-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q+xpSNrvN7sV42PkchaWAZjWXwbXWiG7K55QpnbiRQO01uoXsEU3zFHyioBoRP6M 7lyn7z84szdsvQCI2X0kTQ== 0000902664-09-002074.txt : 20090515 0000902664-09-002074.hdr.sgml : 20090515 20090515125236 ACCESSION NUMBER: 0000902664-09-002074 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090515 DATE AS OF CHANGE: 20090515 EFFECTIVENESS DATE: 20090515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARDSLEY ADVISORY PARTNERS CENTRAL INDEX KEY: 0000900529 IRS NUMBER: 0 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04639 FILM NUMBER: 09830888 BUSINESS ADDRESS: STREET 1: 262 HARBOR DRIVE, 4TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 203-564-4230 MAIL ADDRESS: STREET 1: 262 HARBOR DRIVE, 4TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06902 13F-HR 1 p09-0983form13fhr.txt ARDSLEY ADVISORY PARTNERS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009 ----------------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ardsley Advisory Partners -------------------------------------------------- Address: 262 Harbor Drive, 4th Floor -------------------------------------------------- Stamford, CT 06902 -------------------------------------------------- -------------------------------------------------- Form 13F File Number: 28-04639 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Steven Napoli -------------------------------------------------- Title: Partner -------------------------------------------------- Phone: 203-564-4230 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Steven Napoli Stamford, CT 5/15/09 ------------------------ --------------------------- --------- [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: none Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 78 ------------- Form 13F Information Table Value Total: $338,218 ------------- (thousands) List of Other Included Managers: none Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE 3PAR INC COM 88580F109 1,807 275,000 SH SOLE 275,000 A POWER ENERGY GENERAT SYS L COM G04136100 347 80,000 SH SOLE 80,000 ACE LTD SHS H0023R105 4,040 100,000 SH SOLE 100,000 AES CORP COM 00130H105 436 75,000 SH SOLE 75,000 AETNA INC NEW COM 00817Y108 7,299 300,000 SH SOLE 300,000 AIXTRON AKTIENGESELLSCHAFT SPONSORED ADR 009606104 270 53,100 SH SOLE 53,100 ALCOA INC COM 013817101 367 50,000 SH SOLE 50,000 ALPHA NATURAL RESOURCES INC COM 02076X102 444 25,000 SH SOLE 25,000 AMERICAN PUBLIC EDUCATION IN COM 02913V103 3,155 75,000 SH SOLE 75,000 AMERICAN SUPERCONDUCTOR CORP COM 030111108 433 25,000 SH SOLE 25,000 AMERICAN SUPERCONDUCTOR CORP COM 030111108 866 50,000 SH CALL SOLE APPLE INC COM 037833100 11,563 110,000 SH SOLE 110,000 CENTEX CORP COM 152312104 4,163 555,000 SH SOLE 555,000 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 4,859 775,000 SH SOLE 775,000 COMVERGE INC COM 205859101 382 55,000 SH SOLE 55,000 CORINTHIAN COLLEGES INC COM 218868107 4,863 250,000 SH SOLE 250,000 COVANTA HLDG CORP COM 22282E102 5,923 452,500 SH SOLE 452,500 CREE INC COM 225447101 3,765 160,000 SH PUT SOLE 160,000 CVS CAREMARK CORPORATION COM 126650100 10,996 400,000 SH SOLE 400,000 DAVITA INC COM 23918K108 4,835 110,000 SH SOLE 110,000 DELTA AIR LINES INC DEL COM NEW 247361702 4,223 750,000 SH SOLE 750,000 ECLIPSYS CORP COM 278856109 5,070 500,000 SH SOLE 500,000 ENERGY CONVERSION DEVICES IN NOTE 3.000% 6/1 292659AA7 529 1,000,000 PRN SOLE 1,000,000 ENERGYSOLUTIONS INC DEPOSITARY SH 292756202 433 50,000 