0000894579-12-000321.txt : 20121113 0000894579-12-000321.hdr.sgml : 20121112 20121113131538 ACCESSION NUMBER: 0000894579-12-000321 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121113 DATE AS OF CHANGE: 20121113 EFFECTIVENESS DATE: 20121113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COOPERMAN LEON G CENTRAL INDEX KEY: 0000898382 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03530 FILM NUMBER: 121197622 MAIL ADDRESS: STREET 1: 2700 NORTH MILITARY TRAIL STREET 2: SUITE 230 CITY: BOCA RATON STATE: FL ZIP: 33301 13F-HR 1 omega13fhr111212.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ] Amendment Number: _______ Institutional Investment Manager Filing this Report: Name: Omega Advisors, Inc. Address: Wall Street Plaza 88 Pine Street New York, NY 10005 Form 13F File Number: 28-3530 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all the information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Leon G. Cooperman Title: Chairman and CEO Phone: (212) 495-5210 Signature, Place, and Date of Signing: /s/Leon G. Cooperman New York, New York November 13, 2012 -------------------- ------------------ ----------------- [Signature] [City, State] [Date] Report Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 78 Form 13F Information Table Value Total: $4,983,256 (in thousands) List of Other Included Managers: NONE
------------------------------------------------------------------------------------------------------------------------------------ Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Shares or Title of Value Principal SH/ PUT/ Investment Other Voting Authority Name of Issuer Class Cusip (x$1,000) Amount PRN CALL Discretion Managers Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ APPLE INC COM 037833100 177,719 266,404 SH SOLE 266,404 ACE LTD SHS H0023R105 20,026 264,893 SH SOLE 264,893 AUDIENCE INC COM 05070J102 4,727 762,489 SH SOLE 762,489 AMERICAN INTERNATIONAL GROUP COM 026874784 264,110 8,054,600 SH SOLE 8,054,600 APOLLO INVESTMENT CORP COM 03761U106 1,182 150,000 SH SOLE 150,000 ATLAS PIPELINE PARTNERS LP UNIT L P INT 049392103 170,643 5,004,203 SH SOLE 5,004,203 ATLAS RESOURCE PARTNERS LP COM UNIT LTD PR 04941A101 9,599 376,128 SH SOLE 376,128 ATLAS RESOURCE PARTNERS LP COM UNIT LTD PR 04941A101 29,348 1,150,000 SH SOLE 1,150,000 ALTISOURCE PORTFOLIO SOL REG SHS L0175J104 115,506 1,339,200 SH SOLE 1,339,200 ATLAS ENERGY LP COM UNITS LP 04930A104 133,382 3,861,676 SH SOLE 3,861,676 ATMEL CORP COM 049513104 17,358 3,300,000 SH SOLE 3,300,000 BROADRIDGE FINANCIAL SOLUTIO COM 11133T103 27,611 1,183,514 SH SOLE 1,183,514 BOSTON SCIENTIFIC CORP COM 101137107 82,265 14,331,900 SH SOLE 14,331,900 CITIGROUP INC COM 172967424 27,727 847,400 SH SOLE 847,400 CHIMERA INVESTMENT CORP COM 16934Q109 2,575 950,000 SH SOLE 950,000 CENTER BANCORP INC COM 151408101 6,496 545,000 SH SOLE 545,000 CAPITAL ONE FINANCIAL CORP COM 14040H105 70,402 1,234,900 SH SOLE 1,234,900 CTRIP.COM INTERNATIONAL-ADR AMERICAN DEP SHS 22943F100 29,240 1,732,200 SH SOLE 1,732,200 CVS CAREMARK CORP COM 126650100 2,712 56,000 SH SOLE 56,000 DISH NETWORK CORP-A CL A 25470M109 138,170 4,513,893 SH SOLE 4,513,893 DENBURY RESOURCES INC COM 247916208 43,783 2,709,327 SH SOLE 2,709,327 EASTMAN CHEMICAL CO COM 277432100 45,465 797,500 SH SOLE 797,500 EXPRESS SCRIPTS HOLDING CO COM 30219G108 121,477 1,939,600 SH SOLE 1,939,600 E*TRADE FINANCIAL CORP COM 269246401 52,142 5,925,218 SH SOLE 5,925,218 ENERGY XXI BERMUDA USD UNRS SHS G10082140 102,004 2,917,736 SH SOLE 2,917,736 FAMILY DOLLAR STORES COM 307000109 13,777 207,800 SH SOLE 207,800 FORTRESS INVESTMENT GRP-CL A CL A 34958B106 1,984 448,859 SH SOLE 448,859 GANNETT CO COM 364730101 78,301 4,411,300 SH SOLE 4,411,300 GIVEN IMAGING LTD ORD SHS M5202000 30,557 2,097,236 SH SOLE 2,097,236 GOOGLE INC-CL A CL A 38259P508 50,231 66,575 SH SOLE 66,575 HALLIBURTON CO COM 406216101 109,651 3,254,700 SH SOLE 3,254,700 HUMANA INC COM 444859102 87,358 1,245,300 SH SOLE 1,245,300 JPMORGAN CHASE & CO COM 46625H100 23,847 589,100 SH SOLE 589,100 KKR FINANCIAL HOLDINGS LLC COM 48248A306 139,527 13,883,323 SH SOLE 13,883,323
