0000898358-11-000037.txt : 20110428
0000898358-11-000037.hdr.sgml : 20110428
20110427180712
ACCESSION NUMBER: 0000898358-11-000037
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110428
DATE AS OF CHANGE: 20110427
EFFECTIVENESS DATE: 20110428
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: KORNITZER CAPITAL MANAGEMENT INC /KS
CENTRAL INDEX KEY: 0000898358
IRS NUMBER: 481069845
STATE OF INCORPORATION: KS
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03620
FILM NUMBER: 11784909
BUSINESS ADDRESS:
STREET 1: P O BOX 918
CITY: SHAWNEE MISSION
STATE: KS
ZIP: 66201
BUSINESS PHONE: 9136777778
MAIL ADDRESS:
STREET 1: PO BOX 918
CITY: SHAWNEE MISSION
STATE: KS
ZIP: 66201
13F-HR
1
live1q11.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Quarter Ended: March 31, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[XX] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Kornitzer Capital Management, Inc.
Address:5420 W 61st Place
Shawnee Mission, KS 66205
13F File Number: 028-03620 Kornitzer Capital Management, Inc.
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing the Report on Behalf of Reporting Manager:
Name: John C. Kornitzer
Title: President
Phone: 913-677-7778
Signature, Place, and Date of Signing:
John C. Kornitzer Overland Park, KS April 27, 2011
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
List of Other Included Managers:
13F File Number:
Form 13F Information Table Entry Total: 373
Form 13F Information Table Value Total: 6,064,199
KORNITZER CAPITAL MANAGEMENT, INC
FORM 13F
March 31, 2011
Voting Authority
--------------------------
Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M CO COM 88579Y101 10419 111432 SH Sole 111432
3SBIO INC-ADR COM 88575Y105 1803 104293 SH Sole 104293
A T & T INC COM 00206R102 1124 36728 SH Sole 36728
ABB LTD (SW) COM 000375204 1466 60620 SH Sole 60620
ABBOTT LABORATORIES COM 002824100 29838 608315 SH Sole 608315
ABERCROMBIE & FITCH CO. CL A COM 002896207 34724 591553 SH Sole 591553
ACI WORLDWIDE INC COM 004498101 541 16500 SH Sole 16500
ADELPHIA 13% PFD *ESCROWED FOR COM 006esc982 0 22985 SH Sole 22985
ADELPHIA RECOVER TR SER ACC-6B COM 00685r839 0 2298500 SH Sole 2298500
ADIDAS AG - SPONSORED ADR (GE) COM 00687A107 465 14740 SH Sole 14740
ADR PETROCHINA CO LTD COM 71646e100 548 3600 SH Sole 3600
ADTRAN INC COM 00738A106 113910 2682749 SH Sole 2656749 26000
AFFILIATED MANAGERS GROUP COM 008252108 14038 128350 SH Sole 128350
AGILENT TECHNOLOGIES INC COM 00846U101 9683 216240 SH Sole 216240
AKAMAI TECHNOLOGIES COM 00971T101 18852 496113 SH Sole 496113
ALCOA, INC COM 013817101 1505 85220 SH Sole 85220
ALIGN TECHNOLOGY INC COM 016255101 150726 7359660 SH Sole 7303560 56100
ALLERGAN INC COM 018490102 17972 253056 SH Sole 253056
ALLSTATE CORP COM 020002101 9165 288392 SH Sole 288392
AMERESCO INC - CL A COM 02361E108 403 28500 SH Sole 28500
AMERICA MOVIL SAB DE CV ADR (M COM 02364W105 1147 19750 SH Sole 19750
AMERICAN EXPRESS COMPANY COM 025816109 1162 25700 SH Sole 25700
AMERICAN MEDICAL SYS HLDGS COM 02744M108 81398 3761439 SH Sole 3730089 31350
AMERISTAR CASINOS INC COM 03070Q101 60722 3420939 SH Sole 3384239 36700
