0001475246-19-000027.txt : 20190911 0001475246-19-000027.hdr.sgml : 20190911 20190911161551 ACCESSION NUMBER: 0001475246-19-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190909 FILED AS OF DATE: 20190911 DATE AS OF CHANGE: 20190911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GLADSTONE DAVID CENTRAL INDEX KEY: 0000900199 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00704 FILM NUMBER: 191088471 MAIL ADDRESS: STREET 1: 1521 WESTBRANCH DRIVE STREET 2: SUITE 200 CITY: MCLEAN STATE: VA ZIP: 22102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLADSTONE INVESTMENT CORPORATION\DE CENTRAL INDEX KEY: 0001321741 IRS NUMBER: 830423116 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1521 WESTBRANCH DRIVE STREET 2: SUITE 100 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7032875800 MAIL ADDRESS: STREET 1: 1521 WESTBRANCH DRIVE STREET 2: SUITE 100 CITY: MCLEAN STATE: VA ZIP: 22102 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-09-09 0001321741 GLADSTONE INVESTMENT CORPORATION\DE GAIN 0000900199 GLADSTONE DAVID 1521 WESTBRANCH DRIVE SUITE 100 MCLEAN VA 22102 1 1 0 0 CEO Common Stock 2019-09-09 4 P 0 20581 11.99 A 666554 D The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $11.93 to $12.00 inclusive. The reporting person undertakes to provide to Gladstone Investment Corporation, any security holder of Gladstone Investment Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Michael LiCalsi, Attorney-in-fact 2019-09-11