0000898358-20-000004.txt : 20200430
0000898358-20-000004.hdr.sgml : 20200430
20200430155043
ACCESSION NUMBER: 0000898358-20-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200430
DATE AS OF CHANGE: 20200430
EFFECTIVENESS DATE: 20200430
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: KORNITZER CAPITAL MANAGEMENT INC /KS
CENTRAL INDEX KEY: 0000898358
IRS NUMBER: 481069845
STATE OF INCORPORATION: KS
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03620
FILM NUMBER: 20835468
BUSINESS ADDRESS:
STREET 1: P O BOX 918
CITY: SHAWNEE MISSION
STATE: KS
ZIP: 66201
BUSINESS PHONE: 9136777778
MAIL ADDRESS:
STREET 1: PO BOX 918
CITY: SHAWNEE MISSION
STATE: KS
ZIP: 66201
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000898358
XXXXXXXX
03-31-2020
03-31-2020
KORNITZER CAPITAL MANAGEMENT INC /KS
PO BOX 918
SHAWNEE MISSION
KS
66201
13F HOLDINGS REPORT
028-03620
N
John C. Kornitzer
President
913-677-7778
John C. Kornitzer
Shawnee Mission
KS
04-30-2020
0
490
4214302
false
INFORMATION TABLE
2
live1q20.xml
3M CO
COM
88579Y101
15990
117135
SH
SOLE
117135
0
0
8X8 INC.
COM
282914100
14397
1038722
SH
SOLE
1038722
0
0
A T & T INC
COM
00206R102
39813
1365784
SH
SOLE
1365784
0
0
A. O. SMITH CORP
COM
831865209
1445
38215
SH
SOLE
38215
0
0
ABB LTD (SW)
COM
000375204
10597
613970
SH
SOLE
613970
0
0
ABBOTT LABORATORIES
COM
002824100
35642
451677
SH
SOLE
451677
0
0
ABBVIE INC COM
COM
00287Y109
2323
30484
SH
SOLE
30484
0
0
ACADIA PHARMACEUTICALS
COM
004225108
4768
112850
SH
SOLE
112850
0
0
ACCEL ENTERTAINMENT INC
COM
00436Q106
937
125000
SH
SOLE
125000
0
0
ACI WORLDWIDE INC
COM
004498101
3214
133102
SH
SOLE
133102
0
0
ACTIVISION BLIZZARD INC.
COM
00507v109
15459
259895
SH
SOLE
259895
0
0
ACUITY BRANDS INC
COM
00508y102
2992
34927
SH
SOLE
34927
0
0
ADAPTIVE BIOTECHNOLOGIES
COM
00650F109
5504
198120
SH
SOLE
198120
0
0
ADOBE INC
COM
00724F101
2318
7283
SH
SOLE
7283
0
0
ADTRAN INC
COM
00738A106
1782
232080
SH
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232080
0
0
ADVANCED DRAINAGE SYSTEMS INC
COM
00790R104
4877
165655
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165655
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0
AGILENT TECHNOLOGIES INC
COM
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17932
250373
SH
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250373
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0
AIR TRANSPORT SERVICES GROUP I
COM
00922R105
11594
634235
SH
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634235
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0
AKAMAI TECHNOLOGIES
COM
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204336
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ALIBABA GROUP HOLDING LTD
COM
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12772
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0
ALIGN TECHNOLOGY INC
COM
016255101
19812
113897
SH
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113897
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ALLSTATE CORP
COM
020002101
24529
267400
SH
SOLE
267400
0
0
ALNYLAM PHARMACEUTICALS, INC.
COM
02043Q107
731
6720
SH
SOLE
6720
0
0
ALPHABET INC - CLASS A (GOOGL)
COM
02079K305
24537
21117
SH
SOLE
21117
0
0
ALPHABET INC- CLASS C (non-vot
COM
02079K107
8587
7385
SH
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7385
0
0
AMAZON.COM INC
COM
023135106
20250
10386
SH
SOLE
10386
0
0
AMERICAN CAMPUS COMMUNITIES
COM
024835100
970
34956
SH
SOLE
34956
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0
AMERICAN ELECTRIC POWER
COM
025537101
1256
15700
SH
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15700
0
0
AMERICAN TOWER CORP (REIT)
COM
03027X100
2599
11935
SH
SOLE
11935
0
0
AMERISOURCE-BERGEN CORP
COM
03073E105
1534
17330
SH
SOLE
17330
0
0
AMETEK INC.
COM
031100100
17823
247479
SH
SOLE
247479
0
0
AMGEN
COM
031162100
5406
26665
SH
SOLE
26665
0
0
ANALOG DEVICES
COM
032654105
15459
172433
SH
SOLE
172433
0
0
ANHEUSER-BUSCH COMPANIES INC
COM
03524a108
3697
83800
SH
SOLE
83800
0
0
ANTHEM INC
COM
036752103
766
3375
SH
SOLE
3375
0
0
AON PLC
COM
G0403H108
7922
48000
SH
SOLE
48000
0
0
APACHE CORP
COM
037411105
5675
1357547
SH
SOLE
1357547
0
0
APOGEE ENTERPRISES INC
COM
037598109
573
27500
SH
SOLE
27500
0
0
APPLE INC
COM
037833100
42538
167281
SH
SOLE
167281
0
0
ARCHER DANIELS MIDLAND
COM
039483102
8465
240615
SH
SOLE
240615
0
0
ASML HOLDING NV ORD
COM
N07059210
6735
25741
SH
SOLE
25741
0
0
ASPEN TECHNOLOGY, INC.
COM
045327103
19136
201287
SH
SOLE
201287
0
0
ASTRAZENECA PLC - SPONS ADR (U
COM
046353108
3975
89000
SH
SOLE
89000
0
0
AVALARA, INC
COM
05338G106
6824
91480
SH
SOLE
91480
0
0
B&G FOODS
COM
05508R106
9630
532355
SH
SOLE
532355
0
0
BAKER HUGHES CO
COM
05722G100
844
80370
SH
SOLE
80370
0
0
BANDWIDTH INC CL A
COM
05988J103
12166
180795
SH
SOLE
180795
0
0
BANK OF AMERICA CORP
COM
060505104
1440
67825
SH
SOLE
67825
0
0
BAXTER INTL INC
COM
071813109
26007
320326
SH
SOLE
320326
0
0
BAYER AKTIENGES - SPONSORED AD
COM
072730302
602
41500
SH
SOLE
41500
0
0
BECTON DICKINSON & CO.
