0000728572-14-000004.txt : 20140211
0000728572-14-000004.hdr.sgml : 20140211
20140211162148
ACCESSION NUMBER: 0000728572-14-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140211
DATE AS OF CHANGE: 20140211
EFFECTIVENESS DATE: 20140211
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GUARDIAN LIFE INSURANCE CO OF AMERICA
CENTRAL INDEX KEY: 0000901849
IRS NUMBER: 061116976
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15487
FILM NUMBER: 14594555
BUSINESS ADDRESS:
STREET 1: 7 HANOVER SQUARE
CITY: NEW YORK
STATE: NY
ZIP: 10004
BUSINESS PHONE: 212-598-8359
MAIL ADDRESS:
STREET 1: 7 HANOVER SQUARE
CITY: NY
STATE: NY
ZIP: 10004
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000901849
XXXXXXXX
12-31-2013
12-31-2013
GUARDIAN LIFE INSURANCE CO OF AMERICA
7 HANOVER SQUARE
NY
NY
10004
13F COMBINATION REPORT
028-15487
RS Investment Management Co. LLC
N
John Walters
Vice President, Director of Finance
212-598-1398
// John Walters
New York
NY
02-11-2014
0
581
1092667
false
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EXPRESS SCRIPTS HOLDING CO
COM
30219G108
323
4595
SH
SOLE
4595
0
0
EXXON MOBIL CORP
COM
30231G102
2514
24837
SH
SOLE
24837
0
0
FLIR SYSTEMS INC
COM
302445101
24
802
SH
SOLE
802
0
0
FMC CORP
COM
302491303
58
770
SH
SOLE
770
0
0
FMC TECHNOLOGIES INC
COM
30249U101
70
1337
SH
SOLE
1337
0
0
FAMILY DOLLAR STORES INC
COM
307000109
35
546
SH
SOLE
546
0
0
FASTENAL COMPANY
COM
311900104
73
1542
SH
SOLE
1542
0
0
FEDEX CORP
COM
31428X106
241
1677
SH
SOLE
1677
0
0
F5 NETWORKS INC
COM
315616102
40
442
SH
SOLE
442
0
0
FIDELITY NATIONAL INFORMATION
COM
31620M106
89
1649
SH
SOLE
1649
0
0
FIDELITY NATIONAL TITLE
NOTE
31620RAE5
6867
4200000
PRN
SOLE
4200000
0
0
FIFTH THIRD BANCORP
COM
316773100
105
5005
SH
SOLE
5005
0
0
FIRST SOLAR INC
COM
336433107
21
392
SH
SOLE
392
0
0
FISERV INC
COM
337738108
87
1470
SH
SOLE
1470
0
0
FIRSTENERGY CORP
COM
337932107
78
2360
SH
SOLE
2360
0
0
FLUOR CORP
COM
343412102
74
920
SH
SOLE
920
0
0
FLOWSERVE CORPORATION
COM
34354P105
63
794
SH
SOLE
794
0
0
FORD MOTOR CO
COM
345370860
343
22230
SH
SOLE
22230
0
0
FOREST LABORATORIES INC
COM
345838106
80
1333
SH
SOLE
1333
0
0
FOSSILGROUP INC
COM
34988V106
34
284
SH
SOLE
284
0
0
FRANKLIN RESOURCES INC
COM
354613101
132
2294
SH
SOLE
2294
0
0
FREEPORT MCMORAN COPPER GOLD
COM
35671D857
221
5857
SH
SOLE
5857
0
0
FRONTIER COMMUNICATIONS CO
COM
35906A108
26
5642
SH
SOLE
5642
0
0
GAMESTOP CORP
COM
36467W109
33
660
SH
SOLE
660
0
0
GANNETT CO
COM
364730101
38
1293
SH
SOLE
1293
0
0
GAP INC
COM
364760108
61
1557
SH
SOLE
1557
0
0
GENERAL DYNAMICS CORP
COM
369550108
179
1876
SH
SOLE
1876
0
0
GENERAL ELECTRIC
COM
369604103
1611
57464
SH
SOLE
57464
0
0
GENERAL GROWTH PROPERTIES
COM
370023103
63
3125
SH
SOLE
3125
0
0
GENERAL MILLS INC
COM
370334104
181
3622
SH
SOLE
3622
0
0
GENERAL MOTORS CORP
COM
37045V100
217
5311
SH
SOLE
5311
0
0
GENESEE & WYOMING INC MAND100115
COM
371559204
9440
73000
SH
SOLE
73000
0
0
GENUINE PARTS CO
COM
372460105
73
874
SH
SOLE
874
0
0
GENWORTH FINANCIAL INC
COM
37247D106
43
2786
SH
SOLE
2786
0
0
GILEAD SCIENCES INC