AMGEN COM 031162100 493 9230 SH Sole 9230
AMYLIN PHARMACEUTICALS COM 032346108 75695 6657475 SH Sole 6605025 52450
ANCESTRY.COM, INC. COM 032803108 26198 739025 SH Sole 733825 5200
APACHE CORP COM 037411105 6107 46645 SH Sole 46645
APOLLO EDUCATION GROUP COM 037604105 6327 151700 SH Sole 151700
APPLE INC COM 037833100 8344 23941 SH Sole 23941
APPLIED MATERIALS COM 038222105 19250 1232365 SH Sole 1232365
APPROACH RESOURCES COM 03834A103 2226 66300 SH Sole 66300
ARTIO GLOBAL INVESTORS INC COM 04315B107 255 15800 SH Sole 15800
ASIAINFO HOLDINGS INC COM 04518A104 232 10700 SH Sole 10700
ASML HOLDING NV ORD COM N07059186 498 11200 SH Sole 11200
ATHENAHEALTH INC COM 04685W103 105121 2329300 SH Sole 2306450 22850
AUTOLIV INC (SE) COM 052800109 17711 238600 SH Sole 238600
AVON PRODUCTS INC COM 054303102 893 33025 SH Sole 33025
BAKER HUGHES INC COM 057224107 17761 241873 SH Sole 241873
BANK OF AMERICA CORP COM 060505104 1117 83783 SH Sole 83783
BAXTER INTL INC COM 071813109 18066 335980 SH Sole 335980
BAYER AKTIENGES - SPONSORED AD COM 072730302 3580 45955 SH Sole 45955
BECTON DICKINSON & CO. COM 075887109 9384 117860 SH Sole 117860
BERKSHIRE HATHAWAY INC. CLASS COM 084670108 251 2 SH Sole 2
BHP BILLLITON LTD ADR COM 088606108 202 2105 SH Sole 2105
BLACKBAUD, INC. COM 09227Q100 217 7950 SH Sole 7950
BLACKBOARD INC COM 091935502 5109 140989 SH Sole 140989
BOARDWALK PIPELINE (Annual K-1 COM 096627104 493 15100 SH Sole 15100
BOEING CO. COM 097023105 16787 227072 SH Sole 227072
BONA FILM GROUP LTD-SPON ADR COM 09777B107 414 64700 SH Sole 64700
BP PLC, INC ADR (UK) COM 055622104 358 8110 SH Sole 8110
BROADCOM CORP COM 111320107 10565 268282 SH Sole 268282
CABOT MICROELECTRONICS CORP COM 12709P103 84878 1624455 SH Sole 1611230 13225
CALPINE CORP COM 131347304 1947 122700 SH Sole 122700
CAMPBELL SOUP CO COM 134429109 1305 39400 SH Sole 39400
CAPELLA EDUCATION CO COM 139594105 34303 688945 SH Sole 683370 5575
CAREER EDUCATION CORP. COM 141665109 123425 5432451 SH Sole 5395001 37450
CARNIVAL CORP CLASS A PAIRED S COM 143658300 920 23982 SH Sole 23982
CATERPILLAR INC COM 149123101 264 2375 SH Sole 2375
CERADYNE INC COM 156710105 23771 527300 SH Sole 523700 3600
CHAODA MODERN - UNSPON ADR (HK COM 15941T106 258 8400 SH Sole 8400
CHARLES RIVER LABS COM 159864107 82556 2151005 SH Sole 2138655 12350
CHART INDUSTRIES INC COM 16115Q308 16266 295525 SH Sole 295525
CHEVRON CORP COM 166764100 46355 431252 SH Sole 431252
CHICO'S FAS INC COM 168615102 20998 1410200 SH Sole 1410200
CHINA KANGHUI HOLD-SPON ADR COM 16890V100 970 55400 SH Sole 55400
CHIPOTLE MEXICAN GRILL- CLASS COM 169656105 15995 58726 SH Sole 58726
CHRISTOPHER & BANKS CORP COM 171046105 7755 1196831 SH Sole 1166656 30175
CHUBB CORP COM 171232101 10684 174255 SH Sole 174255
CIA CERVECERIAS UNIDAS-ADR COM 204429104 1407 23800 SH Sole 23800
CIENA CORPORATION COM 171779309 44121 1700893 SH Sole 1678793 22100
CINCINNATI FINANCIAL CORP COM 172062101 7722 235500 SH Sole 235500
CISCO SYS INC COM COM 17275R102 18780 1095035 SH Sole 1095035
CITRIX COM 177376100 3982 54200 SH Sole 54200
CLOROX CO COM 189054109 1842 26295 SH Sole 26295
COCA-COLA COM 191216100 31420 473621 SH Sole 473621
COHEN & STEERS INC. COM 19247A100 380 12800 SH Sole 12800
COLDWATER CREEK INC COM 193068103 22277 8438218 SH Sole 8345918 92300
COLGATE PALMOLIVE CO COM 194162103 9175 113611 SH Sole 113611
COMPANHIA DE BEBIDAS(AMBEV)-AD COM 20441W203 1452 51300 SH Sole 51300
COMPUTER PROGRAMS & SYSTEMS COM 205306103 4789 74500 SH Sole 74500
COMSCORE INC. COM 20564W105 357 12102 SH Sole 12102
CONAGRA INC COM 205887102 996 41937 SH Sole 41937
CONOCOPHILLIPS COM 20825C104 32578 407933 SH Sole 407933
CORINTHIAN COLLEGES INC COM 218868107 37267 8431473 SH Sole 8356473 75000
CORNERSTONE ONDEMAND INC. COM 21925Y103 911 50000 SH Sole 50000
CORNING INC COM 219350105 7773 376800 SH Sole 376800
CORPORATE EXECUTIVE BOARD CO COM 21988R102 134669 3335869 SH Sole 3309819 26050
COSTAR GROUP INC COM 22160N109 72314 1153700 SH Sole 1142600 11100
COSTCO WHOLESALE COM 22160K105 17782 242522 SH Sole 242522
COVANTA HOLDING CORP. COM 22282E102 12853 752545 SH Sole 752545
CTRIP.COM INTERNATIONAL - ADR COM 22943F100 564 13600 SH Sole 13600
DASSAULT SYSTEMS SA-ADR (FR) A COM 237545108 446 5800 SH Sole 5800
DEALERTRACK HOLDINGS INC. COM 242309102 91988 4013443 SH Sole 3980043 33400
DELTEK INC COM 24784L105 686 90278 SH Sole 90278
DENTSPLY INTERNATIONAL INC COM 249030107 22391 605325 SH Sole 605325
DEVON ENERGY CORP COM 25179M103 266 2900 SH Sole 2900
DEVRY INC. COM 251893103 53394 969568 SH Sole 963618 5950
DIAGEO PLC ADR (UK) COM 25243Q205 1874 24590 SH Sole 24590
DICE HOLDINGS, INC. COM 253017107 12661 837950 SH Sole 834675 3275
DIEBOLD INC COM 253651103 53236 1501310 SH Sole 1488310 13000
DIGITAL RIVER INC. COM 25388B104 3881 103700 SH Sole 103700
DIONEX CORP *PEND TENDER @ 118 COM 254546104 212 1800 SH Sole 1800
DISNEY (WALT) CO. COM 254687106 1485 34471 SH Sole 34471
DIXIE GROUP INC COM 255519100 379 81355 SH Sole 81355
DOCTOR REDDY'S LAB - ADR (IN) COM 256135203 1194 32000 SH Sole 32000
DOLBY LABORATORIES INC - CL A COM 25659T107 60414 1227673 SH Sole 1221923 5750
DTS, INC COM 23335C101 690 14800 SH Sole 14800
E I DUPONT DE NEMOURS & CO COM 263534109 15084 274403 SH Sole 274403
EATON VANCE CORP-NON VTG COM 278265103 16165 501400 SH Sole 501400
EBAY INC COM 278642103 19807 638123 SH Sole 638123
ELECTRO SCIENTIFIC INDS INC COM 285229100 573 33000 SH Sole 33000
ELECTRONIC ARTS INC COM 285512109 36084 1847608 SH Sole 1847608
ELI LILLY & CO COM COM 532457108 11426 324890 SH Sole 324890
EMC CORPORATION MASSACHUSETTS COM 268648102 7401 278650 SH Sole 278650
EMERSON ELECTRIC CO COM 291011104 7565 129464 SH Sole 129464
ENTERPRISE PRODUCTS PARTNERS COM 293792107 310 7200 SH Sole 7200
ENVESTNET INC COM 29404K106 470 35000 SH Sole 35000
EQUINIX INC COM 29444U502 13296 145950 SH Sole 145950
ERICSSON L.M. CO CLASS B-SPON COM 294821608 641 49860 SH Sole 49860
EXELON CORP COM 30161N101 474 11500 SH Sole 11500
EXPONENT INC COM 30214U102 754 16900 SH Sole 16900
EXXON MOBIL CORP COM COM 30231G102 21738 258383 SH Sole 258383
FAIRCHILD SEMICONDUCTOR INTL COM 303726103 52403 2879275 SH Sole 2852625 26650
FEDEX CORPORATION COM 31428X106 10847 115950 SH Sole 115950