COM
075887109
3094
13464
SH
SOLE
13464
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0
BENEFYTT TECHNOLOGIES CL A
COM
08182C106
4736
211515
SH
SOLE
211515
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0
BERKSHIRE HATHAWAY INC. - CLAS
COM
084670702
1308
7156
SH
SOLE
7156
0
0
BERKSHIRE HATHAWAY INC. CLASS
COM
084670108
272
1
SH
SOLE
1
0
0
BHP GROUP LIMITED
COM
088606108
641
17460
SH
SOLE
17460
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0
BIO RAD LABORATORIES INC CL A
COM
090572207
19951
56912
SH
SOLE
56912
0
0
BIO-TECHE CORPORATION
COM
09073M104
35131
185272
SH
SOLE
185272
0
0
BIOGEN INC
COM
09062X103
633
2000
SH
SOLE
2000
0
0
BLACKROCK INC
COM
09247X101
484
1100
SH
SOLE
1100
0
0
BOEING CO.
COM
097023105
10229
68585
SH
SOLE
68585
0
0
BOOKING HOLDINGS INC
COM
09857L108
6225
4627
SH
SOLE
4627
0
0
BORG WARNER INC
COM
099724106
5235
214815
SH
SOLE
214815
0
0
BOSTON BEER COMPANY CLASS A
COM
100557107
1176
3200
SH
SOLE
3200
0
0
BP PLC, INC ADR (UK)
COM
055622104
22287
913796
SH
SOLE
913796
0
0
BRIGHT HORIZONS FAMILY SOLUTIO
COM
109194100
1120
10980
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10980
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0
BRISTOL MYERS SQUIBB CO
COM
110122108
15402
276310
SH
SOLE
276310
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0
BROADCOM INC (AVGO)
COM
11135F101
2424
10225
SH
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10225
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0
BROADRIDGE FINANCIAL SOLUTIONS
COM
11133T103
7659
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SH
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BRUNSWICK CORP
COM
117043109
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BUNGE LTD
COM
g16962105
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19935
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CAMPBELL SOUP CO
COM
134429109
2553
55300
SH
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CANADIAN NATIONAL RAILWAY CO
COM
136375102
5279
68000
SH
SOLE
68000
0
0
CARDLYTIC INC
COM
14161W105
454
13000
SH
SOLE
13000
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CARGURUS, INC
COM
141788109
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SH
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CARMAX INC
COM
143130102
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262348
SH
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262348
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0
CARNIVAL CORP CLASS A PAIRED S
COM
143658300
3804
288813
SH
SOLE
288813
0
0
CATALENT INC
COM
148806102
9175
176610
SH
SOLE
176610
0
0
CBOE GLOBAL MARKETS INC
COM
12503M108
16390
183641
SH
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183641
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CBRE GROUP INC - CL A
COM
12504L109
2795
74106
SH
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74106
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CERENCE INC
COM
156727109
1897
123200
SH
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123200
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CERNER CORP
COM
156782104
3617
57416
SH
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57416
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0
CHEGG, INC
COM
163092109
3130
87485
SH
SOLE
87485
0
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CHEMED CORP
COM
16359R103
2214
5110
SH
SOLE
5110
0
0
CHEVRON CORP
COM
166764100
31357
432751
SH
SOLE
432751
0
0
CHEWY, INC CL A
COM
16679L109
14590
389174
SH
SOLE
389174
0
0
CHIPOTLE MEXICAN GRILL- CLASS
COM
169656105
11296
17262
SH
SOLE
17262
0
0
CHURCH & DWIGHT CO. INC.
COM
171340102
16509
257235
SH
SOLE
257235
0
0
CIENA CORPORATION
COM
171779309
19666
493996
SH
SOLE
493996
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0
CINCINNATI FINANCIAL CORP
COM
172062101
17100
226646
SH
SOLE
226646
0
0
CINTAS CORPORATION
COM
172908105
485
2800
SH
SOLE
2800
0
0
CISCO SYS INC COM
COM
17275R102
37792
961384
SH
SOLE
961384
0
0
CITIGROUP INC
COM
172967424
362
8605
SH
SOLE
8605
0
0
CITIZENS FINANCIAL GROUP INC
COM
174610105
5253
279285
SH
SOLE
279285
0
0
CITRIX
COM
177376100
2395
16920
SH
SOLE
16920
0
0
CLEVELAND-CLIFFS INC
COM
185899101
39
10000
SH
SOLE
10000
0
0
CLOROX CO
COM
189054109
41507
239580
SH
SOLE
239580
0
0
CME GROUP INC.
COM
12572Q105
13069
75580
SH
SOLE
75580
0
0
COCA-COLA
COM
191216100
37703
852050
SH
SOLE
852050
0
0
COLGATE PALMOLIVE CO
COM
194162103
9094
137045
SH
SOLE
137045
0
0
COLLIERS INTL GROUP INC
COM
194693107
487
10140
SH
SOLE
10140
0
0
COMCAST CORP CLASS A
COM
20030N101
853
24817
SH
SOLE
24817
0
0
COMMUNITY HEALTHCARE TRUST INC
COM
20369C106
2243
58606
SH
SOLE
58606
0
0
COMPASS DIVERSIFIED HOLDINGS
COM
20451Q104
1424
106300
SH
SOLE
106300
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0
COMPASS MINERALS INTERNATIONAL
COM
20451N101
10559
274480
SH
SOLE
274480
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0
CONAGRA BRANDS
COM
205887102
7759
264435
SH
SOLE
264435
0
0
CONOCOPHILLIPS
COM
20825C104
15489
502890
SH
SOLE
502890
0
0
CONTURA ENERGY INC
COM
21241B100
36
15224
SH
SOLE
15224
0
0
COPART INC
COM
217204106
16400
239351
SH
SOLE
239351
0
0
CORNING INC
COM
219350105
4340
211296
SH
SOLE
211296
0
0
CORTEVA INC (CTVA)
COM
22052L104
3217
136883
SH
SOLE
136883
0
0
COSTAR GROUP INC
COM
22160N109
29777
50710
SH
SOLE
50710
0
0
COSTCO WHOLESALE
COM
22160K105
42859
150313
SH
SOLE
150313
0
0
CRH PLC - SPONS ADR
COM
12626k203
2158
80400
SH
SOLE
80400
0
0
CROWN CASTLE INTL CORP
COM
22822V101
15360
106372
SH
SOLE
106372
0
0
CUMMINS INC.