COM
375558103
649
8637
SH
SOLE
8637
0
0
GILEAD SCIENCES INC
NOTE
375558AP8
29619
9000000
PRN
SOLE
9000000
0
0
GOLDMAN SACHS
COM
38141G104
418
2357
SH
SOLE
2357
0
0
GOODYEAR TIRE & RUBBER CO
COM
382550101
33
1388
SH
SOLE
1388
0
0
GOOGLE INC
COM
38259P508
1770
1579
SH
SOLE
1579
0
0
GRAHAM HOLDINGS COMPANY
COM
384637104
17
25
SH
SOLE
25
0
0
GRAINGER WW INC
COM
384802104
89
350
SH
SOLE
350
0
0
HCP INC
COM
40414L109
93
2568
SH
SOLE
2568
0
0
HALLIBURTON CO
COM
406216101
242
4772
SH
SOLE
4772
0
0
HARLEY DAVIDSON
COM
412822108
87
1259
SH
SOLE
1259
0
0
HARMAN INTERNATIONAL INDUSTRIES INC
COM
413086109
32
385
SH
SOLE
385
0
0
HARRIS CORP
COM
413875105
42
604
SH
SOLE
604
0
0
HARTFORD FINANCIAL SERVICES GROUP
COM
416515104
93
2568
SH
SOLE
2568
0
0
HASBRO INC
COM
418056107
36
652
SH
SOLE
652
0
0
HEALTH CARE REIT INC
COM
42217K106
87
1618
SH
SOLE
1618
0
0
HELMERICH AND PAYNE
COM
423452101
51
601
SH
SOLE
601
0
0
HERSHEY FOODS CORP
COM
427866108
82
844
SH
SOLE
844
0
0
HESS CORP
COM
42809H107
135
1628
SH
SOLE
1628
0
0
HEWLETT PACKARD CO
COM
428236103
303
10845
SH
SOLE
10845
0
0
HOME DEPOT INC
COM
437076102
666
8083
SH
SOLE
8083
0
0
HONEYWELL INTERNATIONAL INC
COM
438516106
405
4429
SH
SOLE
4429
0
0
HORMEL FOODS CORP
COM
440452100
34
760
SH
SOLE
760
0
0
HORNBECK OFFSHORE SERVICES INC
NOTE
440543AN6
12417
10300000
PRN
SOLE
10300000
0
0
HOSPIRA INC
COM
441060100
39
935
SH
SOLE
935
0
0
HOST HOTELS & RESORTS INC
COM
44107P104
82
4233
SH
SOLE
4233
0
0
HUDSON CITY BANCORP INC
COM
443683107
25
2683
SH
SOLE
2683
0
0
HUMANA INC
COM
444859102
91
883
SH
SOLE
883
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
45
4682
SH
SOLE
4682
0
0
IXIA
NOTE
45071RAB5
8551
7900000
PRN
SOLE
7900000
0
0
ICONIX BRAND GROUP
NOTE
451055AE7
10552
7650000
PRN
SOLE
7650000
0
0
IDERA PHARMACEUTICALS INC
COM
45168K306
836
371759
SH
SOLE
371759
0
0
ILLINOIS TOOL WORKS
COM
452308109
196
2326
SH
SOLE
2326
0
0
INTEL CORP
COM
458140100
730
28112
SH
SOLE
28112
0
0
INTEL CORP
NOTE
458140AF7
17058
13000000
PRN
SOLE
13000000
0
0
INTEGRYS ENERGY GROUP INC
COM
45822P105
24
450
SH
SOLE
450
0
0
INTERCONTINENTAL EXCHANGE GROUP
COM
45866F104
145
645
SH
SOLE
645
0
0
INTL BUSINESS MACHINES CORP
COM
459200101
1090
5811
SH
SOLE
5811
0
0
INTL FLAVORS & FRAGRANCES
COM
459506101
40
462
SH
SOLE
462
0
0
INTERNATIONAL GAME TECHNOLOGY
COM
459902102
27
1472
SH
SOLE
1472
0
0
INTL GAME TECH
NOTE
459902AQ5
14355
13600000
PRN
SOLE
13600000
0
0
INTERNATIONAL PAPER
COM
460146103
123
2517
SH
SOLE
2517
0
0
INTERPUBLIC GROUP COS INC
COM
460690100
42
2383
SH
SOLE
2383
0
0
INTUIT INC
COM
461202103
128
1676
SH
SOLE
1676
0
0
INTUITIVE SURGICAL INC
COM
46120E602
86
225
SH
SOLE
225
0
0
IRON MOUNTAININC
COM
462846106
29
960
SH
SOLE
960
0
0
ISHARES MSCI EAFEINDEX FUND
COM
464287465
16989
253223
SH
SOLE
253223
0
0
ISHARES RUSSELL 2000
COM
464287655
38266
331853
SH
SOLE
331853
0
0
ISHARES SILVER TRUST
COM
46428Q109
6348
338918
SH
SOLE
338918
0
0
ISIS PHARMACEUTICALS INC
NOTE
464337AG9
18289
7500000
PRN
SOLE
7500000
0
0
JDS UNIPHASE CORP
COM
46612J507
17
1341
SH
SOLE
1341
0
0
