0000898358-14-000023.txt : 20140429
0000898358-14-000023.hdr.sgml : 20140429
20140429165408
ACCESSION NUMBER: 0000898358-14-000023
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140429
DATE AS OF CHANGE: 20140429
EFFECTIVENESS DATE: 20140429
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: KORNITZER CAPITAL MANAGEMENT INC /KS
CENTRAL INDEX KEY: 0000898358
IRS NUMBER: 481069845
STATE OF INCORPORATION: KS
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03620
FILM NUMBER: 14794652
BUSINESS ADDRESS:
STREET 1: P O BOX 918
CITY: SHAWNEE MISSION
STATE: KS
ZIP: 66201
BUSINESS PHONE: 9136777778
MAIL ADDRESS:
STREET 1: PO BOX 918
CITY: SHAWNEE MISSION
STATE: KS
ZIP: 66201
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000898358
XXXXXXXX
03-31-2014
03-31-2014
KORNITZER CAPITAL MANAGEMENT INC /KS
PO BOX 918
SHAWNEE MISSION
KS
66201
13F HOLDINGS REPORT
028-03620
N
John C. Kornitzer
President
913-677-7778
John C. Kornitzer
Shawnee Mission
KS
04-29-2014
0
433
9436000
false
INFORMATION TABLE
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live1q14.xml
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COM
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134074
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8X8 INC.
COM
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1317799
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A T & T INC
COM
00206R102
50246
1432745
SH
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1432745
0
0
ABAXIS INC
COM
002567105
8476
218000
SH
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218000
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0
ABB LTD (SW)
COM
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345070
SH
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345070
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ABBOTT LABORATORIES
COM
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ABBVIE INC COM
COM
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ABRAXAS PETROLEUM CORP
COM
003830106
432
109000
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109000
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ABRAXAS PETROLEUM CORP
COM
003830106
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20000
SH
Call
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ACCURAY INCORPORATED
COM
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ACI WORLDWIDE INC
COM
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1548575
30125
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ACTAVIS PLC
COM
G0083B108
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47968
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47968
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0
ACTIVISION BLIZZARD INC.
COM
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10200
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ACUITY BRANDS INC
COM
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COM
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COM
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COM
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ADTRAN INC
COM
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COM
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COM
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COM
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COM
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AGL RESOURCES INC
COM
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AKAMAI TECHNOLOGIES
COM
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AKORN INC
COM
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ALIGN TECHNOLOGY INC
COM
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ALLERGAN INC
COM
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261954
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ALLSTATE CORP
COM
020002101
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499250
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ALNYLAM PHARMACEUTICALS, INC.
COM
02043Q107
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51975
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ALPHA NATURAL RESOURCES INC
COM
02076X102
47
11000
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ALTERA CORP
COM
021441100
13108
361750
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361750
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ALTRIA GROUP (FORMERLY PHILIP
COM
02209s103
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6150
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6150
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AMAZON.COM INC
COM
023135106
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2638
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2638
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AMBER ROAD, INC
COM
02318Y108
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101000
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101000
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AMBEV SA SPN ADR
COM
02319V103
2949
398000
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398000
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AMC NETWORKS INC. CLASS A
COM
00164V103
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355425
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AMERICAN EXPRESS COMPANY
COM
025816109
930
10325
SH
SOLE
10325
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AMETEK INC.
COM
031100100
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232800
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232800
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AMGEN
COM
031162100
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22565
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22565
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ANSYS INC
COM
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109250
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APACHE CORP
COM
037411105
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156000
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156000
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APOGEE ENTERPRISES INC
COM
037598109
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APPLE INC
COM
037833100
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103825
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APPROACH RESOURCES
COM
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ARMSTRONG WORLDWIDE INDUSTRIES
COM
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122800
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ARUBA NETWORKS, INC.
COM
043176106
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3503950
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ASH GROVE CEMENT CO.
COM
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1200
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ASML HOLDING NV ORD
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ATHENAHEALTH INC
COM
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AUTOLIV INC (SE)
COM
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AVAGO TECHNOLOGIES
COM
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COM
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COM
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BENEFITFOCUS, INC
COM
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BERKSHIRE HATHAWAY INC. - CLAS
COM
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412
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BHP BILLLITON LTD ADR
COM
088606108
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BIOMARIN PHARMACEUTICAL INC.
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BLACK DIAMOND INC
COM
09202G101
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803500
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BMW GROUP-UNSPONSORED ADR
COM
072743206
316
7500
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BOARDWALK PIPELINE (Annual K-1
COM
096627104
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BOEING CO.
COM
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BORDERFREE INC
COM
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BORG WARNER INC
COM
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COM
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COM
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110122108
244
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BROADCOM CORP
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BROADSOFT INC.