COM
231021106
2878
21265
SH
SOLE
21265
0
0
CVS HEALTH CORP
COM
126650100
918
15467
SH
SOLE
15467
0
0
CYBER-ARK SOFTWARE LTD/ISRAEL
COM
M2682V108
1206
14100
SH
SOLE
14100
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0
CYRUSONE INC
COM
23283R100
11454
185485
SH
SOLE
185485
0
0
CareDx, Inc
COM
14167L103
10272
470552
SH
SOLE
470552
0
0
DANAHER CORP
COM
235851102
5866
42382
SH
SOLE
42382
0
0
DECIPHERA PHARMACEUTICALS INC
COM
24344T101
8037
195225
SH
SOLE
195225
0
0
DEL TACO RESTAURANTS INC
COM
245496104
230
67100
SH
SOLE
67100
0
0
DELEK LOGISTICS PARTNERS LP (A
COM
24664T103
1274
140000
SH
SOLE
140000
0
0
DELTA AIR LINES, INC.
COM
247361702
874
30640
SH
SOLE
30640
0
0
DEXCOM INC
COM
252131107
17055
63337
SH
SOLE
63337
0
0
DIAGEO PLC ADR (UK)
COM
25243Q205
11739
92344
SH
SOLE
92344
0
0
DIGITAL REALTY TRUST INC
COM
253868103
12544
90300
SH
SOLE
90300
0
0
DISNEY (WALT) CO.
COM
254687106
8700
90065
SH
SOLE
90065
0
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DOLLAR GENERAL CORP
COM
256677105
6837
45277
SH
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45277
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DOMINO'S PIZZA
COM
25754A201
10209
31502
SH
SOLE
31502
0
0
DOVER CORP
COM
260003108
986
11750
SH
SOLE
11750
0
0
DOW INC (DOW)
COM
260557103
11241
384426
SH
SOLE
384426
0
0
DUNKIN BRANDS GROUP INC
COM
265504100
298
5613
SH
SOLE
5613
0
0
DUPONT DE NEMOURS INC (DD)
COM
26614N102
6723
197167
SH
SOLE
197167
0
0
EASTMAN CHEMICAL CO
COM
277432100
5669
121706
SH
SOLE
121706
0
0
EATON CORP PLC
COM
G29183103
204
2631
SH
SOLE
2631
0
0
ECOLAB INC
COM
278865100
8949
57425
SH
SOLE
57425
0
0
EDISON INTERNATIONAL INC
COM
281020107
1674
30550
SH
SOLE
30550
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
16745
88774
SH
SOLE
88774
0
0
EHEATLH INC
COM
28238P109
24110
171209
SH
SOLE
171209
0
0
ELECTRONIC ARTS INC
COM
285512109
5507
54974
SH
SOLE
54974
0
0
ELI LILLY & CO COM
COM
532457108
34068
245585
SH
SOLE
245585
0
0
EMERSON ELECTRIC CO
COM
291011104
7636
160242
SH
SOLE
160242
0
0
ENDAVA PLC - ADR
COM
29260V105
3100
88160
SH
SOLE
88160
0
0
ENERGY TRANSFER EQUITY LP (k-1
COM
29273v100
725
157610
SH
SOLE
157610
0
0
ENTERPRISE PRODUCTS PARTNERS (
COM
293792107
690
48250
SH
SOLE
48250
0
0
ENVESTNET INC
COM
29404K106
1183
22005
SH
SOLE
22005
0
0
ENVIVA PARTNERS LP
COM
29414J107
460
17200
SH
SOLE
17200
0
0
EPAM SYSTEMS, INC
COM
29414B104
18446
99351
SH
SOLE
99351
0
0
EQUIFAX INC
COM
294429105
11617
97254
SH
SOLE
97254
0
0
EQUINIX INC
COM
29444U700
30319
48544
SH
SOLE
48544
0
0
ESTABLISHMENT LABS HOLDINGS
COM
G31249108
929
64300
SH
SOLE
64300
0
0
ESTEE LAUDER - CLASS A
COM
518439104
10575
66369
SH
SOLE
66369
0
0
ETSY, INC
COM
29786A106
10635
276675
SH
SOLE
276675
0
0
EURONET WORLDWIDE
COM
298736109
716
8350
SH
SOLE
8350
0
0
EVERGY INC
COM
30034W106
444
8074
SH
SOLE
8074
0
0
EVERQUOTE INC
COM
30041R108
627
23900
SH
SOLE
23900
0
0
EXACT SCIENCES CORP
COM
30063P105
747
12881
SH
SOLE
12881
0
0
EXPEDIA GROUP, INC
COM
30212P303
3637
64632
SH
SOLE
64632
0
0
EXXON MOBIL CORP COM
COM
30231G102
23548
620167
SH
SOLE
620167
0
0
F5 NETWORKS INC
COM
315616102
978
9170
SH
SOLE
9170
0
0
FACEBOOK, INC.
COM
30303M102
12008
71988
SH
SOLE
71988
0
0
FAIR ISAAC CORP
COM
303250104
1726
5609
SH
SOLE
5609
0
0
FANUC CORP ADR
COM
307305102
244
18000
SH
SOLE
18000
0
0
FASTENAL COMPANY
COM
311900104
17170
549429
SH
SOLE
549429
0
0
FEDERAL SIGNAL
COM
313855108
1296
47500
SH
SOLE
47500
0
0
FEDEX CORPORATION
COM
31428X106
8040
66307
SH
SOLE
66307
0
0
FIRSTSERVICE CORP NEW
COM
33767E202
345
4475
SH
SOLE
4475
0
0
FISERV INC
COM
337738108
14119
148640
SH
SOLE
148640
0
0
FIVE BELOW, INC.
COM
33829M101
2039
28965
SH
SOLE
28965
0
0
FIVE9 INC
COM
338307101
1025
13400
SH
SOLE
13400
0
0
FIVERR INTERNATIONAL INC
COM
M4R82T106
3464
137610
SH
SOLE
137610
0
0
FLEETCOR TECHNOLOGIES, INC
COM
339041105
4521
24237
SH
SOLE
24237
0
0
FMC CORP
COM
302491303
5195
63598
SH
SOLE
63598
0
0
FORD MOTOR CO
COM
345370860
2546
527128
SH
SOLE
527128
0
0
FOUNDATION BUILDING MATERIAL
COM
350392106
619
60200
SH
SOLE
60200
0
0
FTI CONSULTING INC.
COM
302941109
7907
66020
SH
SOLE
66020
0
0
GALLAGHER ARTHUR J & CO
COM
363576109
37763
463293
SH
SOLE
463293
0
0
GARMIN LTD
COM
H2906T109
13872
185054
SH
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185054
0
0
GENERAC HOLDINGS INC
COM
368736104
23126
248215
SH
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248215
0
0
GENERAL DYNAMICS CORP
COM
369550108
19792
149588
SH
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149588
0
0
GENERAL ELECTRIC
COM
369604103
1093
137710
SH
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137710
0
0
GENERAL MILLS
COM
370334104
25118
475984
SH
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475984
0
0
GENUINE PARTS CO
COM
372460105
1124
16690
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16690
0
0
GILEAD SCIENCES INC
COM
375558103
14742
197185
SH
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197185
0
0
GLAXO SMITHKLINE ADR
COM
37733W105
32759
864574
SH
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864574
0
0
GLOBAL PAYMENTS INC
COM
37940X102
25067
173800
SH
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173800
0
0
GRAINGER W W INC
COM
384802104
555
2234
SH
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2234
0
0
GRAPHIC PACKAGING HOLDING CO
COM
388689101
533
43700
SH
SOLE
43700
0
0
GREEN DOT CORP - CLASS A
COM
39304D102
5201
204830
SH
SOLE
204830
0
0
GREENBRIER COMPANIES INC
COM
393657101
337
19000
SH
SOLE
19000
0
0
GRIFOLS SA-ADR
COM
398438408
6614
328400
SH
SOLE
328400
0
0
GUIDEWIRE SOFTWARE INC
COM
40171V100
15537
195903
SH
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195903
0
0
HALOZYME THERAPEUTICS, INC
COM
40637H109
8469
470750
SH
SOLE
470750
0
0
HAMILTON LANE INC - CLASS A
COM
407497106
10375
187585
SH
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187585
0
0
HASBRO INC
COM
418056107
512
7150
SH
SOLE
7150
0
0
HCA HEALTHCARE INC
COM
40412C101
686
7640
SH
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7640
0
0
HD SUPPLY HOLDINGS INC
COM
40416M105
1756
61769
SH
SOLE
61769
0
0
HEALTHEQUITY INC
COM
42226A107
6841
135230
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135230
0
0
HEALTHSTREAM INC
COM
42222N103
1197
50000
SH
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50000
0
0
HELMERICH & PAYNE INC
COM
423452101
5489
350765
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350765
0
0
HERSHEY FOODS
COM
427866108
21272
160547
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SOLE
160547
0
0
HESS CORP
COM
42809H107
34347
1031438
SH
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1031438
0
0
HEXCEL CORP
COM
428291108
3342
89875
SH
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89875
0
0
HILL-ROM HOLDINGS
COM
431475102
1822
18110
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18110
0
0
HMS HOLDINGS INC
COM
40425J101
3747
148280
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148280
0
0
HOLLYFRONTIER CORP (HFC)
COM
436106108
18791
766665
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766665
0
0
HOME DEPOT INC
COM
437076102
7211
38622
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38622
0
0
HONEYWELL INTERNATIONAL INC.
COM
438516106
5699
42598
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42598
0
0
I-SHARES BARCLAYS 20 YR TREAS
COM
464287432
1540
9336
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9336
0
0
IAA, INC
COM
449253103
18009
601105
SH
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601105
0
0
IAC/INTERACTIVECORP
COM
44919P508
1752
9774
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9774
0
0
ICF INTL INC
COM
44925C103
11900
173223
SH
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173223
0
0
ICICI BANK LTD. - SPON ADR (IN
COM
45104G104
4909
577480
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577480
0
0
IDEXX LABORATORIES INC
COM
45168D104
9707
40073
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40073
0
0
IHS MARKIT LTD
COM
G47567105
28860
481001
SH
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481001
0
0
ILLINOIS TOOL WORKS INC
COM
452308109
271
1905
SH
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1905
0
0
ILLUMINA INC
COM
452327109
31637
115834
SH
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115834
0
0
INCYTE CORPORATION
COM
45337C102
14785
201902
SH
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201902
0
0
INPHI CORP
COM
45772F107
8742
110420
SH
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110420
0
0
INSPIRE MEDICAL SYSTEMS INC
COM
457730109
1084
17985
SH
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17985
0
0
INSULET CORP
COM
45784P101
9354
56459
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56459
0
0
INT'L BUSINESS MACHINES
COM
459200101
24258
218679
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SOLE
218679
0
0
INTEL CORP
COM
458140100
65600
1212116
SH
SOLE
1212116
0
0
INTERCONTINENTAL EXCHANGE INC
COM
45866F104
23215
287497
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SOLE
287497
0
0
INTERNATIONAL PAPER
COM
460146103
3988
128123
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128123
0
0
INTERNATL FLAVORS & FRAGRANCES
COM
459506101
1804
17675
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SOLE
17675
0
0
INTUIT INC
COM
461202103
3160
13740
SH
SOLE
13740
0
0
INTUITIVE SURGICAL INC
COM
46120E602
2035
4110
SH
SOLE
4110
0
0
INVESCO DB COMMODITY INDEX TRA
COM
46138B103
345
30626
SH
SOLE
30626
0
0
ISHARES COMEX GOLD TRUST
COM
464285105
494
32789
SH
SOLE
32789
0
0
ISHARES CORE MSCI EAFE ETF
COM
46432F842
269
5399
SH
SOLE
5399
0
0
ISHARES LEHMAN 7-10YR TREAS BO
COM
464287440
1059
8717
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8717
0
0
ISHARES S&P 500 INDEX FUND
COM
464287200
553
2139
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2139
0
0
ISHARES VALUE INDEX FUND
COM
464287408
266
2763
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2763
0
0
J P MORGAN CHASE
COM
46625h100
3360
37319
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37319
0
0
JAZZ PHARMACEUTICALS PLC
COM
G50871105
529
5304
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5304
0
0
JM SMUCKER CO
COM
832696405
374
3365
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SOLE
3365
0
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JOHN BEAN TECHNOLOGIES
COM
477839104
6100
82130
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82130
0
0
JOHNSON & JOHNSON
COM
478160104
52369
399368
SH
SOLE
399368
0
0
JOHNSON CONTROLS INC
COM
G51502105
1571
58269
SH
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58269
0
0
KANSAS CITY SOUTHERN INC
COM
485170302
33613
264292
SH
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264292
0
0
KAR AUCTION SERVICES INC
COM
48238T109
1660
138350
SH
SOLE
138350
0
0
KELLOGG CO
COM
487836108
14292
238235
SH
SOLE
238235
0
0
KEURIG DR PEPPER INC
COM
49271V100
2779
114510
SH
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114510
0
0
KEYSIGHT TECHNOLOGIES, INC
COM
49338L103
17965
214683
SH
SOLE
214683
0
0
KIMBERLY-CLARK CORP
COM
494368103
35740
279500
SH
SOLE
279500
0
0
KINDER MORGAN INC
COM
49456B101
29751
2137275
SH
SOLE
2137275
0
0
KINSALE CAPITAL GROUP INC
COM
49714P108
1662
15900
SH
SOLE
15900
0
0
KORN FERRY
COM
500643200
3343
137460
SH
SOLE
137460
0
0
KORNIT DIGITAL LTD
COM
M6372Q113
8573
344428
SH
SOLE
344428
0
0
KRAFT HEINZ CO
COM
500754106
4310
174229
SH
SOLE
174229
0
0
KRATOS DEFENSE & SECURITY SOLU
COM
50077B207
933
67400
SH
SOLE
67400
0
0
L3 HARRIS TECHNOLOGIES
COM
502431109
14006
77762
SH
SOLE
77762
0
0
LABORATORY CORP AMER HOLDINGS
COM
50540R409
14619
115664
SH
SOLE
115664
0
0
LAM RESEARCH CORP
COM
512807108
9805
40853
SH
SOLE
40853
0
0
LANDMARK BANCORP INC.
COM
51504L107
2098
102848
SH
SOLE
102848
0
0
LAS VEGAS SANDS CORP
COM
517834107
1044
24575
SH
SOLE
24575
0
0
LGI HOMES, INC.
COM
50187T106
587
13000
SH
SOLE
13000
0
0
LHC GROUP INC
COM
50187A107
1809
12900
SH
SOLE
12900
0
0
LIBERTY MEDIA CORP FORMULA ONE
COM
531229870
598
23163
SH
SOLE
23163
0
0
LIBERTY MEDIA CORP-BRAVES C
COM
531229888
816
42800
SH
SOLE
42800
0
0
LIGAND PHARMACEUTICALS
COM
53220K504
10194
140175
SH
SOLE
140175
0
0
LINDE AG
COM
G5494J103
5426
31364
SH
SOLE
31364
0
0
LIONS GATE ENTERTAINMENT CL A
COM
535919401
6151
1011637
SH
SOLE
1011637
0
0
LIONS GATE ENTERTAINMENT CL B
COM
535919500
5924
1061734
SH
SOLE
1061734
0
0
LITTELFUSE INC
COM
537008104
9785
73343
SH
SOLE
73343
0
0
LIVE NATION ENTERTAINMENT INC.
COM
538034109
2022
44477
SH
SOLE
44477
0
0
LIVENT CORP
COM
53814L108
87
16570
SH
SOLE
16570
0
0
LIVONGO HEALTH INC
COM
539183103
9763
342195
SH
SOLE
342195
0
0
LKQ CORP
COM
501889208
823
40116
SH
SOLE
40116
0
0
LOCKHEED MARTIN CORP
COM
539830109
991
2925
SH
SOLE
2925
0
0
LOWES COMPANIES INC.
COM
548661107
1198
13921
SH
SOLE
13921
0
0
LUMENTUM HOLDINGS INC
COM
55024U109
7749
105140
SH
SOLE
105140
0
0
M.D.C. HOLDINGS, INC.
COM
552676108
397
17111
SH
SOLE
17111
0
0
MALIBU BOATS, INC
COM
56117J100
576
20000
SH
SOLE
20000
0
0
MARATHON OIL CORP
COM
565849106
262
79665
SH
SOLE
79665
0
0
MARATHON PETROLEUM CORP
COM
56585A102
2677
113326
SH
SOLE
113326
0
0
MARKETAXESS HOLDINGS, INC.
COM
57060D108
2607
7839
SH
SOLE
7839
0
0
MARRIOTT INTERNATIONAL CLASS A
COM
571903202
11422
152680
SH
SOLE
152680
0
0
MARTIN MARIETTA MATERIALS INC
COM
573284106
21467
113446
SH
SOLE
113446
0
0
MARVELL TECHNOLOGY GROUP LTD
COM
G5876H105
6430
284125
SH
SOLE
284125
0
0
MASCO CORP
COM
574599106
994
28760
SH
SOLE
28760
0
0
MASIMO CORP
COM
574795100
1806
10198
SH
SOLE
10198
0
0
MASTEC INC
COM
576323109
7424
226815
SH
SOLE
226815
0
0
MASTERCARD INC-CLASS A
COM
57636Q104
5712
23647
SH
SOLE
23647
0
0
MATERALISE NV ADR
COM
57667T100
815
43900
SH
SOLE
43900
0
0
MAXIM INTEGRATED PRODUCTS INC
COM
57772K101
957
19696
SH
SOLE
19696
0
0
MAXLINEAR INC
COM
57776J100
525
45000
SH
SOLE
45000
0
0
MCCORMICK & CO INC
COM
579780206
445
3150
SH
SOLE
3150
0
0
MCDONALD'S CORP
COM
580135101
30156
182375
SH
SOLE
182375
0
0
MEDTRONIC PLC
COM
G5960L103
14916
165405
SH
SOLE
165405
0
0
MERCK & CO NEW
COM
58933Y105
44426
577407
SH
SOLE
577407
0
0
MFC VANGUARD INDEX FUNDS S&P 5
COM
922908363
1526
6445
SH
SOLE
6445
0
0
MGP INGREDIENTS INC
COM
55303J106
1318
49000
SH
SOLE
49000
0
0
MICRON TECHNOLOGY
COM
595112103
8198
194905
SH
SOLE
194905
0
0
MICROSOFT CORP
COM
594918104
137377
871071
SH
SOLE
871071
0
0
MIMECAST, LTD
COM
G14838109
10639
301401
SH
SOLE
301401
0
0
MODERNA, INC
COM
60770K107
565
18870
SH
SOLE
18870
0
0
MONDELEZ INTL INC
COM
609207105
2990
59707
SH
SOLE
59707
0
0
MONOLITHIC POWER SYSTEMS INC
COM
609839105
17875
106739
SH
SOLE
106739
0
0
MOODY'S CORPORATION
COM
615369105
21201
100240
SH
SOLE
100240
0
0
MORNINGSTAR INC.
COM
617700109
1072
9225
SH
SOLE
9225
0
0
MOTORCAR PARTS OF AMERICA, INC
COM
620071100
3684
292826
SH
SOLE
292826
0
0
MSCI INC
COM
55354G100
30547
105714
SH
SOLE
105714
0
0
MYLAN NV
COM
N59465109
373
25000
SH
SOLE
25000
0
0
NASDAQ OMX GROUP INC
COM
631103108
16166
170254
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SOLE
170254
0
0
NATERA, INC
COM
632307104
10860
363711
SH
SOLE
363711
0
0
NATIONAL INSTRUMENTS CORP
COM
636518102
13666
413115
SH
SOLE
413115
0
0
NESTLE S A SPONSORED ADR REPST
COM
641069406
819
7971
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SOLE
7971
0
0
NEWELL RUBBERMAID INC
COM
651229106
231
17375
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SOLE
17375
0
0
NEWMONT CORPORATION
COM
651639106
2420
53450
SH
SOLE
53450
0
0
NIC, INC.
