP
NOTE
929566AH0
8744
7700000
PRN
SOLE
7700000
0
0
WAL-MART STORES
COM
931142103
598
9227
SH
SOLE
9227
0
0
WALGREEN CO
COM
931427108
425
5109
SH
SOLE
5109
0
0
WASTE MANAGEMENT INC
COM
94106L109
123
2460
SH
SOLE
2460
0
0
WATERS CORPORATION
COM
941848103
57
481
SH
SOLE
481
0
0
WELLS FARGO & CO
COM
949746101
1403
27315
SH
SOLE
27315
0
0
WALLTOWER INC
COM
95040Q104
139
2058
SH
SOLE
2058
0
0
WESCO DISTRIBUTION
NOTE
95082PAH8
9099
5496000
PRN
SOLE
5496000
0
0
WESTERN DIGITAL CORP
COM
958102105
107
1347
SH
SOLE
1347
0
0
WESTERN UNION
COM
959802109
55
2995
SH
SOLE
2995
0
0
WESTROCK CO
COM
96145D105
79
1531
SH
SOLE
1531
0
0
WEYERHAEUSER
COM
962166104
82
3017
SH
SOLE
3017
0
0
WHIRLPOOL CORP
COM
963320106
67
456
SH
SOLE
456
0
0
WHOLE FOODS MARKET INC
COM
966837106
66
2092
SH
SOLE
2092
0
0
WILLIAMS COMPANIES
COM
969457100
147
3989
SH
SOLE
3989
0
0
WYNDHAM WORLDWIDE CORP
COM
98310W108
50
698
SH
SOLE
698
0
0
WYNN RESORTS LTD
COM
983134107
25
474
SH
SOLE
474
0
0
XCEL ENERGY INC
COM
98389B100
105
2960
SH
SOLE
2960
0
0
XILINX INC
COM
983919101
64
1507
SH
SOLE
1507
0
0
XILINX INC
NOTE
983919AF8
13410
9000000
PRN
SOLE
9000000
0
0
XEROX CORP
COM
984121103
57
5875
SH
SOLE
5875
0
0
XYLEM INC
COM
98419M100
35
1061
SH
SOLE
1061
0
0
YAHOO! INC
COM
984332106
147
5072
SH
SOLE
5072
0
0
YUM! BRANDS INC
COM
988498101
202
2521
SH
SOLE
2521
0
0
ZIMMER HOLDINGS INC
COM
98956P102
93
992
SH
SOLE
992
0
0
ZION BANCORPORATION
COM
989701107
33
1193
SH
SOLE
1193
0
0
ZOETIS INC
COM
98978V103
111
2685
SH
SOLE
2685
0
0
BLACK HILLS CORP
COM
G0176J109
32
555
SH
SOLE
555
0
0
WATSON PHARMACEUTICAL INC
COM
G0177J108
624
2296
SH
SOLE
2296
0
0
ACTAVIS PLC
NOTE
G0177J116
11288
12000
SH
SOLE
12000
0
0
AON CORP
COM
G0408V102
145
1639
SH
SOLE
1639
0
0
ACCENTURE PLC
CL A
G1151C101
358
3648
SH
SOLE
3648
0
0
DELPHI AUTOMOTIVE PLC
COM
G27823106
126
1663
SH
SOLE
1663
0
0
EATON CORP
COM
G29183103
140
2733
SH
SOLE
2733
0
0
ENDO INTERNATIONAL PLC
COM
G30401106
84
1217
SH
SOLE
1217
0
0
ENSCO PLC
CL A
G3157S106
19
1378
SH
SOLE
1378
0
0
INGERSOLL-RAND COMPANY
COM
G47791101
79
1551
SH
SOLE
1551
0
0
INVESCO PLC
COM
G491BT108
78
2506
SH
SOLE
2506
0
0
MALLINCKRODT PLC
COM
G5785G107
44
695
SH
SOLE
695
0
0
MEDTRONIC PLC
COM
G5960L103
554
8279
SH
SOLE
8279
0
0
MICHAEL KORS HOLDINGS LTD
COM
G60754101
48
1132
SH
SOLE
1132
0
0
NIELSEN HOLDINGS NV
COM
G6518L108
96
2152
SH
SOLE
2152
0
0
SEAGATE TECHNOLOGY
COM
G7945M107
79
1767
SH
SOLE
1767
0
0
PENTAIR LTD
COM
G7S00T104
54
1052
SH
SOLE
1052
0
0
SIGNET JEWLERS LTD
COM
G81276100
64
472
SH
SOLE
472
0
0
TYCO INTERNATIONAL LTD
COM
G91442106
82
2464
SH
SOLE
2464
0
0
PERRIGO COMPANY
COM
G97822103
134
853
SH
SOLE
853
0
0
XL CAPITAL LTD
COM
G98290102
64
1768
SH
SOLE
1768
0
0
ACE LTD
COM
H0023R105
196
1894
SH
SOLE
1894
0
0
GARMIN LTD
COM
H2906T109
25
700
SH
SOLE
700
0
0
TE CONNECTIVITY LTD
COM
H84989104
141
2359
SH
SOLE
2359
0
0
TRANSOCEAN OFFSHORE INC
COM
H8817H100
26
1998
SH
SOLE
1998
0
0
LYONDELLBASELL INDU
CL A
N53745100
182
2180
SH
SOLE
2180
0
0
MYLAN LABORATORIES
COM
N59465109
97
2413
SH
SOLE
2413
0
0
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
89
1003
SH
SOLE
1003
0
0
AVAGO TECHNOLOGIES LTD
COM
Y0486S104
190
1518
SH
SOLE
1518
0
0