0000728572-15-000002.txt : 20150212
0000728572-15-000002.hdr.sgml : 20150212
20150212152212
ACCESSION NUMBER: 0000728572-15-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150212
DATE AS OF CHANGE: 20150212
EFFECTIVENESS DATE: 20150212
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GUARDIAN LIFE INSURANCE CO OF AMERICA
CENTRAL INDEX KEY: 0000901849
IRS NUMBER: 061116976
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15487
FILM NUMBER: 15605550
BUSINESS ADDRESS:
STREET 1: 7 HANOVER SQUARE
CITY: NEW YORK
STATE: NY
ZIP: 10004
BUSINESS PHONE: 212-598-8359
MAIL ADDRESS:
STREET 1: 7 HANOVER SQUARE
CITY: NY
STATE: NY
ZIP: 10004
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000901849
XXXXXXXX
12-31-2014
12-31-2014
GUARDIAN LIFE INSURANCE CO OF AMERICA
7 HANOVER SQUARE
NY
NY
10004
13F COMBINATION REPORT
028-15487
028-12027
RS Investment Mangement Co. LLC
N
John H. Walter
Vice President, Director of Finance
212.598.1398
// John H. Walter
New York
NY
02-12-2015
0
581
982982
false
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0
EXXON CORP
COM
30231G102
2231
24137
SH
SOLE
24137
0
0
FLIR SYSTEMS INC
COM
302445101
26
802
SH
SOLE
802
0
0
FMC CORP
COM
302491303
43
751
SH
SOLE
751
0
0
FMC TECHNOLOGIES INC
COM
30249U101
62
1332
SH
SOLE
1332
0
0
FACEBOOK INC
COM
30303M102
930
11917
SH
SOLE
11917
0
0
FAMILY DOLLAR STORES INC
COM
307000109
43
546
SH
SOLE
546
0
0
FASTENAL COMPANY
COM
311900104
74
1553
SH
SOLE
1553
0
0
FDX CORP
COM
31428X106
262
1510
SH
SOLE
1510
0
0
F5 NETWORKS INC
COM
315616102
55
422
SH
SOLE
422
0
0
FIDELITY NATIONAL INFORMATION SERVICES
COM
31620M106
101
1624
SH
SOLE
1624
0
0
FIDELITY NATIONAL TITLE
NOTE
31620RAE5
7925
4200000
PRN
SOLE
4200000
0
0
FIFTH THIRD BANCORP
COM
316773100
96
4697
SH
SOLE
4697
0
0
FIRST SOLAR INC
COM
336433107
19
427
SH
SOLE
427
0
0
FISERV INC
COM
337738108
99
1391
SH
SOLE
1391
0
0
FIRSTENERGY CORP
COM
337932107
93
2398
SH
SOLE
2398
0
0
FLUOR CORP
COM
343412102
54
896
SH
SOLE
896
0
0
FLOWSERVE CORPORATION
COM
34354P105
47
778
SH
SOLE
778
0
0
FORD MOTOR COMPANY
COM
345370860
340
21937
SH
SOLE
21937
0
0
FOSSIL INC
COM
34988V106
29
265
SH
SOLE
265
0
0
FRANKLIN RESOURCES INC
COM
354613101
124
2241
SH
SOLE
2241
0
0
FREEPORT-MCMORAN
COM
35671D857
138
5922
SH
SOLE
5922
0
0
CITIZENS COMMUNICATIONS CO
COM
35906A108
38
5702
SH
SOLE
5702
0
0
GAMESTOP CORP
COM
36467W109
21
619
SH
SOLE
619
0
0
GANNETT CO
COM
364730101
41
1283
SH
SOLE
1283
0
0
GAP INC
COM
364760108
64
1522
SH
SOLE
1522
0
0
GENERAL DYNAMICS CORP
COM
369550108
247
1795
SH
SOLE
1795
0
0
GENERAL ELECTRIC CO
COM
369604103
1446
57238
SH
SOLE
57238
0
0
GENERAL GROWTH PROPERTIES
COM
370023103
100
3569
SH
SOLE
3569
0
0
GENERAL MILLS INC
COM
370334104
184
3442
SH
SOLE
3442
0
0
GENERAL MOTORS CORP
COM
37045V100
269
7692
SH
SOLE
7692
0
0
GENESEE & WYOMING INC
UNIT 10/01/2015
371559204
8406
73000
SH
SOLE
73000
0
0
GENUINE PARTS CO
COM
372460105
93
869
SH
SOLE
869
0
0
GENWORTH FINANCIAL INC
COM
37247D106
24
2823
SH
SOLE
2823
0
0
GILEAD SCIENCES INC
COM
375558103
811
8599
SH
SOLE
8599
0
0
GILEAD SCIENCES INC
NOTE
