0000898358-11-000042.txt : 20111026
0000898358-11-000042.hdr.sgml : 20111026
20111026132938
ACCESSION NUMBER: 0000898358-11-000042
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111026
DATE AS OF CHANGE: 20111026
EFFECTIVENESS DATE: 20111026
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: KORNITZER CAPITAL MANAGEMENT INC /KS
CENTRAL INDEX KEY: 0000898358
IRS NUMBER: 481069845
STATE OF INCORPORATION: KS
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03620
FILM NUMBER: 111158564
BUSINESS ADDRESS:
STREET 1: P O BOX 918
CITY: SHAWNEE MISSION
STATE: KS
ZIP: 66201
BUSINESS PHONE: 9136777778
MAIL ADDRESS:
STREET 1: PO BOX 918
CITY: SHAWNEE MISSION
STATE: KS
ZIP: 66201
13F-HR
1
live3q11.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Quarter Ended: September 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[XX] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Kornitzer Capital Management, Inc.
Address:5420 W 61st Place
Shawnee Mission, KS 66205
13F File Number: 028-03620 Kornitzer Capital Management, Inc.
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing the Report on Behalf of Reporting Manager:
Name: John C. Kornitzer
Title: President
Phone: 913-677-7778
Signature, Place, and Date of Signing:
John C. Kornitzer Overland Park, KS October 26, 2011
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
List of Other Included Managers:
13F File Number:
Form 13F Information Table Entry Total: 360
Form 13F Information Table Value Total: 4,926,273
KORNITZER CAPITAL MANAGEMENT, INC
FORM 13F
September 30, 2011
Voting Authority
--------------------------
Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
21VIANTET GROUP INC-ADR COM 90138A103 213 21000 SH Sole 21000
3M CO COM 88579Y101 9532 132782 SH Sole 132782
3SBIO INC-ADR COM 88575Y105 1368 114693 SH Sole 114693
A T & T INC COM 00206R102 1279 44859 SH Sole 44859
ABB LTD (SW) COM 000375204 1211 70920 SH Sole 70920
ABBOTT LABORATORIES COM 002824100 34455 673736 SH Sole 673736
ABERCROMBIE & FITCH CO. CL A COM 002896207 29115 472953 SH Sole 472953
ACI WORLDWIDE INC COM 004498101 28093 1020075 SH Sole 1010725 9350
ADELPHIA 13% PFD *ESCROWED FOR COM 006esc982 0 22985 SH Sole 22985
ADELPHIA RECOVER TR SER ACC-6B COM 00685r839 11 2298500 SH Sole 2298500
ADIDAS AG - SPONSORED ADR (GE) COM 00687A107 453 14740 SH Sole 14740
ADR PETROCHINA CO LTD COM 71646e100 289 2400 SH Sole 2400
ADTRAN INC COM 00738A106 89792 3393499 SH Sole 3364199 29300
AFFILIATED MANAGERS GROUP COM 008252108 20275 259775 SH Sole 259775
AGILENT TECHNOLOGIES INC COM 00846U101 14423 461540 SH Sole 461540
AKAMAI TECHNOLOGIES COM 00971T101 26644 1340263 SH Sole 1340263
ALCOA, INC COM 013817101 925 96620 SH Sole 96620
ALIGN TECHNOLOGY INC COM 016255101 112592 7422010 SH Sole 7355310 66700
ALLERGAN INC COM 018490102 23118 280631 SH Sole 280631
ALLSTATE CORP COM 020002101 9322 393498 SH Sole 393498
AMERESCO INC - CL A COM 02361E108 431 42400 SH Sole 42400
AMERICA MOVIL SAB DE CV ADR (M COM 02364W105 466 21100 SH Sole 21100
AMERICAN EXPRESS COMPANY COM 025816109 952 21200 SH Sole 21200
AMERISTAR CASINOS INC COM 03070Q101 27258 1698329 SH Sole 1682679 15650
AMGEN COM 031162100 1277 23230 SH Sole 23230
AMYLIN PHARMACEUTICALS COM 032346108 56930 6167982 SH Sole 6123932 44050
ANCESTRY.COM, INC. COM 032803108 25803 1098005 SH Sole 1088705 9300
ANSYS INC COM 03662q105 11257 229550 SH Sole 229550
APACHE CORP COM 037411105 4204 52392 SH Sole 52392
APPLE INC COM 037833100 12447 32641 SH Sole 32641
APPLIED MATERIALS COM 038222105 17905 1729160 SH Sole 1729160
APPROACH RESOURCES COM 03834A103 1440 84775 SH Sole 84775
ARIBA, INC COM 04033V203 29111 1050550 SH Sole 1042900 7650
ASIAINFO HOLDINGS INC COM 04518A104 280 37900 SH Sole 37900
ASML HOLDING NV ORD COM N07059186 501 14500 SH Sole 14500
ATHENAHEALTH INC COM 04685W103 85360 1433425 SH Sole 1421275 12150
AUTOLIV INC (SE) COM 052800109 17272 356125 SH Sole 356125
AVAGO TECHNOLOGIES COM Y0486S104 527 16070 SH Sole 16070
BAKER HUGHES INC COM 057224107 11822 256158 SH Sole 256158
BAXTER INTL INC COM 071813109 19482 347030 SH Sole 347030
BAYER AKTIENGES - SPONSORED AD COM 072730302 2165 38922 SH Sole 38922
BECTON DICKINSON & CO. COM 075887109 787 10735 SH Sole 10735
BLACKBOARD INC *ACQUIRED @ $45 COM 091935502 542 12125 SH Sole 12125
BOARDWALK PIPELINE (Annual K-1 COM 096627104 961 37500 SH Sole 37500
BOEING CO. COM 097023105 23864 394383 SH Sole 394383
BONA FILM GROUP LTD-SPON ADR COM 09777B107 147 31000 SH Sole 31000
BP PLC, INC ADR (UK) COM 055622104 325 9006 SH Sole 9006
BROADCOM CORP COM 111320107 18053 542282 SH Sole 542282
CABOT MICROELECTRONICS CORP COM 12709P103 41677 1211880 SH Sole 1200055 11825
CALPINE CORP COM 131347304 1681 119400 SH Sole 119400
CAMPBELL SOUP CO COM 134429109 5080 156925 SH Sole 156925
CAPELLA EDUCATION CO COM 139594105 19229 677570 SH Sole 671545 6025
CAREER EDUCATION CORP. COM 141665109 70342 5390201 SH Sole 5347601 42600
CARNIVAL CORP CLASS A PAIRED S COM 143658300 540 17807 SH Sole 17807
CATERPILLAR INC COM 149123101 218 2950 SH Sole 2950
CENTURYLINK INC COM 156700106 870 26255 SH Sole 26255
CERADYNE INC COM 156710105 20167 750000 SH Sole 744500 5500
CHARLES RIVER LABS COM 159864107 45279 1582087 SH Sole 1572937 9150
CHART INDUSTRIES INC COM 16115Q308 22557 534779 SH Sole 532179 2600
CHEVRON CORP COM 166764100 39006 421274 SH Sole 421274
CHICO'S FAS INC COM 168615102 5810 508325 SH Sole 508325
CHINACACHE INTERNAT-SPON ADR COM 16950M107 461 101500 SH Sole 101500
CHIPOTLE MEXICAN GRILL- CLASS COM 169656105 8213 27111 SH Sole 27111
CHUBB CORP COM 171232101 10292 171555 SH Sole 171555
CIA CERVECERIAS UNIDAS-ADR COM 204429104 1105 21400 SH Sole 21400
CIENA CORPORATION COM 171779309 18234 1628068 SH Sole 1610768 17300
CINCINNATI FINANCIAL CORP COM 172062101 7329 278355 SH Sole 278355
CISCO SYS INC COM COM 17275R102 20815 1342896 SH Sole 1342896
CITRIX COM 177376100 4417 81000 SH Sole 81000
CLOROX CO COM 189054109 6915 104255 SH Sole 104255
COCA-COLA COM 191216100 32260 477501 SH Sole 477501