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CAMPBELL SOUP CO
COM
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COM
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COM
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CAPITAL ONE FINANCIAL CORP
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CARBO CERAMICS INC
COM
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CASTLIGHT HEALTH - CL B
COM
14862Q100
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CEPHEID
COM
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CERNER CORP
COM
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CH ROBINSON WORLDWIDE INC
COM
12541W209
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21225
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21225
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CHARLES RIVER LABS
COM
159864107
10819
179300
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CHART INDUSTRIES INC
COM
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CHARTER COMMUNICATIONS INC - A
COM
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1207
9800
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CHEVRON CORP
COM
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49901
419655
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419655
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CHIPOTLE MEXICAN GRILL- CLASS
COM
169656105
1314
2313
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CHUBB CORP
COM
171232101
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162739
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CIA CERVECERIAS UNIDAS-ADR
COM
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CINCINNATI FINANCIAL CORP
COM
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CISCO SYS INC COM
COM
17275R102
44922
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2004109
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CITRIX
COM
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202843
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202843
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CLOROX CO
COM
189054109
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424463
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CME GROUP INC.
COM
12572Q105
47040
635510
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SOLE
635510
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COACH INC
COM
189754104
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COCA-COLA
COM
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COLGATE PALMOLIVE CO
COM
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COMCAST CORP CLASS A
COM
20030N101
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4400
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COMSCORE INC.
COM
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CONAGRA INC
COM
205887102
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CONOCOPHILLIPS
COM
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CORNERSTONE ONDEMAND INC.
COM
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CORNING INC
COM
219350105
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CORPORATE EXECUTIVE BOARD CO
COM
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COSTAR GROUP INC
COM
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COSTCO WHOLESALE
COM
22160K105
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CRITEO SA-SPON ADR
COM
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62000
0
0
CSX CORP
COM
126408103
2917
100700
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DEALERTRACK TECHNOLOGIES INC.
COM
242309102
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DECKERS OUTDOOR
COM
243537107
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DELEK LOGISTICS PARTNERS LP (A
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140000
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DEVON ENERGY CORP
COM
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294
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DIAGEO PLC ADR (UK)
COM
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DIGITAL REALTY TRUST INC
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COM
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COM
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DIVERSIFIED RESOURCES INC
COM
25532B109
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250000
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COM
256135203
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80000
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DOUBLE EAGLE PETROLEUM CO
COM
258570209
361
126200
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126200
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DOVER CORP
COM
260003108
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11730
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11730
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DOW CHEMICAL
COM
260543103
34146
702747
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DR PEPPER SNAPPLE GROUP INC
COM
26138E109
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156275
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DRIL-QUIP
COM
262037104
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90701
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90701
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DTS, INC
COM
23335C101
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1199325
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1184900
14425
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DUNKIN BRANDS GROUP INC
COM
265504100
3401
67775
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0
0
E I DUPONT DE NEMOURS & CO
COM
263534109
29848
444833
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444833
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E2OPEN, INC.
COM
29788A104
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464801
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EBAY INC
COM
278642103
12657
229130
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229130
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ECOLAB INC
COM
278865100
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ELI LILLY & CO COM
COM
532457108
24640
418617
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418617
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ELLIE MAE INC
COM
28849P100
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329000
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329000
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EMC CORPORATION MASSACHUSETTS
COM
268648102
29582
1079225
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1079225
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EMERSON ELECTRIC CO
COM
291011104
17251
258255
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258255
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ENERPLUS CORPORATION
COM
292766102
200
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10000
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ENTERPRISE PRODUCTS PARTNERS
COM
293792107
381
5500
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SOLE
5500
0
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ENVESTNET INC
COM
29404K106
20974
521995
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SOLE
521995
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EQT MIDSTREAM PARTNERS LP
COM
26885B100
14200
201900
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EQUINIX INC
COM
29444U502
33049
178800
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SOLE
178800
0
0
ERICSSON L.M. CO CLASS B-SPON
COM
294821608
3852
289000
SH
SOLE
289000
0
0
EXA CORP.
COM
300614500
3952
298060
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SOLE
298060
0
0
EXELIS INC.
COM
30162A108
1236
64995
SH
SOLE
64995
0
0
EXELON CORP
COM
30161N101
3543
105575
SH
SOLE
105575
0
0
EXPEDIA, INC
COM
30212P303
23974
330675
SH
SOLE
330675
0
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EXPONENT INC
COM
30214U102
8272
110200
SH
SOLE
110200
0
0
EXXON MOBIL CORP COM
COM
30231G102
46015
471077
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SOLE
471077
0
0
F5 NETWORKS INC
COM
315616102
15312
143600
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143600
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FACEBOOK, INC.
COM
30303M102
29042
482104
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482104
0
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FARO TECHNOLOGIES INC
COM
311642102
13320
251318
SH
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251318
0
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FEDEX CORPORATION
COM
31428X106
12197
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FGBC BANCSHARES INC *private s
COM
30246U104
0
30000
SH
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30000
0
0
FINANCIAL ENGINES INC.
COM
317485100
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SH
SOLE
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FIRSTSERVICE CORPORATION
COM
33761N109
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1421340
25425
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FLEETMATICS GROUP LTD
COM
G35569105
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SH
SOLE
251900
0
0
FLUOR CORP 'NEW'
COM
343412102
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SH
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24450
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0
FMC CORP
COM
302491303
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323484
SH
SOLE
323484
0
0
FOOT LOCKER
COM
344849104
228
4850
SH
SOLE
4850
0
0
FORD MOTOR CO
COM
345370860
7084
454130
SH
SOLE
454130
0
0
FOREST OIL CORP
COM
346091705
811
424850
SH
SOLE
424850
0
0
FORTINET INC.
