-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JLFGjaAE9ImEcowcVhukcHDS30C+RonCEEWKTV2QvmkgkPbeBvSmiOlc6LbEbW0x wp6wFnqDvXOxVCbC7BxxyQ== 0000912057-02-002956.txt : 20020414 0000912057-02-002956.hdr.sgml : 20020414 ACCESSION NUMBER: 0000912057-02-002956 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020128 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PAPA JOHNS INTERNATIONAL INC CENTRAL INDEX KEY: 0000901491 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 611203323 STATE OF INCORPORATION: DE FISCAL YEAR END: 1227 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-44262 FILM NUMBER: 02519420 BUSINESS ADDRESS: STREET 1: 2002 PAPA JOHNS BOULEVARD CITY: LOUISVILLE STATE: KY ZIP: 40299-2334 BUSINESS PHONE: 5022617272 MAIL ADDRESS: STREET 1: P O BOX 99900 CITY: LOUISVILLE STATE: KY ZIP: 40269-9990 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SCHNATTER JOHN H CENTRAL INDEX KEY: 0000909501 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: PO BOX 99900 CITY: LOUISVILLE STATE: KY ZIP: 40269-9990 BUSINESS PHONE: 5022665200 MAIL ADDRESS: STREET 1: PO BOX 99900 CITY: LOUISVILLE STATE: KY ZIP: 40269-9990 SC 13D/A 1 a2068965zsc13da.txt SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 18)* Papa John's International, Inc. -------------------------------------------------------- (Name of Issuer) Common Stock -------------------------------------------------------- (Title of Class of Securities) 698813 10 2 -------------------------------------------------------- (CUSIP Number) Christopher J. Sternberg, Esq., P.O. Box 99900, Louisville, KY 40269, 502-261-4934 -------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) January 28, 2002 -------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box / /. NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 4 Pages CUSIP No. 698813 10 2 13D Page 2 of 4 Pages - ------------------------------------------------------------------------------- (1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons John H. Schnatter - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group* (b) / / N/A - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds* N/A - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) N/A - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization U.S.A. - ------------------------------------------------------------------------------- Number of Shares (7) Sole Voting Power Beneficially Owned 6,135,647 by Each Reporting -------------------------------------------------- Person With (8) Shared Voting Power 0 -------------------------------------------------- (9) Sole Dispositive Power 6,135,647 -------------------------------------------------- (10) Shared Dispositive Power 0 - ------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 6,135,647 - ------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares* / / - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 28.3 - ------------------------------------------------------------------------------- (14) Type of Reporting Person* - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! CUSIP NO. 698813 10 2 Page 3 of 4 Pages AMENDMENT NO. 18 TO SCHEDULE 13D JOHN H. SCHNATTER This Amendment No. 18 amends and supplements the Statement on Schedule 13D filed by John H. Schnatter, as amended by Amendment Nos. 1-17 thereto, with respect to the common stock ("Common Stock") of Papa John's International, Inc. (the "Company"). Such Schedule 13D is hereby amended to add or revise information to the items indicated. Unless otherwise indicated, defined terms have the same meaning set forth in the originally filed Schedule 13D, as amended. ITEM 4. PURPOSE OF TRANSACTION On January 24, pursant to the terms on the GRAT, 210,857 shares of Common Stock were distributed to Mr. Schnatter from the GRAT, changing the form of ownership of these shares to direct from indirect. Mr. Schnatter now owns, directly and indirectly, a total of 6,135,647 shares of Common Stock as follows: 4,012,219 shares owned directly; 49,953 shares owned by the GRAT; 736,737 shares owned by the 2000 GRAT; 975,210 shares owned by The JHS Family Limited Partnership; 73,750 shares owned by The John H. Schnatter Family Foundation; and 287,778 shares subject to options that are currently exercisable or exercisable by Mr. Schnatter within 60 days of January 28, 2002. By virtue of his stock ownership, and his position as Chairman of the Board and Chief Executive Officer of the Company, Mr. Schnatter may be deemed to be in control of the Company. Mr. Schnatter may from time to time sell additional shares of Common Stock in order to diversify his assets or make charitable or other gifts of shares. ITEM 5. INTEREST IN SECURITIES OF THE COMPANY (a) 6,135,647 (28.3%). (b) Sole voting power: 6,135,647 shares Shared voting power: 0 Sole dispositive power: 6,135,647 shares Shares dispositive power: 0 (c) Mr. Schnatter made sales, gifts and transfers of shares of Common Stock as described in Item 4. CUSIP NO. 698813 10 2 Page 4 of 4 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 28, 2002 /s/ John H. Schnatter - ------------------------------ -------------------------------- Signature John H. Schnatter -------------------------------- Name -----END PRIVACY-ENHANCED MESSAGE-----