-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KZxzj1zirWMpnQj5Ra80/P3p09HvRUKX58tnhuyxmwPMFPAgmjbtSvM6PIUkPch/ bxNK4Y5RtuD9cpBVilEBAg== 0001019687-10-003584.txt : 20101005 0001019687-10-003584.hdr.sgml : 20101005 20101005113127 ACCESSION NUMBER: 0001019687-10-003584 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101005 DATE AS OF CHANGE: 20101005 EFFECTIVENESS DATE: 20101005 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KEMPNER CAPITAL MANAGEMENT INC. CENTRAL INDEX KEY: 0000898399 IRS NUMBER: 742202206 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03507 FILM NUMBER: 101108170 BUSINESS ADDRESS: STREET 1: P O BOX 119 CITY: GALVESTON STATE: TX ZIP: 77553 BUSINESS PHONE: 409.765.6671 MAIL ADDRESS: STREET 1: P O BOX 119 CITY: GALVESTON STATE: TX ZIP: 77553 FORMER COMPANY: FORMER CONFORMED NAME: KEMPNER CAPITAL MANAGEMENT LTD DATE OF NAME CHANGE: 20061018 FORMER COMPANY: FORMER CONFORMED NAME: KEMPNER CAPITAL MANAGEMENT INC /TX DATE OF NAME CHANGE: 19990301 13F-HR 1 kempner_13f.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [ ] Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Kempner Capital Management, Inc. Address: PO Box 119 Galveston, TX 77553 13F File Number: 028-03507 ---------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: V. Delynn Greene Title: Vice President and Compliance Officer Phone: 409-765-6671 /s/ V. Delynn Greene Galveston, Texas October 5, 2010 -------------------- ---------------- ---------------- (Signature) (City, State) (Date) I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: File No. 028-13146 Frost Investment Advisors, LLC FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 56 Form 13F Information Table Value Total: $254,654 thousands List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. Name - --- ---- 028-13146 Frost Investment Advisors, LLC Kempner Capital Management, Inc. FORM 13F ALL EQUITY PORTFOLIOS UNDER MANAGEMENT 09-30-2010 Voting Authority ---------------------- Title of Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - -------------- ----- ----- -------- ------- --- ---- ------- -------- ---- ------ ---- AT&T Inc. COM 00206R102 12,894 450,829 SH Sole 450,829 Alcoa Inc COM 013817101 2,506 206,975 SH Sole 206,975 Allstate Corp. COM 020002101 6,205 196,675 SH Sole 196,675 AnnalyCapMgmtIncREIT COM 035710409 7,315 415,630 SH Sole 415,630 Applied Materials COM 038222105 3,644 312,005 SH Sole 312,005 ArcherDanielsMidland COM 039483102 11,731 367,525 SH Sole 367,525 Bank of America Corp. COM 060505104 3,917 298,963 SH Sole 298,963 Becton Dickinson & Co. COM 075887109 3,539 47,755 SH Sole 47,755 Black Box Corporation COM 091826107 5,514 171,986 SH Sole 171,986 Boeing Company COM 097023105 9,875 148,400 SH Sole 148,400 Carlisle Companies Inc COM 142339100 2,807 93,710 SH Sole 93,710 ConocoPhillips COM 20825c104 6,082 105,900 SH Sole 105,900 Cullen Frost Bankers COM 229899109 4,879 90,576 SH Sole 90,576 Cynosure, Inc Cl A COM 232577205 153 15,000 SH Sole 15,000 Dover Corporation COM 260003108 9,417 180,360 SH Sole 180,360 Dow Chemical Co COM 260543103 5,001 182,120 SH Sole 182,120 Eli Lilly & Co COM 532457108 3,872 106,005 SH Sole 106,005 Emcore Corporation COM 290846104 40 50,000 SH Sole 50,000 Ener Conv Devices Inc COM 292659109 486 96,766 SH Sole 96,766 Enzo Biochem Inc. COM 294100102 209 55,001 SH Sole 55,001 Fidelity National Finl COM 31620R105 5,979 380,580 SH Sole 380,580 Gannett Company Inc COM 364730101 4,859 397,300 SH Sole 397,300 Genworth Financial Inc COM 37247D106 1,282 104,940 SH Sole 104,940 Granite Construction Inc COM 387328107 1,208 53,110 SH Sole 53,110 Home Depot Inc COM 437076102 5,505 173,780 SH Sole 173,780 IBM Corporation COM 459200101 10,277 76,615 SH Sole 76,615 JC Penney Co Inc COM 708160106 1,229 45,200 SH Sole 45,200 Johnson & Johnson COM 478160104 3,184 51,380 SH Sole 51,380 Lincoln National Corp. COM 534187109 1,344 56,179 SH Sole 56,179 Marsh & McLennan COM 571748102 10,769 446,465 SH Sole 446,465 Medtronic Inc. COM 585055106 2,339 69,640 SH Sole 69,640 Northrop Grumman Corp COM 666807102 1,440 23,755 SH Sole 23,755 PPG Industries Inc COM 693506107 3,182 43,705 SH Sole 43,705 Southern Union Co COM 844030106 6,160 256,025 SH Sole 256,025 Staples Inc COM 855030102 2,705 129,285 SH Sole 129,285 Technitrol Inc COM 878555101 3,167 718,195 SH Sole 718,195 US Natural Gas Fd ETF COM 912318102 678 110,000 SH Sole 110,000 Valero Energy Corp COM 91913Y100 3,562 203,440 SH Sole 203,440 Verizon Comm. Inc. COM 92343V104 8,525 261,575 SH Sole 261,575 Wal-Mart Stores Inc COM 931142103 7,097 132,600 SH Sole 132,600 BP PLC ADS ADR 055622104 7,272 176,635 SH Sole 176,635 Barclays Plc ADR ADR 06738E204 4,656 247,025 SH Sole 247,025 Canon Inc ADR ADR 138006309 925 19,799 SH Sole 19,799 Ingersoll-Rand PLC ADR G47791101 6,410 179,490 SH Sole 179,490 Nintendo Co., Ltd ADR ADR 654445303 7,887 252,675 SH Sole 252,675 Nippon Telgrph&Telphn ADR 654624105 11,477 523,600 SH Sole 523,600 Nokia Corporation ADR 654902204 4,362 434,880 SH Sole 434,880 Novartis AG ADR 66987V109 4,164 72,200 SH Sole 72,200 RenaissanceRe HlgLtd ADR G7496G103 5,134 85,620 SH Sole 85,620 Teva Phrm Ind Ltd ADR ADR 881624209 4,248 80,530 SH Sole 80,530 XL Group Ltd. ADR G98290102 5,136 237,122 SH Sole 237,122 Alliance Wrdwide Priv. MF 01879X103 287 19,580 SH Sole 19,580 MrgnStnly AsiaPacific Fd MF 61744U106 582 37,000 SH Sole 37,000 MrgnStnly India Invst Fd MF 61745C105 504 18,500 SH Sole 18,500 Phoenix Group Hldgs INTL B2QBR87 105 10,000 SH Sole 10,000 REPORT SUMMARY 56 DATA RECORDS 254,654 1 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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