FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
SED INTERNATIONAL HOLDINGS INC [ SED ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 01/15/2013 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 01/15/2013 | P | 1,716 | A | $2.35 | 785,434(1) | D | |||
Common Stock | 01/16/2013 | P | 300 | A | $2.41 | 785,734(1) | D | |||
Common Stock | 01/16/2013 | P | 500 | A | $2.46 | 786,234(1) | D | |||
Common Stock | 01/17/2013 | P | 10,996 | A | $2.36 | 797,230(1) | D | |||
Common Stock | 01/23/2013 | P | 7,600 | A | $2.39 | 804,830(1) | D | |||
Common Stock | 01/23/2013 | P | 2,100 | A | $2.39 | 806,930(1) | D | |||
Common Stock | 01/23/2013 | P | 90,644 | A | $2.36 | 897,574(1) | D | |||
Common Stock | 01/24/2013 | P | 24,184 | A | $2.4 | 921,758(1) | D | |||
Common Stock | 01/30/2013 | P | 100 | A | $2.4 | 921,858(1) | D | |||
Common Stock | 01/30/2013 | P | 200 | A | $2.41 | 922,058(1) | D | |||
Common Stock | 01/30/2013 | P | 400 | A | $2.45 | 922,458(1) | D | |||
Common Stock | 01/30/2013 | P | 200 | A | $2.46 | 922,658(1) | D | |||
Common Stock | 02/04/2013 | P | 2,700 | A | $2.59 | 925,358(1) | D | |||
Common Stock | 02/04/2013 | P | 5,000 | A | $2.59 | 930,358(1) | D | |||
Common Stock | 02/05/2013 | P | 3,230 | A | $2.55 | 933,588(1) | D | |||
Common Stock | 02/06/2013 | P | 200 | A | $2.65 | 933,788(1) | D | |||
Common Stock | 02/08/2013 | P | 100 | A | $2.4 | 933,888(1) | D | |||
Common Stock | 02/11/2013 | P | 200 | A | $2.36 | 934,088(1) | D | |||
Common Stock | 02/11/2013 | P | 7,391 | A | $2.4 | 941,479(1) | D | |||
Common Stock | 02/20/2013 | P | 2,100 | A | $2.36 | 943,579(1) | D | |||
Common Stock | 02/21/2013 | P | 298 | A | $2.4 | 943,877(1) | D | |||
Common Stock | 02/21/2013 | P | 1,602 | A | $2.45 | 945,479(1) | D | |||
Common Stock | 02/26/2013 | P | 1,000 | A | $2.85 | 946,479(1) | D | |||
Common Stock | 02/27/2013 | P | 1,200 | A | $2.82 | 947,679(1) | D | |||
Common Stock | 02/27/2013 | P | 1,500 | A | $2.85 | 949,179(1) | D | |||
Common Stock | 03/06/2013 | P | 4,884 | A | $3 | 954,063(1) | D | |||
Common Stock | 03/18/2013 | P | 500 | A | $2.8 | 954,563(1) | D | |||
Common Stock | 03/19/2013 | P | 800 | A | $2.76 | 955,363(1) | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. Hesham M. Gad is Chairman of the Board of Directors of Paragon Technologies, Inc. and is also currently responsible for investments in businesses and securities made by Paragon Technologies, Inc. outside of its principal business activities and pursuant to its investment management program. Mr. Gad is also the Managing Partner of Gad Capital Management LLC, which is the General Partner of Gad Partners Fund LP. Gad Capital Management LLC and Gad Partners Fund LP (collectively, "Gad") own 208,884 shares of Common Stock of SED International Holdings, Inc. and share voting and dispositive power over those shares. As a result of these relationships, Mr. Gad may be deemed to beneficially own the 1,639,744 shares of Common Stock directly owned by Paragon Technologies, Inc. and Gad, which represent approximately 31.74% of outstanding shares of Common Stock of SED International Holdings, Inc. Mr. Gad expressly disclaims such beneficial ownership. |
/s/ Hesham M. Gad, Chairman of Paragon Technologies, Inc. | 09/11/2013 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |