FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
PERRY ELLIS INTERNATIONAL INC [ PERY ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 12/15/2006 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 12/15/2006 | G | V | 367.5(1)(2) | D | $0 | 429,357(1) | I | See footnote(3) | |
Common Stock | 12/15/2006 | G | V | 150(1) | D | $0 | 429,207(1) | I | See footnote (3) | |
Common Stock | 12/15/2006 | G | V | 900(1) | D | $0 | 428,307(1) | I | See footnote (3) | |
Common Stock | 12/15/2006 | G | V | 450(1) | D | $0 | 427,857(1) | I | See footnote (3) | |
Common Stock | 12/15/2006 | G | V | 367.5(1)(2) | D | $0 | 427,489(1) | I | See footnote (3) | |
Common Stock | 12/29/2006 | J(4) | V | 745(4) | A | $0 | 428,234(1)(4) | I | See footnote (3) | |
Common Stock | 01/16/2007 | J(4) | V | 744(4) | D | $0 | 427,490(1)(4) | I | See footnote (3) | |
Common Stock | 130,815(1) | I | See footnote(5) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options | $13.387(1) | 06/07/2006 | 06/06/2015 | Common Stock | 8,502(1) | 8,502(1) | D | ||||||||
Stock Options | $9.5(1) | 12/05/2002 | 12/04/2012 | Common Stock | 15,000(1) | 15,000(1) | D | ||||||||
Stock Options | $3.459(1) | 01/04/2001 | 01/03/2011 | Common Stock | 15,000(1) | 15,000(1) | D | ||||||||
Stock Options | $5.873(1) | 04/23/1999 | 04/22/2009 | Common Stock | 15,000(1) | 15,000(1) | D | ||||||||
Stock Options | $10.5(1) | 05/08/1998 | 05/07/2008 | Common Stock | 7,500(1) | 7,500(1) | D |
Explanation of Responses: |
1. Amounts have been adjusted to reflect the 3-for-2 split of the issuer's common stock that was effected in the form of a stock dividend paid on December 29, 2006 (the "Stock Split"). |
2. Fractional share included for illustrative purposes only as a result of the adjustment for the Stock Split. |
3. Owned by a limited partnership of which the Reporting Person's spouse is the sole shareholder of the general partner and the sole limited partner. |
4. The issuer effected the Stock Split on December 29, 2006. The record date of the Stock Split was December 12, 2006. A limited partnership, of which the reporting person's spouse is the sole shareholder of the general partner and the sole limited partner, previously gifted an aggregate of 1,490 pre-Stock Split shares of the issuer's common stock to certain donees, which gifts cleared through the issuer's transfer agent on December 18, 2006. As a result of the gifts occurring after the Stock Split's record date, but prior to the payable date, such limited partnership received, as a result of the Stock Split, an aggregate of 745 shares of the issuer's common stock which were intended for the donees (the "Gift Split Shares"). The limited partnership subsequently transferred an aggregate of 744 Gift Split Shares to the donees. The applicable donees agreed that the limited partnership should continue to maintain ownership of one of the Gift Split Shares. |
5. Owned by the Feldenkreis Family Foundation, Inc. of which the Reporting Person's spouse is an officer and director. |
/s/ Salomon Hanono | 03/16/2007 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |