0001256484-14-000007.txt : 20140214 0001256484-14-000007.hdr.sgml : 20140214 20140214081319 ACCESSION NUMBER: 0001256484-14-000007 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20140213 DATE AS OF CHANGE: 20140214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALLSTATE CORP CENTRAL INDEX KEY: 0000899051 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 363871531 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-45453 FILM NUMBER: 14610585 BUSINESS ADDRESS: STREET 1: 2775 SANDERS ROAD CITY: NORTHBROOK STATE: IL ZIP: 60062 BUSINESS PHONE: 8474025000 MAIL ADDRESS: STREET 1: 2775 SANDERS ROAD CITY: NORTHBROOK STATE: IL ZIP: 60062-7127 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 SC 13G/A 1 allst17.txt SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 17) Allstate Corporation (Name of Issuer) Common Stock, $0.01 Par (Title of Class of Securities) 020002 10 1 (CUSIP Number) December 31, 2013 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: X Rule 13d-1(b) Rule 13d-1(c) Rule 13d-1(d) CUSIP No. 020002 10 1 13G Page 2 of 7 Pages 1 Name of Reporting Person S.S. or I.R.S. Identification No. of above person Northern Trust Corporation 36-2723087 The Northern Trust Company 36-1561860 Northern Trust Investments, NA 36-3608252 The Northern Trust Company of Connecticut 06-6275604 Northern Trust Global Investments Ltd 6807764922343A00 2 Check the appropriate box if a member of a group Not Applicable (a) [ ] (b) [ ] 3 S.E.C. use only 4 Citizenship or place of organization Northern Trust Corporation--a Delaware corporation with principal offices In Chicago, Illinois Number of Shares Beneficially owned by Each Reporting Person with 5 Sole Voting Power 1,120,982 6 Shared Voting Power 21,597,430 7 Sole Dispositive Power 3,717,450 8 Shared Dispositive Power 3,475,311 9 Aggregate amount beneficially owned by each reporting person 22,750,671 10 Check box if the aggregate amount in Row (9) excludes certain shares. Not Applicable 11 Percent of class represented by amount in Row 9 5.00 12 Type of reporting person Northern Trust Corporation HC SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 Check the following box if a fee is being paid with statement [ ]. 1. (a) Allstate Corporation (Name of Issuer) (b) 2775 Sanders Road, Northbrook, Illinois 60062 (Address of Issuer's Principal Executive Office) 2. (a) Northern Trust Corporation (Name of Person Filing) (b) 50 South LaSalle Street, Chicago, Illinois 60603 (Address of Person Filing) (c) U.S. (Delaware Corporation) (Citizenship) (d) Common Stock, $0.01 Par (Title of Class of Securities) (e) 020002 10 1 (CUSIP Number) 3. This statement is being filed by Northern Trust Corporation as a Parent Holding Company in accordance with S240.13d-1(b) (1) (ii) (G). 4. (a) 22,750,671 (Amount Beneficially Owned) (b) 5.00 (Percent of Class) (c) Number of shares as to which such person has: (i) 1,120,982 (Sole Power to Vote or to Direct the Vote) (ii) 21,597,430 (Shared Power to Vote or to Direct the Vote) (iii) 3,717,450 (Sole Power to Dispose or Direct Disposition) (iv) 3,475,311 (Shared Power to Dispose or Direct Disposition) 5. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following: [ ] 6. Statement regarding ownership of 5 percent or more on behalf of another person: 7. Parent Holding Company reporting on behalf of the following subsidiaries, all of which are banks as defined in Section 3(a) (6) of the Act: The Northern Trust Company 50 South LaSalle Street Chicago, IL 60603 Northern Trust Investments, N.A. 50 South LaSalle Street Chicago, IL 60603 The Northern Trust Company of Connecticut 300 Atlantic Street, Suite 400 Stamford, CT 06901 Northern Trust Global Investments Ltd 50 Bank Street, Canary Wharf, London E14 5NT, UK 8. Identification and Classification of Members of the Group. Not Applicable. 9. Notice of Dissolution of Group. Not Applicable. 10. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. NORTHERN TRUST CORPORATION ________________________________ By: Robert P Browne As its Executive Vice President DATED: 02-03-2014 EXHIBIT TO SCHEDULE 13G AMENDMENT FILED BY NORTHERN TRUST CORPORATION Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549-1004 Attention: Filing Desk, Stop 1-4 RE: Allstate Corporation Pursuant to the requirement of 240.13d-1(k) (1) (iii), this exhibit shall constitute our written agreement that the Schedule 13G Amendment to which this exhibit is attached is filed on behalf of Northern Trust Corporation and of its subsidiary(ies), as stated below, regarding our respective beneficial ownership in the above-captioned equity security. NORTHERN TRUST CORPORATION _________________________________ By: Robert P Browne As its Executive Vice President DATED: 02-03-2014 THE NORTHERN TRUST COMPANY THE NORTHERN TRUST COMPANY OF CONNECTICUT NORTHERN TRUST INVESTMENTS, NA NORTHERN TRUST GLOBAL INVESTMENTS LTD ________________________________________ By: Robert P Browne As its Executive Vice President EX-1 2 cert13g2013-12-browne.txt Exhibit 1 to Form 13G Filed by Northern Trust Corporation CERTIFIED RESOLUTION The undersigned certifies that the undersigned is the duly appointed, qualified and acting Secretary or Assistant Secretary of Northern Trust Corporation, as indicated below, and that the following resolution was duly adopted by the Board of Directors of Northern Trust Corporation on April 16, 2013 and remains in full force and effect: RESOLVED, that each of the 'Executive Officers' of Northern Trust Corporation (the 'Corporation'), as that term is defined in Rule 3b-7 under the Securities Exchange Act of 1934, and each of the following other officers of the Corporation or its subsidiaries, is hereby authorized to sign, on behalf of the Corporation, any Statements on Form 13G, and any amendments to such Statements, required to be filed with the Securities and Exchange Commission by the Corporation with respect to any securities beneficially owned by the Corporation and any of its direct or indirect subsidiaries: Robert P. Browne James D. McDonald Matt Peron IN WITNESS WHEREOF, the undersigned has executed this certificate on February 3, 2014. /s/ Stephanie Greisch Stephanie S Greisch Secretary Northern Trust Corporation