COM
62914B100
1242
54000
SH
SOLE
54000
0
0
NIKE INC
COM
654106103
4703
56843
SH
SOLE
56843
0
0
NLIGHT INC
COM
65487K100
420
40000
SH
SOLE
40000
0
0
NORFOLK SOUTHERN CORP
COM
655844108
5948
40740
SH
SOLE
40740
0
0
NORTHERN TRUST CORP
COM
665859104
4457
59060
SH
SOLE
59060
0
0
NOVO-NORDISK A/S-SPONS ADR
COM
670100205
3672
61000
SH
SOLE
61000
0
0
NOVOCURE LIMITED
COM
G6674U108
6312
93740
SH
SOLE
93740
0
0
NV5 GLOBAL INC
COM
62945V109
785
19000
SH
SOLE
19000
0
0
O'REILLY AUTOMOTIVE INC
COM
67103H107
737
2447
SH
SOLE
2447
0
0
OMNICELL INC
COM
68213N109
1121
17100
SH
SOLE
17100
0
0
OPTINOSE INC.
COM
68404V100
2533
564180
SH
SOLE
564180
0
0
ORACLE CORP
COM
68389X105
272
5631
SH
SOLE
5631
0
0
ORTHOPEDIATRICS CORP
COM
68752l100
1054
26590
SH
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26590
0
0
OXFORD IMMUNOTEC GLOBAL PLC
COM
G6855A103
1050
113400
SH
SOLE
113400
0
0
PALO ALTO NETWORKS, INC.
COM
697435105
3543
21611
SH
SOLE
21611
0
0
PALOMAR HOLDINGS INC
COM
69753M105
9166
157595
SH
SOLE
157595
0
0
PARKER HANNIFIN CORP COM
COM
701094104
512
3950
SH
SOLE
3950
0
0
PATRICK INDUSTRIES INC
COM
703343103
845
30000
SH
SOLE
30000
0
0
PAYCHEX COM
COM
704326107
4406
70028
SH
SOLE
70028
0
0
PAYCOM SOFTWARE INC
COM
70432V102
3174
15714
SH
SOLE
15714
0
0
PAYLOCITY HOLDINGS CORP
COM
70438V106
5808
65765
SH
SOLE
65765
0
0
PAYPAL HOLDINGS INC
COM
70450Y103
2749
28710
SH
SOLE
28710
0
0
PAYSIGN, INC
COM
70451A104
4723
915310
SH
SOLE
915310
0
0
PEPSICO INC.
COM
713448108
51577
429453
SH
SOLE
429453
0
0
PFIZER
COM
717081103
38239
1171528
SH
SOLE
1171528
0
0
PGT INNOVATIONS INC
COM
69336V101
2800
333715
SH
SOLE
333715
0
0
PHILIP MORRIS INTERNATIONAL
COM
718172109
205
2810
SH
SOLE
2810
0
0
PHILLIPS 66
COM
718546104
5197
96861
SH
SOLE
96861
0
0
PITNEY BOWES INC
COM
724479100
2231
1093600
SH
SOLE
1093600
0
0
PLURALSIGHT, INC
COM
72941B106
5935
540565
SH
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540565
0
0
PRA HEALTH SCIENCES INC
COM
69354M108
13817
166386
SH
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166386
0
0
PROCTER & GAMBLE
COM
742718109
58235
529407
SH
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529407
0
0
PROGYNY
COM
74340E103
2566
121090
SH
SOLE
121090
0
0
PROOFPOINT, INC.
COM
743424103
9318
90826
SH
SOLE
90826
0
0
PROS HOLDINGS INC
COM
74346Y103
6556
211281
SH
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211281
0
0
QTS REALTY TRUST
COM
74736A103
7612
131220
SH
SOLE
131220
0
0
QUALCOMM INC
COM
747525103
36399
538045
SH
SOLE
538045
0
0
QUANTERIX CORP (QTRX)
COM
74766Q101
4949
269415
SH
SOLE
269415
0
0
QUIDEL CORPORATION
COM
74838J101
11111
113595
SH
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113595
0
0
RAYTHEON COMPANY -mrgd to RTX
COM
755111507
1376
10494
SH
SOLE
10494
0
0
REALPAGE INC.
COM
75606N109
15755
297650
SH
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297650
0
0
REPLIGEN CORP
COM
759916109
7840
81205
SH
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81205
0
0
REPUBLIC SERVICES INC
COM
760759100
23594
314336
SH
SOLE
314336
0
0
REYNOLDS CONSUMER PRODUCTS I
COM
76171L106
956
32766
SH
SOLE
32766
0
0
RINGCENTRAL INC
COM
76680R206
19647
92715
SH
SOLE
92715
0
0
RIO TINTO PLC SPONSORED ADR
COM
767204100
9058
198825
SH
SOLE
198825
0
0
ROCHE HLDS LTD SPONSORED ADR
COM
771195104
11268
277732
SH
SOLE
277732
0
0
ROCKWELL AUTOMATION INCO
COM
773903109
14408
95475
SH
SOLE
95475
0
0
ROYAL CARIBBEAN
COM
V7780T103
6994
217400
SH
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217400
0
0
ROYAL DUTCH SHELL PLC CL A ADR
COM
780259206
27805
796938
SH
SOLE
796938
0
0
ResMed INC
COM
761152107
1378
9356
SH
SOLE
9356
0
0
S&P GLOBAL INC
COM
78409V104
6319
25785
SH
SOLE
25785
0
0
SALESFORCE COM INC
COM
79466L302
3738
25962
SH
SOLE
25962
0
0
SANOFI SPONSORED (FR)- trds w/
COM
80105N105
1312
30000
SH
SOLE
30000
0
0
SAP AKTIENGESLLSCHAFT AG ADR (
COM
803054204
7160
64800
SH
SOLE
64800
0
0
SBA COMMUNICATIONS CORPORATION
COM
78410G104
22217
82293
SH
SOLE
82293
0
0
SCHLUMBERGER LTD
COM
806857108
15064
1116676
SH
SOLE
1116676
0
0
SCHWAB INTERNATIONAL EQUITY
COM
808524805
1189
46030
SH
SOLE
46030
0
0
SEMPRA ENERGY
COM
816851109
689
6100
SH
SOLE
6100
0
0
SEMTECH CORP
COM
816850101
1703
45418
SH
SOLE
45418
0
0
SERVICEMASTER GLOBAL HOLDING
COM
81761R109
13967
517286
SH
SOLE
517286
0
0
SERVICENOW
COM
81762P102
24004
83759
SH
SOLE
83759
0
0
SHUTTERSTOCK INC
COM
825690100
1110
34500
SH
SOLE
34500
0
0
SIENTRA INC
COM
82621J105
306
153600
SH
SOLE
153600
0
0
SILICON LABORATORIES INC
COM
826919102
3982
46625
SH
SOLE
46625
0
0
SITEONE LANDSCAPE SUPPLY INC
COM
82982L103
5530
75115
SH
SOLE
75115
0
0
SMITH & NEPHEW PLC - SPONSORED
COM
83175M205
5273
147000
SH
SOLE
147000
0
0
SPLUNK INC
COM
848637104
16331
129375
SH
SOLE
129375
0
0
SPROUT SOCIAL INC
COM
85209W109
3591
225005
SH
SOLE
225005
0
0
SQUARE, INC. CLASS A
COM
852234103
5527
105514
SH
SOLE
105514
0
0
SS&C TECHNOLOGIES INC
COM
78467J100
2201
50225
SH
SOLE
50225
0
0
STAAR SURGICAL COMPANY
COM
852312305
5394
167200
SH
SOLE
167200
0
0
STARBUCKS CORP
COM
855244109
829
12614
SH
SOLE
12614
0
0
STERIS CORP
COM
G8473T100
17964
128344
SH
SOLE
128344
0
0
STEVEN MADDEN, LTD.