COHEN & STEERS INC. COM 19247A100 368 12800 SH Sole 12800
COLDWATER CREEK INC COM 193068103 283 226199 SH Sole 226199
COLGATE PALMOLIVE CO COM 194162103 10060 113436 SH Sole 113436
COMPANHIA DE BEBIDAS(AMBEV)-AD COM 20441W203 1640 53500 SH Sole 53500
COMPUTER PROGRAMS & SYSTEMS COM 205306103 4088 61800 SH Sole 61800
COMSCORE INC. COM 20564W105 675 40000 SH Sole 40000
CONAGRA INC COM 205887102 2522 104137 SH Sole 104137
CONOCOPHILLIPS COM 20825C104 26174 413355 SH Sole 413355
CORINTHIAN COLLEGES INC COM 218868107 207 133675 SH Sole 133675
CORNERSTONE ONDEMAND INC. COM 21925Y103 6499 518225 SH Sole 518225
CORNING INC COM 219350105 5048 408450 SH Sole 408450
CORPORATE EXECUTIVE BOARD CO COM 21988R102 102355 3434744 SH Sole 3405994 28750
COSTAR GROUP INC COM 22160N109 57752 1111250 SH Sole 1101300 9950
COSTCO WHOLESALE COM 22160K105 18958 230832 SH Sole 230832
COVANTA HOLDING CORP. COM 22282E102 12724 837675 SH Sole 837675
DEALERTRACK HOLDINGS INC. COM 242309102 62172 3967568 SH Sole 3926868 40700
DECKERS OUTDOOR COM 243537107 8766 94100 SH Sole 94100
DELTEK INC COM 24784L105 607 101078 SH Sole 101078
DENTSPLY INTERNATIONAL INC COM 249030107 10990 358100 SH Sole 358100
DEVRY INC. COM 251893103 40861 1105543 SH Sole 1098543 7000
DIAGEO PLC ADR (UK) COM 25243Q205 2162 28479 SH Sole 28479
DICE HOLDINGS, INC. COM 253017107 31085 3975100 SH Sole 3937775 37325
DISNEY (WALT) CO. COM 254687106 1629 54000 SH Sole 54000
DIXIE GROUP INC COM 255519100 235 77997 SH Sole 77997
DOCTOR REDDY'S LAB - ADR (IN) COM 256135203 843 28300 SH Sole 28300
DOLBY LABORATORIES INC - CL A COM 25659T107 36202 1319323 SH Sole 1312773 6550
DOW CHEMICAL COM 260543103 8579 381950 SH Sole 381950
DR PEPPER SNAPPLE GROUP INC COM 26138E109 1445 37272 SH Sole 37272
DTS, INC COM 23335C101 17023 685575 SH Sole 678775 6800
E I DUPONT DE NEMOURS & CO COM 263534109 12224 305833 SH Sole 305833
EATON VANCE CORP-NON VTG COM 278265103 11479 515425 SH Sole 515425
EBAY INC COM 278642103 20013 678650 SH Sole 678650
EL PASO PIPELINE PARTNERS LP ( COM 283702108 447 12600 SH Sole 12600
ELECTRO SCIENTIFIC INDS INC COM 285229100 422 35500 SH Sole 35500
ELECTRONIC ARTS INC COM 285512109 48791 2385883 SH Sole 2385883
ELI LILLY & CO COM COM 532457108 12002 324645 SH Sole 324645
EMC CORPORATION MASSACHUSETTS COM 268648102 6629 315800 SH Sole 315800
EMERSON ELECTRIC CO COM 291011104 10028 242760 SH Sole 242760
ENTERPRISE PRODUCTS PARTNERS COM 293792107 288 7175 SH Sole 7175
ENVESTNET INC COM 29404K106 220 22000 SH Sole 22000
EPIQ SYSTEMS INC COM 26882d109 313 25000 SH Sole 25000
EQUINIX INC COM 29444U502 24331 273900 SH Sole 273900
ERICSSON L.M. CO CLASS B-SPON COM 294821608 482 50500 SH Sole 50500
EXELON CORP COM 30161N101 490 11500 SH Sole 11500
EXFO INC. COM 302046107 441 71900 SH Sole 71900
EXPONENT INC COM 30214U102 574 13900 SH Sole 13900
EXXON MOBIL CORP COM COM 30231G102 18330 252369 SH Sole 252369
FEDEX CORPORATION COM 31428X106 11868 175350 SH Sole 175350
FGBC BANCSHARES INC *private s COM 30246U104 0 30000 SH Sole 30000