COM
34959E109
31639
1436200
SH
SOLE
1436200
0
0
FORTUNE BRANDS HOME & SECURITY
COM
34964C106
22707
539607
SH
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539607
0
0
FORUM ENERGY TECHNOLOGIES, INC
COM
34984V100
28608
923440
SH
SOLE
923440
0
0
FOUNDATION MEDICINE INC.
COM
350465100
3561
110000
SH
SOLE
110000
0
0
FRESH MARKET INC/THE
COM
35804H106
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2508925
SH
SOLE
2469400
39525
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FRONTIER COMMUNICATIONS CORP
COM
35906A108
108
18983
SH
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18983
0
0
GALLAGHER ARTHUR J & CO
COM
363576109
4484
94250
SH
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94250
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0
GENERAL DYNAMICS CORP
COM
369550108
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GENERAL ELECTRIC
COM
369604103
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GENERAL MILLS
COM
370334104
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GENESEE & WYOMING INC - CL A
COM
371559105
48998
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498000
5475
0
GENTEX CORP
COM
371901109
75669
2399909
SH
SOLE
2357284
42625
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GENUINE PARTS CO
COM
372460105
269
3100
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3100
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GILEAD SCIENCES INC
COM
375558103
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SH
SOLE
167462
0
0
GLAXO SMITHKLINE ADR
COM
37733W105
44539
833590
SH
SOLE
833590
0
0
GOOGLE INC - CLASS A
COM
38259P508
34635
31076
SH
SOLE
31076
0
0
GRAINGER W W INC
COM
384802104
9844
38960
SH
SOLE
38960
0
0
GREAT PLAINS ENERGY INC
COM
391164100
473
17500
SH
SOLE
17500
0
0
HAEMONETICS
COM
405024100
23074
708000
SH
SOLE
688700
19300
0
HALCON RESOURCES CORP
COM
40537Q209
108
25000
SH
SOLE
25000
0
0
HARMAN INTERNATIONAL INDUSTRIE
COM
413086109
28265
265650
SH
SOLE
265650
0
0
HEALTHCARE SERVICES GROUP
COM
421906108
39142
1346922
SH
SOLE
1327947
18975
0
HEALTHSTREAM INC
COM
42222N103
6664
249600
SH
SOLE
249600
0
0
HECLA MINING CO DEL
COM
422704106
153
50000
SH
SOLE
50000
0
0
HELMERICH & PAYNE INC
COM
423452101
215
2000
SH
SOLE
2000
0
0
HERITAGE-CRYSTAL CLEAN INC.
COM
42726M106
4444
245100
SH
SOLE
245100
0
0
HERSHEY FOODS
COM
427866108
637
6100
SH
SOLE
6100
0
0
HESS CORP
COM
42809H107
14216
171525
SH
SOLE
171525
0
0
HEXCEL CORP
COM
428291108
169301
3888402
SH
SOLE
3819402
69000
0
HIBBETT SPORTS INC
COM
428567101
51140
967100
SH
SOLE
948800
18300
0
HOLLYFRONTIER CORP (HFC)
COM
436106108
39787
836220
SH
SOLE
836220
0
0
HORSEHEAD HOLDING CORP.
COM
440694305
13839
822760
SH
SOLE
822760
0
0
HOSPIRA
COM
441060100
38338
886425
SH
SOLE
886425
0
0
ICON PLC - SPONSORED ADR
COM
G4705A100
83234
1750450
SH
SOLE
1717525
32925
0
ICU MEDICAL, INC.
COM
44930G107
10515
175600
SH
SOLE
175600
0
0
ILLINOIS TOOL WORKS INC
COM
452308109
1568
19280
SH
SOLE
19280
0
0
ILLUMINA INC
COM
452327109
15044
101200
SH
SOLE
101200
0
0
IMPERVA INC
COM
45321L100
14003
251400
SH
SOLE
251400
0
0
INFOBLOX
COM
45672H104
42936
2140400
SH
SOLE
2099075
41325
0
INOGEN, INC.