JP MORGAN CHASE & CO
COM
46625H100
1242
21240
SH
SOLE
21240
0
0
JABIL CIRCUIT INC
COM
466313103
18
1041
SH
SOLE
1041
0
0
JACOBS ENGINEERING GROUP INC
COM
469814107
47
742
SH
SOLE
742
0
0
JARDEN CORP
NOTE
471109AH1
11207
9200000
PRN
SOLE
9200000
0
0
JOHNSON & JOHNSON
COM
478160104
1456
15902
SH
SOLE
15902
0
0
JOHNSON CONTROLS
COM
478366107
198
3861
SH
SOLE
3861
0
0
JOY GLOBAL
COM
481165108
35
600
SH
SOLE
600
0
0
JUNIPER NETWORKS INC
COM
48203R104
65
2860
SH
SOLE
2860
0
0
KLATENCOR CORPORATION
COM
482480100
60
936
SH
SOLE
936
0
0
KANSAS CITY SOUTHERN INDS
COM
485170302
77
622
SH
SOLE
622
0
0
KELLOGG CO
COM
487836108
89
1453
SH
SOLE
1453
0
0
KEYCORP
COM
493267108
69
5143
SH
SOLE
5143
0
0
KEYCORP
COM
493267405
11708
92000
SH
SOLE
92000
0
0
KIMBERLYCLARK CORP
COM
494368103
226
2162
SH
SOLE
2162
0
0
KIMCO REALTY CORP
COM
49446R109
46
2312
SH
SOLE
2312
0
0
KINDER MORGAN INC
COM
49456B101
137
3800
SH
SOLE
3800
0
0
KOHLS CORP
COM
500255104
65
1152
SH
SOLE
1152
0
0
KRAFT FOODS INC
COM
50076Q106
181
3361
SH
SOLE
3361
0
0
KROGER CO
COM
501044101
116
2925
SH
SOLE
2925
0
0
L BRANDS INC
COM
501797104
85
1375
SH
SOLE
1375
0
0
LSI LOGIC CORP
COM
502161102
34
3087
SH
SOLE
3087
0
0
L3 COMMUNICATIONS HLDGS INC
COM
502424104
54
506
SH
SOLE
506
0
0
LABORATORY CORP OF AMERICA HOLDINGS
COM
50540R409
47
509
SH
SOLE
509
0
0
LABORATORY CORP CSN LYON
NOTE
50540RAG7
12584
9350000
PRN
SOLE
9350000
0
0
LAM RESEARCH CORP
COM
512807108
50
921
SH
SOLE
921
0
0
LAM RESEARCH CORP
NOTE
512807AJ7
14568
13000000
PRN
SOLE
13000000
0
0
LAUDER ESTEE
COM
518439104
109
1443
SH
SOLE
1443
0
0
LEGGETT & PLATT INC
COM
524660107
25
802
SH
SOLE
802
0
0
LEGG MASON INC
COM
524901105
27
613
SH
SOLE
613
0
0
LENNAR CORP
COM
526057104
37
937
SH
SOLE
937
0
0
LEUCADIA NATIONAL CORP
COM
527288104
50
1769
SH
SOLE
1769
0
0
LIFE TECHNOLOGIES CORP
COM
53217V109
74
975
SH
SOLE
975
0
0
LIFEPOINT HOSPITALS INC
NOTE
53219LAH2
9904
9200000
PRN
SOLE
9200000
0
0
LILLY (ELI) & CO
COM
532457108
285
5595
SH
SOLE
5595
0
0
LINCOLN NATIONAL CORP
COM
534187109
77
1493
SH
SOLE
1493
0
0
LINEAR TECHNOLOGY CORP
COM
535678106
60
1316
SH
SOLE
1316
0
0
LINEAR TECHNOLOGY CORP
NOTE
535678AC0
9894
9100000
PRN
SOLE
9100000
0
0
LOCKHEED MARTIN CORP
COM
539830109
226
1522
SH
SOLE
1522
0
0
LOEWS CORP
COM
540424108
83
1727
SH
SOLE
1727
0
0
LORILLARD INC
COM
544147101
107
2110
SH
SOLE
2110
0
0
LOWE'S COMPANIES
COM
548661107
294
5935
SH
SOLE
5935
0
0
M & T BANK CORPORATION
COM
55261F104
85
734
SH
SOLE
734
0
0
MGIC INVESTMENT CORP
NOTE
552848AE3
10731
7900000
PRN
SOLE
7900000
0
0
MGM MIRAGE MGM INC
NOTE
55303QAE0
9849
8000000
PRN
SOLE
8000000
0
0
MACERICH COTHE
COM
554382101
47
793
SH
SOLE
793
0
0
MACYS INC
COM
55616P104
113
2123
SH
SOLE
2123
0
0
MARATHON OIL CORP
COM
565849106
141
4005
SH
SOLE
4005
0
0
MARATHON PETROLEM CORP
COM
56585A102
162
1767
SH
SOLE
1767
0
0
MARSH & MCLENNAN COS
COM
571748102
150
3102
SH
SOLE
3102
0
0
MARRIOTT INTERNATIONAL INC
COM
571903202
63
1284
SH
SOLE
1284
0
0
MASCO CORP
COM
574599106
46
2015
SH
SOLE
2015
0
0
MASTERCARD INC
COM
57636Q104
490
586
SH
SOLE
586
0
0
MATTEL INC
