0000900199-15-000004.txt : 20151215 0000900199-15-000004.hdr.sgml : 20151215 20151215145914 ACCESSION NUMBER: 0000900199-15-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151214 FILED AS OF DATE: 20151215 DATE AS OF CHANGE: 20151215 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLADSTONE INVESTMENT CORPORATION\DE CENTRAL INDEX KEY: 0001321741 IRS NUMBER: 830423116 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1521 WESTBRANCH DRIVE STREET 2: SUITE 100 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7032875800 MAIL ADDRESS: STREET 1: 1521 WESTBRANCH DRIVE STREET 2: SUITE 100 CITY: MCLEAN STATE: VA ZIP: 22102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GLADSTONE DAVID CENTRAL INDEX KEY: 0000900199 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00704 FILM NUMBER: 151288262 MAIL ADDRESS: STREET 1: 1521 WESTBRANCH DRIVE STREET 2: SUITE 200 CITY: MCLEAN STATE: VA ZIP: 22102 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-12-14 0001321741 GLADSTONE INVESTMENT CORPORATION\DE GAIN 0000900199 GLADSTONE DAVID 1521 WESTBRANCH DRIVE SUITE 100 MCLEAN VA 22102 1 1 0 0 CEO Common Stock 2015-12-14 4 P 0 90000 7.53 A 616973 D Michael LiCalsi, Attorney-in-fact 2015-12-15