FGBC BANCSHARES INC *private s COM 30246U104 30 30000 SH Sole 30000
FIRSTSERVICE CORPORATION COM 33761N109 60261 1584570 SH Sole 1570220 14350
FISERV INC COM 337738108 22242 354625 SH Sole 354625
FLEETCOR TECHNOLOGIES, INC COM 339041105 2293 70200 SH Sole 70200
FLUOR CORP 'NEW' COM 343412102 7499 101800 SH Sole 101800
FMC CORP COM 302491303 21479 252900 SH Sole 252900
FORD MOTOR CO COM 345370860 2167 145340 SH Sole 145340
FOREST LABS COM 345838106 30850 955102 SH Sole 955102
FORMFACTOR INC COM 346375108 40193 3906050 SH Sole 3872125 33925
FRANKLIN RESOURCES INC COM 354613101 1401 11200 SH Sole 11200
FREEPORT MCMORAN COPPER & GOLD COM 35671D857 957 17220 SH Sole 17220
FRESENIUS MEDICAL CARE SPSRD A COM 358029106 317 4700 SH Sole 4700
FRONTIER OIL CO COM 35914P105 21146 721220 SH Sole 721220
FTI CONSULTING INC. COM 302941109 52342 1365550 SH Sole 1353750 11800
GAFISA S A SPON ADR COM 362607301 317 24700 SH Sole 24700
GENERAL DYNAMICS CORP COM 369550108 262 3419 SH Sole 3419
GENERAL ELECTRIC COM 369604103 31590 1575537 SH Sole 1575537
GENERAL MILLS COM 370334104 7157 195810 SH Sole 195810
GENTEX CORP COM 371901109 100867 3334433 SH Sole 3307233 27200
GILEAD SCIENCES INC COM 375558103 11950 281365 SH Sole 281365
GLAXO SMITHKLINE ADR COM 37733W105 12471 324672 SH Sole 324672
GLOBAL PAYMENTS INC COM 37940X102 21039 430075 SH Sole 430075
GOLDEN MEDITECH INC (FOREIGN A COM g39580108 5 28000 SH Sole 28000
GOLDMAN SACHS GROUP INC. COM 38141G104 7160 45145 SH Sole 45145
GOOGLE INC-CL A COM 38259P508 14562 24818 SH Sole 24818
GREAT PLAINS ENERGY INC COM 391164100 4225 211055 SH Sole 211055
HAEMONETICS COM 405024100 69286 1057150 SH Sole 1049125 8025
HALLIBURTON CO. COM 406216101 298 5975 SH Sole 5975
HEALTHSOUTH CORP COM 421924309 18759 750950 SH Sole 750950
HERSHEY FOODS COM 427866108 1135 20885 SH Sole 20885
HESS CORP COM 42809H107 5732 67265 SH Sole 67265
HEXCEL CORP COM 428291108 81366 4132353 SH Sole 4096578 35775
HOME DEPOT INC COM 437076102 259 6982 SH Sole 6982
HORSEHEAD HOLDING CORP. COM 440694305 682 40000 SH Sole 40000
HOYA CORP-SPONSORED ADR (JP) COM 443251103 238 10400 SH Sole 10400
HUTCHISON WHAMPOA-UNSP ADR (HK COM 448415208 419 7070 SH Sole 7070
ICON PLC - SPONSORED ADR COM 45103T107 52668 2439475 SH Sole 2417550 21925
ICU MEDICAL, INC. COM 44930G107 604 13800 SH Sole 13800
INT'L BUSINESS MACHINES COM 459200101 9698 59474 SH Sole 59474
INTEGRAL SYSTEMS INC/MD COM 45810H107 341 28000 SH Sole 28000
INTEL CORP COM 458140100 38004 1883273 SH Sole 1883273
INTERNAP NETWORK SERVICES CORP COM 45885A300 24074 3664212 SH Sole 3625062 39150
INTERNATIONAL GAME TECHNOLOGY COM 459902102 13481 830640 SH Sole 830640
IRON MOUNTAIN INC COM 462846106 11359 363720 SH Sole 363720
ITT CORPORATION COM 450911102 2137 35580 SH Sole 35580
ITT EDUCATION COM 45068B109 13091 181444 SH Sole 181444
J P MORGAN CHASE COM 46625h100 13111 284395 SH Sole 284395
JANUS CAPITAL GROUP INC COM 47102X105 15072 1208675 SH Sole 1208675
JOHNSON & JOHNSON COM 478160104 25215 425570 SH Sole 425570
JOHNSON CONTROLS INC COM 478366107 7885 189690 SH Sole 189690
KELLOGG CO COM 487836108 5906 109405 SH Sole 109405