FINANCIAL ENGINES INC. COM 317485100 25085 1385150 SH Sole 1378300 6850
FIRSTSERVICE CORPORATION COM 33761N109 39267 1526695 SH Sole 1511545 15150
FISERV INC COM 337738108 7717 152000 SH Sole 152000
FLEETCOR TECHNOLOGIES, INC COM 339041105 1836 69900 SH Sole 69900
FLUOR CORP 'NEW' COM 343412102 1562 33550 SH Sole 33550
FMC CORP COM 302491303 23252 336200 SH Sole 336200
FORD MOTOR CO COM 345370860 1924 198940 SH Sole 198940
FOREST LABS COM 345838106 29335 952752 SH Sole 952752
FOREST OIL CORP COM 346091705 178 12375 SH Sole 12375
FORMFACTOR INC COM 346375108 551 88475 SH Sole 88475
FRANKLIN RESOURCES INC COM 354613101 1282 13400 SH Sole 13400
FREEPORT MCMORAN COPPER & GOLD COM 35671D857 661 21715 SH Sole 21715
FRESH MARKET INC/THE COM 35804H106 48180 1262575 SH Sole 1250475 12100
GASTAR EXPLORATION LTD COM 367299203 48 16000 SH Sole 16000
GENERAL CABLE CORP. (DE) (NEW) COM 369300108 233 9965 SH Sole 9965
GENERAL ELECTRIC COM 369604103 27202 1787282 SH Sole 1787282
GENERAL MILLS COM 370334104 8056 209310 SH Sole 209310
GENTEX CORP COM 371901109 86201 3584258 SH Sole 3559808 24450
GILEAD SCIENCES INC COM 375558103 12887 332140 SH Sole 332140
GLAXO SMITHKLINE ADR COM 37733W105 14038 339997 SH Sole 339997
GLOBAL PAYMENTS INC COM 37940X102 13424 332350 SH Sole 332350
GOLDEN MEDITECH INC (FOREIGN A COM g39580108 4 28000 SH Sole 28000
GOLDMAN SACHS GROUP INC. COM 38141G104 704 7445 SH Sole 7445
GOOGLE INC-CL A COM 38259P508 19872 38583 SH Sole 38583
GREAT PLAINS ENERGY INC COM 391164100 1612 83500 SH Sole 83500
HAEMONETICS COM 405024100 63353 1083325 SH Sole 1074000 9325
HARMAN INTERNATIONAL INDUSTRIE COM 413086109 72618 2540875 SH Sole 2524025 16850
HEALTHSOUTH CORP COM 421924309 4833 323700 SH Sole 323700
HERSHEY FOODS COM 427866108 1320 22285 SH Sole 22285
HESS CORP COM 42809H107 3226 61490 SH Sole 61490
HEXCEL CORP COM 428291108 90346 4077003 SH Sole 4038428 38575
HOLLYFRONTIER CORP (HFC) COM 436106108 1468 56000 SH Sole 56000
HOME DEPOT INC COM 437076102 242 7367 SH Sole 7367
HORSEHEAD HOLDING CORP. COM 440694305 351 47300 SH Sole 47300
HOSPIRA COM 441060100 23312 630050 SH Sole 630050
ICON PLC - SPONSORED ADR COM 45103T107 37811 2351450 SH Sole 2329525 21925
ICU MEDICAL, INC. COM 44930G107 604 16400 SH Sole 16400
ILLUMINA INC COM 452327109 12037 294150 SH Sole 294150
INT'L BUSINESS MACHINES COM 459200101 11050 63188 SH Sole 63188
INTEL CORP COM 458140100 42773 2004824 SH Sole 2004824
INTERNAP NETWORK SERVICES CORP COM 45885A300 19394 3925862 SH Sole 3888862 37000
INTERNATIONAL GAME TECHNOLOGY COM 459902102 13753 946515 SH Sole 946515
ITT CORPORATION COM 450911102 2219 52835 SH Sole 52835
ITT EDUCATION COM 45068B109 10299 178869 SH Sole 178869
J P MORGAN CHASE COM 46625h100 12252 406770 SH Sole 406770
JANUS CAPITAL GROUP INC COM 47102X105 5883 980500 SH Sole 980500
JOHNSON & JOHNSON COM 478160104 26958 423262 SH Sole 423262
JOHNSON CONTROLS INC COM 478366107 8379 317740 SH Sole 317740
JUNIPER NETWORKS COM 48203R104 25275 1464350 SH Sole 1464350