COM
577081102
93
1945
SH
SOLE
1945
0
0
MCCORMICK & CO
COM
579780206
51
745
SH
SOLE
745
0
0
MCDONALD'S CORP
COM
580135101
547
5641
SH
SOLE
5641
0
0
MCGRAW HILL FINANCIAL INC
COM
580645109
121
1553
SH
SOLE
1553
0
0
MCKESSON CORP
COM
58155Q103
208
1291
SH
SOLE
1291
0
0
MEAD JOHNSON NUTRITION CO
COM
582839106
96
1142
SH
SOLE
1142
0
0
MEADWESTVACO CORP
COM
583334107
37
1002
SH
SOLE
1002
0
0
MEDICINES COMPANY
NOTE
584688AC9
14002
9650000
PRN
SOLE
9650000
0
0
MEDTRONIC INC
COM
585055106
323
5629
SH
SOLE
5629
0
0
MENTOR GRAPHICS CORP
NOTE
587200AK2
14660
11350000
PRN
SOLE
11350000
0
0
MERCK & COMPANY INC
COM
58933Y105
826
16513
SH
SOLE
16513
0
0
MERITAGE CORP
NOTE
59001AAR3
1009
900000
PRN
SOLE
900000
0
0
METLIFE INC
COM
59156R108
341
6319
SH
SOLE
6319
0
0
METLIFE INC MAND 10814
COM
59156R116
16910
544000
SH
SOLE
544000
0
0
MICROSOFT CORP
COM
594918104
1601
42773
SH
SOLE
42773
0
0
MICROCHIP TECHNOLOGY INC
COM
595017104
50
1114
SH
SOLE
1114
0
0
MICRON TECHNOLOGY
COM
595112103
128
5860
SH
SOLE
5860
0
0
MOLSON COORS BREWING CO
COM
60871R209
50
891
SH
SOLE
891
0
0
MONDELEZ INTERNATIONAL INC
COM
609207105
355
10048
SH
SOLE
10048
0
0
MONSANTO CO
COM
61166W101
351
3009
SH
SOLE
3009
0
0
MONSTER BEVERAGE CORPORATION
COM
611740101
52
766
SH
SOLE
766
0
0
MOODY'S CORP
COM
615369105
86
1095
SH
SOLE
1095
0
0
MORGAN STANLEY
COM
617446448
246
7847
SH
SOLE
7847
0
0
MOSAIC COTHE
COM
61945C103
91
1923
SH
SOLE
1923
0
0
MOTOROLA SOLUTIONS INC
COM
620076307
90
1336
SH
SOLE
1336
0
0
MURPHY OIL CORP
COM
626717102
64
992
SH
SOLE
992
0
0
MYLAN INC
COM
628530107
94
2155
SH
SOLE
2155
0
0
MYLAN LABORATORIES
NOTE
628530AJ6
18315
5500000
PRN
SOLE
5500000
0
0
NRG ENERGY INC
COM
629377508
52
1823
SH
SOLE
1823
0
0
NASDAQ STOCK MARKET INC
COM
631103108
26
652
SH
SOLE
652
0
0
NATIONALOILWELL INC
COM
637071101
192
2413
SH
SOLE
2413
0
0
NETAPP INC
COM
64110D104
79
1920
SH
SOLE
1920
0
0
NETFLIX INC
COM
64110L106
123
333
SH
SOLE
333
0
0
NEWELL RUBBERMAID INC
COM
651229106
53
1626
SH
SOLE
1626
0
0
NEWFIELD EXPLORATION COMPANY
COM
651290108
19
766
SH
SOLE
766
0
0
NEWMONT MINING CORP NEW
COM
651639106
65
2809
SH
SOLE
2809
0
0
NEWPARK RESOURCES
NOTE
651718AC2
10775
8000000
PRN
SOLE
8000000
0
0
NEW CORP
COM
65249B109
51
2810
SH
SOLE
2810
0
0
NEXTERA ENERGY INC
COM
65339F101
205
2397
SH
SOLE
2397
0
0
NIKE INC
COM
654106103
332
4221
SH
SOLE
4221
0
0
NISOURCE INC
COM
65473P105
58
1764
SH
SOLE
1764
0
0
NOBLE ENERGY INC
COM
655044105
138
2027
SH
SOLE
2027
0
0
NORDSTROM INC
COM
655664100
50
814
SH
SOLE
814
0
0
NORFOLK SOUTHERN CORP
COM
655844108
163
1761
SH
SOLE
1761
0
0
NORTHEAST UTILITIES
COM
664397106
75
1777
SH
SOLE
1777
0
0
NORTHERN TRUST CORP
COM
665859104
79
1274
SH
SOLE
1274
0
0
NORTHROP GRUMMAN CORP
COM
666807102
149
1299
SH
SOLE
1299
0
0
NUCOR CORP
COM
670346105
96
1796
SH
SOLE
1796
0
0
NVDIA CORP
COM
67066G104
52
3265
SH
SOLE
3265
0
0
O'REILLY AUTOMOTIVE INC
COM
67103H107
79
613
SH
SOLE
613
0
0
OCCIDENTAL PETROLEUM
COM
674599105
432
4547
SH
SOLE
4547
0
0
OMNICOM GROUP
COM
681919106
108
1452
SH
SOLE
1452
0
0
OMNICOM
NOTE
681919AV8
6052
4600000
PRN