375558AP8
25660
6200000
PRN
SOLE
6200000
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
448
2309
SH
SOLE
2309
0
0
GOODYEAR TIRE & RUBBER CORP
COM
382550101
45
1563
SH
SOLE
1563
0
0
GOOGLE INC
CL A
38259P508
862
1624
SH
SOLE
1624
0
0
GOOGLE INC
CL C
38259P706
854
1623
SH
SOLE
1623
0
0
GRAINGER WW INC
COM
384802104
89
350
SH
SOLE
350
0
0
GREEN PLAINS REVEWABLE ENERGY
NOTE
393222AD6
14715
10900000
PRN
SOLE
10900000
0
0
HCP INC
COM
40414L109
115
2617
SH
SOLE
2617
0
0
HALLIBURTON CO
COM
406216101
190
4837
SH
SOLE
4837
0
0
HARLEY DAVIDSON
COM
412822108
81
1222
SH
SOLE
1222
0
0
HARMAN INTL
COM
413086109
41
385
SH
SOLE
385
0
0
HARRIS CORP
COM
413875105
43
596
SH
SOLE
596
0
0
HARTFORD FINANCIAL SERVICES GROUP
COM
416515104
103
2460
SH
SOLE
2460
0
0
HASBRO INC
COM
418056107
36
652
SH
SOLE
652
0
0
HEALTH CARE REIT INC
COM
42217K106
141
1867
SH
SOLE
1867
0
0
HELMERICH AND PAYNE
COM
423452101
41
615
SH
SOLE
615
0
0
HERSHEY FOODS CORP
COM
427866108
88
844
SH
SOLE
844
0
0
HESS CORP
COM
42809H107
107
1449
SH
SOLE
1449
0
0
HEWLETT PACKARD INC
COM
428236103
427
10637
SH
SOLE
10637
0
0
HOME DEPOT INC
COM
437076102
789
7512
SH
SOLE
7512
0
0
ALLIEDSIGNAL INC
COM
438516106
446
4461
SH
SOLE
4461
0
0
HORMEL FOODS CORP
COM
440452100
40
760
SH
SOLE
760
0
0
HORNBECK OFFSHORE SERVICES INC
NOTE
440543AN6
8562
10300000
PRN
SOLE
10300000
0
0
HOSPIRA INC
COM
441060100
59
959
SH
SOLE
959
0
0
HOST MARRIOT CORP
COM
44107P104
103
4316
SH
SOLE
4316
0
0
HUDSON CITY BANCORP INC
COM
443683107
28
2736
SH
SOLE
2736
0
0
HUMANA INC
COM
444859102
126
878
SH
SOLE
878
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
49
4647
SH
SOLE
4647
0
0
ICONIX BRAND GROUP
NOTE
451055AE7
9003
7650000
PRN
SOLE
7650000
0
0
HYBRIDON INC CSD
COM
45168K306
1639
371759
SH
SOLE
371759
0
0
ILLINOIS TOOL WORKS
COM
452308109
194
2050
SH
SOLE
2050
0
0
INTEL CORP
COM
458140100
1000
27559
SH
SOLE
27559
0
0
INTEL CORP
NOTE
458140AF7
22604
13000000
PRN
SOLE
13000000
0
0
INTEGRYS ENERGY GROUP INC
COM
45822P105
35
450
SH
SOLE
450
0
0
INTERCONTINENTALEXCHANGE INC
COM
45866F104
141
645
SH
SOLE
645
0
0
INTL BUSINESS MACH
COM
459200101
842
5247
SH
SOLE
5247
0
0
INTL FLAVORS & FRAGRANCES
COM
459506101
47
462
SH
SOLE
462
0
0
INTERNATIONAL PAPER CO
COM
460146103
129
2415
SH
SOLE
2415
0
0
INTERPUBLIC GROUP
COM
460690100
50
2384
SH
SOLE
2384
0
0
INTUIT INC
COM
461202103
150
1627
SH
SOLE
1627
0
0
INTUITIVE SURGICAL INC
COM
46120E602
108
205
SH
SOLE
205
0
0
IRIDIUM COMMUNICATIONS INC
PFD CNV B
46269C409
8892
24000
SH
SOLE
24000
0
0
IRON MOUNTAIN
COM
462846106
41
1057
SH
SOLE
1057
0
0
ISHARES MSCI EMERGING MKT IN
COM
464287234
25310
644194
SH
SOLE
644194
0
0
ISHARES MSCI EAFE INDEX FUND
COM
464287465
17913
294431
SH
SOLE
294431
0
0
ISHARES SILVER TRUST
COM
46428Q109
1954
129769
SH
SOLE
129769
0
0
CHASE MANHATTAN CORP
COM
46625H100
1333
21308
SH
SOLE
21308
0
0
JACOBS ENGINEERING GROUP INC
COM
469814107
34
752
SH
SOLE
752
0
0
JOHNSON & JOHNSON
COM
478160104
1668
15955
SH
SOLE
15955
0
0
JOHNSON CONTROLS
COM
478366107
183
3788
SH
SOLE
3788
0
0
JOY GLOBAL
COM
481165108
26
559
SH
SOLE
559
0
0