COM
45780L104
2889
175000
SH
SOLE
175000
0
0
INSULET CORP
COM
45784P101
53231
1122544
SH
SOLE
1101494
21050
0
INT'L BUSINESS MACHINES
COM
459200101
30196
156869
SH
SOLE
156869
0
0
INTEL CORP
COM
458140100
57713
2235738
SH
SOLE
2235738
0
0
INTERCONTINENTAL EXCHANGE GROU
COM
45866F104
22830
115400
SH
SOLE
115400
0
0
INTERNAP NETWORK SERVICES CORP
COM
45885A300
36275
5123600
SH
SOLE
5053150
70450
0
INTERXION HOLDINGS NV
COM
N47279109
76295
3181600
SH
SOLE
3123900
57700
0
IROBOT CORP
COM
462726100
10386
253000
SH
SOLE
253000
0
0
ITC HOLDINGS CORP
COM
465685105
213
5700
SH
SOLE
5700
0
0
J P MORGAN CHASE
COM
46625h100
16434
270700
SH
SOLE
270700
0
0
JM SMUCKER CO
COM
832696405
21702
223180
SH
SOLE
223180
0
0
JOHNSON & JOHNSON
COM
478160104
55791
567968
SH
SOLE
567968
0
0
JOHNSON CONTROLS INC
COM
478366107
5426
114670
SH
SOLE
114670
0
0
JUNIPER NETWORKS
COM
48203R104
8882
344800
SH
SOLE
344800
0
0
KANSAS CITY SOUTHERN INC
COM
485170302
14618
143225
SH
SOLE
143225
0
0
KELLOGG CO
COM
487836108
22250
354808
SH
SOLE
354808
0
0
KIMBERLY-CLARK CORP
COM
494368103
37495
340087
SH
SOLE
340087
0
0
KINDER MORGAN INC
COM
49456B101
13693
421460
SH
SOLE
421460
0
0
KRAFT FOODS GROUP INC
COM
50076Q106
21181
377556
SH
SOLE
377556
0
0
LANDMARK BANCORP INC.
COM
51504L107
1030
52736
SH
SOLE
52736
0
0
LENTUO INTERNATIONAL INC - SPO
COM
526353107
229
67102
SH
SOLE
67102
0
0
LIBERTY GLOBAL INT. CLASS C
COM
G5480U120
2434
59800
SH
SOLE
59800
0
0
LIFE TIME FITNESS INC
COM
53217R207
119427
2482880
SH
SOLE
2443305
39575
0
LIFELOCK, INC.
COM
53224V100
10093
589900
SH
SOLE
589900
0
0
LIONS GATE ENTERTAINMENT
COM
535919203
109368
4091574
SH
SOLE
4091574
0
0
LKQ CORP
COM
501889208
11927
452650
SH
SOLE
452650
0
0
LOGMEIN INC
COM
54142L109
117685
2621632
SH
SOLE
2577982
43650
0
LUMBER LIQUIDATORS HOLDINGS, I
COM
55003T107
38334
408683
SH
SOLE
403433
5250
0
LYONDELLBASELL INDUSTRIES NV
COM
N53745100
226
2545
SH
SOLE
2545
0
0
MACYS INC
COM
55616P104
213
3600
SH
SOLE
3600
0
0
MADISON SQUARE GARDEN CO - A
COM
55826P100
8510
149875
SH
SOLE
149875
0
0
MAGELLAN PETROLEUM CORP
COM
559091301
284
200000
SH
SOLE
200000
0
0
MAGNUM HUNTER RESOURCES CORP
COM
55973B102
850
100000
SH
SOLE
100000
0
0
MARATHON OIL CORP
COM
565849106
19811
557751
SH
SOLE
557751
0
0
MARATHON PETROLEUM CORP
COM
56585A102
8586
98650
SH
SOLE
98650
0
0
MARKETAXESS HOLDINGS, INC.
COM
57060D108
129529
2187251
SH
SOLE
2152251
35000
0
MARRIOTT INTERNATIONAL CLASS A
COM
571903202
1370
24450
SH
SOLE
24450
0
0
MARRONE BIO INNOVATIONS INC
COM
57165B106
5720
409450
SH
SOLE
409450
0
0
MCDONALD'S CORP
COM
580135101
65796
671179
SH
SOLE
671179
0
0
MCGRAW HILL FINANCIAL INC
COM
580645109
9394
123120
SH
SOLE
123120
0
0
MEDASSETS INC
COM
584045108
8789
355700
SH
SOLE
355700
0
0
MEDIDATA SOLUTIONS INC
COM
58471A105
2394
44053
SH
SOLE
44053
0
0
MERCK & CO NEW
COM
58933Y105
42902
755711
SH
SOLE
755711
0
0
MERIDIAN BIOSCIENCE
COM
589584101
6115
280625
SH
SOLE
280625
0
0
MGM RESORTS INTERNATIONAL (MGM
COM
552953101
12353
477700
SH
SOLE
477700
0
0
MICROS SYSTEMS INC
COM
594901100
15953
301400
SH
SOLE
301400
0
0
MICROSOFT CORP
COM
594918104
71816
1752035
SH
SOLE
1752035
0
0
MIDCOAST ENERGY PARTNERS LP
COM
59564N103
7821
378750
SH
SOLE
378750
0
0
MITEK SYSTEMS INC
COM
606710200
3797
981207
SH
SOLE
981207
0
0
MOLYCORP, INC
COM
608753109
82
17500
SH
SOLE
17500
0
0
MONDELEZ INTL INC
COM
609207105
21352
618000
SH
SOLE
618000
0
0
MONSANTO CO
COM
61166W101
26522
233122
SH
SOLE
233122
0
0
MOODY'S CORPORATION
COM
615369105
12882
162400
SH
SOLE
162400
0
0
MORNINGSTAR INC.