SOLE
4600000
0
0
ONEOK INC
COM
682680103
72
1164
SH
SOLE
1164
0
0
ORACLE SYSTEMS
COM
68389X105
770
20120
SH
SOLE
20120
0
0
OWENSILLINOIS INC
COM
690768403
33
928
SH
SOLE
928
0
0
PDL BIOPHARMA INC
NOTE
69329YAC8
6886
4598000
PRN
SOLE
4598000
0
0
PG&E CORPORATION
COM
69331C108
101
2513
SH
SOLE
2513
0
0
PNC FINANCIAL SERVICES GROUP
COM
693475105
233
3000
SH
SOLE
3000
0
0
PPG INDUSTRIES INC
COM
693506107
153
807
SH
SOLE
807
0
0
PPL CORPORATION
COM
69351T106
107
3565
SH
SOLE
3565
0
0
PVH CORP
COM
693656100
63
461
SH
SOLE
461
0
0
PACCAR INC
COM
693718108
118
1998
SH
SOLE
1998
0
0
PALL CORP
COM
696429307
54
632
SH
SOLE
632
0
0
PARKERHANNIFIN CORP
COM
701094104
108
842
SH
SOLE
842
0
0
PATTERSON COS INC
COM
703395103
19
470
SH
SOLE
470
0
0
PAYCHEX INC
COM
704326107
84
1836
SH
SOLE
1836
0
0
PEABODY ENERGY CORP
COM
704549104
30
1523
SH
SOLE
1523
0
0
PEOPLE'S UNITED FINANCIAL INC
COM
712704105
27
1812
SH
SOLE
1812
0
0
PEPCO HOLDINGS INC
COM
713291102
27
1406
SH
SOLE
1406
0
0
PEPSICO INC
COM
713448108
722
8703
SH
SOLE
8703
0
0
PERKIN ELMER INC
COM
714046109
26
633
SH
SOLE
633
0
0
PETSMART INC
COM
716768106
43
587
SH
SOLE
587
0
0
PFIZER INC
COM
717081103
1144
37356
SH
SOLE
37356
0
0
PHILIP MORRIS INTERNATIONAL
COM
718172109
796
9133
SH
SOLE
9133
0
0
PHILLIPS 66
COM
718546104
266
3448
SH
SOLE
3448
0
0
PINNACLE WEST CAPITAL CORP
COM
723484101
33
621
SH
SOLE
621
0
0
PIONEER NATURAL RESOURCE CO
COM
723787107
144
782
SH
SOLE
782
0
0
PITNEY BOWES INC
COM
724479100
27
1139
SH
SOLE
1139
0
0
PLUM CREEK TIMBER CO INC
COM
729251108
46
988
SH
SOLE
988
0
0
POWERSHARES DB ENERGY FUND
COM
73936B101
13824
473249
SH
SOLE
473249
0
0
POWERSHARES DB AGRICULTURE F
COM
73936B408
49969
2059715
SH
SOLE
2059715
0
0
POWERSHARES DB OIL FUND
COM
73936B507
22337
806088
SH
SOLE
806088
0
0
POWERSHARES DB BASE METALS F
COM
73936B705
12193
723184
SH
SOLE
723184
0
0
PRAXAIR INC
COM
74005P104
216
1664
SH
SOLE
1664
0
0
PRECISION CASTPARTS CORP
COM
740189105
221
822
SH
SOLE
822
0
0
T ROWE PRICE GROUP INC
COM
74144T108
123
1468
SH
SOLE
1468
0
0
PRICELINECOM INC
COM
741503403
338
291
SH
SOLE
291
0
0
PRICELINECOM INC
NOTE
741503AQ9
25393
18200000
PRN
SOLE
18200000
0
0
PRINCIPAL FINANCIAL GROUP INC
COM
74251V102
76
1545
SH
SOLE
1545
0
0
PROCTER & GAMBLE CO
COM
742718109
1258
15454
SH
SOLE
15454
0
0
PROGRESSIVE CORP OH
COM
743315103
85
3121
SH
SOLE
3121
0
0
PROLOGIS INC
COM
74340W103
104
2814
SH
SOLE
2814
0
0
PRUDENTIAL FINANCIAL INC
COM
744320102
242
2624
SH
SOLE
2624
0
0
PUBLIC SVC ENTERPRISES
COM
744573106
91
2855
SH
SOLE
2855
0
0
PUBLIC STORAGE INC
COM
74460D109
123
816
SH
SOLE
816
0
0
PULTE HOMES INC
COM
745867101
40
1973
SH
SOLE
1973
0
0
QEP RESOURCES INC
COM
74733V100
31
1012
SH
SOLE
1012
0
0
QUALCOMM INC
COM
747525103
719
9680
SH
SOLE
9680
0
0
QUANTA SERVICES INC
COM
74762E102
38
1207
SH
SOLE
1207
0
0
QUEST DIAGNOSTICS
COM
74834L100
46
858
SH
SOLE
858
0
0
RPM INC
NOTE
749685AT0
12401
11500000
PRN
SOLE
11500000
0
0
RALPH LAUREN CORP
COM
751212101
60
342
SH
SOLE
342
0
0
RANGE RESOURCES CORP
COM
75281A109
78
922
SH
SOLE
922
0
0
RAYONIER INC
NOTE
75508AAC0
7931
7000000
PRN
SOLE
7000000
0
0
RAYTHEON COMPANY
COM
755111507
165
1820
SH
SOLE
1820
0
0
RED HAT INC
COM
756577102
60
1069
SH
SOLE
1069
0
0
REGENERON PHARMACEUTICALS INC
COM
75886F107
121
441
SH
SOLE
441
0
0
REGIONS FINANCIAL CORP
COM
7591EP100
78
7877
SH
SOLE
7877
0
0
REPUBLIC SERVICES INC
COM
760759100
51
1533
SH
SOLE
1533
0
0
REYNOLDS AMERICAN INC
COM
761713106
89
1787
SH
SOLE
1787
0
0
ROBERT HALF INTERNATIONAL INC
COM
770323103
33
784
SH
SOLE
784
0
0
ROCKWELL AUTOMATION INC
COM
773903109
93
783
SH
SOLE
783
0
0
ROCKWELL INTL CORP
COM
774341101
56
762
SH
SOLE
762
0
0
ROPER INDUSTRIES INC
COM
776696106
78
560
SH
SOLE
560
0
0
ROPER INDUSTRIES INC
NOTE
776696AA4
11765
7100000
PRN
SOLE
7100000
0
0
ROSS STORES INC
COM
778296103
92
1223
SH
SOLE
1223
0
0
RYDER SYSTEM INC
COM
783549108
22
296
SH
SOLE
296
0
0
SLM CORPORATION
COM
78442P106
65
2462
SH
SOLE
2462
0
0
SPDR TRUST SERIES 1
COM
78462F103
1167
6320
SH
SOLE
6320
0
0
SPDR GOLD TRUST
COM
78463V107
23791
204811
SH
SOLE
204811
0
0
SAFEWAY INC
COM
786514208
44
1362
SH
SOLE
1362
0
0
ST JUDE MEDICAL INC
COM
790849103
100
1621
SH
SOLE
1621
0
0
SALESFORCECOM INC
COM
79466L302
171
3094
SH
SOLE
3094
0
0
SALIX PHARMACEUTICALS LTD
NOTE
795435AE6
12407
8600000
PRN
SOLE
8600000
0
0
SANDISK CORP
COM
80004C101
90
1275
SH
SOLE
1275
0
0
SANDISK CORP
NOTE
80004CAD3
13363
9300000
PRN
SOLE
9300000
0
0
SCANA CORP
COM
80589M102
37
790
SH
SOLE
790
0
0
SCHLUMBERGER LTD
COM
806857108
673
7467
SH
SOLE
7467
0
0
SCHWAB CHARLES CORP
COM
808513105
170
6526
SH
SOLE
6526
0
0
SCRIPP NETWORK
COM
811065101
53
618
SH
SOLE
618
0
0
SEALED AIR CORP
COM
81211K100
38
1106
SH
SOLE
1106
0
0
SEMPRA ENERGY
COM
816851109
115
1282
SH
SOLE
1282
0
0
SHERWINWILLIAMS CO
COM
824348106
90
493
SH
SOLE
493
0
0
SIGMAALDRICH
COM
826552101
64
679
SH
SOLE
679
0
0
SIMON PROPERTY GROUP INC
COM
828806109
267
1752
SH
SOLE
1752
0
0
JM SMUCKER COTHE
COM
832696405
62
594
SH
SOLE
594
0
0
SNAPON INC
COM
833034101
36
329
SH
SOLE
329
0
0
SOUTHERN CO
COM
842587107
203
4932
SH
SOLE
4932
0
0
SOUTHWEST AIRLINES
COM
844741108
75
3985
SH
SOLE
3985
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
78
1984
SH
SOLE
1984
0
0
SPECTRA ENERGY CORP
COM
847560109
135
3777
SH
SOLE
3777
0
0
STANLEY BLACK + DECKER INC
COM
854502101
73
904
SH
SOLE
904
0
0
STANLEY BLACK + DECKER INC
COM
854502309
17008
137000
SH
SOLE
137000
0
0
STAPLES INC
COM
855030102
59
3727
SH
SOLE
3727
0
0
STARBUCKS CORP
COM
855244109
332
4240
SH
SOLE
4240
0
0
STARWOOD HOTELS & RESORTS WORLDWIDE
COM
85590A401
87
1100
SH
SOLE
1100
0
0
STATE STREET CORP
COM
857477103
185
2517
SH
SOLE
2517
0
0
STEEL DYNAMICS
NOTE
858119AP5
10497
9200000
PRN
SOLE
9200000
0
0
STERICYCLE INC
COM
858912108
56
485
SH
SOLE
485
0
0
STILLWATER MINING COMPANY
NOTE
86074QAL6
7717
7200000
PRN
SOLE
7200000
0
0
STRYKER CORP
COM
863667101
125
1665
SH
SOLE
1665
0
0
SUNTRUST BANK
COM
867914103
112
3042
SH
SOLE
3042
0
0
SYMANTEC CORP
COM
871503108
93
3943
SH
SOLE
3943
0
0
SYSCO CORP
COM
871829107
120
3320
SH
SOLE
3320
0
0
TECO ENERGY INC
COM
872375100
20
1153
SH
SOLE
1153
0
0
TJX COMPANIES INC
COM
872540109
257
4036
SH
SOLE
4036
0
0
TAKETWO INTERACTIVE SOFTWARE INC
NOTE
874054AD1
8386
8000000
PRN
SOLE
8000000
0
0
TARGET CORP
COM
87612E106
225
3562
SH
SOLE
3562
0
0
TENET HEALTHCARE CORP
COM
88033G407
24
574
SH
SOLE
574
0
0
TERADATA CORP
COM
88076W103
42
921
SH
SOLE
921
0
0
TERADYNE INC
COM
880770102
19
1081
SH
SOLE
1081
0
0
TESORO PETROLEUM CORP
COM
881609101
45
763
SH
SOLE
763
0
0
TESLA MOTORS INC
NOTE
88160RAA9
7627
6000000
PRN
SOLE
6000000
0
0
TEXAS INSTRUMENTS INC
COM
882508104
273
6214
SH
SOLE
6214
0
0
TEXTRON
COM
883203101
58
1583
SH
SOLE
1583
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
227
2035
SH
SOLE
2035
0
0
3M CO
COM
88579Y101
514
3664
SH
SOLE
3664
0
0
TIBCO SOFTWARE INC
NOTE
88632QAB9
8215
8200000
PRN
SOLE
8200000
0
0
TIFFANY & CO
COM
886547108
58
621
SH
SOLE
621
0
0
TIME WARNER INC
COM
887317303
362
5192
SH
SOLE
5192
0
0
TIME WARNER CABLE INC
COM
88732J207
219
1613
SH
SOLE
1613
0
0
TORCHMARK CORP
COM
891027104
40
517
SH
SOLE
517
0
0
TOTAL SYSTEMSERVICES
COM
891906109
31
941
SH
SOLE
941
0
0
THE TRAVELERS COMPANIES INC
COM
89417E109
191
2108
SH
SOLE
2108
0
0
TRINITY INDUSTRIES
NOTE
896522AF6
15985
12300000
PRN
SOLE
12300000
0
0
TRIUMPH GROUP
NOTE
896818AB7
13891
5060000
PRN
SOLE
5060000
0
0
TRIPADVISOR INC
COM
896945201
52
630
SH
SOLE
630
0
0
TWENTY FIRST CENTURY FOX INC
COM
90130A101
394
11208
SH
SOLE
11208
0
0
TYSON FOODS INC
COM
902494103
53
1571
SH
SOLE
1571
0
0
US BANCORP
COM
902973304
419
10379
SH
SOLE
10379
0
0
UNION PACIFIC CORP
COM
907818108
440
2618
SH
SOLE
2618
0
0
UNITED PARCEL SERVICE
COM
911312106
428
4077
SH
SOLE
4077
0
0
UNITED STATES BRENT OIL FUND
COM
91167Q100
1434
32203
SH
SOLE
32203
0
0
UNITED STATES GAS FUND LP
COM
91201T102
1500
25031
SH
SOLE
25031
0
0
US NATURAL GAS FUND LP
COM
912318201
11355
548800
SH
SOLE
548800
0
0
UNITED STATES 12 MONTH OIL
COM
91288V103
3877
90413
SH
SOLE
90413
0
0
UNITED STATES STEEL CORP
COM
912909108
24
817
SH
SOLE
817
0
0
US STEEL CORP
NOTE
912909AE8
11500
10950000
PRN
SOLE
10950000
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
542
4763
SH
SOLE
4763
0
0
UNITED TECH CORPMAND 8115
COM
913017117
19621
300000
SH
SOLE
300000
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
432
5737
SH
SOLE
5737
0
0
UNUMPROVIDENT CORP
COM
91529Y106
52
1488
SH
SOLE
1488
0
0
URBAN OUTFITTERS INC
COM
917047102
23
616
SH
SOLE
616
0
0
VF CORP
COM
918204108
124
1988
SH
SOLE
1988
0
0
VALERO ENERGY CORP
COM
91913Y100
154
3060
SH
SOLE
3060
0
0
VARIAN MEDICAL SYSTEMS INC
COM
92220P105
47
608
SH
SOLE
608
0
0
VENTAS INC
COM
92276F100
95
1655
SH
SOLE
1655
0
0
VERISIGN INC
COM
92343E102
46
762
SH
SOLE
762
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
794
16148
SH
SOLE
16148
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
98
1313
SH
SOLE
1313
0
0
VIACOM INC
COM
92553P201
200
2291
SH
SOLE
2291
0
0
VISA INC
COM
92826C839
649
2913
SH
SOLE
2913
0
0
VORNADO REALTY TRUST
COM
929042109
87
982
SH
SOLE
982
0
0
VULCAN MATERIALS CO
COM
929160109
44
734
SH
SOLE
734
0
0
WABASH NATIONAL CORP
NOTE
929566AH0
10032
7700000
PRN
SOLE
7700000
0
