0000728572-14-000008.txt : 20140514
0000728572-14-000008.hdr.sgml : 20140514
20140514134045
ACCESSION NUMBER: 0000728572-14-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140514
DATE AS OF CHANGE: 20140514
EFFECTIVENESS DATE: 20140514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GUARDIAN LIFE INSURANCE CO OF AMERICA
CENTRAL INDEX KEY: 0000901849
IRS NUMBER: 061116976
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15487
FILM NUMBER: 14840577
BUSINESS ADDRESS:
STREET 1: 7 HANOVER SQUARE
CITY: NEW YORK
STATE: NY
ZIP: 10004
BUSINESS PHONE: 212-598-8359
MAIL ADDRESS:
STREET 1: 7 HANOVER SQUARE
CITY: NY
STATE: NY
ZIP: 10004
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000901849
XXXXXXXX
03-31-2014
03-31-2014
GUARDIAN LIFE INSURANCE CO OF AMERICA
7 HANOVER SQUARE
NY
NY
10004
13F COMBINATION REPORT
028-15487
028-12027
RS Investment Management Co. LLC
N
John H. Walter
Vice President, Director of Finance
212.598.1398
// John H. Walter
New York
NY
05-14-2014
0
581
1125701
false
INFORMATION TABLE
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marGLIC.xml
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AES CORP.
COM
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EXPEDITORS INTL WASH INC
COM
302130109
46
1158
SH
SOLE
1158
0
0
EXPRESS SCRIPTS HOLDING CO.
COM
30219G108
341
4537
SH
SOLE
4537
0
0
EXXON MOBIL CORP
COM
30231G102
2402
24594
SH
SOLE
24594
0
0
FLIR SYSTEMS INC.
COM
302445101
29
802
SH
SOLE
802
0
0
FMC CORP
COM
302491303
57
751
SH
SOLE
751
0
0
FMC TECHNOLOGIES INC
COM
30249U101
70
1332
SH
SOLE
1332
0
0
FACEBOOK INC
COM
30303M102
558
9259
SH
SOLE
9259
0
0
FAMILY DOLLAR STORES INC.
COM
307000109
32
546
SH
SOLE
546
0
0
FASTENAL COMPANY
COM
311900104
76
1537
SH
SOLE
1537
0
0
FEDEX CORP
COM
31428X106
222
1677
SH
SOLE
1677
0
0
F5 NETWORKS INC.
COM
315616102
47
437
SH
SOLE
437
0
0
FIDELITY NATIONAL INFORMATION SERVICES
COM
31620M106
88
1639
SH
SOLE
1639
0
0
FIDELITY NATIONAL TITLE
NOTE
31620RAE5
6633
4200000
PRN
SOLE
4200000
0
0
FIFTH THIRD BANCORP
COM
316773100
114
4971
SH
SOLE
4971
0
0
FIRST SOLAR INC
COM
336433107
28
397
SH
SOLE
397
0
0
FISERV, INC.
COM
337738108
82
1453
SH
SOLE
1453
0
0
FIRSTENERGY CORP
COM
337932107
80
2355
SH
SOLE
2355
0
0
FLUOR CORP
COM
343412102
72
920
SH
SOLE
920
0
0
FLOWSERVE CORPORATION
COM
34354P105
62
786
SH
SOLE
786
0
0
FORD MOTOR CO.
COM
345370860
346
22206
SH
SOLE
22206
0
0
FOREST LABORATORIES, INC.
COM
345838106
123
1333
SH
SOLE
1333
0
0
FOSSIL GROUP INC
COM
34988V106
32
277
SH
SOLE
277
0
0
FRANKLIN RESOURCES INC
COM
354613101
123
2273
SH
SOLE
2273
0
0
FREEPORT MCMORAN COPPER GOLD
COM
35671D857
193
5845
SH
SOLE
5845
0
0
FRONTIER COMMUNICATIONS CO.
COM
35906A108
32
5642
SH
SOLE
5642
0
0
GAMESTOP CORP
COM
36467W109
27
660
SH
SOLE
660
0
0
GANNETT CO
COM
364730101
35
1283
SH
SOLE
1283
0
0
GAP INC
COM
364760108
60
1492
SH
SOLE
1492
0
0
GENERAL DYNAMICS CORP
COM
369550108
205
1883
SH
SOLE
1883
0
0
GENERAL ELECTRIC
COM
369604103
1475
56958
SH
SOLE
56958
0
0
GENERAL GROWTH PROPERTIES
COM
370023103
67
3027
SH
SOLE
3027
0
0
GENERAL MILLS INC
COM
370334104
185
3571
SH
SOLE
3571
0
0
GENERAL MOTORS CORP
COM
37045V100
253
7339
SH
SOLE
7339
0
0
GENESEE & WYOMING INC.
COM
371559204
9490
73000
SH
SOLE
73000
0
0
GENUINE PARTS CO
COM
372460105
75
869
SH
SOLE
869
0
0
GENWORTH FINANCIAL INC.