J2 GLOBAL INC
NOTE
48123VAC6
12114
11000000
PRN
SOLE
11000000
0
0
JUNIPER NETWORKS INC
COM
48203R104
49
2195
SH
SOLE
2195
0
0
KLA-TENCOR CORPORATION
COM
482480100
66
936
SH
SOLE
936
0
0
KANSAS CITY SOUTHERN INDS
COM
485170302
76
622
SH
SOLE
622
0
0
KELLOGG CO
COM
487836108
94
1437
SH
SOLE
1437
0
0
KEURIG GREEN MOUNTAIN INC
COM
49271M100
92
693
SH
SOLE
693
0
0
KEYCORP
COM
493267108
69
4938
SH
SOLE
4938
0
0
KEYCORP
PFD
493267405
11805
92000
PRN
SOLE
92000
0
0
KIMBERLY-CLARK CORP
COM
494368103
246
2127
SH
SOLE
2127
0
0
KIMCO REALTY
COM
49446R109
59
2345
SH
SOLE
2345
0
0
KINDER MORGAN INC
COM
49456B101
410
9684
SH
SOLE
9684
0
0
KOHLS CORP
COM
500255104
70
1152
SH
SOLE
1152
0
0
KRAFT FOODS INC
COM
50076Q106
210
3357
SH
SOLE
3357
0
0
KROGER CO
COM
501044101
180
2799
SH
SOLE
2799
0
0
LIMITED INC
COM
501797104
121
1395
SH
SOLE
1395
0
0
L-3 COMMUNICATIONS HLDGS INC
COM
502424104
62
491
SH
SOLE
491
0
0
LABORATORY CORP OF AMERICA HOLDINGS
COM
50540R409
52
483
SH
SOLE
483
0
0
LABORATORY CORP OF AMERICA HOLDINGS
NOTE
50540RAG7
13505
9350000
PRN
SOLE
9350000
0
0
LAM RESEARCH CORP
COM
512807108
73
915
SH
SOLE
915
0
0
LAM RESEARCH CORP
NOTE
512807AJ7
21000
16000000
PRN
SOLE
16000000
0
0
ESTEE LAUDER
COM
518439104
98
1280
SH
SOLE
1280
0
0
LEGGETT & PLATT INC
COM
524660107
33
781
SH
SOLE
781
0
0
LEGG MASON INC
COM
524901105
31
573
SH
SOLE
573
0
0
LENNAR CORP
COM
526057104
45
1011
SH
SOLE
1011
0
0
LEUCADIA NATIONAL CORP
COM
527288104
40
1803
SH
SOLE
1803
0
0
LEVEL 3 COMMUNICATIONS
COM
52729N308
78
1580
SH
SOLE
1580
0
0
LIBERTY MEDIA CORP
NOTE
531229AB8
7890
8000000
PRN
SOLE
8000000
0
0
LILLY (ELI) & CO
COM
532457108
386
5593
SH
SOLE
5593
0
0
LINCOLN NATIONAL CORP
COM
534187109
86
1485
SH
SOLE
1485
0
0
LINEAR TECHNOLOGY CORP
COM
535678106
62
1356
SH
SOLE
1356
0
0
LOCKHEED MARTIN CORP
COM
539830109
295
1534
SH
SOLE
1534
0
0
LOEWS CORP
COM
540424108
72
1707
SH
SOLE
1707
0
0
LORILLARD INC
COM
544147101
129
2048
SH
SOLE
2048
0
0
LOWE'S COMPANIES
COM
548661107
382
5546
SH
SOLE
5546
0
0
M&T BANK CORPORATION
COM
55261F104
94
748
SH
SOLE
748
0
0
MGIC INVESTMENT CORP
NOTE
552848AE3
11559
7900000
PRN
SOLE
7900000
0
0
MGM MIRAGE MGM INC
NOTE
55303QAE0
9440
8000000
PRN
SOLE
8000000
0
0
MACERICH CO/THE
COM
554382101
66
793
SH
SOLE
793
0
0
MACQUARIE INFRASTRUCTURE
NOTE
55608BAA3
18521
16300000
PRN
SOLE
16300000
0
0
MACY'S INC
COM
55616P104
129
1969
SH
SOLE
1969
0
0
USX MARATHON GROUP
COM
565849106
109
3837
SH
SOLE
3837
0
0
MARATHON PETROLEM
COM
56585A102
144
1598
SH
SOLE
1598
0
0
MARSH & MCLENNAN COS
COM
571748102
177
3084
SH
SOLE
3084
0
0
MARRIOT INTERNATIONAL
COM
571903202
95
1212
SH
SOLE
1212
0
0
MARTIN MARIETTA MATERIALS
COM
573284106
38
345
SH
SOLE
345
0
0
MASCO
COM
574599106
51
2028
SH
SOLE
2028
0
0
MASTERCARD INC
CL A
57636Q104
481
5586
SH
SOLE
5586
0
0
MATTEL INC
COM
577081102
59
1922
SH
SOLE
1922
0
0
MCCORMICK & CO
COM
579780206
55
745
SH
SOLE
745
0
0
MCDONALD'S CORP
COM
580135101
520
5548
SH
SOLE
5548
0
0
MCGRAW HILL INC NOTE
COM
580645109
138
1548
SH
SOLE
1548
0
0
MCKESSON HBOC INC
COM
58155Q103
274
1321
SH
SOLE
1321
0
0