KELLOGG CO COM 487836108 6363 119630 SH Sole 119630
KEYNOTE SYSTEMS COM 493308100 444 21000 SH Sole 21000
KIMBERLY-CLARK CORP COM 494368103 13203 185934 SH Sole 185934
KLA TENCOR CORP COM 482480100 26331 687850 SH Sole 687850
KORN/FERRY INTERNATIONAL COM 500643200 22557 1850437 SH Sole 1832737 17700
KRAFT FOODS INC CLASS A COM 50075N104 13760 409763 SH Sole 409763
LANDAUER INC COM 51476K103 594 12000 SH Sole 12000
LANDMARK BANCORP INC. COM 51504L107 763 49957 SH Sole 49957
LEAPFROG ENTERPRISES COM 52186N106 71 21200 SH Sole 21200
LENTUO INTERNATIONAL INC - SPO COM 526353107 1578 411056 SH Sole 411056
LIFE TIME FITNESS INC COM 53217R207 110985 3011798 SH Sole 2986423 25375
LINCOLN EDUCATIONAL SERVICES ( COM 533535100 800 98900 SH Sole 98900
LIONS GATE ENTERTAINMENT COM 535919203 14234 2062950 SH Sole 2062950
LOGMEIN INC COM 54142L109 15109 454950 SH Sole 450450 4500
MAGELLAN PETROLEUM CORP COM 559091301 419 352000 SH Sole 352000
MAGNUM HUNTER RESOURCES CORP COM 55973B102 331 100000 SH Sole 100000
MANHATTAN ASSOCIATES COM 562750109 68993 2085654 SH Sole 2065204 20450
MARATHON OIL CORP COM 565849106 9524 441355 SH Sole 441355
MARATHON PETROLEUM CORP COM 56585A102 5947 219773 SH Sole 219773
MARKETAXESS HOLDINGS, INC. COM 57060D108 55652 2138811 SH Sole 2116961 21850
MCCORMICK & SCHMICK'S SEAFOOD COM 579793100 366 52898 SH Sole 52898
MCDONALD'S CORP COM 580135101 32788 373357 SH Sole 373357
MEDIDATA SOLUTIONS INC COM 58471A105 488 29700 SH Sole 29700
MERCK & CO NEW COM 58933Y105 2427 74234 SH Sole 74234
MERIDIAN BIOSCIENCE COM 589584101 219 13925 SH Sole 13925
MGP INGREDIENTS INC COM 55302G103 94 18520 SH Sole 18520
MICROSOFT CORP COM 594918104 19346 777250 SH Sole 777250
MINDRAY MEDICAL INTL LTD -ADR COM 602675100 1613 68300 SH Sole 68300
MKS INSTRUMENTS, INC COM 55306N104 72822 3354316 SH Sole 3320716 33600
MODINE MANUFACTURING COM 607828100 109 12000 SH Sole 12000
MONSANTO CO COM 61166W101 20517 341716 SH Sole 341716
MONSTER WORLDWIDE INC COM 611742107 3632 505900 SH Sole 505900
MOODY'S CORPORATION COM 615369105 26175 859600 SH Sole 859600
MORNINGSTAR INC. COM 617700109 81221 1439070 SH Sole 1429745 9325
MOTOROLA SOLUTIONS INC COM 620076307 16932 404100 SH Sole 404100
MSCI INC COM 55354G100 17558 578911 SH Sole 578911
MYR GROUP INC. COM 55405W104 833 47250 SH Sole 47250
NATIONAL AMERICAN UNIVERSITY COM 63245Q105 541 75500 SH Sole 75500
NATIONAL INFO CONSORTIIUM INC COM 62914B100 456 39800 SH Sole 39800
NATIONAL INSTRUMENTS CORP COM 636518102 55122 2411304 SH Sole 2391704 19600
NATIONAL OILWELL VARCO INC COM 637071101 639 12480 SH Sole 12480
NATIONAL RESEARCH CORP COM 637372103 563 17000 SH Sole 17000
NEOGEN CORP COM 640491106 384 11050 SH Sole 11050
NESTLE S A SPONSORED ADR REPST COM 641069406 332 6025 SH Sole 6025
NETAPP INC COM 64110D104 16625 489975 SH Sole 489975
NEUSTAR, INC. COM 64126X201 112426 4471997 SH Sole 4445672 26325
NEWELL RUBBERMAID INC COM 651229106 315 26575 SH Sole 26575
NEWMONT MINING CORP COM 651639106 21668 344208 SH Sole 344208