COM
37247D106
49
2786
SH
SOLE
2786
0
0
GILEAD SCIENCES INC
COM
375558103
612
8637
SH
SOLE
8637
0
0
GILEAD SCIENCES INC
NOTE
375558AP8
27996
9000000
PRN
SOLE
9000000
0
0
GOLDMAN SACHS
COM
38141G104
389
2372
SH
SOLE
2372
0
0
GOODYEAR TIRE & RUBBER CO
COM
382550101
36
1388
SH
SOLE
1388
0
0
GOOGLE INC
COM
38259P508
1760
1579
SH
SOLE
1579
0
0
GRAHAM HOLDINGS COMPANY
COM
384637104
18
25
SH
SOLE
25
0
0
GRAINGER WW INC
COM
384802104
88
350
SH
SOLE
350
0
0
HCP INC
COM
40414L109
100
2568
SH
SOLE
2568
0
0
HALLIBURTON CO
COM
406216101
281
4772
SH
SOLE
4772
0
0
HARLEY DAVIDSON
COM
412822108
83
1245
SH
SOLE
1245
0
0
HARMAN INTERNATIONAL INDUSTRIES, INC.
COM
413086109
41
385
SH
SOLE
385
0
0
HARRIS CORP
COM
413875105
44
604
SH
SOLE
604
0
0
HARTFORD FINANCIAL SERVICES GROUP
COM
416515104
89
2517
SH
SOLE
2517
0
0
HASBRO INC
COM
418056107
36
652
SH
SOLE
652
0
0
HEALTH CARE REIT INC
COM
42217K106
97
1625
SH
SOLE
1625
0
0
HELMERICH AND PAYNE
COM
423452101
65
601
SH
SOLE
601
0
0
HERSHEY FOODS CORP
COM
427866108
88
844
SH
SOLE
844
0
0
HESS CORP
COM
42809H107
133
1602
SH
SOLE
1602
0
0
HEWLETT PACKARD CO.
COM
428236103
350
10820
SH
SOLE
10820
0
0
HOME DEPOT INC
COM
437076102
627
7928
SH
SOLE
7928
0
0
HONEYWELL INTERNATIONAL INC.
COM
438516106
410
4418
SH
SOLE
4418
0
0
HORMEL FOODS CORP
COM
440452100
37
760
SH
SOLE
760
0
0
HORNBECK OFFSHORE SERVICES, INC.
NOTE
440543AN6
11723
10300000
PRN
SOLE
10300000
0
0
HOSPIRA INC
COM
441060100
40
935
SH
SOLE
935
0
0
HOST HOTELS & RESORTS INC
COM
44107P104
86
4257
SH
SOLE
4257
0
0
HUDSON CITY BANCORP INC.
COM
443683107
26
2683
SH
SOLE
2683
0
0
HUMANA INC
COM
444859102
99
878
SH
SOLE
878
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
47
4722
SH
SOLE
4722
0
0
IXIA
NOTE
45071RAB5
8335
7900000
PRN
SOLE
7900000
0
0
ICONIX BRAND GROUP
NOTE
451055AE7
10399
7650000
PRN
SOLE
7650000
0
0
IDERA PHARMACEUTICALS INC.
COM
45168K306
1517
371759
SH
SOLE
371759
0
0
ILLINOIS TOOL WORKS
COM
452308109
187
2299
SH
SOLE
2299
0
0
INTEL CORP.
COM
458140100
722
27985
SH
SOLE
27985
0
0
INTEL CORP.
NOTE
458140AF7
18176
13000000
PRN
SOLE
13000000
0
0
INTEGRYS ENERGY GROUP INC
COM
45822P105
27
450
SH
SOLE
450
0
0
INTERCONTINENTAL EXCHANGE GROUP INC.
COM
45866F104
128
645
SH
SOLE
645
0
0
INTL BUSINESS MACHINES CORP I.B.M.
COM
459200101
1106
5747
SH
SOLE
5747
0
0
INTL FLAVORS & FRAGRANCES
COM
459506101
44
462
SH
SOLE
462
0
0
INTERNATIONAL GAME TECHNOLOGY
COM
459902102
20
1402
SH
SOLE
1402
0
0
INTL GAME TECH
NOTE
459902AQ5
13617
13600000
PRN
SOLE
13600000
0
0
INTERNATIONAL PAPER
COM
460146103
115
2498
SH
SOLE
2498
0
0
INTERPUBLIC GROUP COS INC
COM
460690100
40
2344
SH
SOLE
2344
0
0
INTUIT INC
COM
461202103
125
1604
SH
SOLE
1604
0
0
INTUITIVE SURGICAL INC.
COM
46120E602
94
215
SH
SOLE
215
0
0
IRON MOUNTAIN INC
COM
462846106
26
960
SH
SOLE
960
0
0
ISHARES MSCI EAFE INDEX FUND
COM
464287465
17017
253223
SH
SOLE
253223
0
0
ISHARES RUSSELL 2000
COM
464287655
38608
331853
SH
SOLE
331853
0
0
ISHARES SILVER TRUST
COM
46428Q109
6797
356981
SH
SOLE
356981
0
0
ISIS PHARMACEUTICALS INC.
NOTE
464337AG9
15562
5800000
PRN
SOLE
5800000
0
0
JP MORGAN CHASE & CO.
COM
46625H100
1285
21163
SH
SOLE
21163
0
0
JABIL CIRCUIT INC
COM
466313103
19
1041
SH
SOLE
1041
0
0
JACOBS ENGINEERING GROUP INC.