COM
617700109
93927
1188644
SH
SOLE
1170169
18475
0
MSC INDUSTRIAL DIRECT CO INC
COM
553530106
14797
171025
SH
SOLE
171025
0
0
MSCI INC
COM
55354G100
12484
290200
SH
SOLE
290200
0
0
MUELLER (PAUL) CO
COM
624752101
502
11900
SH
SOLE
11900
0
0
MYR GROUP INC.
COM
55405W104
7890
311625
SH
SOLE
311625
0
0
NATIONAL INSTRUMENTS CORP
COM
636518102
76434
2664122
SH
SOLE
2629197
34925
0
NATIONAL OILWELL VARCO INC
COM
637071101
2855
36665
SH
SOLE
36665
0
0
NATIONAL RESEARCH CORP CL A
COM
637372202
4076
245661
SH
SOLE
245661
0
0
NEOGEN CORP
COM
640491106
5829
129675
SH
SOLE
129675
0
0
NESTLE S A SPONSORED ADR REPST
COM
641069406
341
4521
SH
SOLE
4521
0
0
NETAPP INC
COM
64110D104
3218
87200
SH
SOLE
87200
0
0
NEW YORK TIMES
COM
650111107
43670
2550816
SH
SOLE
2550816
0
0
NEWMONT MINING CORP
COM
651639106
25590
1091704
SH
SOLE
1091704
0
0
NIKE INC
COM
654106103
14923
202050
SH
SOLE
202050
0
0
NORD ANGLIA EDUCATION INC
COM
G6583A102
3355
175000
SH
SOLE
175000
0
0
NORFOLK SOUTHERN CORP
COM
655844108
3824
39352
SH
SOLE
39352
0
0
NORTHERN TRUST CORP
COM
665859104
32415
494425
SH
SOLE
494425
0
0
NOVARTIS AG ADR
COM
66987V109
285
3350
SH
SOLE
3350
0
0
NOVO-NORDISK A/S-SPONS ADR
COM
670100205
297
6500
SH
SOLE
6500
0
0
NVE CORP
COM
629445206
7324
128404
SH
SOLE
128404
0
0
OCCIDENTAL PETE CORP
COM
674599105
1849
19400
SH
SOLE
19400
0
0
OGE ENERGY CORP
COM
670837103
1845
50200
SH
SOLE
50200
0
0
OMNICELL INC
COM
68213N109
15466
540378
SH
SOLE
540378
0
0
ORACLE CORP
COM
68389X105
9878
241450
SH
SOLE
241450
0
0
OXFORD IMMUNOTEC GLOBAL PLC
COM
G6855A103
1449
72188
SH
SOLE
72188
0
0
OXFORD INDUSTRIES INC
COM
691497309
109259
1397174
SH
SOLE
1374424
22750
0
PANDORA MEDIA, INC.
COM
698354107
74685
2463215
SH
SOLE
2411790
51425
0
PATTERSON-UTI ENERGY INC.
COM
703481101
2401
75800
SH
SOLE
75800
0
0
PAYCHEX COM
COM
704326107
4096
96150
SH
SOLE
96150
0
0
PDF SOLUTIONS, INC
COM
693282105
13961
768350
SH
SOLE
768350
0
0
PENTAIR LTD
COM
H6169Q108
9755
122950
SH
SOLE
122950
0
0
PEPSICO INC.
COM
713448108
49070
587670
SH
SOLE
587670
0
0
PERKIN ELMER
COM
714046109
11339
251650
SH
SOLE
251650
0
0
PERRIGO CO *cost updated w/Ela
COM
G97822103
21636
139895
SH
SOLE
139895
0
0
PETROLEO BRASILEIRO S.A. ADR
COM
71654V408
387
29400
SH
SOLE
29400
0
0
PETROLEO BRASILEIRO S.A.-ADR C
COM
71654V101
878
63320
SH
SOLE
63320
0
0
PETSMART
COM
716768106
1413
20512
SH
SOLE
20512
0
0
PFIZER
COM
717081103
19934
620608
SH
SOLE
620608
0
0
PHILIP MORRIS INTERNATIONAL
COM
718172109
262
3200
SH
SOLE
3200
0
0
PHILLIPS 66
COM
718546104
11852
153808
SH
SOLE
153808
0
0
PINNACLE FOODS
COM
72348p104
364
12200
SH
SOLE
12200
0
0
PIONEER NATURAL RESOURCES CO.
COM
723787107
4491
24000
SH
SOLE
24000
0
0
PITNEY BOWES INC
COM
724479100
53307
2051040
SH
SOLE
2051040
0
0
PLAINS GP HOLDINGS LP-CLASS A
COM
72651A108
257
9200
SH
SOLE
9200
0
0
PLUM CREEK TIMBER CO LP
COM
729251108
1110
26400
SH
SOLE
26400
0
0
POLARIS INDUSTRIES INC
COM
731068102
10908
78077
SH
SOLE
78077
0
0
POLYPORE INTERNATIONAL
COM
73179V103
81744
2389475
SH
SOLE
2344925
44550
0
POTBELLY CORP.