MEAD JOHNSON NUTRITION CO
COM
582839106
115
1142
SH
SOLE
1142
0
0
MEADWESTVACO CORP
COM
583334107
42
956
SH
SOLE
956
0
0
MEDICINES COMPANY
NOTE
584688AC9
11140
9650000
PRN
SOLE
9650000
0
0
MEDTRONIC INC
COM
585055106
405
5610
SH
SOLE
5610
0
0
MENTOR GRAPHICS CORP
NOTE
587200AK2
13592
11350000
PRN
SOLE
11350000
0
0
MERCK & COMPANY INC
COM
58933Y105
923
16250
SH
SOLE
16250
0
0
MERITAGE CORP
NOTE
59001AAR3
887
900000
PRN
SOLE
900000
0
0
METLIFE INC
COM
59156R108
350
6475
SH
SOLE
6475
0
0
MICROSOFT CORP
COM
594918104
2182
46982
SH
SOLE
46982
0
0
MICROCHIP TECHNOLOGY INC
COM
595017104
51
1139
SH
SOLE
1139
0
0
MICRON TECHNOLOGY
COM
595112103
214
6118
SH
SOLE
6118
0
0
MOHAWK INDUSTRIES INC
COM
608190104
55
352
SH
SOLE
352
0
0
COORS (ADOLPH)
CL B
60871R209
67
903
SH
SOLE
903
0
0
MONDELEZ INTERNATIONAL INC
COM
609207105
348
9576
SH
SOLE
9576
0
0
MONSANTO CO
COM
61166W101
329
2753
SH
SOLE
2753
0
0
HANSEN NATURAL CORP
COM
611740101
89
817
SH
SOLE
817
0
0
DUN AND BRADSTREET CORP
COM
615369105
100
1047
SH
SOLE
1047
0
0
MORGAN STANLEY
COM
617446448
338
8710
SH
SOLE
8710
0
0
MOSAIC CO/THE
COM
61945C103
82
1799
SH
SOLE
1799
0
0
MOTOROLA INC
COM
620076307
81
1208
SH
SOLE
1208
0
0
MURPHY OIL CORP
COM
626717102
48
950
SH
SOLE
950
0
0
MYLAN LABORATORIES
COM
628530107
120
2126
SH
SOLE
2126
0
0
MYLAN LABORATORIES
NOTE
628530AJ6
23244
5500000
PRN
SOLE
5500000
0
0
NRG ENERGY INC
COM
629377508
52
1918
SH
SOLE
1918
0
0
NASDAQ STOCK MARKET INC
COM
631103108
32
669
SH
SOLE
669
0
0
NATIONAL-OILWELL VARCO INC
COM
637071101
161
2454
SH
SOLE
2454
0
0
NAVIENT CORP
COM
63938C108
51
2339
SH
SOLE
2339
0
0
NETWORK APPLIANCE INC
COM
64110D104
74
1777
SH
SOLE
1777
0
0
NETFLIX INC
COM
64110L106
116
341
SH
SOLE
341
0
0
NW YORK COMMUNITY BANCORP
UNIT 11/01/2051
64944P307
8724
175000
SH
SOLE
175000
0
0
NEWELL RUBBERMAID INC
COM
651229106
59
1546
SH
SOLE
1546
0
0
NEWFIELD EXPLORATION COMPANY
COM
651290108
21
777
SH
SOLE
777
0
0
NEWMONT MINING CORP
COM
651639106
54
2836
SH
SOLE
2836
0
0
NEWPARK RESOURCES
NOTE
651718AC2
8995
8000000
PRN
SOLE
8000000
0
0
NEW CORP
CL A
65249B109
45
2843
SH
SOLE
2843
0
0
FPL GROUP INC
COM
65339F101
264
2481
SH
SOLE
2481
0
0
NIKE INC
CL B
654106103
382
3978
SH
SOLE
3978
0
0
NIPSCO INDUSTRIES INC
COM
65473P105
76
1791
SH
SOLE
1791
0
0
NOBLE AFFILIATES INC
COM
655044105
97
2054
SH
SOLE
2054
0
0
NORDSTROM INC
COM
655664100
64
806
SH
SOLE
806
0
0
NORFOLK SOUTHERN CORP
COM
655844108
193
1761
SH
SOLE
1761
0
0
NORTHEAST UTILITIES
COM
664397106
96
1797
SH
SOLE
1797
0
0
NORTHERN TRUST CORP
COM
665859104
85
1265
SH
SOLE
1265
0
0
NORTHROP GRUMMAN CORP
COM
666807102
170
1152
SH
SOLE
1152
0
0
NUCOR CORP
COM
670346105
89
1811
SH
SOLE
1811
0
0
NVDIA CORP
COM
67066G104
59
2943
SH
SOLE
2943
0
0
NVDIA CORP
NOTE
67066GAC8
9195
8000000
PRN
SOLE
8000000
0
0
O'REILLY AUTOMOTIVE INC
COM
67103H107
112
579
SH
SOLE
579
0
0
OCCIDENTAL PETROLEUM
COM
674599105
356
4420
SH
SOLE
4420
0
0
OMNICOM GROUP
COM
681919106
110
1415
SH
SOLE
1415
0
0
ON SEMICONDUCTOR CORP
NOTE
682189AH8
10937
9200000
PRN
SOLE
9200000
0
0
ONEOK INC
COM
682680103
59
1182
SH
SOLE
1182
0
0