NORTHERN TRUST CORP COM 665859104 17315 495000 SH Sole 495000
NORTHROP GRUMMAN CORP COM 666807102 338 6484 SH Sole 6484
NUVASIVE INC COM 670704105 3049 178710 SH Sole 178710
NVE CORP COM 629445206 516 8500 SH Sole 8500
NXP SEMICONDUCTORS ADR (NA) COM N6596X109 254 18000 SH Sole 18000
OGE ENERGY CORP COM 670837103 1200 25100 SH Sole 25100
OMNICELL INC COM 68213N109 779 56500 SH Sole 56500
ORACLE CORP COM 68389X105 20317 706919 SH Sole 706919
OXFORD INDUSTRIES INC COM 691497309 41938 1222690 SH Sole 1212140 10550
PANERA BREAD CO COM 69840W108 79036 760405 SH Sole 753355 7050
PATTERSON-UTI ENERGY INC. COM 703481101 1978 114065 SH Sole 114065
PAYCHEX COM COM 704326107 757 28725 SH Sole 28725
PDF SOLUTIONS, INC COM 693282105 290 71100 SH Sole 71100
PEPSICO INC. COM 713448108 17190 277713 SH Sole 277713
PETROLEO BRASILEIRO S.A. ADR COM 71654V408 245 10920 SH Sole 10920
PETROLEO BRASILEIRO S.A.-ADR C COM 71654V101 1051 50700 SH Sole 50700
PETSMART COM 716768106 16361 383600 SH Sole 383600
PF CHANG'S CHINA COM 69333Y108 61328 2251406 SH Sole 2229656 21750
PFIZER COM 717081103 9312 526689 SH Sole 526689
PHARMACEUTICAL PRODUCT DEV *PE COM 717124101 88511 3449378 SH Sole 3430178 19200
PIONEER NATURAL RESOURCES CO. COM 723787107 1963 29850 SH Sole 29850
PITNEY BOWES INC COM 724479100 10558 561619 SH Sole 561619
POTASH CORP OF SASKATCHEWAN COM 73755L107 328 7600 SH Sole 7600
PRAXAIR INC COM 74005P104 5749 61501 SH Sole 61501
PRIMO WATER CORP COM 74165N105 291 51525 SH Sole 51525
PROCTER & GAMBLE COM 742718109 35003 554017 SH Sole 554017
PROS HOLDINGS INC COM 74346Y103 732 56800 SH Sole 56800
PSS WORLD MEDICAL INC COM 69366A100 26829 1362568 SH Sole 1349468 13100
QEP RESOURCES INC COM 74733V100 7358 271805 SH Sole 271805
QUALCOMM INC COM 747525103 21916 450673 SH Sole 450673
QUANTA SERVICES INC COM 74762E102 26109 1389542 SH Sole 1389542
QUESTAR CORP COM 748356102 13280 749855 SH Sole 749855
RALPH LAUREN CORP COM 751212101 23038 177625 SH Sole 177625
RAYTHEON COMPANY COM 755111507 358 8769 SH Sole 8769
RED HAT INC COM 756577102 13380 316610 SH Sole 316610
RESPONSYS INC. COM 761248103 216 20000 SH Sole 20000
RIMAGE CORP COM 766721104 348 27492 SH Sole 27492
ROPER INDUSTRIES INC COM 776696106 3473 50400 SH Sole 50400
ROYAL DUTCH SHELL PLC CL A ADR COM 780259206 25480 414175 SH Sole 414175
RealD, Inc COM 75604l105 15180 1623550 SH Sole 1603600 19950
SAP AKTIENGESLLSCHAFT AG ADR ( COM 803054204 881 17400 SH Sole 17400
SCHLUMBERGER LTD COM 806857108 20629 345366 SH Sole 345366
SCIQUEST INC COM 80908T101 639 42800 SH Sole 42800
SEMTECH CORP COM 816850101 63125 2991702 SH Sole 2965652 26050
SHORETEL INC COM 825211105 326 65400 SH Sole 65400
SHUFFLE MASTER INC COM 825549108 607 72175 SH Sole 72175
SIEMENS AG ADR (GE) COM 826197501 404 4500 SH Sole 4500
SIGMA ALDRICH CORP COM 826552101 12505 202385 SH Sole 202385
SMART BALANCE INC. COM 83169Y108 535 90675 SH Sole 90675
SMITH & NEPHEW PLC - SPONSORED COM 83175M205 822 18400 SH Sole 18400
SOLERA HOLDINGS INC COM 83421A104 12620 249900 SH Sole 249900