COM
73754Y100
3511
196500
SH
SOLE
196500
0
0
POWER SOLUTIONS INTERNATIONAL
COM
73933G202
9905
131773
SH
SOLE
131773
0
0
PRAXAIR INC
COM
74005P104
12610
96280
SH
SOLE
96280
0
0
PRECISION CASTPARTS CORP
COM
740189105
885
3500
SH
SOLE
3500
0
0
PRECISION DRILLING TRUST
COM
74022d308
159
13250
SH
SOLE
13250
0
0
PROCERA NETWORKS, INC.
COM
74269U203
7944
764600
SH
SOLE
764600
0
0
PROCTER & GAMBLE
COM
742718109
54448
675529
SH
SOLE
675529
0
0
PROOFPOINT, INC.
COM
743424103
15593
420528
SH
SOLE
420528
0
0
PROS HOLDINGS INC
COM
74346Y103
10730
340533
SH
SOLE
340533
0
0
PROTO LABS INC
COM
743713109
124620
1841590
SH
SOLE
1811940
29650
0
Q2 HOLDINGS, INTL
COM
74736L109
466
30000
SH
SOLE
30000
0
0
QEP RESOURCES INC
COM
74733V100
7005
237925
SH
SOLE
237925
0
0
QUALCOMM INC
COM
747525103
28736
364391
SH
SOLE
364391
0
0
QUANTA SERVICES INC
COM
74762E102
28513
772700
SH
SOLE
772700
0
0
QUESTAR CORP
COM
748356102
23673
995480
SH
SOLE
995480
0
0
QUIDEL CORPORATION
COM
74838J101
7952
291300
SH
SOLE
291300
0
0
QUINTILES TRANSNATIONAL HOLD
COM
74876Y101
7560
148900
SH
SOLE
148900
0
0
RAYTHEON COMPANY
COM
755111507
603
6100
SH
SOLE
6100
0
0
REALPAGE INC.
COM
75606N109
62504
3441875
SH
SOLE
3387175
54700
0
RED HAT INC
COM
756577102
18045
340600
SH
SOLE
340600
0
0
REPUBLIC SERVICES INC
COM
760759100
8084
236650
SH
SOLE
236650
0
0
RESTORATION HARDWARE HOLDINGS,
COM
761283100
85647
1163840
SH
SOLE
1144940
18900
0
RINGCENTRAL INC
COM
76680R206
4579
253000
SH
SOLE
253000
0
0
RIO TINTO PLC SPONSORED ADR
COM
767204100
3412
61110
SH
SOLE
61110
0
0
ROCHE HLDS LTD SPONSORED ADR
COM
771195104
1178
31406
SH
SOLE
31406
0
0
ROPER INDUSTRIES INC
COM
776696106
7156
53600
SH
SOLE
53600
0
0
ROYAL DUTCH SHELL PLC CL A ADR
COM
780259206
60030
821655
SH
SOLE
821655
0
0
RUCKUS WIRELESS INC.
COM
781220108
10652
876000
SH
SOLE
876000
0
0
SANDRIDGE ENERGY INC
COM
80007P307
184
30000
SH
SOLE
30000
0
0
SANOFI SPONSORED (FR)- trds w/
COM
80105N105
282
5400
SH
SOLE
5400
0
0
SAP AKTIENGESLLSCHAFT AG ADR (
COM
803054204
4009
49300
SH
SOLE
49300
0
0
SAREPTA THERAPEUTICS INC.
COM
803607100
13140
546800
SH
SOLE
538300
8500
0
SCHLUMBERGER LTD
COM
806857108
45114
462710
SH
SOLE
462710
0
0
SCIQUEST INC
COM
80908T101
8637
319700
SH
SOLE
319700
0
0
SEMTECH CORP
COM
816850101
68611
2707608
SH
SOLE
2657458
50150
0
SERVICESOURCE INTERNATIONAL IN
COM
81763U100
23227
2752025
SH
SOLE
2708050
43975
0
SIEMENS AG ADR (GE)
COM
826197501
4014
29700
SH
SOLE
29700
0
0
SMITH & NEPHEW PLC - SPONSORED
COM
83175M205
2401
31400
SH
SOLE
31400
0
0
SOLERA HOLDINGS INC
COM
83421A104
17254
272400
SH
SOLE
272400
0
0
SPS COMMERCE INC
COM
78463M107
12471
202950
SH
SOLE
202950
0
0
STARWOOD HOTELS AND RESORTS
COM
85590A401
10322
129675
SH
SOLE
129675
0
0
STERICYCLE INC
COM
858912108
17674
155550
SH
SOLE
155550
0
0
STIFEL FINANCIAL CORP
COM
860630102
90547
1819675
SH
SOLE
1786100
33575
0
STILLWATER MINING CO
COM
86074Q102
222
15000
SH
SOLE
15000
0
0
STRATASYS LTD
COM
M85548101
125117
1179348
SH
SOLE
1156948
22400
0
SUNCOR ENERGY INC
COM
867224107
4093
117075
SH
SOLE
117075
0
0
SUSSER PETROLEUM PARTNERS LP (
COM
869239103
12775
363450
SH
SOLE
363450
0
0
SWIFT ENERGY
COM
870738101
315
29300
SH
SOLE
29300
0
0
SYNCHRONOSS TECHNOLOGIES INC.