ORACLE SYSTEMS CORP
COM
68389X105
829
18439
SH
SOLE
18439
0
0
OWENS-ILLINOIS INC
COM
690768403
25
939
SH
SOLE
939
0
0
PDL BIOPHARMA INC
NOTE
69329YAF1
7863
8100000
PRN
SOLE
8100000
0
0
PG&E CORPORATION
COM
69331C108
144
2707
SH
SOLE
2707
0
0
PNC BANK CORP
COM
693475105
274
3000
SH
SOLE
3000
0
0
PPG INDUSTRIES INC
COM
693506107
182
787
SH
SOLE
787
0
0
PP AND L CAPITAL FUNDING
COM
69351T106
138
3790
SH
SOLE
3790
0
0
PHILLIPS-VAN HEUSEN CORP
COM
693656100
59
461
SH
SOLE
461
0
0
PACCAR INC
COM
693718108
137
2017
SH
SOLE
2017
0
0
PALL CORP
COM
696429307
62
608
SH
SOLE
608
0
0
PARKER HANNIFIN CORP
COM
701094104
109
842
SH
SOLE
842
0
0
PATTERSON COS INC
COM
703395103
24
492
SH
SOLE
492
0
0
PAYCHEX INC
COM
704326107
86
1858
SH
SOLE
1858
0
0
PEOPLE'S UNITED FINANCIAL INC
COM
712704105
27
1761
SH
SOLE
1761
0
0
PEPCO HOLDINGS INC
COM
713291102
38
1428
SH
SOLE
1428
0
0
PEPSI CO INC
COM
713448108
807
8531
SH
SOLE
8531
0
0
PERKINELMER INC
COM
714046109
28
644
SH
SOLE
644
0
0
PETSMART INC
COM
716768106
46
565
SH
SOLE
565
0
0
PFIZER INC
COM
717081103
1119
35913
SH
SOLE
35913
0
0
PHILIP MORRIS
COM
718172109
721
8856
SH
SOLE
8856
0
0
PHILLIPS 66
COM
718546104
226
3155
SH
SOLE
3155
0
0
PINNACLE WEST CAPITAL CORP
COM
723484101
42
621
SH
SOLE
621
0
0
PIONEER NATURAL RESOURCE
COM
723787107
126
848
SH
SOLE
848
0
0
PITNEY BOWES INC
COM
724479100
28
1152
SH
SOLE
1152
0
0
PLUM CREEK TIMBER CO INC
COM
729251108
43
1007
SH
SOLE
1007
0
0
POWERSHARES DB OIL FUND
COM
73935S105
4696
254542
SH
SOLE
254542
0
0
POWERSHARES DYN ENERGY
COM
73936B101
9063
518766
SH
SOLE
518766
0
0
POWERSHARES DB AGRICULTURE F
COM
73936B408
29318
1177900
SH
SOLE
1177900
0
0
POWERSHARES DB OIL FUND
COM
73936B507
10389
661735
SH
SOLE
661735
0
0
POWERSHARES DB AGRICULTURE F
COM
73936B705
6203
390138
SH
SOLE
390138
0
0
PRAXAIR
COM
74005P104
215
1658
SH
SOLE
1658
0
0
PRECISION CASTPARTS CORP
COM
740189105
198
822
SH
SOLE
822
0
0
T ROWE PRICE
COM
74144T108
127
1479
SH
SOLE
1479
0
0
PRICELINECOM INC
COM
741503403
340
298
SH
SOLE
298
0
0
PRICELINECOM INC
NOTE
741503AQ9
24183
18200000
PRN
SOLE
18200000
0
0
PRINCIPAL FINANCIAL GROUP INC
COM
74251V102
81
1556
SH
SOLE
1556
0
0
PROCTOR & GAMBLE CO
COM
742718109
1402
15394
SH
SOLE
15394
0
0
PROGRESSIVE CORP OH
COM
743315103
82
3049
SH
SOLE
3049
0
0
PROLOGIS INC REIT USD
COM
74340W103
122
2843
SH
SOLE
2843
0
0
PRUDENTIAL FINANCIAL INC
COM
744320102
237
2617
SH
SOLE
2617
0
0
PUBLIC SVC ENTERPRISES
COM
744573106
119
2884
SH
SOLE
2884
0
0
PUBLIC STORAGE INC
COM
74460D109
152
824
SH
SOLE
824
0
0
PULTE CORP
COM
745867101
41
1902
SH
SOLE
1902
0
0
QEP RESOURCES INC
COM
74733V100
19
943
SH
SOLE
943
0
0
QUALCOMM INC
COM
747525103
704
9477
SH
SOLE
9477
0
0
Quanta Serv
COM
74762E102
35
1235
SH
SOLE
1235
0
0
QUEST DIAGNOSTICS
COM
74834L100
55
819
SH
SOLE
819
0
0
QUIDEL CORP
NOTE
74838JAA9
8915
8000000
PRN
SOLE
8000000
0
0
RPM INC-OHIO
NOTE
749685AT0
16319
14000000
PRN
SOLE
14000000
0
0
POLO RALPH LAUREN CORP
COM
751212101
64
345
SH
SOLE
345
0
0
RANGE RESOURCES CORP
COM
75281A109
51
959
SH
SOLE
959
0
0
RAYONIER INC
NOTE
75508AAC0
8505
7000000
PRN
