0001475246-19-000027.txt : 20190911
0001475246-19-000027.hdr.sgml : 20190911
20190911161551
ACCESSION NUMBER: 0001475246-19-000027
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190909
FILED AS OF DATE: 20190911
DATE AS OF CHANGE: 20190911
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GLADSTONE DAVID
CENTRAL INDEX KEY: 0000900199
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00704
FILM NUMBER: 191088471
MAIL ADDRESS:
STREET 1: 1521 WESTBRANCH DRIVE
STREET 2: SUITE 200
CITY: MCLEAN
STATE: VA
ZIP: 22102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GLADSTONE INVESTMENT CORPORATION\DE
CENTRAL INDEX KEY: 0001321741
IRS NUMBER: 830423116
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 1521 WESTBRANCH DRIVE
STREET 2: SUITE 100
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7032875800
MAIL ADDRESS:
STREET 1: 1521 WESTBRANCH DRIVE
STREET 2: SUITE 100
CITY: MCLEAN
STATE: VA
ZIP: 22102
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2019-09-09
0001321741
GLADSTONE INVESTMENT CORPORATION\DE
GAIN
0000900199
GLADSTONE DAVID
1521 WESTBRANCH DRIVE
SUITE 100
MCLEAN
VA
22102
1
1
0
0
CEO
Common Stock
2019-09-09
4
P
0
20581
11.99
A
666554
D
The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $11.93 to $12.00 inclusive. The reporting person undertakes to provide to Gladstone Investment Corporation, any security holder of Gladstone Investment Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Michael LiCalsi, Attorney-in-fact
2019-09-11