KIMBERLY-CLARK CORP COM 494368103 11330 173589 SH Sole 173589
KINGFISHER PLC-SPONSORED ADR ( COM 495724403 146 18570 SH Sole 18570
KLA TENCOR CORP COM 482480100 29689 627400 SH Sole 627400
KONINKLIJKE PHILIPS ELECTRONIC COM 500472303 653 20300 SH Sole 20300
KORN/FERRY INTERNATIONAL COM 500643200 57720 2591848 SH Sole 2568498 23350
KRAFT FOODS INC CLASS A COM 50075N104 12972 413663 SH Sole 413663
LADBROKES PLC - ADR (UK) COM 505730101 107 50300 SH Sole 50300
LANDEC CORP COM 514766104 302 46500 SH Sole 46500
LANDMARK BANCORP INC. COM 51504L107 810 49851 SH Sole 49851
LEAPFROG ENTERPRISES COM 52186N106 92 21200 SH Sole 21200
LENTUO INTERNATIONAL INC - SPO COM 526353107 1102 225900 SH Sole 225900
LIFE TIME FITNESS INC COM 53217R207 127604 3420098 SH Sole 3391873 28225
LINCOLN EDUCATIONAL SERVICES ( COM 533535100 2415 152000 SH Sole 152000
LIONS GATE ENTERTAINMENT COM 535919203 12716 2034600 SH Sole 2034600
LVMH MOET HENNESSY LOU(non-dtc COM F58485115 476 3000 SH Sole 3000
MAGELLAN PETROLEUM CORP COM 559091301 852 352000 SH Sole 352000
MAGNUM HUNTER RESOURCES CORP COM 55973B102 857 100000 SH Sole 100000
MANHATTAN ASSOCIATES COM 562750109 72284 2207829 SH Sole 2187729 20100
MARATHON OIL CORP COM 565849106 24208 454100 SH Sole 454100
MARKETAXESS HOLDINGS, INC. COM 57060D108 53604 2215961 SH Sole 2197761 18200
MAXIM INTEGRATED PRODUCTS INC COM 57772K101 3528 137804 SH Sole 137804
MCCORMICK & SCHMICK'S SEAFOOD COM 579793100 545 74998 SH Sole 74998
MCDONALD'S CORP COM 580135101 28486 374379 SH Sole 374379
MERCK & CO NEW COM 58933Y105 9062 274537 SH Sole 274537
MERIDIAN BIOSCIENCE COM 589584101 334 13925 SH Sole 13925
MERU NETWORKS INC. COM 59047Q103 743 36575 SH Sole 36575
MGP INGREDIENTS INC COM 55302G103 161 18520 SH Sole 18520
MICROCHIP TECHNOLOGY INC. COM 595017104 2151 56600 SH Sole 56600
MICROSOFT CORP COM 594918104 27028 1064500 SH Sole 1064500
MILLICOM INTERNATIONAL CELLULA COM L6388F110 1587 16500 SH Sole 16500
MINDRAY MEDICAL INTL LTD -ADR COM 602675100 1535 60900 SH Sole 60900
MKS INSTRUMENTS, INC COM 55306N104 134653 4043643 SH Sole 4008443 35200
MODINE MANUFACTURING COM 607828100 174 10800 SH Sole 10800
MONSANTO CO COM 61166W101 20173 279166 SH Sole 279166
MONSTER WORLDWIDE INC COM 611742107 82505 5188991 SH Sole 5152191 36800
MOODY'S CORPORATION COM 615369105 28417 838025 SH Sole 838025
MORNINGSTAR INC. COM 617700109 85218 1459720 SH Sole 1451095 8625
MOTOROLA SOLUTIONS INC COM 620076307 11633 260300 SH Sole 260300
MSCI INC COM 55354G100 19337 525186 SH Sole 525186
MYR GROUP INC. COM 55405W104 1025 42850 SH Sole 42850
NATIONAL AMERICAN UNIVERSITY COM 63245Q105 535 75500 SH Sole 75500
NATIONAL INFO CONSORTIIUM INC COM 62914B100 760 61000 SH Sole 61000
NATIONAL INSTRUMENTS CORP COM 636518102 71064 2168562 SH Sole 2147862 20700
NATIONAL OILWELL VARCO INC COM 637071101 1062 13400 SH Sole 13400
NATIONAL RESEARCH CORP COM 637372103 577 17000 SH Sole 17000
NATIONAL SEMICONDUCTOR COM 637640103 18822 1312525 SH Sole 1312525
NEOGEN CORP COM 640491106 457 11050 SH Sole 11050
NESTLE S A SPONSORED ADR REPST COM 641069406 509 8840 SH Sole 8840
NETAPP INC COM 64110D104 17833 370375 SH Sole 370375