SOLE
7000000
0
0
RAYTHEON CO
COM
755111507
190
1758
SH
SOLE
1758
0
0
RED HAT INC
COM
756577102
74
1069
SH
SOLE
1069
0
0
REGENERON PHARMACEUTICALS INC
COM
75886F107
172
420
SH
SOLE
420
0
0
REGIONS FINANCIAL CORP
COM
7591EP100
83
7846
SH
SOLE
7846
0
0
REPUBLIC SERVICES
COM
760759100
58
1437
SH
SOLE
1437
0
0
RJR NABISCO HOLDINGS
COM
761713106
113
1753
SH
SOLE
1753
0
0
ROBERT HALF INTERNATIONAL INC
COM
770323103
46
784
SH
SOLE
784
0
0
ROCKWELL AUTOMATION
COM
773903109
87
783
SH
SOLE
783
0
0
ROCKWELL COLLINS INC
COM
774341101
64
762
SH
SOLE
762
0
0
ROPER INDUSTRIES INC
COM
776696106
89
568
SH
SOLE
568
0
0
ROPER INDUSTRIES INC
NOTE
776696AA4
14068
7100000
PRN
SOLE
7100000
0
0
ROSS STORES INC
COM
778296103
113
1194
SH
SOLE
1194
0
0
RYDER SYSTEM INC NOTE
COM
783549108
27
296
SH
SOLE
296
0
0
SPDR TRUST SERIES 1
COM
78462F103
2456
11953
SH
SOLE
11953
0
0
SPDR GOLD TRUST
COM
78463V107
7380
64980
SH
SOLE
64980
0
0
SAFEWAY INC
COM
786514208
46
1310
SH
SOLE
1310
0
0
ST JUDE MEDICAL INC
COM
790849103
106
1629
SH
SOLE
1629
0
0
SALESFORCECOM INC
COM
79466L302
198
3344
SH
SOLE
3344
0
0
SALIX PHARMACEUTICALS LTD
NOTE
795435AE6
15679
8600000
PRN
SOLE
8600000
0
0
SANDISK CORP
COM
80004C101
123
1258
SH
SOLE
1258
0
0
SANDISK CORP
NOTE
80004CAD3
17856
9300000
PRN
SOLE
9300000
0
0
SCANA CORP
COM
80589M102
49
805
SH
SOLE
805
0
0
SCHLUMBERGER LTD
COM
806857108
626
7335
SH
SOLE
7335
0
0
SCHWAB CHARLES CORP
COM
808513105
198
6549
SH
SOLE
6549
0
0
EW SCRIPPS CO
CL A
811065101
44
579
SH
SOLE
579
0
0
SEACOR HOLDINGS
NOTE
81170YAB5
10844
11900000
PRN
SOLE
11900000
0
0
SEALED AIR CORP
COM
81211K100
51
1205
SH
SOLE
1205
0
0
SEMPRA ENERGY
COM
816851109
146
1314
SH
SOLE
1314
0
0
SHERWIN-WILLIAMS CO
COM
824348106
124
473
SH
SOLE
473
0
0
SIGMA-ALDRICH
COM
826552101
93
674
SH
SOLE
674
0
0
SIMON PROPERTY GROUP
COM
828806109
322
1768
SH
SOLE
1768
0
0
JM SMUCKER CO
COM
832696405
59
580
SH
SOLE
580
0
0
SNAP-ON INC NOTE TR
COM
833034101
45
329
SH
SOLE
329
0
0
SOUTHERN COMPANY
COM
842587107
252
5128
SH
SOLE
5128
0
0
SOUTHWEST AIRLINES
COM
844741108
164
3869
SH
SOLE
3869
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
55
2012
SH
SOLE
2012
0
0
SPECTRA ENERGY CORP
COM
847560109
138
3815
SH
SOLE
3815
0
0
SPECTRANETICS CORP
NOTE
84760CAA5
12184
9500000
PRN
SOLE
9500000
0
0
STANLEY BLACK + DECKER INC
COM
854502101
85
887
SH
SOLE
887
0
0
STANLEY BLACK + DECKER INC
UNIT 99/99/9999
854502309
18983
137000
SH
SOLE
137000
0
0
STAPLES INC
COM
855030102
66
3647
SH
SOLE
3647
0
0
STARBUCKS CORP
COM
855244109
351
4273
SH
SOLE
4273
0
0
STARWOOD PROPERTY TRUST
NOTE
85571BAC9
10150
10000000
PRN
SOLE
10000000
0
0
STARWOOD HOTELS & RESORTS WORLDWIDE INC
COM
85590A401
82
1016
SH
SOLE
1016
0
0
STATE STREET BOSTON CORP
COM
857477103
187
2380
SH
SOLE
2380
0
0
STEEL DYNAMICS
COM
858119100
7165
362951
SH
SOLE
362951
0
0
STERICYCLE INC
COM
858912108
64
485
SH
SOLE
485
0
0
STLLWATER MINING COMPANY
NOTE
86074QAL6
8892
7200000
PRN
SOLE
7200000
0
0
STRYKER CORP
COM
863667101
160
1701
SH
SOLE
1701
0
0
SUNTRUST BANK
COM
867914103
125
2973
SH
SOLE
2973
0
0
SYMANTEC CORP
COM
871503108