COM
87157B103
9018
263000
SH
SOLE
263000
0
0
SYNGENTA ADR (SW)
COM
87160A100
2533
33420
SH
SOLE
33420
0
0
SYSCO CORP
COM
871829107
14606
404250
SH
SOLE
404250
0
0
T ROWE PRICE GROUP INC
COM
74144T108
1285
15600
SH
SOLE
15600
0
0
TAIWAN SEMICONDUCTOR MFG CO LT
COM
874039100
3636
181631
SH
SOLE
181631
0
0
TANGOE INC/CT
COM
87582Y108
10456
562433
SH
SOLE
562433
0
0
TECHNE CORP
COM
878377100
71864
841800
SH
SOLE
827875
13925
0
TERADATA CORPORATION *spin-off
COM
88076W103
8922
181375
SH
SOLE
181375
0
0
TEVA PHARMACEUTICAL ADR (IS)
COM
881624209
5464
103400
SH
SOLE
103400
0
0
THERMON GROUP HOLDINGS INC
COM
88362T103
7531
324900
SH
SOLE
324900
0
0
TIDEWATER INC
COM
886423102
5775
118770
SH
SOLE
118770
0
0
TILE SHOP HOLDINGS INC.
COM
88677Q109
6412
415000
SH
SOLE
415000
0
0
TIM PARTICIPACOES S.A.
COM
88706P205
1818
70031
SH
SOLE
70031
0
0
TJX COMPANIES INC
COM
872540109
807
13300
SH
SOLE
13300
0
0
TOWERS, WATSON & CO - CLASS A
COM
891894107
21546
188920
SH
SOLE
188920
0
0
TRANSOCEAN INC SWITZERLAND
COM
H8817H100
3301
79840
SH
SOLE
79840
0
0
TRI POINTE HOMES LLC
COM
87265H109
3931
242175
SH
SOLE
242175
0
0
TUMI HOLDINGS, INC.
COM
89969Q104
63100
2788325
SH
SOLE
2735825
52500
0
U S ENERGY CORP WYOMING
COM
911805109
690
145000
SH
SOLE
145000
0
0
ULTIMATE SOFTWARE GROUP INC
COM
90385D107
71158
519400
SH
SOLE
509675
9725
0
ULTRA PETROLEUM CORP
COM
903914109
758
28200
SH
SOLE
28200
0
0
UNDER ARMOUR, INC.
COM
904311107
32715
285375
SH
SOLE
285375
0
0
UNILEVER NV NY -ADR (NA)
COM
904784709
4386
106659
SH
SOLE
106659
0
0
UNILEVER PLC ADR
COM
904767704
907
21200
SH
SOLE
21200
0
0
UNION PACIFIC
COM
907818108
1520
8100
SH
SOLE
8100
0
0
UNITED PARCEL SERVICE - CL B
COM
911312106
3523
36182
SH
SOLE
36182
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
8303
71060
SH
SOLE
71060
0
0
URBAN OUTFITTERS INC
COM
917047102
15423
422900
SH
SOLE
422900
0
0
VAALCO ENERGY, INC
COM
91851C201
14882
1740630
SH
SOLE
1740630
0
0
VAALCO ENERGY, INC
COM
91851C201
427
50000
SH
Call
SOLE
50000
0
0
VERA BRADLEY INC
COM
92335C106
49855
1847150
SH
SOLE
1811900
35250
0
VERISK ANALYTICS INC- CLASS A
COM
92345Y106
11944
199200
SH
SOLE
199200
0
0
VERIZON COMM
COM
92343V104
32209
677095
SH
SOLE
677095
0
0
VINCE HOLDING CORP
COM
92719W108
6310
239385
SH
SOLE
239385
0
0
VISA INC
COM
92826C839
13294
61586
SH
SOLE
61586
0
0
VITAMIN SHOPPE INC
COM
92849E101
83266
1752231
SH
SOLE
1721431
30800
0
WADDELL & REED FINANCIAL
COM
930059100
67444
916114
SH
SOLE
896339
19775
0
WAGEWORKS INC
COM
930427109
50982
908611
SH
SOLE
898011
10600
0
WAL MART STORES INC.
COM
931142103
36976
483785
SH
SOLE
483785
0
0
WAL-MART DE MEXICO SA DE CV SP
COM
93114W107
377
15800
SH
SOLE
15800
0
0
WALGREEN CO
COM
931422109
7998
121125
SH
SOLE
121125
0
0
WALKER & DUNLOP INC (WD)
COM
93148P102
163
10000
SH
SOLE
10000
0
0
WASTE MANAGEMENT
COM
94106L109
32962
783510
SH
SOLE
783510
0
0
WELLS FARGO CO
COM
949746101
336
6750
SH
SOLE
6750
0
0
WESTERN GAS EQUITY PARTNERS
COM
95825R103
233
4750
SH
SOLE
4750
0
0
WEYERHAEUSER CO
COM
962166104
6149
209500
SH
SOLE
209500
0
0
WHITEWAVES FOOD CO
COM
966244105
18561
650350
SH
SOLE
650350
0
0
WHOLE FOODS MARKET INC
COM
966837106
20683
407875
SH
SOLE
407875
0
0
WILLIAMS SONOMA INC
COM
969904101
25630
384600
SH
SOLE
384600
0
0
WISDOMTREE INVESTMENTS, INC.