0
WALMART STORES INC
COM
931142103
723
9185
SH
SOLE
9185
0
0
WALGREEN CO
COM
931422109
282
4906
SH
SOLE
4906
0
0
WASTE MANAGEMENT INC
COM
94106L109
110
2460
SH
SOLE
2460
0
0
WATERS CORPORATION
COM
941848103
48
481
SH
SOLE
481
0
0
WEBCOM GROUP INC
NOTE
94733AAA2
11063
10300000
PRN
SOLE
10300000
0
0
WELLPOINT INC
COM
94973V107
156
1687
SH
SOLE
1687
0
0
WELLPOINT INC
NOTE
94973VBG1
16104
11800000
PRN
SOLE
11800000
0
0
WELLS FARGO COMPANY
COM
949746101
1238
27265
SH
SOLE
27265
0
0
WESCO DISTRIBUTION
NOTE
95082PAH8
16964
5496000
PRN
SOLE
5496000
0
0
WESTERN DIGITAL CORPORATION
COM
958102105
100
1191
SH
SOLE
1191
0
0
WESTERN UNION
COM
959802109
54
3115
SH
SOLE
3115
0
0
WEYERHAEUSER
COM
962166104
104
3297
SH
SOLE
3297
0
0
WHIRLPOOL CORP
COM
963320106
70
448
SH
SOLE
448
0
0
WHOLE FOODS MARKETINC
COM
966837106
122
2102
SH
SOLE
2102
0
0
WILLIAMS COMPANIES INC
COM
969457100
149
3855
SH
SOLE
3855
0
0
WINDSTREAM CORP
COM
97382A101
27
3346
SH
SOLE
3346
0
0
WISCONSIN ENERGY CORP
COM
976657106
53
1285
SH
SOLE
1285
0
0
WPX ENERGY INC
COM
98212B103
23
1132
SH
SOLE
1132
0
0
WYNDHAM WORLDWIDE CORP
COM
98310W108
55
751
SH
SOLE
751
0
0
WYNN RESORTS LTD
COM
983134107
89
457
SH
SOLE
457
0
0
XCEL ENERGY INC
COM
98389B100
78
2808
SH
SOLE
2808
0
0
XILINX INC
COM
983919101
69
1503
SH
SOLE
1503
0
0
XILINX INC
NOTE
983919AD3
16340
10500000
PRN
SOLE
10500000
0
0
XEROX CORP
COM
984121103
80
6538
SH
SOLE
6538
0
0
XYLEM INC
COM
98419M100
36
1046
SH
SOLE
1046
0
0
YAHOO INC
COM
984332106
217
5355
SH
SOLE
5355
0
0
YUM BRANDS INC
COM
988498101
190
2518
SH
SOLE
2518
0
0
ZIMMER HOLDINGS INC
COM
98956P102
89
957
SH
SOLE
957
0
0
ZIONS BANCORPORATION
COM
989701107
31
1042
SH
SOLE
1042
0
0
ZOETIS INC
COM
98978V103
92
2822
SH
SOLE
2822
0
0
ACTAVISINC
COM
G0083B108
164
979
SH
SOLE
979
0
0
ALLEGION PLC
COM
G0176J109
23
510
SH
SOLE
510
0
0
AON PLC
COM
G0408V102
146
1735
SH
SOLE
1735
0
0
ACCENTURE PLC
COM
G1151C101
299
3639
SH
SOLE
3639
0
0
COVIDIEN PLC
COM
G2554F113
177
2596
SH
SOLE
2596
0
0
DELPHI AUTOMOTIVE PLC
COM
G27823106
96
1593
SH
SOLE
1593
0
0
EATON CORP PLC NPV
COM
G29183103
204
2675
SH
SOLE
2675
0
0
ENSCO PLC
COM
G3157S106
75
1319
SH
SOLE
1319
0
0
INGERSOLLRAND PLC
COM
G47791101
94
1528
SH
SOLE
1528
0
0
INVESCO LTD
COM
G491BT108
91
2499
SH
SOLE
2499
0
0
MICHAEL KORS HOLDINGS LTD
COM
G60754101
82
1009
SH
SOLE
1009
0
0
NABORS INDUSTRIES LTD
COM
G6359F103
25
1466
SH
SOLE
1466
0
0
NOBLE CORPORATION PLC
COM
G65431101
54
1432
SH
SOLE
1432
0
0
ROWAN COMPANIES PLC
COM
G7665A101
25
701
SH
SOLE
701
0
0
SEAGATE TECHNOLOGY
COM
G7945M107
103
1829
SH
SOLE
1829
0
0
XL GROUP PLC
COM
G98290102
51
1615
SH
SOLE
1615
0
0
ACE LTD
COM
H0023R105
199
1920
SH
SOLE
1920
0
0
GARMIN LTD
COM
H2906T109
32
695
SH
SOLE
695
0
0
PENTAIR LTD
COM
H6169Q108
87
1124
SH
SOLE
1124
0
0
TE CONNECTIVITY LTD
COM
H84989104
129
2334
SH
SOLE
2334
0
0
TRANSOCEAN INC
COM
H8817H100
94
1912
SH
SOLE
1912
0
0
TYCO INTERNATIONAL LTD
COM
H89128104
107
2609
SH
SOLE
2609
0
0
LYONDELLBASELL INDU
COM
N53745100
203
2529
SH
SOLE
2529
0
0
NIELSEN HOLDINGS NV
COM
N63218106
65
1426
SH
SOLE
1426
0
0