-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UN5ThE3wO00wOvqBvmxx8zyRCv8GX0SOZOZDDVugcNV3Afm+R/SPcDcOnX4ylZ6t DYfXzjuXawalVv1j3jBAzg== 0001193125-11-031951.txt : 20110211 0001193125-11-031951.hdr.sgml : 20110211 20110211103000 ACCESSION NUMBER: 0001193125-11-031951 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110211 DATE AS OF CHANGE: 20110211 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GUND GEORGE III CENTRAL INDEX KEY: 0000901644 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 39 MESA STREET STREET 2: SUITE 300 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KELLOGG CO CENTRAL INDEX KEY: 0000055067 STANDARD INDUSTRIAL CLASSIFICATION: GRAIN MILL PRODUCTS [2040] IRS NUMBER: 380710690 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-16386 FILM NUMBER: 11595565 BUSINESS ADDRESS: STREET 1: ONE KELLOGG SQ STREET 2: P O BOX 3599 CITY: BATTLE CREEK STATE: MI ZIP: 49016-3599 BUSINESS PHONE: 2699612000 MAIL ADDRESS: STREET 1: ONE KELLOGG SQUARE STREET 2: P O BOX 3599 CITY: BATTLE CREEK STATE: MI ZIP: 49016-3599 SC 13G/A 1 dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 31 Schedule 13G Amendment No. 31

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 31)

 

 

 

KELLOGG COMPANY

(Name of Issuer)

 

 

 

Common Stock

(Title of Class of Securities)

 

487836 10 8

(CUSIP Number)

 

December 31, 2010

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

 

 


CUSIP NO. 487836 10 8

  Page 2 of 5

 

 

  1.   

Name of Reporting Persons

I.R.S. Identification Nos. of above persons (entities only)

 

George Gund III

  2.  

Check the Appropriate Box if a Member of a Group

(a)  ¨        (b)  x

 

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization

 

USA

Number of

Shares

Beneficially

Owned By

Each

Reporting

Person

With

   5.     

Sole Voting Power

 

99,050

   6.   

Shared Voting Power

 

31,772,985

   7.   

Sole Dispositive Power

 

99,050

   8.   

Shared Dispositive Power

 

4,801,851

  9.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

31,872,035

10.

 

Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

¨

11.

 

Percent of Class Represented by Amount in Row 9

 

8.7%

12.

 

Type of Reporting Person

 

IN

 

The filing of this statement should not be construed as an admission that the reporting person is, for the purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, the beneficial owner of all securities covered by this statement.


CUSIP NO. 487836 10 8

  Page 3 of 5

 

Item 1(a). Name of Issuer:

Kellogg Company

 

Item 1(b). Address of Issuer’s Principal Executive Offices:

One Kellogg Square, P.O. Box 3599, Battle Creek, MI 49016-3599

 

Item 2(a). Names of Person Filing:

George Gund III

 

Item 2(b). Address of Principal Business Office:

39 Mesa Street, Suite 300, San Francisco, CA 94129

 

Item 2(c). Citizenship:

USA

 

Item 2(d). Title of Class of Securities:

Common Stock

 

Item 2(e). CUSIP No.:

487836 10 8

 

Item 3. If this statement is filed pursuant to Secs. 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

Not Applicable

 

Item 4. Ownership

 

  (a) Amount beneficially owned:

31,872,035

 

  (b) Percent of class:

8.7%

 

  (c) Number of shares as to which the person has:
  (i) Sole power to vote or to direct the vote:
     99,050

 

  (ii) Shared power to vote or to direct the vote:
     31,772,985 (Includes 2,274,319 shares held by a nonprofit foundation of which the reporting person is one of eight trustees and one of twelve members, as to such shares any beneficial ownership is hereby disclaimed.)

 

  (iii) Sole power to dispose or to direct the disposition of:
     99,050


CUSIP NO. 487836 10 8

  Page 4 of 5

 

 

  (iv) Shared power to dispose or to direct the disposition of:
     4,801,851 (Includes 2,274,319 shares held by a nonprofit foundation of which the reporting person is one of eight trustees and one of twelve members, as to such shares any beneficial ownership is hereby disclaimed.)

 

Item 5. Ownership of Five Percent or Less of a Class

Not Applicable

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person

Other persons are known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, these securities. Those persons whose interest relates to more than five percent of the class are:

KeyBank National Association, as trustee of certain trusts

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person

Not Applicable

 

Item 8. Identification and Classification of Members of the Group

Not Applicable

 

Item 9. Notice of Dissolution of Group

Not Applicable

 

Item 10. Certifications

Not Applicable


CUSIP NO. 487836 10 8

  Page 5 of 5

 

The filing of this statement should not be construed as an admission that the reporting person is, for the purposes of Section 13(d) or 13(g) of the Act, the beneficial owner of any securities covered by this statement.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 7, 2011

 

/s/ George Gund III
George Gund III
-----END PRIVACY-ENHANCED MESSAGE-----