-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WTNZ5uBm/XUIfyb7mO1IqP9MeinFMewnh05OCCyya8teL33IFRb82OMEsBxlpjPC nfm44rpufdUuvxZk8emc5A== 0000898358-08-000066.txt : 20080814 0000898358-08-000066.hdr.sgml : 20080814 20080814160233 ACCESSION NUMBER: 0000898358-08-000066 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080814 DATE AS OF CHANGE: 20080814 EFFECTIVENESS DATE: 20080814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KORNITZER CAPITAL MANAGEMENT INC /KS CENTRAL INDEX KEY: 0000898358 IRS NUMBER: 481069845 STATE OF INCORPORATION: KS FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03620 FILM NUMBER: 081018933 BUSINESS ADDRESS: STREET 1: P O BOX 918 CITY: SHAWNEE MISSION STATE: KS ZIP: 66201 BUSINESS PHONE: 9136777778 MAIL ADDRESS: STREET 1: PO BOX 918 CITY: SHAWNEE MISSION STATE: KS ZIP: 66201 13F-HR 1 live2q08.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Quarter Ended: June 30,2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [XX] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Kornitzer Capital Management, Inc. Address:5420 W 61st Place Shawnee Mission, KS 66205 13F File Number: 028-03620 Kornitzer Capital Management, Inc. The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing the Report on Behalf of Reporting Manager: Name: John C. Kornitzer Title: President Phone: 913-677-7778 Signature, Place, and Date of Signing: John C. Kornitzer Overland Park, KS August 14, 2008 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 List of Other Included Managers: Jayhawk Capital Management, LLC 13F File Number: No 13F required for Jayhawk Capital Management, LLC. Form 13F Information Table Entry Total: 347 Form 13F Information Table Value Total: 3,439,397 KORNITZER CAPITAL MANAGEMENT, INC FORM 13F June 30, 2008 Voting Authority -------------------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 3924 56385 SH Sole 56385 51JOB INC-ADR (CH) COM 316827104 546 29800 SH Sole 29800 A T & T INC COM 00206R102 264 7845 SH Sole 7845 ABB LTD (SW) COM 000375204 263 9300 SH Sole 9300 ABBOTT LABORATORIES COM 002824100 14245 268923 SH Sole 268923 ABERCROMBIE & FITCH CO. 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COM G90073100 9495 62306 SH Sole 62306 TRINITY BIOTECH PLC - ADR COM 896438306 1525 395150 SH Sole 395150 TRUE ENERGY TRUST COM 897839106 44 10000 SH Sole 10000 TWIN DISC INC COM 901476101 251 12000 SH Sole 12000 ULTRA PETROLEUM CORP COM 903914109 530 5400 SH Sole 5400 UNILEVER PLC ADR COM 904767704 656 23090 SH Sole 23090 UNIT CORP COM 909218109 2875 34650 SH Sole 34650 UNITED PARCEL SERVICE - CL B COM 911312106 3353 54550 SH Sole 54550 UNITED TECHNOLOGIES CORP COM 913017109 13027 211137 SH Sole 211137 UNIVERSAL TECHNICAL INSTITUE I COM 913915104 693 55650 SH Sole 55650 URBAN OUTFITTERS INC COM 917047102 6843 219400 SH Sole 219400 US BANCORP COM 902973304 5272 189039 SH Sole 189039 USEC INC COM 90333E108 91 15000 SH Sole 15000 VAALCO ENERGY, INC COM 91851C201 144 17000 SH Sole 17000 VARIAN MEDICAL SYSTEMS INC COM 92220P105 6238 120300 SH Sole 120300 VEECO INSTRUMENTS INC COM 922417100 1751 108900 SH Sole 108900 VEOLIA ENVIRONMENT - ADR (FR) COM 92334N103 894 16000 SH Sole 16000 VERIZON COMM COM 92343V104 226 6396 SH Sole 6396 VIACOM INC CLASS B COM 92553P201 1359 44500 SH Sole 44500 W.P. STEWART AND CO. COM G84922106 69 45550 SH Sole 45550 WACKER CHEMIE AG (GE)(EURO-Cle COM D9540Z106 377 1800 SH Sole 1800 WAL MART STORES INC. COM 931142103 642 11429 SH Sole 11429 WALGREEN CO COM 931422109 1357 41749 SH Sole 41749 WATERS CORPORATION COM 941848103 242 3750 SH Sole 3750 WEATHERFORD INTERNATIONAL INC COM g95089101 4030 81260 SH Sole 81260 WESTERN UNION COM 959802109 3730 150888 SH Sole 150888 WHOLE FOODS MARKET INC COM 966837106 11592 489330 SH Sole 489330 WILLIAMS SONOMA INC COM 969904101 6776 341525 SH Sole 341525 WILMINGTON TRUST CORP COM 971807102 5572 210743 SH Sole 210743 WINNEBAGO INDUSTRIES COM 974637100 15187 1490425 SH Sole 1490425 WMS INDUSTRIES INC COM 929297109 78897 2650224 SH Sole 2650224 WRIGHT MEDICAL GROUP INC COM 98235T107 32625 1148350 SH Sole 1148350 WRIGLEY WM JR-COMMON **pd acq COM 982526105 11338 145768 SH Sole 145768 WYETH COM 983024100 10566 220304 SH Sole 220304 XTO ENERGY INC COM 98385x106 217 3164 SH Sole 3164 YAHOO INC COM 984332106 3263 157925 SH Sole 157925 YUM! BRANDS INC COM 988498101 3005 85625 SH Sole 85625 ADIDAS AG (GE) 4031976DE 397 6300 SH Sole 6300 MATSUNICHI COMM WARRANTS EXP: WT 66804WAR9 5 39000 SH Sole 39000 BETHLEHEM STEEL CONV PREF $3.5 PFD CV 087509501 0 42422 SH Sole 42422 BOSTON PRIVATE FINANCIAL 4.875 PFD CV 10112P306 2880 138375 SH Sole 138375 CARRIAGE SERVICES CAP 7% PFD CV 14444T309 4132 127125 SH Sole 127125 ALLEGHENY BEV CORP (ESC FOR FU CONV 0172668J9 0 10000 PRN Sole 10000 AMYLIN PHARMACEUTICALS INC (AM CONV 032346AD0 7999 7775000 PRN Sole 7775000 COEUR D'ALENE MINES CORP (DISC CONV 192108AR9 8011 9495000 PRN Sole 9495000 JETBLUE CORPORATION (JBLU) CONV 477143AC5 4261 6710000 PRN Sole 6710000 LIBERTY MEDIA INC SR EXCHANGEA CONV 530715AR2 16 25000 PRN Sole 25000 LIONS GATE ENTERTAINMENT (2.93 CONV 535919AF1 61148 58445000 PRN Sole 58445000 LIONS GATE ENTERTAINMENT (LGF) CONV 535919AG9 31604 32085000 PRN Sole 32085000 MAGNA ENTERTAINMENT (MECA) CONV 559211AC1 10345 20900000 PRN Sole 20900000 OHM (IT GROUP)CORP 8% due 10/0 CONV 670839AA7 1 8249063 PRN Sole 8249063 PHILIP SERVICES CORP 3% BEGINS CONV 718193AB1 0 21178 PRN Sole 21178 WMS INDUSTRIES (WMS) CONV 929297AE9 4625 2000000 PRN Sole 2000000 REPORT SUMMARY 347 DATA RECORDS 3439397 1 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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