-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LtiwqgQVf2RUwkPXAkbBB51RWoKmzaIlR7z/7f/MlndhE8K1EMmw9kgcOxeHPwfx sEIlhu1p/ScF/fxv0YWdMw== 0000874724-97-000009.txt : 19970222 0000874724-97-000009.hdr.sgml : 19970222 ACCESSION NUMBER: 0000874724-97-000009 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OM GROUP INC CENTRAL INDEX KEY: 0000899723 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INORGANIC CHEMICALS [2810] IRS NUMBER: 521736882 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-42673 FILM NUMBER: 97533320 BUSINESS ADDRESS: STREET 1: 3800 TERMINAL TOWER STREET 2: 3800 TERMINAL TOWER CITY: CLEVELAND STATE: OH ZIP: 44113-2204 BUSINESS PHONE: 2167810083 MAIL ADDRESS: STREET 1: 3900 TERMINAL TOWER CITY: CLEVELAND STATE: OH ZIP: 44113 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: JURIKA & VOYLES LP CENTRAL INDEX KEY: 0000874724 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 043330073 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1999 HARRISON STREET SUITE 700 CITY: OAKLAND STATE: CA ZIP: 94619 BUSINESS PHONE: 5104461975 MAIL ADDRESS: STREET 1: 1999 HARRISON STREET STREET 2: SUITE 700 CITY: OAKLAND STATE: CA ZIP: 94612 SC 13G/A 1 OMB APPROVAL OMB Number: 3235-0145 Expires: October 31, 1994 Estimated average burden hours per form 14.90 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) OM Group (Name of Issuer) Common Stock (Title of Class of Securities) - ----------------------------------------------------------------- 670872100 (CUSIP Number) Check the following box if a fee is being paid with the statement / /. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SEC 1746 (2-92 SCHEDULE 13G Page 2 of 5 Pages CUSIP No. 670872100 - ----------------------------------------------------------------- 1 NAME OF REPORTING PERSON SS OR IRS IDENTIFICATION NO. OF ABOVE PERSON Jurika & Voyles, L.P. IRS No.: 04-3330073 - ----------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)/ / (b)/ / - ----------------------------------------------------------------- 3 SEC USE ONLY - ----------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ----------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES -0- BENEFICIALLY ------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH 793,185 REPORTING ------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH -0- ------------------------------------------- 8 SHARED DISPOSITIVE POWER 832,810 - ----------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 832,810 shares - ----------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / - ----------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.44% - ----------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IA - ----------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT SCHEDULE 13G Page 3 of 5 Pages CUSIP No. 670872100 ITEM 1. (a) The name of the issuer is OM Group (b) The principal executive office of OM Group is 3800 Terminal Tower, Cleveland Ohio 44113. ITEM 2. (a) The name of the person filing this statement is Jurika & Voyles, L.P. (b) The principal business office of Jurika & Voyles, L.P. is located at 1999 Harrison Street, Suite 700, Oakland, CA 94612. (c) Jurika & Voyles, L.P. is a Delaware limited partnership. (d) This statement relates to shares of common stock of OM Group ("the Stock"). (e) The CUSIP number of the stock is 670872100. ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B), OR 13D-2(B), CHECK WHETHER THE PERSON FILING IS A: (a) / / Broker or Dealer registered under Section 15 of the Act. (b) / / Bank as defined in section 3(a)(6) of the Act. (c) / / Insurance Company as defined in section 3(a)(19) of the Act. (d) / / Investment Company registered under section 8 of the Investment Company Act. (e) / X / Investment Adviser registered under section 203 of the Investment Advisers Act of 1940. (f) / / Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income SCHEDULE 13G Page 4 of 5 Pages CUSIP No. 670872100 Security Act of 1974 or Endowment Fund; see section 240.13d- 1(b)(1)(ii)(F). (g) / / Parent Holding Company , in accordance with section 240.13d-1(b)(1)(ii)(F). (h) / / Group, in accordance with section 240.13d- 1(b)(1)(ii)(H). ITEM 4. OWNERSHIP (a) Jurika & Voyles, L.P. beneficially owns 832,810 shares of the Stock. (b) Jurika & Voyles, L.P. beneficially owns 4.44% of the Stock outstanding. (c) (i) Jurika & Voyles, L.P. has the sole power to vote or to direct the vote of -0- shares of the Stock. (d) (ii) Jurika & Voyles, L.P. has the shared power to vote or to direct the vote of 793,185 shares of the Stock. (e) (iii) Jurika & Voyles, L.P. has the sole power to dispose or to direct the disposition of -0- shares of the Stock. (f) (iv) Jurika & Voyles, L.P. has the shared power to dispose or to direct the disposition of 832,810 shares of the Stock. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following / X /. Instruction: Dissolution of a group requires a response to this item. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSO SCHEDULE 13G Page 5 of 5 Pages CUSIP No. 670872100 Jurika & Voyles, L.P. is a registered investment adviser whose clients have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of the Stock. No individual client's holdings of the Stock are more than 5 percent of the class. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not Applicable. ITEM 10. CERTIFICATION By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURES After reasonable inquiry and to the best of my knowledge, I certify that the information set forth in this statement is true, complete and correct. DATED: February 13, 1997 Jurika & Voyles, L.P. By: ______________________________ Glenn C. Voyles, Chairman -----END PRIVACY-ENHANCED MESSAGE-----