SONOSITE INC. COM 83568G104 458 15100 SH Sole 15100
SPS COMMERCE INC COM 78463M107 586 36000 SH Sole 36000
STARWOOD HOTELS AND RESORTS COM 85590A401 7741 199400 SH Sole 199400
STEINER LEISURE LTD COM P8744Y102 312 7650 SH Sole 7650
STERICYCLE INC COM 858912108 380 4708 SH Sole 4708
STIFEL FINANCIAL CORP COM 860630102 26742 1006850 SH Sole 997250 9600
STR HOLDINGS INC COM 78478V100 301 37100 SH Sole 37100
STRATASYS INC COM 862685104 28713 1548700 SH Sole 1533400 15300
SUNCOR ENERGY INC COM 867224107 2858 112325 SH Sole 112325
SWIFT ENERGY COM 870738101 347 14250 SH Sole 14250
SYNGENTA ADR (SW) COM 87160A100 850 16390 SH Sole 16390
SYSCO CORP COM 871829107 6212 239840 SH Sole 239840
T ROWE PRICE GROUP INC COM 74144T108 910 19050 SH Sole 19050
TAIWAN SEMICONDUCTOR MFG CO LT COM 874039100 1252 109576 SH Sole 109576
TANGOE INC/CT COM 87582Y108 402 35500 SH Sole 35500
TECHNE CORP COM 878377100 71859 1056590 SH Sole 1047340 9250
TEVA PHARMACEUTICAL ADR (IS) COM 881624209 1341 36040 SH Sole 36040
TEXAS INSTRUMENTS INC. COM 882508104 15055 564920 SH Sole 564920
THE EDELMAN FINANCIAL GROUP IN COM 27943Q105 580 89725 SH Sole 89725
THERMON GROUP HOLDINGS INC COM 88362T103 829 60000 SH Sole 60000
TIDEWATER INC COM 886423102 3357 79845 SH Sole 79845
TIFFANY & CO NEW COM COM 886547108 4320 71025 SH Sole 71025
TIM PARTICIPACOES S.A. COM 88706P106 1493 63380 SH Sole 63380
TOYOTA MOTOR CORP ADR COM 892331307 1447 21200 SH Sole 21200
TRIMBLE NAVIGATION LTD COM 896239100 516 15385 SH Sole 15385
ULTIMATE SOFTWARE GROUP INC COM 90385D107 26943 576700 SH Sole 571400 5300
UNDER ARMOUR, INC. COM 904311107 38428 578650 SH Sole 576200 2450
UNILEVER NV NY -ADR (NA) COM 904784709 1236 39246 SH Sole 39246
UNILEVER PLC ADR COM 904767704 818 26220 SH Sole 26220
UNIT CORP COM 909218109 1047 28350 SH Sole 28350
UNITED PARCEL SERVICE - CL B COM 911312106 1547 24495 SH Sole 24495
UNITED TECHNOLOGIES CORP COM 913017109 5212 74080 SH Sole 74080
UNIVERSAL TECHNICAL INSTITUE I COM 913915104 7901 581348 SH Sole 571198 10150
URBAN OUTFITTERS INC COM 917047102 13541 606950 SH Sole 606950
US BANCORP COM 902973304 994 42225 SH Sole 42225
USEC INC COM 90333E108 40 25000 SH Sole 25000
UTI WORLDWIDE INC COM G87210103 6110 468525 SH Sole 468525
VAALCO ENERGY, INC COM 91851C201 2859 588225 SH Sole 588225
VALERO ENERGY CORP COM 91913y100 197 11100 SH Sole 11100
VALMONT INDUSTRIES COM 920253101 51222 657192 SH Sole 651042 6150
VCA ANTECH INC COM 918194101 15871 993150 SH Sole 976275 16875
VELTI LTD COM G93285107 373 56500 SH Sole 56500
VERISK ANALYTICS INC- CLASS A COM 92345Y106 10594 304675 SH Sole 304675
VERIZON COMM COM 92343V104 301 8179 SH Sole 8179
VISA INC COM 92826C839 10503 122525 SH Sole 122525
WADDELL & REED FINANCIAL COM 930059100 76205 3046967 SH Sole 3018567 28400
WAL MART STORES INC. COM 931142103 23900 460494 SH Sole 460494
WALGREEN CO COM 931422109 637 19375 SH Sole 19375
WALKER & DUNLOP INC (WD) COM 93148P102 116 10000 SH Sole 10000
WARNER CHILCOTT PLC COM G94368100 5597 391400 SH Sole 391400
WASTE MANAGEMENT INC COM 94106L109 14224 436845 SH Sole 436845
WATERS CORPORATION COM 941848103 223 2957 SH Sole 2957
WESTERN UNION COM 959802109 298 19500 SH Sole 19500
WHOLE FOODS MARKET INC COM 966837106 16964 259750 SH Sole 259750
WMS INDUSTRIES INC COM 929297109 78631 4470201 SH Sole 4426401 43800
WPP PLC-SPONS ADR COM 92933H101 295 6400 SH Sole 6400
XO GROUP INC COM 983772104 19705 2411900 SH Sole 2388650 23250
YUM! BRANDS INC COM 988498101 6609 133820 SH Sole 133820
ZIXIT CORP COM 98974P100 299 112000 SH Sole 112000
AMG CAPITAL TR I CONV PRFD 5.1 PFD CV 00169X203 3985 94600 SH Sole 94600
BOSTON PRIVATE FINANCIAL 4.875 PFD CV 10112P306 3835 126500 SH Sole 126500
CARRIAGE SERVICES CAP 7% PFD CV 14444T309 3383 102125 SH Sole 102125
HEALTHSOUTH CORP (HLS) 6.5% CO PFD CV 421924408 2072 2500 SH Sole 2500
INTERPUBLIC GRP 5.25% CONV PRF PFD CV 460690803 2055 2005 SH Sole 2005
(CWA FIDELTIY) ENERGY CONVERSI CONV 292659AA7 9 20000 PRN Sole 20000
AMYLIN PHARMACEUTICALS (AMLN) CONV 032346AF5 11610 13045000 PRN Sole 13045000
CHARLES RIVER LABORATORIES (CR CONV 159864AB3 3552 3615000 PRN Sole 3615000
CHART INDUSTRIES (GTLS) CONV 16115QAC4 232 250000 PRN Sole 250000
CIENA CORP - PRIVATE PLACEMENT CONV 171779AF8 1438 1500000 PRN Sole 1500000
CONMED CORP (CNMD) - Discrete CONV 207410AD3 836 840000 PRN Sole 840000
COVANTA HOLDING (CVA) CONV 22282EAC6 1089 1000000 PRN Sole 1000000
GENERAL CABLE CORP (BGC) CONV 369300AL2 1800 2000000 PRN Sole 2000000
GROUP 1 AUTOMOTIVE (GPI) - Dis CONV 398905AE9 453 465000 PRN Sole 465000
HOLOGIC INC (HOLX) Discrete P CONV 436440AA9 875 935000 PRN Sole 935000
HORNBECK OFFSHORE SERVICES (HO CONV 440543AE6 4261 4500000 PRN Sole 4500000
INTERPUBLIC GROUP (IPG) - Disc CONV 460690BE9 1062 1000000 PRN Sole 1000000
JANUS CAPITAL GROUP (JNS) non CONV 47102XAG0 1300 1335000 PRN Sole 1335000
LIBERTY MEDIA INC SR EXCHANGEA CONV 530715AR2 20 25000 PRN Sole 25000
LIONS GATE ENTERTAINMENT (LGF) CONV 535919AG9 421 424000 PRN Sole 424000
LIONS GATE ENTERTAINMENT (LGF) CONV 53626YAA6 6127 5992000 PRN Sole 5992000
LIONS GATE ENTERTAINMENT(2.937 CONV 535919AF1 3924 3924000 PRN Sole 3924000
MAGNA ENTERTAINMENT (MECA)- 7. CONV 559211AC1 261 12634731 PRN Sole 12634731
MEDICIS PHARMACEUTICAL (MRX)-D CONV 58470KAA2 1295 1000000 PRN Sole 1000000
NUVASIVE INC (NUVA) CONV 670704AB1 1905 2000000 PRN Sole 2000000
NUVASIVE INC (NUVA) CONV 670704AC9 417 500000 PRN Sole 500000
OHM (IT GROUP)CORP 8% due 10/0 CONV 670839AA7 0 18667 PRN Sole 18667
PANTRY INC (PTRY) CONV 698657AL7 2410 2450000 PRN Sole 2450000
PHILIP SERVICES CORP 3% BEGINS CONV 718193AB1 0 21178 PRN Sole 21178
SONOSITE INC (SONO) CONV 83568GAA2 1894 1800000 PRN Sole 1800000
STEEL DYMANICS (STLD) CONV 858119AP5 206 200000 PRN Sole 200000
THE INTERPUBLIC GROUP (IPG)-Di CONV 460690BA7 449 445000 PRN Sole 445000
WESCO INTL (WCC) CONV 95082PAH8 1113 785000 PRN Sole 785000
REPORT SUMMARY 360 DATA RECORDS 4926273 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED