0001019687-12-003576.txt : 20121004 0001019687-12-003576.hdr.sgml : 20121004 20121004093646 ACCESSION NUMBER: 0001019687-12-003576 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121004 DATE AS OF CHANGE: 20121004 EFFECTIVENESS DATE: 20121004 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KEMPNER CAPITAL MANAGEMENT INC. CENTRAL INDEX KEY: 0000898399 IRS NUMBER: 742202206 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03507 FILM NUMBER: 121128548 BUSINESS ADDRESS: STREET 1: P O BOX 119 CITY: GALVESTON STATE: TX ZIP: 77553 BUSINESS PHONE: 409.765.6671 MAIL ADDRESS: STREET 1: P O BOX 119 CITY: GALVESTON STATE: TX ZIP: 77553 FORMER COMPANY: FORMER CONFORMED NAME: KEMPNER CAPITAL MANAGEMENT LTD DATE OF NAME CHANGE: 20061018 FORMER COMPANY: FORMER CONFORMED NAME: KEMPNER CAPITAL MANAGEMENT INC /TX DATE OF NAME CHANGE: 19990301 13F-HR 1 kempner_13f.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ] Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Kempner Capital Management, Inc. Address: PO Box 119 Galveston, TX 77553 13F File Number: 028-03507 ---------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: V. Delynn Greene Title: Vice President and Compliance Officer Phone: 409-765-6671 /s/ V. Delynn Greene Galveston, Texas October 4, 2012 -------------------- ---------------- ---------------- (Signature) (City, State) (Date) I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: File No. 028-13146 Frost Investment Advisors, LLC FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 49 Form 13F Information Table Value Total: $253,259 thousands List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. Name --- ---- 028-13146 Frost Investment Advisors, LLC Kempner Capital Management, Inc. FORM 13F ALL EQUITY PORTFOLIOS UNDER MANAGEMENT 09-30-2012 Voting Authority ---------------------- Title of Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None -------------- ----- ----- -------- ------- --- ---- ------- -------- ---- ------ ---- AT&T Inc. COM 00206R102 9,922 263,179 SH Sole 263,179 Alcoa Inc COM 013817101 1,341 151,480 SH Sole 151,480 Allstate Corp. COM 020002101 11,572 292,155 SH Sole 292,155 AnnalyCapMgmtIncREIT COM 035710409 6,809 404,330 SH Sole 404,330 Applied Materials COM 038222105 3,376 302,405 SH Sole 302,405 ArcherDanielsMidland COM 039483102 8,204 301,855 SH Sole 301,855 Avon Products, Inc. COM 054303102 1,736 108,855 SH Sole 108,855 Baker Hughes Inc. COM 057224107 9,668 213,755 SH Sole 213,755 Bank of America Corp. COM 060505104 2,578 292,013 SH Sole 292,013 Becton Dickinson & Co. COM 075887109 3,646 46,405 SH Sole 46,405 Best Buy Company Inc COM 086516101 6,812 396,020 SH Sole 396,020 Black Box Corporation COM 091826107 6,043 236,816 SH Sole 236,816 Boeing Company COM 097023105 9,951 142,990 SH Sole 142,990 Cullen Frost Bankers COM 229899109 5,202 90,576 SH Sole 90,576 Dover Corporation COM 260003108 7,290 122,550 SH Sole 122,550 Dow Chemical Co COM 260543103 5,160 178,204 SH Sole 178,204 Emcore Corporation COM 290846203 71 12,500 SH Sole 12,500 Enzo Biochem Inc. COM 294100102 143 70,001 SH Sole 70,001 Gannett Company Inc COM 364730101 6,863 386,650 SH Sole 386,650 H&R Block Inc COM 093671105 2,864 165,255 SH Sole 165,255 Hewlett-Packard Co COM 428236103 6,488 380,315 SH Sole 380,315 IBM Corporation COM 459200101 13,159 63,430 SH Sole 63,430 Johnson & Johnson COM 478160104 1,753 25,440 SH Sole 25,440 Lincoln National Corp. COM 534187109 1,342 55,461 SH Sole 55,461 Marsh & McLennan COM 571748102 11,046 325,550 SH Sole 325,550 Mosaic Co. (The) COM 61945C103 2,322 40,310 SH Sole 40,310 PPG Industries Inc COM 693506107 2,445 21,290 SH Sole 21,290 Raytheon Company COM 755111507 6,644 116,235 SH Sole 116,235 Staples Inc COM 855030102 9,890 858,500 SH Sole 858,500 Star Scientific Inc COM 85517P101 242 70,000 SH Sole 70,000 US Natural Gas Fd ETF COM 912318201 761 35,650 SH Sole 35,650 Valero Energy Corp COM 91913Y100 3,466 109,420 SH Sole 109,420 Wal-Mart Stores Inc COM 931142103 8,226 111,470 SH Sole 111,470 Western Union Co/The COM 959802109 10,791 592,261 SH Sole 592,261 BP Plc ADS ADR 055622104 8,557 201,995 SH Sole 201,995 Barclays Plc ADR ADR 06738E204 3,337 240,625 SH Sole 240,625 Honda Motor Co Ltd. ADR 438128308 1,364 44,150 SH Sole 44,150 Ingersoll-Rand PLC ADR G47791101 1,562 34,850 SH Sole 34,850 Nippon Telgrph&Telphn ADR 654624105 10,883 458,990 SH Sole 458,990 Novartis AG ADR 66987V109 4,307 70,300 SH Sole 70,300 Rio Tinto Plc ADR 767204100 4,611 98,605 SH Sole 98,605 Siemens AG ADS ADR 826197501 10,076 100,610 SH Sole 100,610 Teva Phrm Ind Ltd ADR ADR 881624209 10,170 245,585 SH Sole 245,585 Vodafone Group Plc ADR 92857W209 3,811 133,730 SH Sole 133,730 XL Group Ltd. ADR G98290102 5,549 230,922 SH Sole 230,922 Alliance Worldwide Privatizati MMF 01879X103 275 19,580 SH Sole 19,580 MrgnStnly AsiaPacific Fd MMF 61744U106 517 37,000 SH Sole 37,000 MrgnStnly India Invstmnt Fd MMF 61745C105 323 18,500 SH Sole 18,500 Phoenix Group Hldgs (PHNX LN) INTL B45JKK9 91 11,054 SH Sole 11,054 ----------------------------------------------------------- --------------------------------------------------------------------- REPORT SUMMARY 49 DATA RECORDS 253,259 1 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED Institutional Manager with respect to which this report is filed other than Kempner Capital Management, Inc. is: Name: Frost Investment Advisors, LLC No: 028-13146