0001019687-12-003576.txt : 20121004
0001019687-12-003576.hdr.sgml : 20121004
20121004093646
ACCESSION NUMBER: 0001019687-12-003576
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121004
DATE AS OF CHANGE: 20121004
EFFECTIVENESS DATE: 20121004
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: KEMPNER CAPITAL MANAGEMENT INC.
CENTRAL INDEX KEY: 0000898399
IRS NUMBER: 742202206
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03507
FILM NUMBER: 121128548
BUSINESS ADDRESS:
STREET 1: P O BOX 119
CITY: GALVESTON
STATE: TX
ZIP: 77553
BUSINESS PHONE: 409.765.6671
MAIL ADDRESS:
STREET 1: P O BOX 119
CITY: GALVESTON
STATE: TX
ZIP: 77553
FORMER COMPANY:
FORMER CONFORMED NAME: KEMPNER CAPITAL MANAGEMENT LTD
DATE OF NAME CHANGE: 20061018
FORMER COMPANY:
FORMER CONFORMED NAME: KEMPNER CAPITAL MANAGEMENT INC /TX
DATE OF NAME CHANGE: 19990301
13F-HR
1
kempner_13f.txt
FORM 13F HOLDINGS REPORT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2012
Check here if Amendment [ ] Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Kempner Capital Management, Inc.
Address: PO Box 119
Galveston, TX 77553
13F File Number: 028-03507
----------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: V. Delynn Greene
Title: Vice President and Compliance Officer
Phone: 409-765-6671
/s/ V. Delynn Greene Galveston, Texas October 4, 2012
-------------------- ---------------- ----------------
(Signature) (City, State) (Date)
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
File No. 028-13146 Frost Investment Advisors, LLC
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 49
Form 13F Information Table Value Total: $253,259 thousands
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
No. Name
--- ----
028-13146 Frost Investment Advisors, LLC
Kempner Capital Management, Inc.
FORM 13F
ALL EQUITY PORTFOLIOS UNDER MANAGEMENT
09-30-2012
Voting Authority
----------------------
Title of Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
-------------- ----- ----- -------- ------- --- ---- ------- -------- ---- ------ ----
AT&T Inc. COM 00206R102 9,922 263,179 SH Sole 263,179
Alcoa Inc COM 013817101 1,341 151,480 SH Sole 151,480
Allstate Corp. COM 020002101 11,572 292,155 SH Sole 292,155
AnnalyCapMgmtIncREIT COM 035710409 6,809 404,330 SH Sole 404,330
Applied Materials COM 038222105 3,376 302,405 SH Sole 302,405
ArcherDanielsMidland COM 039483102 8,204 301,855 SH Sole 301,855
Avon Products, Inc. COM 054303102 1,736 108,855 SH Sole 108,855
Baker Hughes Inc. COM 057224107 9,668 213,755 SH Sole 213,755
Bank of America Corp. COM 060505104 2,578 292,013 SH Sole 292,013
Becton Dickinson & Co. COM 075887109 3,646 46,405 SH Sole 46,405
Best Buy Company Inc COM 086516101 6,812 396,020 SH Sole 396,020
Black Box Corporation COM 091826107 6,043 236,816 SH Sole 236,816
Boeing Company COM 097023105 9,951 142,990 SH Sole 142,990
Cullen Frost Bankers COM 229899109 5,202 90,576 SH Sole 90,576
Dover Corporation COM 260003108 7,290 122,550 SH Sole 122,550
Dow Chemical Co COM 260543103 5,160 178,204 SH Sole 178,204
Emcore Corporation COM 290846203 71 12,500 SH Sole 12,500
Enzo Biochem Inc. COM 294100102 143 70,001 SH Sole 70,001
Gannett Company Inc COM 364730101 6,863 386,650 SH Sole 386,650
H&R Block Inc COM 093671105 2,864 165,255 SH Sole 165,255
Hewlett-Packard Co COM 428236103 6,488 380,315 SH Sole 380,315
IBM Corporation COM 459200101 13,159 63,430 SH Sole 63,430
Johnson & Johnson COM 478160104 1,753 25,440 SH Sole 25,440
Lincoln National Corp. COM 534187109 1,342 55,461 SH Sole 55,461
Marsh & McLennan COM 571748102 11,046 325,550 SH Sole 325,550
Mosaic Co. (The) COM 61945C103 2,322 40,310 SH Sole 40,310
PPG Industries Inc COM 693506107 2,445 21,290 SH Sole 21,290
Raytheon Company COM 755111507 6,644 116,235 SH Sole 116,235
Staples Inc COM 855030102 9,890 858,500 SH Sole 858,500
Star Scientific Inc COM 85517P101 242 70,000 SH Sole 70,000
US Natural Gas Fd ETF COM 912318201 761 35,650 SH Sole 35,650
Valero Energy Corp COM 91913Y100 3,466 109,420 SH Sole 109,420
Wal-Mart Stores Inc COM 931142103 8,226 111,470 SH Sole 111,470
Western Union Co/The COM 959802109 10,791 592,261 SH Sole 592,261
BP Plc ADS ADR 055622104 8,557 201,995 SH Sole 201,995
Barclays Plc ADR ADR 06738E204 3,337 240,625 SH Sole 240,625
Honda Motor Co Ltd. ADR 438128308 1,364 44,150 SH Sole 44,150
Ingersoll-Rand PLC ADR G47791101 1,562 34,850 SH Sole 34,850
Nippon Telgrph&Telphn ADR 654624105 10,883 458,990 SH Sole 458,990
Novartis AG ADR 66987V109 4,307 70,300 SH Sole 70,300
Rio Tinto Plc ADR 767204100 4,611 98,605 SH Sole 98,605
Siemens AG ADS ADR 826197501 10,076 100,610 SH Sole 100,610
Teva Phrm Ind Ltd ADR ADR 881624209 10,170 245,585 SH Sole 245,585
Vodafone Group Plc ADR 92857W209 3,811 133,730 SH Sole 133,730
XL Group Ltd. ADR G98290102 5,549 230,922 SH Sole 230,922
Alliance Worldwide Privatizati MMF 01879X103 275 19,580 SH Sole 19,580
MrgnStnly AsiaPacific Fd MMF 61744U106 517 37,000 SH Sole 37,000
MrgnStnly India Invstmnt Fd MMF 61745C105 323 18,500 SH Sole 18,500
Phoenix Group Hldgs (PHNX LN) INTL B45JKK9 91 11,054 SH Sole 11,054
----------------------------------------------------------- ---------------------------------------------------------------------
REPORT SUMMARY 49 DATA RECORDS 253,259 1 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
Institutional Manager with respect to which this report is filed other than Kempner Capital Management, Inc. is:
Name: Frost Investment Advisors, LLC No: 028-13146