SH SOLE 50,000 ENERNOC INC COM 292764107 218 15,000 SH SOLE 15,000 ENVIRONMENTAL PWR CORP COM NEW 29406L201 315 874,289 SH SOLE 874,289 FIRST SOLAR INC COM 336433107 1,261 9,500 SH SOLE 9,500 FREEPORT-MCMORAN COPPER & GO COM 35671D857 4,764 125,000 SH SOLE 125,000 FUEL SYS SOLUTIONS INC COM 35952W103 3,707 275,000 SH SOLE 275,000 FUELCELL ENERGY INC COM 35952H106 480 200,000 SH SOLE 200,000 GILEAD SCIENCES INC COM 375558103 9,264 200,000 SH SOLE 200,000 GOOGLE INC CL A 38259P508 10,442 30,000 SH SOLE 30,000 GRACE W R & CO DEL NEW COM 38388F108 10,744 1,700,000 SH SOLE 1,700,000 HALLIBURTON CO COM 406216101 4,641 300,000 SH CALL SOLE HARBIN ELECTRIC INC COM 41145W109 4,729 769,000 SH SOLE 769,000 ITRON INC COM 465741106 5,682 120,000 SH SOLE 120,000 LAS VEGAS SANDS CORP COM 517834107 2,107 700,000 SH SOLE 700,000 LIFE TECHNOLOGIES CORP COM 53217V109 6,496 200,000 SH SOLE 200,000 LSB INDS INC COM 502160104 495 50,000 SH SOLE 50,000 MAXWELL TECHNOLOGIES INC COM 577767106 1,184 170,404 SH SOLE 170,404 MELLANOX TECHNOLOGIES LTD SHS M51363113 1,666 200,000 SH SOLE 200,000 MICROSOFT CORP COM 594918104 13,778 750,000 SH CALL SOLE MONOGRAM BIOSCIENCES INC COM NEW 60975U207 1,799 708,331 SH SOLE 708,331 MONSANTO CO NEW COM 61166W101 831 10,000 SH SOLE 10,000 MYLAN INC COM 628530107 8,415 627,500 SH SOLE 627,500 MYR GROUP INC DEL COM 55405W104 763 50,000 SH SOLE 50,000 NORTHWEST PIPE CO COM 667746101 427 15,000 SH SOLE 15,000 NUANCE COMMUNICATIONS INC COM 67020Y100 3,252 300,000 SH SOLE 300,000 NUVASIVE INC COM 670704105 6,904 220,000 SH SOLE 220,000 OMNITURE INC COM 68212S109 4,287 325,000 SH SOLE 325,000 ORION MARINE GROUP INC COM 68628V308 590 45,000 SH SOLE 45,000 ORMAT TECHNOLOGIES INC COM 686688102 6,590 240,000 SH SOLE 240,000 PLANTRONICS INC NEW COM 727493108 4,225 350,000 SH SOLE 350,000 PROSHARES TR PSHS ULTSH 20YRS 74347R297 23,260 533,000 SH SOLE 533,000 RALCORP HLDGS INC NEW COM 751028101 9,160 170,000 SH SOLE 170,000 RIVERBED TECHNOLOGY INC COM 768573107 2,943 225,000 SH SOLE 225,000 ROCKWOOD HLDGS INC COM 774415103 2,856 359,700 SH SOLE 359,700 RUBICON TECHNOLOGY INC COM 78112T107 452 85,200 SH SOLE 85,200 SCHERING PLOUGH CORP COM 806605101 15,896 675,000 SH SOLE 675,000 SCHLUMBERGER LTD COM 806857108 14,217 350,000 SH CALL SOLE SHAW GROUP INC COM 820280105 685 25,000 SH SOLE 25,000 SMART BALANCE INC COM 83169Y108 9,664 1,600,000 SH SOLE 1,600,000 SMITH INTL INC COM 832110100 2,148 100,000 SH CALL SOLE STATE STR CORP COM 857477103 5,387 175,000 SH SOLE 175,000 SUNOCO INC COM 86764P109 662 25,000 SH SOLE 25,000 SYNTHESIS ENERGY SYS INC COM 871628103 682 1,033,200 SH SOLE 1,033,200 TRANSOCEAN LTD REG SHS H8817H100 294 5,000 SH SOLE 5,000 TRINA SOLAR LIMITED NOTE 4.000% 7/1 89628EAA2 3,045 6,500,000 PRN SOLE 6,500,000 URBAN OUTFITTERS INC COM 917047102 2,333 142,500 SH SOLE 142,500 VMWARE INC CL A COM 928563402 2,362 100,000 SH SOLE 100,000 WALTER INDS INC COM 93317Q105 229 10,000 SH SOLE 10,000 WEATHERFORD INTERNATIONAL LT REG H27013103 10,517 950,000 SH SOLE 950,000 WEYERHAEUSER CO COM 962166104 689 25,000 SH SOLE 25,000 WONDER AUTO TECHNOLOGY INC COM 978166106 4,636 1,295,000 SH SOLE 1,295,000 YINGLI GREEN ENERGY HLDG CO ADR 98584B103 7,224 1,200,000 SH SOLE 1,200,000 YUCHENG TECHNOLOGIES LTD COM G98777108 7,727 1,213,000 SH SOLE 1,213,000 ZBB ENERGY CORPORATION COM 98876R204 310 364,795 SH SOLE 364,795 ZHONGPIN INC COM 98952K107 9,724 1,095,000 SH SOLE 1,095,000
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