COM
556269108
3124
134491
SH
SOLE
134491
0
0
STMICOELECTRONICS NV-NY SHS
COM
861012102
1722
80600
SH
SOLE
80600
0
0
SUMMIT MATERIALS, INC - CL A
COM
86614U100
6561
437400
SH
SOLE
437400
0
0
SUNCOR ENERGY INC
COM
867224107
1524
96435
SH
SOLE
96435
0
0
SYNEOS HEALTH INC
COM
87166B102
4583
116250
SH
SOLE
116250
0
0
SYNOPSYS, INC
COM
871607107
16405
127377
SH
SOLE
127377
0
0
SYSCO CORP
COM
871829107
19009
416588
SH
SOLE
416588
0
0
T ROWE PRICE GROUP INC
COM
74144T108
566
5800
SH
SOLE
5800
0
0
TAIWAN SEMICONDUCTOR MFG CO LT
COM
874039100
8090
169281
SH
SOLE
169281
0
0
TAKE-TWO INTERACTIVE SOFTWARE
COM
874054109
25890
218278
SH
SOLE
218278
0
0
TELADOC HEALTH, INC.
COM
87918A105
8963
57820
SH
SOLE
57820
0
0
TELEDYNE INC
COM
879360105
7212
24260
SH
SOLE
24260
0
0
TELEFLEX INC.
COM
879369106
15823
54030
SH
SOLE
54030
0
0
TENCENT HOLDINGS LIMITED
COM
88032Q109
4891
99700
SH
SOLE
99700
0
0
TEXAS INSTRUMENTS INC.
COM
882508104
1218
12184
SH
SOLE
12184
0
0
TEXAS ROADHOUSE INC-CL A
COM
882681109
1724
41750
SH
SOLE
41750
0
0
THE COOPER COS INC
COM
216648402
27738
100620
SH
SOLE
100620
0
0
THE LOVESAC CO
COM
54738L109
4088
701220
SH
SOLE
701220
0
0
THE RealReal
COM
88339P101
2037
290655
SH
SOLE
290655
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
2036
7179
SH
SOLE
7179
0
0
TJX COMPANIES INC
COM
872540109
1034
21625
SH
SOLE
21625
0
0
TRACTOR SUPPLY CO
COM
892356106
684
8085
SH
SOLE
8085
0
0
TRADEWEB MARKETS, INC CL A
COM
892672106
16354
389016
SH
SOLE
389016
0
0
TRANSUNION
COM
89400J107
17016
257112
SH
SOLE
257112
0
0
TRAVEL BV-ADR
COM
89686D105
288
197000
SH
SOLE
197000
0
0
TREX COMPANY, INC
COM
89531P105
10378
129499
SH
SOLE
129499
0
0
TRIMBLE NAVIGATION LTD
COM
896239100
4306
135274
SH
SOLE
135274
0
0
TRUIST FINANCIAL CORP (TFC)
COM
89832Q109
21401
693949
SH
SOLE
693949
0
0
TWILIO INC - A
COM
90138F102
11632
129986
SH
SOLE
129986
0
0
TYLER TECHNOLOGIES
COM
902252105
16809
56680
SH
SOLE
56680
0
0
TYSON FOODS INC.
COM
902494103
765
13220
SH
SOLE
13220
0
0
UBER TECHNOLOGIES
COM
90353T100
4688
167900
SH
SOLE
167900
0
0
UBS FI ENHANCED GLOBAL HIGH YL
COM
90274D218
208
1804
SH
SOLE
1804
0
0
UNILEVER NV NY -ADR (TICKER UN
COM
904784709
4895
100334
SH
SOLE
100334
0
0
UNILEVER PLC ADR (TICKER UL)
COM
904767704
1792
35440
SH
SOLE
35440
0
0
UNION PACIFIC
COM
907818108
5860
41548
SH
SOLE
41548
0
0
UNITED PARCEL SERVICE - CL B
COM
911312106
8468
90646
SH
SOLE
90646
0
0
UNITED TECHNOLOGIES -mrgd to R
COM
913017109
2320
24594
SH
SOLE
24594
0
0
UNITEDHEALTH GROUP, INC.
COM
91324P102
5448
21845
SH
SOLE
21845
0
0
UNIVAR SOLUTIONS INC
COM
91336L107
658
61408
SH
SOLE
61408
0
0
UNIVERSAL ELECTRONICS INC
COM
913483103
464
12100
SH
SOLE
12100
0
0
URBAN OUTFITTERS INC
COM
917047102
245
17225
SH
SOLE
17225
0
0
UROVANT SCIENCES LTD
COM
G9381B108
471
51100
SH
SOLE
51100
0
0
US BANCORP
COM
902973304
1933
56115
SH
SOLE
56115
0
0
VAALCO ENERGY, INC (13D)
COM
91851C201
1956
2168670
SH
SOLE
2168670
0
0
VAIL RESORTS INC
COM
91879Q109
2384
16137
SH
SOLE
16137
0
0
VANGUARD INDEX TRUST
COM
922908553
409
5855
SH
SOLE
5855
0
0
VANGUARD MORTGAGE BACKED ETF I
COM
92206C771
878
16116
SH
SOLE
16116
0
0
VARONIS SYSTEMS INC
COM
922280102
9128
143365
SH
SOLE
143365
0
0
VEEVA SYSTEMS INC CL A
COM
922475108
17834
114052
SH
SOLE
114052
0
0
VERISIGN INC
COM
92343E102
18376
102040
SH
SOLE
102040
0
0
VERISK ANALYTICS INC
COM
92345Y106
25060
179795
SH
SOLE
179795
0
0
VERIZON COMM
COM
92343V104
44484
827919
SH
SOLE
827919
0
0
VERRICA PHARMACEUTICALS INC
COM
92511W108
5140
470274
SH
SOLE
470274
0
0
VERTICALS INC-CLASS A
COM
46571Y107
1529
80100
SH
SOLE
80100
0
0
VIPER ENERGY PARTNERS LP
COM
92763M105
298
45000
SH
SOLE
45000
0
0
VIRTUSA CORP
COM
92827P102
883
31100
SH
SOLE
31100
0
0
VISA INC
COM
92826C839
12411
77030
SH
SOLE
77030
0
0
VMWARE INC CLASS A
COM
928563402
21026
173621
SH
SOLE
173621
0
0
WAL MART INC.