101
3927
SH
SOLE
3927
0
0
SYSCO CORP
COM
871829107
133
3350
SH
SOLE
3350
0
0
TECO ENERGY INC
COM
872375100
27
1337
SH
SOLE
1337
0
0
TJX COMPANIES INC
COM
872540109
269
3927
SH
SOLE
3927
0
0
TAKE-TWO INTERACTIVE SOFTWARE INC
NOTE
874054AD1
11165
8000000
PRN
SOLE
8000000
0
0
DAYTON HUDSON CORP
COM
76121E106
276
3630
SH
SOLE
3630
0
0
TENET HEALTHCARE CORP
COM
88033G407
28
559
SH
SOLE
559
0
0
TERADATA CORP
COM
88076W103
39
882
SH
SOLE
882
0
0
TESORO PETROLEUM CORP
COM
881609101
54
720
SH
SOLE
720
0
0
TESLA MOTORS INC
NOTE
88160RAC5
9921
11000000
PRN
SOLE
11000000
0
0
TEXAS INSTRUMENTS IN
COM
882508104
322
6021
SH
SOLE
6021
0
0
TEXTRON
COM
883203101
67
1583
SH
SOLE
1583
0
0
THERMO ELECTRON CORP
COM
883556102
286
2280
SH
SOLE
2280
0
0
MINNESOTA MINING & MANUFACTURING
COM
88579Y101
600
3653
SH
SOLE
3653
0
0
TIFFANY & COMPANY
COM
886547108
68
639
SH
SOLE
639
0
0
TIME WARNER INC COM
COM
887317303
408
4780
SH
SOLE
4780
0
0
TIME WARNER CABLE INC
COM
88732J207
243
1598
SH
SOLE
1598
0
0
TORCHMARK CORP
COM
891027104
40
734
SH
SOLE
734
0
0
TOTAL SYSTEM SERVICES
COM
891906109
32
941
SH
SOLE
941
0
0
TRACTOR SUPPLY COMPANY
COM
892356106
61
780
SH
SOLE
780
0
0
THE TRAVELERS COMPANIES INC
COM
89417E109
200
1889
SH
SOLE
1889
0
0
TRIPADVISOR INC
COM
896945201
47
633
SH
SOLE
633
0
0
NEWS AMERICA CORP
COM
90130A101
406
10569
SH
SOLE
10569
0
0
TYSON FOODS
COM
902494103
67
1665
SH
SOLE
1665
0
0
US BANCORP(SUPER REGIONAL)
COM
902973304
458
10200
SH
SOLE
10200
0
0
UNDER ARMOUR INC
COM
904311107
64
946
SH
SOLE
946
0
0
UNION PACIFIC CORP
COM
907818108
604
5068
SH
SOLE
5068
0
0
UNITED PARCEL SERVICE
CL B
911312106
442
3973
SH
SOLE
3973
0
0
UNITED RENTALS INC
COM
911363109
58
568
SH
SOLE
568
0
0
UNITED STATES GAS FUND LP
COM
91201T102
577
16885
SH
SOLE
16885
0
0
US NATURAL GAS FUND LP
COM
912318201
4500
304647
SH
SOLE
304647
0
0
UNITED STATES 12 MONTH OIL
COM
91288V103
1239
46208
SH
SOLE
46208
0
0
UNITED TECH CORP
COM
913017109
556
4839
SH
SOLE
4839
0
0
UNITED TECH CORP
UNIT 99/99/9999
913017117
18399
300000
SH
SOLE
300000
0
0
UNITED HEALTHCARE
COM
91324P102
553
5471
SH
SOLE
5471
0
0
UNIVERSAL HEALTH SERVICES
COM
913903100
58
518
SH
SOLE
518
0
0
UNUM GROUP
COM
91529Y106
50
1437
SH
SOLE
1437
0
0
URBAN OUTFITTERS INC
COM
917047102
20
578
SH
SOLE
578
0
0
VF CORP
COM
918204108
147
1969
SH
SOLE
1969
0
0
VALERO ENERGY CORP
COM
91913Y100
147
2972
SH
SOLE
2972
0
0
VARIAN MEDICAL SYSTEMS INC
COM
92220P105
49
570
SH
SOLE
570
0
0
VECTOR GROUP LTD
NOTE
92240MBC1
11653
11000000
PRN
SOLE
11000000
0
0
VENTAS INC
COM
92276F100
120
1674
SH
SOLE
1674
0
0
VERISIGN INC
COM
92343E102
35
622
SH
SOLE
622
0
0
BELL ATLANTIC
COM
92343V104
1106
23652
SH
SOLE
23652
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
163
1370
SH
SOLE
1370
0
0
VIACOM INC
COM
92553P201
158
2106
SH
SOLE
2106
0
0
Visa Lnd Dev(Visa Int)
COM
92826C839
730
2784
SH
SOLE
2784
0
0
VORNADO REALTY
COM
929042109
117
992
SH
SOLE
992
0
0
VULCAN MATERIALS CO
COM
929160109
49
744
SH
SOLE
744
0
0
WABASH NATIONAL CORP
NOTE
929566AH0
9765
7700000
PRN
SOLE
7700000
0
0
WAL-MART STORES
COM
931142103