COM
97717P104
34057
2595815
SH
SOLE
2560665
35150
0
WPP PLC NEW -SPONS ADR
COM
92937A102
660
6400
SH
SOLE
6400
0
0
WUXI PHARMA TECH CAYMAN-ADR
COM
929352102
2271
61600
SH
SOLE
61600
0
0
XOOM CORP
COM
98419Q101
7332
375600
SH
SOLE
375600
0
0
XYLEM INC.
COM
98419M100
3535
97060
SH
SOLE
97060
0
0
YUM! BRANDS INC
COM
988498101
2029
26917
SH
SOLE
26917
0
0
ZIXIT CORP
COM
98974P100
8512
2056100
SH
SOLE
2056100
0
0
MAGNUM HUNTER $8.50/SH, 4/15/1
WT
55973B110
0
10000
SH
SOLE
10000
0
0
AMG CAPITAL TR II CONV PRFD 5.
PFD CV
00170F209
2691
42000
SH
SOLE
42000
0
0
CARRIAGE SERVICES CAP 7% *REDE
PFD CV
14444T309
5276
101775
SH
SOLE
101775
0
0
HEALTHSOUTH (HLS) 6.5% CV PRF
PFD CV
421924408
3259
2500
SH
SOLE
2500
0
0
ACCURAY INC (ARAY) - 187.6877
CONV
004397AD7
2816
1500000
PRN
SOLE
1500000
0
0
ACCURAY INC (ARAY)- 105.5548 c
CONV
004397AB1
670
560000
PRN
SOLE
560000
0
0
ALERE INC (ALR) - 22.7376 conv
CONV
01449JAA3
3298
3000000
PRN
SOLE
3000000
0
0
BROADSOFT INC (BSFT) - 23.8126
CONV
11133BAB8
8390
8000000
PRN
SOLE
8000000
0
0
CARRIAGE SERVICES INC 144A (CS
CONV
143905AL1
1051
1000000
PRN
SOLE
1000000
0
0
CHART INDUSTRIES (GTLS) - 14.4
CONV
16115QAC4
335
250000
PRN
SOLE
250000
0
0
CORNERSTONE OnDEMAND, INC (CSO
CONV
21925YAA1
2282
2000000
PRN
SOLE
2000000
0
0
COVANTA HOLDING (CVA) - 64.052
CONV
22282EAC6
1162
1000000
PRN
SOLE
1000000
0
0
DEALERTRACK TECHNOLOGIES (TRAK
CONV
242309AB8
4256
3000000
PRN
SOLE
3000000
0
0
GENERAL CABLE CORP (BGC) - 27.
CONV
369300AL2
2007
2000000
PRN
SOLE
2000000
0
0
GREENBRIER COS INC (GBX) - 26.
CONV
393657AH4
2822
2000000
PRN
SOLE
2000000
0
0
GROUP 1 AUTOMOTIVE (GPI) - Dis
CONV
398905AE9
518
430000
PRN
SOLE
430000
0
0
JANUS CAPITAL GROUP (JNS) non
CONV
47102XAG0
1302
1300000
PRN
SOLE
1300000
0
0
LIONS GATE ENTERTAINMENT (LGF)
CONV
53626YAJ7
108653
41850000
PRN
SOLE
41850000
0
0
LIONS GATE ENTERTAINMENT 144A
CONV
53626YAK4
67762
60000000
PRN
SOLE
60000000
0
0
LIVE NATION INC (LYV) - 36.839
CONV
538034AB5
7100
6995000
PRN
SOLE
6995000
0
0
MOLYCORP INC (MCP) - 83.3333 c
CONV
608753AF6
13681
17250000
PRN
SOLE
17250000
0
0
NUANCE COMMUNICATIONS (NUAN) 3
CONV
67020YAF7
2004
2000000
PRN
SOLE
2000000
0
0
OMNICARE (OCR) - 12.8395 conv
CONV
681904AL2
4804
4500000
PRN
SOLE
4500000
0
0
ROVI CORP (ROVI) - Discrete Pu
CONV
779376AB8
10780
10700000
PRN
SOLE
10700000
0
0
SERVICESOURCE INTL (SREV) 144A
CONV
81763UAA8
3757
4000000
PRN
SOLE
4000000
0
0
STEEL DYMANICS (STLD) - 58.341
CONV
858119AP5
216
200000
PRN
SOLE
200000
0
0
TITAN MACHINERY INC (TITN) - 2
CONV
88830RAB7
4359
5140000
PRN
SOLE
5140000
0
0
UTI WORLDWIDE INC 144A (UTIW)
CONV
90349LAA2
1065
1000000
PRN
SOLE
1000000
0
0
WESCO INTL (WCC) - Callable 09
CONV
95082PAH8
2270
765000
PRN
SOLE
765000
0
0
WebMD HEALTH (WBMD) 15.4764 co
CONV
94770VAF9
1008
1000000
PRN
SOLE
1000000
0
0