-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ue7d8eHsTpmS1YQnlc3qNOeWdtRXS8T4DcLH/MxLOJsLUmDFFV1zxG+0f+hKdMnj 67C51n8H5zJI6dhT92yu1w== 0000912057-97-003410.txt : 19970225 0000912057-97-003410.hdr.sgml : 19970225 ACCESSION NUMBER: 0000912057-97-003410 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970206 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED FIBRE COMMUNICATIONS INC CENTRAL INDEX KEY: 0000898805 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 680277743 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-48527 FILM NUMBER: 97519479 BUSINESS ADDRESS: STREET 1: 1445 MCDOWELL BLVD NORTH STREET 2: P O BOX 751239 CITY: PETALUMA STATE: CA ZIP: 94975-2349 BUSINESS PHONE: 7077947700 MAIL ADDRESS: STREET 1: 1445 MCDOWELL BLVD NORTH STREET 2: P O BOX 751239 CITY: PETALUMA STATE: CA ZIP: 94975-2349 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HARRIS CORP /DE/ CENTRAL INDEX KEY: 0000202058 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 340276860 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1025 W NASA BLVD CITY: MELBOURNE STATE: FL ZIP: 32919 BUSINESS PHONE: 4077279125 MAIL ADDRESS: STREET 1: 1025 W NASA BLVD CITY: MELBOURNE STATE: FL ZIP: 32919 FORMER COMPANY: FORMER CONFORMED NAME: HARRIS SEYBOLD CO DATE OF NAME CHANGE: 19600201 SC 13G 1 SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ____________________ Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. _____)* ADVANCED FIBRE COMMUNICATIONS, INC. ------------------------------------------------------- (Name of Issuer) COMMON STOCK ------------------------------------------------------- (Title of Class of Securities) 00754A 10 5 ------------------------------------------------------- (CUSIP Number) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, SEE the NOTES). (CONTINUED ON FOLLOWING PAGES) (Page 1 of 5 Pages) CUSIP No. 00754A 10 5 13G Page 2 of 5 Pages ----------- --- --- - ------------------------------------------------------------------------------- (1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons HARRIS CORPORATION, A DELAWARE CORPORATION (I.R.S. EMPLOYER IDENTIFICATION NO. 34-0276860) - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group* (b) / / - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Citizenship or Place of Organization A DELAWARE CORPORATION - ------------------------------------------------------------------------------- Number of Shares (5) Sole Voting Beneficially Power 1,764,973 Owned by -------------------------------------------------- Each Reporting (6) Shared Voting Person With Power -0- -------------------------------------------------- (7) Sole Dispositive Power 1,764,973 -------------------------------------------------- (8) Shared Dispositive Power -0- - ------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned by Each Reporting Person 1,764,973 - ------------------------------------------------------------------------------- (10) Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* - ------------------------------------------------------------------------------- (11) Percent of Class Represented by Amount in Row (9) 5.3% - ------------------------------------------------------------------------------- (12) Type of Reporting Person* CO - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 3 of 5 Pages ITEM 1(A) NAME OF ISSUER: Advanced Fibre Communications, Inc. ITEM 1(B) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 1445 McDowell Boulevard North Petaluma, CA 94954 ITEM 2(A) NAME OF PERSON FILING: Harris Corporation ITEM 2(B) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 1025 W. NASA Boulevard Melbourne, Florida 32919 ITEM 2(C) CITIZENSHIP: a Delaware corporation ITEM 2(D) TITLE OF CLASS OF SECURITIES: Common Stock ITEM 2(E) CUSIP NUMBER: 00754A 10 5 Page 4 of 5 Pages ITEM 3. Not Applicable. ITEM 4. OWNERSHIP. (a) Amount Beneficially Owned: 1,764,973 Shares (b) Percent of Class: 5.3% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 1,764,973 (800,000 of the indicated beneficially owned shares consist of shares issuable upon exercise of warrants to purchase such shares) (ii) shared power to vote or to direct the vote: -0- (iii) sole power to dispose or to direct the disposition of: 1,764,973 (800,000 of the indicated beneficially owned shares consist of shares issuable upon exercise of warrants to purchase such shares) (iv) shared power to dispose or to direct the disposition of: -0- ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not Applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not Applicable. Page 5 of 5 Pages ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not Applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not Applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not Applicable. ITEM 10. CERTIFICATION. Not Applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 4, 1997 HARRIS CORPORATION By: /S/ RICHARD L. BALLANTYNE ------------------------- (Signature) Richard L. Ballantyne ------------------------------ (Name) Vice President and Secretary ------------------------------ (Title) -----END PRIVACY-ENHANCED MESSAGE-----