773
9002
SH
SOLE
9002
0
0
WASTE MANAGEMENT INC
COM
94106L109
125
2428
SH
SOLE
2428
0
0
WATERS CORPORATION
COM
941848103
54
481
SH
SOLE
481
0
0
WELLPOINT INC
NOTE
94973VBG1
20311
11800000
PRN
SOLE
11800000
0
0
WELLS FARGO & CO
COM
949746101
1475
26908
SH
SOLE
26908
0
0
WESCO DISTRIBUTION
NOTE
95082PAH8
14784
5496000
PRN
SOLE
5496000
0
0
WESTERN DIGITAL CORP
COM
958102105
138
1251
SH
SOLE
1251
0
0
WESTERN UNION
COM
959802109
53
2979
SH
SOLE
2979
0
0
WEYERHAEUSER
COM
962166104
107
2990
SH
SOLE
2990
0
0
WHIRLPOOL CORP
COM
963320106
86
442
SH
SOLE
442
0
0
WHOLE FOODS MARKET INC
COM
966837106
104
2055
SH
SOLE
2055
0
0
WILLIAMS COMPANIES
COM
969457100
172
3826
SH
SOLE
3826
0
0
WINDSTREAM CORP
COM
97382A101
28
3428
SH
SOLE
3428
0
0
Wisconsin Energy Corp
COM
976657106
67
1276
SH
SOLE
1276
0
0
WYNDHAM WORLDWIDE CORP
COM
98310W108
61
712
SH
SOLE
712
0
0
WYNN RESORTS LTD
COM
983134107
68
457
SH
SOLE
457
0
0
XCEL ENERGY INC
COM
98389B100
103
2874
SH
SOLE
2874
0
0
XILINX INC
COM
983919101
65
1508
SH
SOLE
1508
0
0
XILINX INC
NOTE
983919AF8
13545
9000000
PRN
SOLE
9000000
0
0
XEROX CORP
COM
984121103
85
6117
SH
SOLE
6117
0
0
XYLEM INC
COM
98419M100
40
1039
SH
SOLE
1039
0
0
YAHOO! INC
COM
984332106
254
5022
SH
SOLE
5022
0
0
YUM! BRANDS INC
COM
988498101
182
2500
SH
SOLE
2500
0
0
ZIMMER HOLDINGS INC
COM
98956P102
109
962
SH
SOLE
962
0
0
ZION BANCORPORATION
COM
989701107
33
1153
SH
SOLE
1153
0
0
ZOETIS INC
COM
98978V103
123
2850
SH
SOLE
2850
0
0
WATSON PHARMACEUTICAL INC
COM
G0083B108
387
1505
SH
SOLE
1505
0
0
BLACK HILLS CORP
COM
G0176J109
30
546
SH
SOLE
546
0
0
AON CORP
COM
G0408V102
154
1626
SH
SOLE
1626
0
0
ACCENTURE PLC
CL A
G1151C101
319
3577
SH
SOLE
3577
0
0
COVIDIEN LTD
COM
G2554F113
264
2580
SH
SOLE
2580
0
0
DELPHI AUTOMOTIVE PLC
COM
G27823106
123
1688
SH
SOLE
1688
0
0
EATON CORP
COM
G29183103
184
2712
SH
SOLE
2712
0
0
ENSCO PLC
CL A
G3157S106
40
1329
SH
SOLE
1329
0
0
INGERSOLL-RAND COMPANY
COM
G47791101
96
1521
SH
SOLE
1521
0
0
INVESCO PLC
COM
G491BT108
97
2458
SH
SOLE
2458
0
0
MALLINCKRODT PLC
COM
G5785G107
66
662
SH
SOLE
662
0
0
MICHAEL KORS HOLDINGS LTD
COM
G60754101
88
1167
SH
SOLE
1167
0
0
NABORS INDUSTRIES LTD
COM
G6359F103
21
1645
SH
SOLE
1645
0
0
NOBLE DRILLING
COM
G65431101
24
144812696492
SH
SOLE
144812696492
0
0
PARAGON OFFSHORE PLC
COM
G6S01W108
0
1
SH
SOLE
1
0
0
SEAGATE TECHNOLOGY
COM
G7945M107
124
1865
SH
SOLE
1865
0
0
PENTAIR LTD
COM
G7S00T104
71
1065
SH
SOLE
1065
0
0
TYCO INTERNATIONAL LTD
COM
G91442106
105
2386
SH
SOLE
2386
0
0
PERRIGO COMPANY
COM
G97822103
134
802
SH
SOLE
802
0
0
XL CAPITAL LTD
COM
G98290102
51
1471
SH
SOLE
1471
0
0
ACE LTD
COM
H0023R105
217
1891
SH
SOLE
1891
0
0
GARMIN LTD
COM
H2906T109
37
695
SH
SOLE
695
0
0
TE CONNECTIVITY LTD
COM
H84989104
147
2325
SH
SOLE
2325
0
0
TRANSOCEAN OFFSHORE INC
COM
H8817H100
35
1935
SH
SOLE
1935
0
0
LYONDELLBASELL INDU
CL A
N53745100
188
2369
SH
SOLE
2369
0
0
NIELSEN HOLDINGS NV
COM
N63218106
83
1846
SH
SOLE
1846
0
0
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
78
951
SH
SOLE
951
0
0
AVAGO TECHNOLOGIES LTD
COM
Y0486S104
144
1432
SH
SOLE
1432
0
0