------------------------------------------------------------------------------------------------------------------------------------ Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Shares or Title of Value Principal SH/ PUT/ Investment Other Voting Authority Name of Issuer Class Cusip (x$1,000) Amount PRN CALL Discretion Managers Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ KKR & CO LP COM UNITS 48248M102 73,821 4,885,561 SH SOLE 4,885,561 KINDER MORGAN INC-CW17 COM 49456B101 165,386 4,656,137 SH SOLE 4,656,137 LINN ENERGY LLC-UNITS COM 536020100 193,728 4,697,575 SH SOLE 4,697,575 LINCOLN NATIONAL CORP COM 534187109 36,750 1,519,216 SH SOLE 1,519,216 LORAL SPACE & COMMUNICATIONS COM 543881106 43,115 606,400 SH SOLE 606,400 MDC PARTNERS INC-A CL A SUB VTB 552697104 2,468 200,000 SH SOLE 200,000 MCDERMOTT INTL INC COM 580037109 7,341 600,731 SH SOLE 600,731 METLIFE INC COM 59156R108 90,112 2,614,985 SH SOLE 2,614,985 AG MORTGAGE INVESTMENT TRUST COM 001228105 6,505 269,590 SH SOLE 269,590 MCMORAN EXPLORATION CO COM 582411104 85,887 7,309,500 SH SOLE 7,309,500 MCCLATCHY CO-CLASS A CL A 579489105 892 400,000 SH SOLE 400,000 MOTOROLA SOLUTIONS INC COM 620076307 101,980 2,017,400 SH SOLE 2,017,400 NEWCASTLE INVESTMENT CORP COM 65105M108 2,259 300,000 SH SOLE 300,000 NYSE EURONEXT COM 629491101 31,444 1,275,600 SH SOLE 1,275,600 OCWEN FINANCIAL CORP COM 675746309 8,012 292,300 SH SOLE 292,300 POLYCOM INC COM 73172K104 38,238 3,882,000 SH SOLE 3,882,000 PVH CORP COM 693656100 64,104 684,000 SH SOLE 684,000 QUALCOMM INC COM 747525103 149,497 2,393,100 SH SOLE 2,393,100 RESOURCE AMERICA INC-CL A CL A 761195205 8,151 1,191,733 SH SOLE 1,191,733 TRANSOCEAN LTD COM H8817H100 136,607 3,043,145 SH SOLE 3,043,145 RANGE RESOURCES CORP COM 75281A109 38,247 547,400 SH SOLE 547,400 RESOURCE CAPITAL CORP COM 76120W302 4,704 800,000 SH SOLE 800,000 SPRINT NEXTEL CORP COM SER 1 852061100 236,168 42,784,100 SH SOLE 42,784,100 SIRIUS XM RADIO INC COM 82967N108 165,585 63,932,303 SH SOLE 63,932,303 SLM CORP COM 78442P106 245,085 15,590,624 SH SOLE 15,590,624 SPDR S&P 500 ETF TRUST TR UNIT 78462F103 13,529 94,000 SH SOLE 94,000 SUNOCO INC COM 86764P109 21,776 465,000 SH SOLE 465,000 THL CREDIT INC COM 872438106 17,806 1,269,107 SH SOLE 1,269,107 TEEKAY LNG PARTNERS LP PRTNRSP UNITS Y8564M105 752 20,000 SH SOLE 20,000 TIVO INC COM 888706108 25,032 2,400,000 SH SOLE 2,400,000 TWO HARBORS INVESTMENT CORP COM 90187B101 1,175 100,000 SH SOLE 100,000 UNITEDHEALTH GROUP INC COM 91324P102 108,916 1,965,638 SH SOLE 1,965,638 VALIDUS HOLDINGS LTD COM SHS G9319H102 33,923 1,000,396 SH SOLE 1,000,396 WALGREEN CO COM 931422109 68,660 1,884,200 SH SOLE 1,884,200 WELLS FARGO & CO COM 949746101 48,352 1,400,300 SH SOLE 1,400,300 WELLPOINT INC COM 94973V107 74,573 1,285,527 SH SOLE 1,285,527
------------------------------------------------------------------------------------------------------------------------------------ Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Shares or Title of Value Principal SH/ PUT/ Investment Other Voting Authority Name of Issuer Class Cusip (x$1,000) Amount PRN CALL Discretion Managers Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ WILLIAMS COS INC COM 969457100 100,473 2,873,108 SH SOLE 2,873,108 WATSON PHARMACEUTICALS INC COM 942683103 79,310 931,300 SH SOLE 931,300 WPX ENERGY INC COM 98212B103 33,238 2,003,490 SH SOLE 2,003,490 WESTERN UNION CO COM 959802109 79,713 4,375,013 SH SOLE 4,375,013 XL GROUP PLC SHS G98290102 97,147 4,042,737 SH SOLE 4,042,737 CROSSTEX ENERGY LP COM 22765U102 356 23,100 SH SOLE 23,100 VODAFONE GROUP PLC-SP ADR COM 92857W209 10,696 375,356 SH SOLE 375,356 KKR FINANCIAL HOLDINGS LLC NOTE 7.500% 1/1 48248AAD0 841 600,000 SH SOLE 600,000 4,983,256