-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MGVdFu2+0MwfT/5sflMSrg0jdD//WiH4ZvV5iX4/Af2wGZ8pYlsoCPj8Et2nUGtB FL5mS4tN6OH8/lUDQ4W+LQ== 0000914317-98-000557.txt : 19980902 0000914317-98-000557.hdr.sgml : 19980902 ACCESSION NUMBER: 0000914317-98-000557 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980901 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DHB CAPITAL GROUP INC /DE/ CENTRAL INDEX KEY: 0000899166 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 113129361 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-46443 FILM NUMBER: 98702549 BUSINESS ADDRESS: STREET 1: 11 OLD WESTBURY RD CITY: OLD WESTBURY STATE: NY ZIP: 11568 BUSINESS PHONE: 5166212552 MAIL ADDRESS: STREET 1: 11 OLD WESTBURY RD CITY: OLD WESTBURY STATE: NY ZIP: 11568 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DHB CAPITAL GROUP INC /DE/ CENTRAL INDEX KEY: 0000899166 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 113129361 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 11 OLD WESTBURY RD CITY: OLD WESTBURY STATE: NY ZIP: 11568 BUSINESS PHONE: 5166212552 MAIL ADDRESS: STREET 1: 11 OLD WESTBURY RD CITY: OLD WESTBURY STATE: NY ZIP: 11568 SC 13D/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment No. 1 Under the Securities Exchange Act of 1934 DHB Capital Group, Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 23321E 103 (CUSIP Number) Jeffrey Brooks 44 Coconut Row Palm Beach, FL 33480 (561) 833-4942 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) September 1, 1998 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box Check the following box if a fee is being paid with the statement. | | The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. SCHEDULE 13D - -------------------------------------------------------------------------------- CUSIP No. 23321E 103 Page 2 of 4 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Jeffrey Brooks ###-##-#### 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (b) [x] 3 SEC USE ONLY 4 SOURCE OF FUNDS N/A 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES 7 SOLE VOTING POWER 0* 8 SHARED VOTING POWER 9 SOLE DISPOSITIVE POWER 0 10 SHARED DISPOSITIVE POWER 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,219,407 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.9 14 TYPE OF REPORTING PERSON IN *Subject to voting trust as provided by agreement dated July 22, 1998 and extending three years. SCHEDULE 13D - -------------------------------------------------------------------------------- CUSIP No. 23321E 103 Page 3 of 4 Pages - -------------------------------------------------------------------------------- Item 1. Security and Issuer No change. Item 2. Identity and Background No change. Item 3. Source and Amount of Funds or Other Consideration No change. Item 4. Purpose of Transaction The purpose of the transaction is to reduce ownership per an agreement with NASDAQ. Item 5. Interest in Securities of the Issuer (a) The reporting person owns 1,219,407 shares of common stock of the issuer: he does not own any warrants or Class A Preferred stock of the Issuer. (b) The reporting person does not hold sole voting and investment power over all shares reported in paragraph (a) above. These shares are subject to a voting trust agreement. Item 6. Contracts, Arrangements, Understandings or Relationships With the Issuer No change. SCHEDULE 13D - -------------------------------------------------------------------------------- CUSIP No. 23321E 103 Page 4 of 4 Pages - -------------------------------------------------------------------------------- Item 7. Material to be Filed as Exhibits Attached hereto as Exhibit A is a description of the transactions in the Common Stock of the Issuer that were effected by Jeffrey Brooks since the date of the filing of Schedule 13D. The undersigned, after reasonable inquiry and to the best of each of their knowledge and belief, certify that the information set forth in this statement is true, complete and correct. Dated: September 1, 1998 By: /S/Jeffrey Brooks ------------------ JEFFREY BROOKS EXHIBIT A Transaction in Securities of the Issuer Number of Shares Reporting Person Sale Date of Common Stock (1) Price - ---------------- --------- -------------------- ----- Jeffrey Brooks 9/1/98 938,631 $4.50 -----END PRIVACY-ENHANCED MESSAGE-----