COM
469814107
47
742
SH
SOLE
742
0
0
JOHNSON & JOHNSON
COM
478160104
1560
15884
SH
SOLE
15884
0
0
JOHNSON CONTROLS
COM
478366107
183
3861
SH
SOLE
3861
0
0
JOY GLOBAL
COM
481165108
35
600
SH
SOLE
600
0
0
JUNIPER NETWORKS INC
COM
48203R104
73
2843
SH
SOLE
2843
0
0
KLA-TENCOR CORPORATION
COM
482480100
65
936
SH
SOLE
936
0
0
KANSAS CITY SOUTHERN INDS
COM
485170302
63
622
SH
SOLE
622
0
0
KELLOGG CO
COM
487836108
91
1448
SH
SOLE
1448
0
0
KEYCORP
COM
493267108
72
5048
SH
SOLE
5048
0
0
KEYCORP
PFD
493267405
11943
92000
PRN
SOLE
92000
0
0
KIMBERLY-CLARK CORP
COM
494368103
237
2149
SH
SOLE
2149
0
0
KIMCO REALTY CORP
COM
49446R109
50
2307
SH
SOLE
2307
0
0
KINDER MORGAN INC.
COM
49456B101
123
3791
SH
SOLE
3791
0
0
KOHLS CORP
COM
500255104
64
1134
SH
SOLE
1134
0
0
KRAFT FOODS INC.
COM
50076Q106
188
3355
SH
SOLE
3355
0
0
KROGER CO
COM
501044101
128
2925
SH
SOLE
2925
0
0
L BRANDS INC
COM
501797104
78
1375
SH
SOLE
1375
0
0
LSI LOGIC CORP
COM
502161102
34
3068
SH
SOLE
3068
0
0
L-3 COMMUNICATIONS HLDGS INC.
COM
502424104
59
499
SH
SOLE
499
0
0
LABORATORY CORP. OF AMERICA HOLDINGS
COM
50540R409
48
493
SH
SOLE
493
0
0
LABORATORY CORP.
NOTE
50540RAG7
12289
9350000
PRN
SOLE
9350000
0
0
LAM RESEARCH CORP.
COM
512807108
50
915
SH
SOLE
915
0
0
LAM RESEARCH CORP.
NOTE
512807AJ7
18520
16000000
PRN
SOLE
16000000
0
0
LAUDER ESTEE
COM
518439104
97
1443
SH
SOLE
1443
0
0
LEGGETT & PLATT INC
COM
524660107
26
795
SH
SOLE
795
0
0
LEGG MASON INC
COM
524901105
29
598
SH
SOLE
598
0
0
LENNAR CORP
COM
526057104
39
989
SH
SOLE
989
0
0
LEUCADIA NATIONAL CORP
COM
527288104
50
1769
SH
SOLE
1769
0
0
LIFEPOINT HOSPITALS INC
NOTE
53219LAH2
9775
9200000
PRN
SOLE
9200000
0
0
LILLY (ELI) & CO
COM
532457108
329
5582
SH
SOLE
5582
0
0
LINCOLN NATIONAL CORP
COM
534187109
75
1477
SH
SOLE
1477
0
0
LINEAR TECHNOLOGY CORP
COM
535678106
64
1316
SH
SOLE
1316
0
0
LINEAR TECHNOLOGY CORP
NOTE
535678AC0
10869
9100000
PRN
SOLE
9100000
0
0
LOCKHEED MARTIN CORP
COM
539830109
247
1515
SH
SOLE
1515
0
0
LOEWS CORP
COM
540424108
76
1722
SH
SOLE
1722
0
0
LORILLARD INC
COM
544147101
112
2074
SH
SOLE
2074
0
0
LOWE'S COMPANIES
COM
548661107
288
5888
SH
SOLE
5888
0
0
M & T BANK CORPORATION
COM
55261F104
89
734
SH
SOLE
734
0
0
MGIC INVESTMENT CORP.
NOTE
552848AE3
11233
7900000
PRN
SOLE
7900000
0
0
MGM MIRAGE MGM INC
NOTE
55303QAE0
11645
8000000
PRN
SOLE
8000000
0
0
MACERICH CO/THE
COM
554382101
49
793
SH
SOLE
793
0
0
MACYS INC
COM
55616P104
123
2075
SH
SOLE
2075
0
0
MARATHON OIL CORP
COM
565849106
139
3922
SH
SOLE
3922
0
0
MARATHON PETROLEM CORP
COM
56585A102
148
1695
SH
SOLE
1695
0
0
MARSH & MCLENNAN COS
COM
571748102
152
3090
SH
SOLE
3090
0
0
MARRIOTT INTERNATIONAL INC
COM
571903202
71
1265
SH
SOLE
1265
0
0
MASCO CORP
COM
574599106
45
2010
SH
SOLE
2010
0
0
MASTERCARD INC
COM
57636Q104
435
5829
SH
SOLE
5829
0
0
MATTEL INC
COM
577081102
76
1906
SH
SOLE
1906
0
0
MCCORMICK & CO
COM NON VTG
579780206
53
745
SH
SOLE
745
0
0
MCDONALD'S CORP
COM
580135101
549
5602
SH
SOLE
5602
0
0
MCGRAW HILL FINANCIAL INC
COM
580645109
116
1525
SH
SOLE
1525
0
0
MCKESSON CORP
COM
58155Q103
228
1291
SH
SOLE
1291
0
0
MEAD JOHNSON NUTRITION CO
COM
582839106
95
1142
SH
SOLE
1142
0
0
MEADWESTVACO CORP
COM
583334107
38
1002
SH
SOLE
1002
0
0
MEDICINES COMPANY
NOTE
584688AC9
11743
9650000
PRN
SOLE
9650000
0
0
MEDTRONIC INC
COM
585055106
346
5621
SH
SOLE
5621
0
0
MENTOR GRAPHICS CORP
NOTE
587200AK2
14287
11350000
PRN
SOLE
11350000
0
0
MERCK & COMPANY, INC.