COM
931142103
20282
178504
SH
SOLE
178504
0
0
WALGREEN BOOTS ALLIANCE INC
COM
931427108
2535
55403
SH
SOLE
55403
0
0
WALKER & DUNLOP INC (WD)
COM
93148P102
403
10000
SH
SOLE
10000
0
0
WASTE MANAGEMENT
COM
94106L109
46825
505883
SH
SOLE
505883
0
0
WELLS FARGO CO
COM
949746101
9111
317451
SH
SOLE
317451
0
0
WESTERN DIGITAL CORP
COM
958102105
343
8250
SH
SOLE
8250
0
0
WEYERHAEUSER CO
COM
962166104
6137
362040
SH
SOLE
362040
0
0
WILLDAN GROUP INC
COM
96924N100
1028
48100
SH
SOLE
48100
0
0
WINGSTOP INC
COM
974155103
5021
63005
SH
SOLE
63005
0
0
XILINX INC
COM
983919101
2000
25665
SH
SOLE
25665
0
0
XTRACKERS USD HIGH YIELD CORP
COM
233051432
303
6872
SH
SOLE
6872
0
0
XYLEM INC.
COM
98419M100
18701
287132
SH
SOLE
287132
0
0
YEXT INC
COM
98585N106
428
42000
SH
SOLE
42000
0
0
YUM! BRANDS INC
COM
988498101
1272
18560
SH
SOLE
18560
0
0
ZIMMER BIOMET HOLDINGS
COM
98956P102
1549
15325
SH
SOLE
15325
0
0
ZOETIS INC
COM
98978V103
2204
18726
SH
SOLE
18726
0
0
ELANCO ANIMAL HLTH 5 CONV PRD
PFD CV
28414H202
445
10000
SH
SOLE
10000
0
0
8X8 INC (EGHT) - 38.948 conv r
CONV
282914AB6
2613
3000000
PRN
SOLE
3000000
0
0
AIR TRANSPORT SERVICES G (ATSG
CONV
00922RAB1
2112
2500000
PRN
SOLE
2500000
0
0
APELLIS PHARMACEUTICALS INC 14
CONV
03753UAA4
306
300000
PRN
SOLE
300000
0
0
BANDWIDTH INC (BAND) 144A - 10
CONV
05988JAA1
480
500000
PRN
SOLE
500000
0
0
BIOMARIN PHARMACEUTICAL - 8.02
CONV
09061GAH4
838
800000
PRN
SOLE
800000
0
0
CARDTRONICS INC (CATM)- 19.102
CONV
14161HAG3
3426
3600000
PRN
SOLE
3600000
0
0
COLLEGIUM PHARMA (COLL) - 34.2
CONV
19459JAA2
455
500000
PRN
SOLE
500000
0
0
DERMIRA INC (DERM) - 28.2079 c
CONV
24983LAB0
1023
1000000
PRN
SOLE
1000000
0
0
EXACT SCIENCES (EXAS) - 8.2076
CONV
30063PAC9
785
1000000
PRN
SOLE
1000000
0
0
FLEXION THERAPEUTICS INC (FLXN
CONV
33938JAB2
1534
2000000
PRN
SOLE
2000000
0
0
GREENBRIER COS INC (GBX) - 34.
CONV
393657AK7
762
1000000
PRN
SOLE
1000000
0
0
GUIDEWIRE SOFTWARE INC (GWRE)
CONV
40171VAA8
2409
2500000
PRN
SOLE
2500000
0
0
HORIZON PHARMA INC (HZNP) - co
CONV
44052TAB7
862
750000
PRN
SOLE
750000
0
0
J2 GLOBAL COMMUNICATIONS (JCOM
CONV
48123VAD4
2053
2250000
PRN
SOLE
2250000
0
0
LIGAND PHARMACEUTICALS I (LGND
CONV
53220KAF5
1651
2000000
PRN
SOLE
2000000
0
0
LIVE NATION (LYV) 14.7005 conv
CONV
538034AQ2
238
250000
PRN
SOLE
250000
0
0
LUMENTUM HOLDINGS 144A (LITE)
CONV
55024UAC3
2798
2750000
PRN
SOLE
2750000
0
0
MONGODB INC (MDB) - conv ratio
CONV
60937PAC0
1454
1500000
PRN
SOLE
1500000
0
0
NUANCE COMMUNICATIONS (NUAN) 4
CONV
67020YAG5
12419
11785000
PRN
SOLE
11785000
0
0
PLURALSIGHT INC 144A (PS) - co
CONV
72941BAA4
736
1000000
PRN
SOLE
1000000
0
0
PRA GROUP INC (PRAA) - 15.2172
CONV
73640QAB1
1941
2000000
PRN
SOLE
2000000
0
0
PRA GROUP INC (PRAA) - 21.6275
CONV
69354NAB2
1730
2000000
PRN
SOLE
2000000
0
0
PTC THERAPEUTICS INC 144A (PTC
CONV
69366JAC5
643
600000
PRN
SOLE
600000
0
0
REVANCE THERAPEUTICS INC 144A
CONV
761330AA7
1176
1500000
PRN
SOLE
1500000
0
0
TUTOR PERINI CORP (TPC) - 33.0
CONV
901109AD0
1381
1500000
PRN
SOLE
1500000
0
0
TWITTER INC (TWTR) - 12.8793 c
CONV
90184LAD4
1418
1500000
PRN
SOLE
1500000
0
0
ZYNGA INC 144A (ZNGA)- conv ra
CONV
98986TAA6
513
500000
PRN
SOLE
500000
0
0
ANR - CONTINGENT REV PYMT THRU
RT
03634H118
71
20217477
SH
SOLE
20217477
0
0