NETSPEND INC. COM 64118V106 10253 974625 SH Sole 974625
NEUSTAR, INC. COM 64126X201 105457 4122647 SH Sole 4097822 24825
NEWMONT MINING CORP COM 651639106 18501 338978 SH Sole 338978
NORTHERN TRUST CORP COM 665859104 33065 651525 SH Sole 651525
NORTHROP GRUMMAN CORP COM 666807102 352 5614 SH Sole 5614
NUVASIVE INC COM 670704105 6797 268450 SH Sole 268450
OGE ENERGY CORP COM 670837103 1745 34510 SH Sole 34510
OMNICELL INC COM 68213N109 788 51700 SH Sole 51700
ORACLE CORP COM 68389X105 18817 562849 SH Sole 562849
OXFORD INDUSTRIES INC COM 691497309 44475 1300815 SH Sole 1287765 13050
PANERA BREAD CO COM 69840W108 107865 849330 SH Sole 841230 8100
PATTERSON-UTI ENERGY INC. COM 703481101 3558 121065 SH Sole 121065
PAYCHEX COM COM 704326107 838 26700 SH Sole 26700
PDF SOLUTIONS, INC COM 693282105 473 71100 SH Sole 71100
PEPSICO INC. COM 713448108 11715 181885 SH Sole 181885
PETMED EXPRESS INC COM 716382106 327 20600 SH Sole 20600
PETROLEO BRASILEIRO S.A. ADR COM 71654V408 239 5920 SH Sole 5920
PETROLEO BRASILEIRO S.A.-ADR C COM 71654V101 1557 43800 SH Sole 43800
PETSMART COM 716768106 15353 374925 SH Sole 374925
PF CHANG'S CHINA COM 69333Y108 123062 2664256 SH Sole 2640306 23950
PFIZER COM 717081103 8687 427710 SH Sole 427710
PHARMACEUTICAL PRODUCT DEVELOP COM 717124101 94757 3420821 SH Sole 3403871 16950
PIONEER NATURAL RESOURCES CO. COM 723787107 3165 31050 SH Sole 31050
PITNEY BOWES INC COM 724479100 13019 506759 SH Sole 506759
POLO RALPH LAUREN CORP COM 731572103 19787 160025 SH Sole 160025
POTASH CORP OF SASKATCHEWAN COM 73755L107 846 14355 SH Sole 14355
PRAXAIR INC COM 74005P104 7372 72555 SH Sole 72555
PRECISION DRILLING TRUST COM 74022d308 170 12540 SH Sole 12540
PRIMO WATER CORP COM 74165N105 635 51525 SH Sole 51525
PROCTER & GAMBLE COM 742718109 30850 500805 SH Sole 500805
PROS HOLDINGS INC COM 74346Y103 828 56800 SH Sole 56800
PROVIDENT ENERGY LTD COM 74386V100 224 24200 SH Sole 24200
PSS WORLD MEDICAL INC COM 69366A100 50932 1878543 SH Sole 1861393 17150
QEP RESOURCES INC COM 74733V100 11262 277805 SH Sole 277805
QIAGEN N.V. COM N72482107 4430 220935 SH Sole 220935
QUALCOMM INC COM 747525103 17925 326912 SH Sole 326912
QUANTA SERVICES INC COM 74762E102 26079 1162700 SH Sole 1162700
QUESTAR CORP COM 748356102 10681 612105 SH Sole 612105
RADIANT SYSTEMS INC. COM 75025N102 398 22500 SH Sole 22500
RAYTHEON COMPANY COM 755111507 371 7300 SH Sole 7300
RED HAT INC COM 756577102 16900 372335 SH Sole 372335
RIMAGE CORP COM 766721104 444 27492 SH Sole 27492
ROYAL DUTCH SHELL PLC CL A ADR COM 780259206 27199 373305 SH Sole 373305
SANDERS MORRIS HARRIS GROUP IN COM 80000Q104 621 77525 SH Sole 77525
SAP AKTIENGESLLSCHAFT AG ADR ( COM 803054204 920 15000 SH Sole 15000
SCHLUMBERGER LTD COM 806857108 30004 321723 SH Sole 321723
SCIQUEST INC COM 80908T101 581 40000 SH Sole 40000
SECOM LTD - UNSPONSORED ADR (J COM 813113206 354 30400 SH Sole 30400
SEMTECH CORP COM 816850101 93040 3718607 SH Sole 3688457 30150
SHUFFLE MASTER INC COM 825549108 616 57675 SH Sole 57675
SIEMENS AG ADR (GE) COM 826197501 563 4100 SH Sole 4100