COM
58933Y105
934
16450
SH
SOLE
16450
0
0
MERITAGE CORP.
NOTE
59001AAR3
952
900000
PRN
SOLE
900000
0
0
METLIFE INC.
COM
59156R108
333
6312
SH
SOLE
6312
0
0
METLIFE, INC. MAND. 10/8/14
COM
59156R116
16755
544000
SH
SOLE
544000
0
0
MICROSOFT CORP
COM
594918104
1753
42767
SH
SOLE
42767
0
0
MICROCHIP TECHNOLOGY INC
COM
595017104
53
1114
SH
SOLE
1114
0
0
MICRON TECHNOLOGY
COM
595112103
140
5921
SH
SOLE
5921
0
0
MOHAWK INDUSTRIES INC
COM
608190104
47
343
SH
SOLE
343
0
0
MOLSON COORS BREWING CO.
COM
60871R209
52
891
SH
SOLE
891
0
0
MONDELEZ INTERNATIONAL INC
COM
609207105
341
9874
SH
SOLE
9874
0
0
MONSANTO CO
COM
61166W101
337
2961
SH
SOLE
2961
0
0
MONSTER BEVERAGE CORPORATION
COM
611740101
53
766
SH
SOLE
766
0
0
MOODY'S CORP
COM
615369105
85
1066
SH
SOLE
1066
0
0
MORGAN STANLEY
COM
617446448
243
7800
SH
SOLE
7800
0
0
MOSAIC CO/THE
COM
61945C103
95
1909
SH
SOLE
1909
0
0
MOTOROLA SOLUTIONS INC.
COM
620076307
83
1297
SH
SOLE
1297
0
0
MURPHY OIL CORP
COM
626717102
62
992
SH
SOLE
992
0
0
MYLAN INC
COM
628530107
105
2155
SH
SOLE
2155
0
0
MYLAN LABORATORIES
NOTE
628530AJ6
20216
5500000
PRN
SOLE
5500000
0
0
NRG ENERGY, INC.
COM
629377508
58
1823
SH
SOLE
1823
0
0
NASDAQ STOCK MARKET INC.
COM
631103108
24
652
SH
SOLE
652
0
0
NATIONAL-OILWELL INC
COM
637071101
188
2413
SH
SOLE
2413
0
0
NETAPP INC
COM
64110D104
71
1920
SH
SOLE
1920
0
0
NETFLIX INC.
COM
64110L106
117
333
SH
SOLE
333
0
0
NEWELL RUBBERMAID INC.
COM
651229106
48
1617
SH
SOLE
1617
0
0
NEWFIELD EXPLORATION COMPANY
COM
651290108
24
766
SH
SOLE
766
0
0
NEWMONT MINING CORP NEW
COM
651639106
66
2803
SH
SOLE
2803
0
0
NEWPARK RESOURCES
NOTE
651718AC2
10220
8000000
PRN
SOLE
8000000
0
0
NEW CORP
COM
65249B109
48
2803
SH
SOLE
2803
0
0
NEXTERA ENERGY INC.
COM
65339F101
232
2424
SH
SOLE
2424
0
0
NIKE, INC.
COM
654106103
311
4207
SH
SOLE
4207
0
0
NISOURCE INC.
COM
65473P105
63
1764
SH
SOLE
1764
0
0
NOBLE ENERGY INC
COM
655044105
144
2027
SH
SOLE
2027
0
0
NORDSTROM INC
COM
655664100
50
806
SH
SOLE
806
0
0
NORFOLK SOUTHERN CORP
COM
655844108
169
1740
SH
SOLE
1740
0
0
NORTHEAST UTILITIES
COM
664397106
81
1777
SH
SOLE
1777
0
0
NORTHERN TRUST CORP
COM
665859104
83
1265
SH
SOLE
1265
0
0
NORTHROP GRUMMAN CORP
COM
666807102
154
1250
SH
SOLE
1250
0
0
NUCOR CORP.
COM
670346105
91
1796
SH
SOLE
1796
0
0
NVDIA CORP
COM
67066G104
58
3258
SH
SOLE
3258
0
0
O'REILLY AUTOMOTIVE INC
COM
67103H107
90
605
SH
SOLE
605
0
0
OCCIDENTAL PETROLEUM
COM
674599105
432
4538
SH
SOLE
4538
0
0
OMNICOM GROUP
COM
681919106
105
1452
SH
SOLE
1452
0
0
OMNICOM
NOTE
681919AV8
6121
4600000
PRN
SOLE
4600000
0
0
ON SEMICONDUCTOR CORP.
NOTE
682189AH8
11224
9200000
PRN
SOLE
9200000
0
0
ONEOK INC
COM
682680103
69
1164
SH
SOLE
1164
0
0
ORACLE SYSTEMS
COM
68389X105
808
19756
SH
SOLE
19756
0
0
OWENS-ILLINOIS INC
COM
690768403
31
928
SH
SOLE
928
0
0
PDL BIOPHARMA INC
NOTE
69329YAC8
6276
4598000
PRN
SOLE
4598000
0
0
PG&E CORPORATION
COM
69331C108
109
2529
SH
SOLE
2529
0
0
PNC FINANCIAL SERVICES GROUP
COM
693475105
261
3000
SH
SOLE
3000
0
0
PPG INDUSTRIES INC
COM
693506107
155
800
SH
SOLE
800
0
0
PPL CORPORATION
COM
69351T106
118
3549
SH
SOLE
3549
0
0
PVH CORP
COM
693656100
58
461
SH
SOLE
461
0
0
PACCAR INC
COM
693718108
135
1998
SH
SOLE
1998
0
0
PALL CORP
COM
696429307
56
624
SH
SOLE
624
0
0
PARKER-HANNIFIN CORP
COM
701094104
101
842
SH
SOLE
842
0
0
PATTERSON COS INC
COM
703395103
20
470
SH
SOLE
470
0
0
PAYCHEX INC
COM
704326107
78
1830
SH
SOLE
1830
0
0
PEABODY ENERGY CORP.
COM
704549104
25
1523
SH
SOLE
1523
0
0
PEOPLE'S UNITED FINANCIAL INC
COM
712704105
27
1790
SH
SOLE
1790
0
0
PEPCO HOLDINGS INC
COM
713291102
29
1406
SH
SOLE
1406
0
0
PEPSICO INC
COM
713448108
721
8634
SH
SOLE
8634
0
0
PERKIN ELMER INC
COM
714046109
29
633
SH
SOLE
633
0
0
PETSMART INC.
COM
716768106
40
587
SH
SOLE
587
0
0
PFIZER, INC.
COM
717081103
1172
36487
SH
SOLE
36487
0
0
PHILIP MORRIS INTERNATIONAL
COM
718172109
738
9020
SH
SOLE
9020
0
0
PHILLIPS 66
COM
718546104
260
3376
SH
SOLE
3376
0
0
PINNACLE WEST CAPITAL CORP.
COM
723484101
34
621
SH
SOLE
621
0
0
PIONEER NATURAL RESOURCE CO
COM
723787107
150
802
SH
SOLE
802
0
0
PITNEY BOWES INC
COM
724479100
30
1139
SH
SOLE
1139
0
0
PLUM CREEK TIMBER CO INC
COM
729251108
42
995
SH
SOLE
995
0
0
POWERSHARES DB ENERGY FUND
COM
73936B101
15701
532611
SH
SOLE
532611
0
0
POWERSHARES DB AGRICULTURE F
COM
73936B408
57729
2037729
SH
SOLE
2037729
0
0
POWERSHARES DB OIL FUND
COM
73936B507
23708
828380
SH
SOLE
828380
0
0
POWERSHARES DB BASE METALS F
COM
73936B705
12236
771013
SH
SOLE
771013
0
0
PRAXAIR INC
COM
74005P104
217
1658
SH
SOLE
1658
0
0
PRECISION CASTPARTS CORP
COM
740189105
208
822
SH
SOLE
822
0
0
T ROWE PRICE GROUP INC.
COM
74144T108
121
1468
SH
SOLE
1468
0
0
THE PRICELINE GROUP INC
COM
741503403
347
291
SH
SOLE
291
0
0
THE PRICELINE GROUP INC
NOTE
741503AQ9
25764
18200000
PRN
SOLE
18200000
0
0
PRINCIPAL FINANCIAL GROUP INC.
COM
74251V102
71
1545
SH
SOLE
1545
0
0
PROCTER & GAMBLE CO.
COM
742718109
1233
15303
SH
SOLE
15303
0
0
PROGRESSIVE CORP OH
COM
743315103
75
3108
SH
SOLE
3108
0
0
PROLOGIS INC
COM
74340W103
115
2808
SH
SOLE
2808
0
0
PRUDENTIAL FINANCIAL INC.
COM
744320102
221
2607
SH
SOLE
2607
0
0
PUBLIC SVC ENTERPRISES
COM
744573106
109
2848
SH
SOLE
2848
0
0
PUBLIC STORAGE INC.
COM
74460D109
137
816
SH
SOLE
816
0
0
PULTE HOMES INC.
COM
745867101
37
1941
SH
SOLE
1941
0
0
QEP RESOURCES INC
COM
74733V100
30
1012
SH
SOLE
1012
0
0
QUALCOMM INC
COM
747525103
750
9511
SH
SOLE
9511
0
0
QUANTA SERVICES INC
COM
74762E102
45
1215
SH
SOLE
1215
0
0
QUEST DIAGNOSTICS
COM
74834L100
47
819
SH
SOLE
819
0
0
RPM INC
NOTE
749685AT0
16223
14000000
PRN
SOLE
14000000
0
0
RALPH LAUREN CORP.
COM
751212101
54
336
SH
SOLE
336
0
0
RANGE RESOURCES CORP.
COM
75281A109
76
922
SH
SOLE
922
0
0
RAYONIER INC.
