0000898358-11-000040.txt : 20110728 0000898358-11-000040.hdr.sgml : 20110728 20110728092639 ACCESSION NUMBER: 0000898358-11-000040 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110728 DATE AS OF CHANGE: 20110728 EFFECTIVENESS DATE: 20110728 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KORNITZER CAPITAL MANAGEMENT INC /KS CENTRAL INDEX KEY: 0000898358 IRS NUMBER: 481069845 STATE OF INCORPORATION: KS FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03620 FILM NUMBER: 11991956 BUSINESS ADDRESS: STREET 1: P O BOX 918 CITY: SHAWNEE MISSION STATE: KS ZIP: 66201 BUSINESS PHONE: 9136777778 MAIL ADDRESS: STREET 1: PO BOX 918 CITY: SHAWNEE MISSION STATE: KS ZIP: 66201 13F-HR 1 live2q11.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Quarter Ended: June 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [XX] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Kornitzer Capital Management, Inc. Address:5420 W 61st Place Shawnee Mission, KS 66205 13F File Number: 028-03620 Kornitzer Capital Management, Inc. The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing the Report on Behalf of Reporting Manager: Name: John C. Kornitzer Title: President Phone: 913-677-7778 Signature, Place, and Date of Signing: John C. Kornitzer Overland Park, KS July 28, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 List of Other Included Managers: 13F File Number: Form 13F Information Table Entry Total: 368 Form 13F Information Table Value Total: 6,071,759 KORNITZER CAPITAL MANAGEMENT, INC FORM 13F June 30, 2011 Voting Authority -------------------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 11415 120347 SH Sole 120347 3SBIO INC-ADR COM 88575Y105 1935 110993 SH Sole 110993 A T & T INC COM 00206R102 1158 36877 SH Sole 36877 ABB LTD (SW) COM 000375204 1519 58520 SH Sole 58520 ABBOTT LABORATORIES COM 002824100 34337 652551 SH Sole 652551 ABERCROMBIE & FITCH CO. 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COM 931142103 24063 452824 SH Sole 452824 WALGREEN CO COM 931422109 819 19300 SH Sole 19300 WALKER & DUNLOP INC (WD) COM 93148P102 133 10000 SH Sole 10000 WARNER CHILCOTT PLC COM G94368100 9314 386000 SH Sole 386000 WASTE MANAGEMENT INC COM 94106L109 6510 174660 SH Sole 174660 WATERS CORPORATION COM 941848103 283 2957 SH Sole 2957 WHOLE FOODS MARKET INC COM 966837106 16183 255050 SH Sole 255050 WMS INDUSTRIES INC COM 929297109 132240 4304696 SH Sole 4269046 35650 WPP PLC-SPONS ADR COM 92933H101 402 6400 SH Sole 6400 WRIGHT MEDICAL GROUP INC COM 98235T107 33861 2257387 SH Sole 2237437 19950 XO GROUP INC COM 983772104 24527 2464975 SH Sole 2444325 20650 YAHOO INC COM 984332106 8218 546400 SH Sole 546400 YUM! BRANDS INC COM 988498101 7399 133943 SH Sole 133943 AMG CAPITAL TR I CONV PRFD 5.1 PFD CV 00169X203 1523 32319 SH Sole 32319 BOSTON PRIVATE FINANCIAL 4.875 PFD CV 10112P306 3845 126850 SH Sole 126850 CARRIAGE SERVICES CAP 7% PFD CV 14444T309 3345 102125 SH Sole 102125 HEALTHSOUTH CORP (HLS) 6.5% CO PFD CV 421924408 2812 2500 SH Sole 2500 INTERPUBLIC GRP 5.25% CONV PRF PFD CV 460690803 2135 2005 SH Sole 2005 AMERICAN MEDICAL SYSTEMS (AMMD CONV 02744MAA6 312 202000 PRN Sole 202000 AMERICAN MEDICAL SYSTEMS (AMMD CONV 02744MAB4 2087 1232000 PRN Sole 1232000 AMYLIN PHARMACEUTICALS (AMLN) CONV 032346AF5 11869 13115000 PRN Sole 13115000 CHARLES RIVER LABORATORIES (CR CONV 159864AB3 3886 3705000 PRN Sole 3705000 CIENA CORP - PRIVATE PLACEMENT CONV 171779AF8 1787 1500000 PRN Sole 1500000 CONMED CORP (CNMD) - Discrete CONV 207410AD3 2475 2460000 PRN Sole 2460000 COVANTA HOLDING (CVA) CONV 22282EAC6 1136 1000000 PRN Sole 1000000 GENERAL CABLE CORP (BGC) CONV 369300AL2 2752 2000000 PRN Sole 2000000 GLOBAL INDUSTRIES LTD SR DB(GL CONV 379336AE0 739 1005000 PRN Sole 1005000 GROUP 1 AUTOMOTIVE (GPI) - Dis CONV 398905AE9 542 535000 PRN Sole 535000 HOLOGIC INC (HOLX) Discrete P CONV 436440AA9 975 1005000 PRN Sole 1005000 HORNBECK OFFSHORE SERVICES (HO CONV 440543AE6 4286 4500000 PRN Sole 4500000 INTEL CORP (INTC) CONV 458140AD2 879 850000 PRN Sole 850000 INTERPUBLIC GROUP (IPG) - Disc CONV 460690BE9 1265 1000000 PRN Sole 1000000 JANUS CAPITAL GROUP (JNS) non CONV 47102XAG0 1445 1335000 PRN Sole 1335000 LIBERTY MEDIA INC SR EXCHANGEA CONV 530715AR2 21 25000 PRN Sole 25000 LIONS GATE ENTERTAINMENT (LGF) CONV 535919AG9 421 424000 PRN Sole 424000 LIONS GATE ENTERTAINMENT (LGF) CONV 53626YAA6 6295 6172000 PRN Sole 6172000 LIONS GATE ENTERTAINMENT(2.937 CONV 535919AF1 3904 3924000 PRN Sole 3924000 MAGNA ENTERTAINMENT (MECA)- 7. CONV 559211AC1 287 12635643 PRN Sole 12635643 MEDICIS PHARMACEUTICAL (MRX)-D CONV 58470KAA2 1351 1000000 PRN Sole 1000000 NUVASIVE INC (NUVA) CONV 670704AB1 2092 2000000 PRN Sole 2000000 NUVASIVE INC (NUVA) CONV 670704AC9 506 500000 PRN Sole 500000 OHM (IT GROUP)CORP 8% due 10/0 CONV 670839AA7 0 18667 PRN Sole 18667 PANTRY INC (PTRY) CONV 698657AL7 2451 2470000 PRN Sole 2470000 PHILIP SERVICES CORP 3% BEGINS CONV 718193AB1 0 21178 PRN Sole 21178 SONOSITE INC (SONO) CONV 83568GAA2 2065 1800000 PRN Sole 1800000 STEEL DYMANICS (STLD) CONV 858119AP5 238 200000 PRN Sole 200000 THE INTERPUBLIC GROUP (IPG)-Di CONV 460690BA7 560 490000 PRN Sole 490000 WESCO INTL (WCC) CONV 95082PAH8 1643 790000 PRN Sole 790000 REPORT SUMMARY 368 DATA RECORDS 6071759 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED