485BPOS 1 pif-c115cover.htm PFI 8/31 FYE FUNDS EFF. 06/13/12 - XBRL FILING pif-c115cover.htm - Generated by SEC Publisher for SEC Filing
Registration No. 33-59474 

 

U.S. SECURITIES AND EXCHANGE COMMISSION 
WASHINGTON, D. C. 20549
 
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POST-EFFECTIVE AMENDMENT NO. 115 TO 
FORM N-1A
REGISTRATION STATEMENT
under
THE SECURITIES ACT OF 1933
and
REGISTRATION STATEMENT
under
THE INVESTMENT COMPANY ACT OF 1940 
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PRINCIPAL FUNDS, INC.
(Exact name of Registrant as specified in Charter) 
 
The Principal Financial Group
Des Moines, Iowa 50392
(Address of principal executive offices)
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Telephone Number (515) 248-3842
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  Copy to: 
MICHAEL D. ROUGHTON  JOHN W. BLOUCH, Esq. 
The Principal Financial Group  Drinker Biddle & Reath, LLP 
Des Moines, Iowa 50392  1500 K Street, N.W. 
  Washington, DC 20005-1209 

 

(Name and address of agent for service) 
---------- 
It is proposed that this filing will become effective (check appropriate box) 
__XX___  immediately upon filing pursuant to paragraph (b) of Rule 485 
______ on (date), pursuant to paragraph (b) of Rule 485 
______ 60 days after filing pursuant to paragraph (a)(1) of Rule 485 
______ on (date) pursuant to paragraph (a)(1) of Rule 485 
______ 75 days after filing pursuant to paragraph (a)(2) of Rule 485 
______ on (date) pursuant to paragraph (a)(2) of Rule 485 
 
If appropriate, check the following box:) 
            This post-effective amendment designates a new effective date for a previously filed post-effective 
  amendment. 
 
  Explanatory Note: 
 
This filing relates to the Series and share classes in the Registrant's Class A and Class C prospectus, Class 
J prospectus, and Institutional Class prospectus, each dated June 13, 2012 (as filed on June 13, 2012, SEC 
Accession No. 0001144204-12-034634), and is filed for the purpose of submitting interactive data files. 

 



SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the 
Registrant certifies that it meets all of the requirements for effectiveness of this Amendment to the 
Registration Statement on Form N-1A, pursuant to Rule 485(b) under the Securities Act of 1933, and has 
duly caused this Amendment to its Registration Statement to be signed on its behalf by the undersigned, 
thereto duly authorized in the City of Des Moines and State of Iowa, on the 27th day of June, 2012. 

 

Principal Funds, Inc. 
       (Registrant) 
 
 
 
              /s/ N. M. Everett 
N. M. Everett 
President, Chief Executive Officer 
and Director 

 

Attest: 
 
 
/s/ Beth Wilson 
Beth Wilson 
Vice President and Secretary 

 



Pursuant to the requirements of the Securities Act of 1933, this Amendment to the Registration Statement 
has been signed below by the following persons in the capacities and on the dates indicated. 
 
Signature  Title  Date 
 
 
______________________________   Chairman of the Board  June 27, 2012 
R. C. Eucher     
/s/ N. M. Everett     
______________________________   President, Chief Executive  June 27, 2012 
N. M. Everett  Officer and Director (Principal   
  Executive Officer)   
 
/s/ L. A. Rasmussen     
______________________________   Vice President, Controller and  June 27, 2012 
L. A. Rasmussen  Chief Financial Office (Principal   
  Financial Officer and Controller)   
 
/s/ M. J. Beer     
______________________________   Executive Vice President  June 27, 2012 
M. J. Beer  and Director   
 
(E. Ballantine)*     
______________________________   Director  June 27, 2012 
E. Ballantine     
 
(L. T. Barnes)*     
______________________________   Director  June 27, 2012 
L. T. Barnes     
 
(K. Blake)*     
______________________________   Director  June 27, 2012 
K. Blake     
 
(C. Damos)*     
______________________________   Director  June 27, 2012 
C. Damos     
 
(R. W. Gilbert)*     
______________________________   Director  June 27, 2012 
R. W. Gilbert     
 
(M. A. Grimmett)*     
______________________________   Director  June 27, 2012 
M. A. Grimmett     
 
(F. S. Hirsch)*     
______________________________   Director  June 27, 2012 
F. S. Hirsch     
 
(T. Huang)*     
______________________________   Director  June 27, 2012 
T. Huang     

 



(W. C. Kimball)*     
______________________________   Director  June 27, 2012 
W. C. Kimball     
 
(B. A. Lukavsky)*     
______________________________   Director  June 27, 2012 
B. A. Lukavsky     
 
(D. Pavelich)*     
______________________________   Director  June 27, 2012 
D. Pavelich     

 

  /s/ M. J. Beer 
By  ______________________________ 
  M. J. Beer 
  Executive Vice President and Director 
*  Pursuant to Powers of Attorney 
  Previously filed 

 



Exhibit No.  Exhibits 
Ex-101.INS  XBRL Instance Document 
Ex-101.SCH  XBRL Taxonomy Extension Schema Document 
Ex-101.CAL  XBRL Taxonomy Extension Calculations Linkbase Document 
Ex-101.DEF  XBRL Taxonomy Extension Definition Linkbase Document 
Ex-101.LAB  XBRL Taxonomy Extension Labels Linkbase Document 
Ex-101.PRE  XBRL Taxonomy Extension Presentation Linkbase Document