NOTE
75508AAC0
10168
7000000
PRN
SOLE
7000000
0
0
RAYTHEON COMPANY
COM
755111507
178
1799
SH
SOLE
1799
0
0
RED HAT INC.
COM
756577102
57
1069
SH
SOLE
1069
0
0
REGENERON PHARMACEUTICALS INC
COM
75886F107
132
441
SH
SOLE
441
0
0
REGIONS FINANCIAL CORP
COM
7591EP100
86
7756
SH
SOLE
7756
0
0
REPUBLIC SERVICES INC
COM
760759100
52
1521
SH
SOLE
1521
0
0
REYNOLDS AMERICAN INC
COM
761713106
94
1765
SH
SOLE
1765
0
0
ROBERT HALF INTERNATIONAL INC.
COM
770323103
33
784
SH
SOLE
784
0
0
ROCKWELL AUTOMATION INC
COM
773903109
98
783
SH
SOLE
783
0
0
ROCKWELL INTL CORP (NEW)
COM
774341101
61
762
SH
SOLE
762
0
0
ROPER INDUSTRIES INC
COM
776696106
75
560
SH
SOLE
560
0
0
ROPER INDUSTRIES INC
NOTE
776696AA4
12006
7100000
PRN
SOLE
7100000
0
0
ROSS STORES INC
COM
778296103
88
1223
SH
SOLE
1223
0
0
RYDER SYSTEM INC NOTE
COM
783549108
24
296
SH
SOLE
296
0
0
SLM CORPORATION
COM
78442P106
60
2457
SH
SOLE
2457
0
0
SPDR TRUST SERIES 1
COM
78462F103
1549
8280
SH
SOLE
8280
0
0
SPDR GOLD TRUST
COM
78463V107
25605
207129
SH
SOLE
207129
0
0
SAFEWAY INC
COM
786514208
48
1297
SH
SOLE
1297
0
0
ST. JUDE MEDICAL INC.
COM
790849103
107
1642
SH
SOLE
1642
0
0
SALESFORCE.COM INC
COM
79466L302
178
3123
SH
SOLE
3123
0
0
SALIX PHARMACEUTICALS, LTD
NOTE
795435AE6
14539
8600000
PRN
SOLE
8600000
0
0
SANDISK CORP
COM
80004C101
104
1275
SH
SOLE
1275
0
0
SANDISK CORP
NOTE
80004CAD3
15293
9300000
PRN
SOLE
9300000
0
0
SCANA CORP.
COM
80589M102
41
790
SH
SOLE
790
0
0
SCHLUMBERGER LTD
COM
806857108
723
7414
SH
SOLE
7414
0
0
SCHWAB CHARLES CORP
COM
808513105
179
6532
SH
SOLE
6532
0
0
SCIENCE APPLICATIONS INTE
COM
808625107
0
0
SH
SOLE
0
0
0
SCRIPP NETWORK
COM
811065101
47
618
SH
SOLE
618
0
0
SEALED AIR CORP
COM
81211K100
36
1106
SH
SOLE
1106
0
0
SEMPRA ENERGY
COM
816851109
124
1282
SH
SOLE
1282
0
0
SHERWIN-WILLIAMS CO
COM
824348106
96
485
SH
SOLE
485
0
0
SIGMA-ALDRICH
COM
826552101
63
674
SH
SOLE
674
0
0
SIMON PROPERTY GROUP INC.
COM
828806109
287
1752
SH
SOLE
1752
0
0
JM SMUCKER CO/THE
COM
832696405
58
594
SH
SOLE
594
0
0
SNAP-ON INC.
COM
833034101
37
329
SH
SOLE
329
0
0
SOUTHERN CO
COM
842587107
218
4963
SH
SOLE
4963
0
0
SOUTHWEST AIRLINES
COM
844741108
93
3923
SH
SOLE
3923
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
91
1975
SH
SOLE
1975
0
0
SPECTRA ENERGY CORP
COM
847560109
140
3777
SH
SOLE
3777
0
0
STANLEY BLACK + DECKER INC
COM
854502101
71
874
SH
SOLE
874
0
0
STANLEY BLACK + DECKER INC
PFD
854502309
17350
137000
SH
SOLE
137000
0
0
STAPLES INC
COM
855030102
42
3719
SH
SOLE
3719
0
0
STARBUCKS CORP.
COM
855244109
311
4240
SH
SOLE
4240
0
0
STARWOOD HOTELS & RESORTS WORLDWIDE
COM
85590A401
86
1079
SH
SOLE
1079
0
0
STATE STREET CORP
COM
857477103
172
2472
SH
SOLE
2472
0
0
STEEL DYNAMICS
NOTE
858119AP5
9948
9200000
PRN
SOLE
9200000
0
0
STERICYCLE INC.
COM
858912108
55
485
SH
SOLE
485
0
0
STILLWATER MINING COMPANY
NOTE
86074QAL6
9387
7200000
PRN
SOLE
7200000
0
0
STRYKER CORP.
COM
863667101
136
1665
SH
SOLE
1665
0
0
SUNTRUST BANK
COM
867914103
120
3014
SH
SOLE
3014
0
0
SYMANTEC CORP
COM
871503108
78
3919
SH
SOLE
3919
0
0
SYSCO CORP
COM
871829107
118
3275
SH
SOLE
3275
0
0
TECO ENERGY INC
COM
872375100
20
1153
SH
SOLE
1153
0
0
TJX COMPANIES, INC.
COM
872540109
243
4004
SH
SOLE
4004
0
0
TAKE-TWO INTERACTIVE SOFTWARE INC
NOTE
874054AD1
9800
8000000
PRN
SOLE
8000000
0
0
TARGET CORP.
COM
87612E106
216
3562
SH
SOLE
3562
0
0
TENET HEALTHCARE CORP.
COM
88033G407
24
559
SH
SOLE
559
0
0
TERADATA CORP
COM
88076W103
45
921
SH
SOLE
921
0
0
TESORO PETROLEUM CORP
COM
881609101
38
748
SH
SOLE
748
0
0
TESLA MOTORS INC.
NOTE
88160RAC5
9955
11000000
PRN
SOLE
11000000
0
0
TEXAS INSTRUMENTS INC
COM
882508104
291
6162
SH
SOLE
6162
0
0
TEXTRON
COM
883203101
62
1583
SH
SOLE
1583
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
268
2230
SH
SOLE
2230
0
0
3M CO
COM
88579Y101
489
3601
SH
SOLE
3601
0
0
TIBCO SOFTWARE INC
NOTE
88632QAB9
8231
8200000
PRN
SOLE
8200000
0
0
TIFFANY & CO.
COM
886547108
53
621
SH
SOLE
621
0
0
TIME WARNER INC.
COM
887317303
333
5094
SH
SOLE
5094
0
0
TIME WARNER CABLE INC
COM
88732J207
218
1587
SH
SOLE
1587
0
0
TORCHMARK CORP
COM
891027104
40
510
SH
SOLE
510
0
0
TOTAL SYSTEM SERVICES
COM
891906109
29
941
SH
SOLE
941
0
0
TRACTOR SUPPLY COMPANY
COM
892356106
55
780
SH
SOLE
780
0
0
THE TRAVELERS COMPANIES INC
COM
89417E109
174
2050
SH
SOLE
2050
0
0
TRINITY INDUSTRIES
NOTE
896522AF6
19542
12300000
PRN
SOLE
12300000
0
0
TRIPADVISOR INC
COM
896945201
57
624
SH
SOLE
624
0
0
TWENTY FIRST CENTURY FOX INC
COM
90130A101
353
11048
SH
SOLE
11048
0
0
TYSON FOODS, INC.
COM
902494103
67
1530
SH
SOLE
1530
0
0
U.S. BANCORP
COM
902973304
441
10282
SH
SOLE
10282
0
0
UNION PACIFIC CORP
COM
907818108
487
2593
SH
SOLE
2593
0
0
UNITED PARCEL SERVICE
COM
911312106
392
4025
SH
SOLE
4025
0
0
UNITED STATES BRENT OIL FUND
COM
91167Q100
1386
32203
SH
SOLE
32203
0
0
UNITED STATES GAS FUND LP
COM
91201T102
1476
25031
SH
SOLE
25031
0
0
US NATURAL GAS FUND LP
COM
912318201
10065
412348
SH
SOLE
412348
0
0
UNITED STATES 12 MONTH OIL
UNIT BEN INT
91288V103
3985
90413
SH
SOLE
90413
0
0
UNITED STATES STEEL CORP
COM
912909108
23
817
SH
SOLE
817
0
0
US STEEL CORP
NOTE
912909AE8
11025
10950000
PRN
SOLE
10950000
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
555
4753
SH
SOLE
4753
0
0
UNITED TECH CORP
COM
913017117
19971
300000
SH
SOLE
300000
0
0
UNITEDHEALTH GROUP INC.
COM
91324P102
465
5668
SH
SOLE
5668
0
0
UNUMPROVIDENT CORP
COM
91529Y106
52
1471
SH
SOLE
1471
0
0
URBAN OUTFITTERS INC.
COM
917047102
22
616
SH
SOLE
616
0
0
VF CORP
COM
918204108
123
1988
SH
SOLE
1988
0
0
VALERO ENERGY CORP
COM
91913Y100
161
3038
SH
SOLE
3038
0
0
VARIAN MEDICAL SYSTEMS INC.
COM
92220P105
50
596
SH
SOLE
596
0
0
VENTAS INC
COM
92276F100
100
1655
SH
SOLE
1655
0
0
VERISIGN INC.
COM
92343E102
39
726
SH
SOLE
726
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1108
23289
SH
SOLE
23289
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
93
1313
SH
SOLE
1313
0
0
VIACOM INC
COM
92553P201
194
2285
SH
SOLE
2285
0
0
VISA INC
COM
92826C839
619
2867
SH
SOLE
2867
0
0
VORNADO REALTY TRUST
COM
929042109
97
982
SH
SOLE
982
0
0
VULCAN MATERIALS CO
COM
929160109
49
734
SH
SOLE
734
0
0
WABASH NATIONAL CORP
NOTE
929566AH0
10693
7700000
PRN
SOLE
7700000
0
0
WAL-MART STORES INC
COM
931142103
696
9109
SH
SOLE
9109
0
0
WALGREEN CO
COM
931422109
324
4906
SH
SOLE
4906
0
0
WASTE MANAGEMENT INC
COM
94106L109
103
2460
SH
SOLE
2460
0
0
WATERS CORPORATION
COM
941848103
52
481
SH
SOLE
481
0
0
WEB.COM GROUP INC.
NOTE
94733AAA2
12122
10300000
PRN
SOLE
10300000
0
0
WELLPOINT INC
COM
94973V107
166
1664
SH
SOLE
1664
0
0
WELLPOINT INC
NOTE
94973VBG1
17250
11800000
PRN
SOLE
11800000
0
0
WELLS FARGO COMPANY
COM
949746101
1342
26986
SH
SOLE
26986
0
0
WESCO DISTRIBUTION
NOTE
95082PAH8
16309
5496000
PRN
SOLE
5496000
0
0
WESTERN DIGITAL CORPORATION
COM
958102105
109
1186
SH
SOLE
1186
0
0
WESTERN UNION
COM
959802109
51
3109
SH
SOLE
3109
0
0
WEYERHAEUSER
COM
962166104
96
3282
SH
SOLE
3282
0
0
WHIRLPOOL CORP.
COM
963320106
66
442
SH
SOLE
442
0
0
WHOLE FOODS MARKET, INC.
COM
966837106
106
2096
SH
SOLE
2096
0
0
WILLIAMS COMPANIES INC.
COM
969457100
156
3848
SH
SOLE
3848
0
0
WINDSTREAM CORP
COM
97382A101
28
3346
SH
SOLE
3346
0
0
WISCONSIN ENERGY CORP
COM
976657106
59
1276
SH
SOLE
1276
0
0
WPX ENERGY INC
COM
98212B103
20
1132
SH
SOLE
1132
0
0
WYNDHAM WORLDWIDE CORP
COM
98310W108
54
734
SH
SOLE
734
0
0
WYNN RESORTS LTD
COM
983134107
102
457
SH
SOLE
457
0
0
XCEL ENERGY INC.
COM
98389B100
85
2802
SH
SOLE
2802
0
0
XILINX INC
COM
983919101
82
1510
SH
SOLE
1510
0
0
XILINX INC
NOTE
983919AF8
16875
9000000
PRN
SOLE
9000000
0
0
XEROX CORP.
COM
984121103
74
6515
SH
SOLE
6515
0
0
XYLEM INC
COM
98419M100
38
1039
SH
SOLE
1039
0
0
YAHOO! INC
COM
984332106
191
5312
SH
SOLE
5312
0
0
YUM BRANDS INC
COM
988498101
189
2508
SH
SOLE
2508
0
0
ZIMMER HOLDINGS INC
COM
98956P102
91
962
SH
SOLE
962
0
0
ZIONS BANCORPORATION
COM
989701107
32
1042
SH
SOLE
1042
0
0
ZOETIS INC
COM
98978V103
81
2815
SH
SOLE
2815
0
0
ACTAVIS INC
COM
G0083B108
202
979
SH
SOLE
979
0
0
ALLEGION PLC
COM
G0176J109
26
503
SH
SOLE
503
0
0
AON PLC
COM
G0408V102
143
1695
SH
SOLE
1695
0
0
ACCENTURE PLC
COM
G1151C101
285
3579
SH
SOLE
3579
0
0
COVIDIEN PLC
COM
G2554F113
191
2590
SH
SOLE
2590
0
0
DELPHI AUTOMOTIVE PLC
COM
G27823106
107
1577
SH
SOLE
1577
0
0
EATON CORP PLC NPV
COM
G29183103
201
2675
SH
SOLE
2675
0
0
ENSCO PLC
COM
G3157S106
70
1319
SH
SOLE
1319
0
0
INGERSOLL-RAND PLC
COM
G47791101
86
1509
SH
SOLE
1509
0
0
INVESCO LTD
COM
G491BT108
92
2499
SH
SOLE
2499
0
0
MICHAEL KORS HOLDINGS LTD
COM
G60754101
94
1009
SH
SOLE
1009
0
0
NABORS INDUSTRIES LTD
COM
G6359F103
36
1466
SH
SOLE
1466
0
0
NOBLE CORPORATION PLC
COM
G65431101
47
1433
SH
SOLE
1433
0
0
ROWAN COMPANIES PLC
COM
G7665A101
24
701
SH
SOLE
701
0
0
SEAGATE TECHNOLOGY
COM
G7945M107
103
1836
SH
SOLE
1836
0
0
PERRIGO CO PLC
COM
G97822103
116
749
SH
SOLE
749
0
0
XL GROUP PLC
COM
G98290102
50
1593
SH
SOLE
1593
0
0
ACE LTD
COM
H0023R105
190
1915
SH
SOLE
1915
0
0
GARMIN LTD
COM
H2906T109
38
695
SH
SOLE
695
0
0
PENTAIR LTD
COM
H6169Q108
89
1124
SH
SOLE
1124
0
0
TE CONNECTIVITY LTD
COM
H84989104
139
2311
SH
SOLE
2311
0
0
TRANSOCEAN INC.
COM
H8817H100
79
1912
SH
SOLE
1912
0
0
TYCO INTERNATIONAL LTD
COM
H89128104
111
2619
SH
SOLE
2619
0
0
LYONDELLBASELL INDU
COM
N53745100
219
2460
SH
SOLE
2460
0
0
NIELSEN HOLDINGS
COM
N63218106
71
1594
SH
SOLE
1594
0
0