SIGMA ALDRICH CORP COM 826552101 12648 198750 SH Sole 198750
SMART BALANCE INC. COM 83169Y108 416 90675 SH Sole 90675
SMITH & NEPHEW PLC - SPONSORED COM 83175M205 1399 24800 SH Sole 24800
SOLERA HOLDINGS INC COM 83421A104 16943 331575 SH Sole 331575
SONOSITE INC. COM 83568G104 436 13100 SH Sole 13100
SPS COMMERCE INC COM 78463M107 558 36000 SH Sole 36000
STEINER LEISURE LTD COM P8744Y102 354 7650 SH Sole 7650
STERICYCLE INC COM 858912108 482 5441 SH Sole 5441
STMICOELECTRONICS NV-NY SHS COM 861012102 1098 88400 SH Sole 88400
STR HOLDINGS INC COM 78478V100 386 20125 SH Sole 20125
STRATASYS INC COM 862685104 1170 24900 SH Sole 24900
SUNCOR ENERGY INC COM 867224107 5028 112125 SH Sole 112125
SUPERTEX INC. COM 868532102 446 20000 SH Sole 20000
SWIFT ENERGY COM 870738101 501 11750 SH Sole 11750
SYNGENTA ADR (SW) COM 87160A100 1153 17690 SH Sole 17690
SYSCO CORP COM 871829107 3511 126765 SH Sole 126765
T ROWE PRICE GROUP INC COM 74144T108 756 11375 SH Sole 11375
TAIWAN SEMICONDUCTOR MFG CO LT COM 874039100 1198 98376 SH Sole 98376
TECHNE CORP COM 878377100 77316 1079990 SH Sole 1071640 8350
TEVA PHARMACEUTICAL ADR (IS) COM 881624209 1156 23040 SH Sole 23040
TEXAS INSTRUMENTS INC. COM 882508104 14304 413875 SH Sole 413875
THE KNOT COM 499184109 30554 2535640 SH Sole 2514990 20650
TIDEWATER INC COM 886423102 4897 81820 SH Sole 81820
TIFFANY & CO NEW COM COM 886547108 4318 70275 SH Sole 70275
TIM PARTICIPACOES S.A. COM 88706P106 1685 38600 SH Sole 38600
TOMRA SYSTEMS A/S/A-SPONSORED COM 889905204 229 28000 SH Sole 28000
TORNIER NV COM N87237108 1032 55800 SH Sole 55800
TRIMBLE NAVIGATION LTD COM 896239100 790 15635 SH Sole 15635
TRINA SOLAR LTD-SPON ADR COM 89628E104 250 8300 SH Sole 8300
UNDER ARMOUR, INC. COM 904311107 12560 184575 SH Sole 184575
UNILEVER NV NY -ADR (NA) COM 904784709 2313 73746 SH Sole 73746
UNILEVER PLC ADR COM 904767704 812 26520 SH Sole 26520
UNIT CORP COM 909218109 1806 29150 SH Sole 29150
UNITED PARCEL SERVICE - CL B COM 911312106 1750 23545 SH Sole 23545
UNITED TECHNOLOGIES CORP COM 913017109 5962 70430 SH Sole 70430
UNIVERSAL TECHNICAL INSTITUE I COM 913915104 29579 1520774 SH Sole 1508124 12650
URBAN OUTFITTERS INC COM 917047102 13746 460825 SH Sole 460825
US BANCORP COM 902973304 784 29648 SH Sole 29648
USEC INC COM 90333E108 48 11000 SH Sole 11000
UTI WORLDWIDE INC COM G87210103 9342 463150 SH Sole 463150
VAALCO ENERGY, INC COM 91851C201 3134 403900 SH Sole 403900
VALERO ENERGY CORP COM 91913y100 301 10100 SH Sole 10100
VALMONT INDUSTRIES COM 920253101 70535 675817 SH Sole 669267 6550
VCA ANTECH INC COM 918194101 69535 2762600 SH Sole 2738425 24175
VELTI LTD COM G93285107 516 41000 SH Sole 41000
VEOLIA ENVIRONNEMENT - ADR (FR COM 92334N103 427 13713 SH Sole 13713
VERIZON COMM COM 92343V104 288 7481 SH Sole 7481
VIACOM INC CLASS B COM 92553P201 807 17350 SH Sole 17350
VISA INC COM 92826C839 10308 140020 SH Sole 140020
VITAMIM SHOPPE INC COM 92849E101 338 10000 SH Sole 10000
WADDELL & REED FINANCIAL COM 930059100 112640 2773692 SH Sole 2748642 25050
WAL MART STORES INC. COM 931142103 23679 454924 SH Sole 454924
WALGREEN CO COM 931422109 775 19300 SH Sole 19300
WALKER & DUNLOP INC (WD) COM 93148P102 121 10000 SH Sole 10000
WARNER CHILCOTT PLC COM G94368100 7511 322900 SH Sole 322900
WATERS CORPORATION COM 941848103 263 3032 SH Sole 3032
WESTERN UNION COM 959802109 222 10699 SH Sole 10699
WHOLE FOODS MARKET INC COM 966837106 20831 316100 SH Sole 316100
WMS INDUSTRIES INC COM 929297109 125718 3556367 SH Sole 3527817 28550
WPP PLC-SPONS ADR COM 92933H101 395 6400 SH Sole 6400
WRIGHT MEDICAL GROUP INC COM 98235T107 39148 2301462 SH Sole 2281512 19950
YAHOO INC COM 984332106 8720 522800 SH Sole 522800
YUM! BRANDS INC COM 988498101 4951 96368 SH Sole 96368
BOSTON PRIVATE FINANCIAL 4.875 PFD CV 10112P306 3935 126950 SH Sole 126950
CARRIAGE SERVICES CAP 7% PFD CV 14444T309 4211 127125 SH Sole 127125
HEALTHSOUTH CORP (HLS) 6.5% CO PFD CV 421924408 2634 2500 SH Sole 2500
INTERPUBLIC GRP 5.25% CONV PRF PFD CV 460690803 2205 2005 SH Sole 2005
AMERICAN MEDICAL SYSTEMS (AMMD CONV 02744MAA6 242 209000 PRN Sole 209000
AMERICAN MEDICAL SYSTEMS (AMMD CONV 02744MAB4 1721 1288000 PRN Sole 1288000
AMYLIN PHARMACEUTICALS (AMLN) CONV 032346AF5 11292 13130000 PRN Sole 13130000
AMYLIN PHARMACEUTICALS INC (AM CONV 032346AD0 9287 9310000 PRN Sole 9310000
CHARLES RIVER LABORATORIES (CR CONV 159864AB3 3930 3770000 PRN Sole 3770000
CIENA CORP - PRIVATE PLACEMENT CONV 171779AF8 2197 1500000 PRN Sole 1500000
CONMED CORP (CNMD) - Discrete CONV 207410AD3 2523 2495000 PRN Sole 2495000
COVANTA HOLDING (CVA) CONV 22282EAC6 1180 1000000 PRN Sole 1000000
GENERAL CABLE CORP (BGC) CONV 369300AL2 2792 2000000 PRN Sole 2000000
GROUP 1 AUTOMOTIVE (GPI) - Dis CONV 398905AE9 563 555000 PRN Sole 555000
HOLOGIC INC (HOLX) Discrete P CONV 436440AA9 1004 1040000 PRN Sole 1040000
HORNBECK OFFSHORE SERVICES (HO CONV 440543AE6 4421 4500000 PRN Sole 4500000
HOST HOTELS & RESORTS LP 144A- CONV 44108EAT5 589 500000 PRN Sole 500000
INTEL CORP (INTC) CONV 458140AD2 874 850000 PRN Sole 850000
INTERPUBLIC GROUP (IPG) - Disc CONV 460690BE9 1261 1000000 PRN Sole 1000000
JANUS CAPITAL GROUP (JNS) non CONV 47102XAG0 1602 1335000 PRN Sole 1335000
LIBERTY MEDIA INC SR EXCHANGEA CONV 530715AR2 20 25000 PRN Sole 25000
LIONS GATE ENTERTAINMENT (LGF) CONV 535919AG9 420 424000 PRN Sole 424000
LIONS GATE ENTERTAINMENT (LGF) CONV 53626YAA6 6146 6192000 PRN Sole 6192000
LIONS GATE ENTERTAINMENT(2.937 CONV 535919AF1 3914 3924000 PRN Sole 3924000
MAGNA ENTERTAINMENT (MECA)- 7. CONV 559211AC1 1045 13909027 PRN Sole 13909027
MEDICIS PHARMACEUTICAL (MRX)-D CONV 58470KAA2 1154 1000000 PRN Sole 1000000
NUVASIVE INC (NUVA) CONV 670704AB1 1962 2000000 PRN Sole 2000000
OHM (IT GROUP)CORP 8% due 10/0 CONV 670839AA7 0 18667 PRN Sole 18667
PANTRY INC (PTRY) CONV 698657AL7 2464 2495000 PRN Sole 2495000
PHILIP SERVICES CORP 3% BEGINS CONV 718193AB1 0 21178 PRN Sole 21178
SONOSITE INC (SONO) CONV 83568GAA2 2009 1800000 PRN Sole 1800000
STEEL DYMANICS (STLD) CONV 858119AP5 256 200000 PRN Sole 200000
THE INTERPUBLIC GROUP (IPG)-Di CONV 460690BA7 628 550000 PRN Sole 550000
WESCO INTL (WCC) CONV 95082PAH8 2926 1232000 PRN Sole 1232000
REPORT SUMMARY 373 DATA RECORDS 6064199 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED