0000357235-11-000132.txt : 20110513
0000357235-11-000132.hdr.sgml : 20110513
20110513160721
ACCESSION NUMBER: 0000357235-11-000132
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110512
FILED AS OF DATE: 20110513
DATE AS OF CHANGE: 20110513
EFFECTIVENESS DATE: 20110513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BARRETT ASSOCIATES INC / NY
CENTRAL INDEX KEY: 0000898349
IRS NUMBER: 131675931
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03658
FILM NUMBER: 11841093
BUSINESS ADDRESS:
STREET 1: 90 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 2129835080
MAIL ADDRESS:
STREET 1: 90 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10016
13F-HR
1
bai1q1r.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Barrett Associates, Inc.
Address: 90 Park Avenue
New York, NY 10016
13F File Number: 28-3658
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Peter H. Shriver
Title: President
Phone: 212-983-5080
Signature, Place, and Date of Signing:
Peter H. Shriver New York, NY May 13, 2011
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
Form13F Information Table Entry Total: 345
Form13F Information Table Value Total: $970,706 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
No. 13F File Number Name
1 28-1700 Legg Mason, Inc.
2 28-6397 Legg Mason Investment Counsel & Trust Co, NA
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M CO COM 88579Y101 19456 208088 SH DEFINED 1,2 11500 0 196588
ABB LTD SPONSORED ADR 000375204 12733 526344 SH DEFINED 1,2 0 0 526344
ABBOTT LABS COM 002824100 5635 114875 SH DEFINED 1,2 0 0 114875
ACACIA RESH CORP ACACIA TCH COM 003881307 52 1500 SH DEFINED 1,2 0 0 1500
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 22680 412604 SH DEFINED 1,2 9000 0 403604
ACE LTD SHS H0023R105 111 1710 SH DEFINED 1,2 0 0 1710
AFLAC INC COM 001055102 13522 256182 SH DEFINED 1,2 10000 0 246182
AGRIUM INC COM 008916108 10 100 SH DEFINED 1,2 0 0 100
ALCOA INC COM 013817101 4 200 SH DEFINED 1,2 0 0 200
ALEXANDER & BALDWIN INC COM 014482103 1041 22800 SH DEFINED 1,2 22800 0 0
ALLERGAN INC COM 018490102 43 600 SH DEFINED 1,2 0 0 600
ALLSTATE CORP COM 020002101 21 650 SH DEFINED 1,2 0 0 650
ALTRIA GROUP INC COM 02209S103 338 12965 SH DEFINED 1,2 0 0 12965
AMAZON COM INC COM 023135106 113 625 SH DEFINED 1,2 0 0 625
AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 47 805 SH DEFINED 1,2 0 0 805
AMERICAN CAP LTD COM 02503Y103 40 3996 SH DEFINED 1,2 0 0 3996
AMERICAN ELEC PWR INC COM 025537101 102 2900 SH DEFINED 1,2 0 0 2900
AMERICAN EXPRESS CO COM 025816109 1724 38127 SH DEFINED 1,2 0 0 38127
AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 17 1486 SH DEFINED 1,2 0 0 1486
AMERICAN TOWER CORP CL A 029912201 26 500 SH DEFINED 1,2 0 0 500
AMERIGAS PARTNERS L P UNIT L P INT 030975106 49 1000 SH DEFINED 1,2 0 0 1000
AMERIPRISE FINL INC COM 03076C106 346 5656 SH DEFINED 1,2 4500 0 1156
AMERON INTL INC COM 030710107 2757 39500 SH DEFINED 1,2 39500 0 0
AMGEN INC COM 031162100 890 16665 SH DEFINED 1,2 0 0 16665
AMPHENOL CORP NEW CL A 032095101 109 2000 SH DEFINED 1,2 0 0 2000
ANADARKO PETE CORP COM 032511107 5612 68504 SH DEFINED 1,2 0 0 68504
ANNALY CAP MGMT INC COM 035710409 303 17350 SH DEFINED 1,2 0 0 17350
AOL INC COM 00184X105 1 51 SH DEFINED 1,2 0 0 51
AON CORP COM 037389103 7 127 SH DEFINED 1,2 0 0 127
APACHE CORP COM 037411105 952 7271 SH DEFINED 1,2 0 0 7271
APOLLO INVT CORP COM 03761U106 13 1000 SH DEFINED 1,2 0 0 1000
APPLE INC COM 037833100 14048 40310 SH DEFINED 1,2 1000 0 39310
ARCHER DANIELS MIDLAND CO COM 039483102 22 600 SH DEFINED 1,2 0 0 600
ARES CAP CORP COM 04010L103 14 800 SH DEFINED 1,2 0 0 800
AT&T INC COM 00206R102 4377 142987 SH DEFINED 1,2 0 0 142987
ATLAS PIPELINE PARTNERS LP UNIT L P INT 049392103 59 1700 SH DEFINED 1,2 0 0 1700
AUTOMATIC DATA PROCESSING IN COM 053015103 21216 413489 SH DEFINED 1,2 28000 0 385489
AXIS CAPITAL HOLDINGS SHS G0692U109 210 6000 SH DEFINED 1,2 0 0 6000
BANK OF NEW YORK MELLON CORP COM 064058100 9619 322001 SH DEFINED 1,2 312971 0 9030
BARCLAYS BK PLC IPMS INDIA ETN 06739F291 477 6550 SH DEFINED 1,2 0 0 6550
BAXTER INTL INC COM 071813109 44 800 SH DEFINED 1,2 0 0 800
BERKLEY W R CORP COM 084423102 17 520 SH DEFINED 1,2 0 0 520
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4985 59600 SH DEFINED 1,2 600 0 59000
BERKSHIRE HATHAWAY INC DEL CL A 084670108 126 1 SH DEFINED 1,2 0 0 1
BHP BILLITON LTD SPONSORED ADR 088606108 27 280 SH DEFINED 1,2 0 0 280
BLACKROCK CORPOR HI YLD FD V COM 09255N102 119 10000 SH DEFINED 1,2 0 0 10000
BLACKROCK ENH CAP & INC FD I COM 09256A109 12 775 SH DEFINED 1,2 0 0 775
BLACKROCK INTL GRWTH & INC T COM BENE INTER 092524107 11 1000 SH DEFINED 1,2 0 0 1000
BOEING CO COM 097023105 510 6892 SH DEFINED 1,2 0 0 6892
BP PLC SPONSORED ADR 055622104 1623 36748 SH DEFINED 1,2 0 0 36748
BRISTOL MYERS SQUIBB CO COM 110122108 4229 159975 SH DEFINED 1,2 0 0 159975
BROWN FORMAN CORP CL A 115637100 34 500 SH DEFINED 1,2 0 0 500
BROWN FORMAN CORP CL B 115637209 9 125 SH DEFINED 1,2 0 0 125
CAMECO CORP COM 13321L108 16 500 SH DEFINED 1,2 0 0 500
CARMAX INC COM 143130102 31 940 SH DEFINED 1,2 0 0 940
CATERPILLAR INC DEL COM 149123101 2586 23228 SH DEFINED 1,2 0 0 23228
CELGENE CORP COM 151020104 136 2360 SH DEFINED 1,2 0 0 2360
CERNER CORP COM 156782104 2053 18460 SH DEFINED 1,2 0 0 18460
CHESAPEAKE ENERGY CORP COM 165167107 24 700 SH DEFINED 1,2 0 0 700
CHESAPEAKE UTILS CORP COM 165303108 21 500 SH DEFINED 1,2 0 0 500
CHEVRON CORP NEW COM 166764100 5657 52623 SH DEFINED 1,2 0 0 52623
CHIMERA INVT CORP COM 16934Q109 428 108000 SH DEFINED 1,2 0 0 108000
CHUBB CORP COM 171232101 21152 345014 SH DEFINED 1,2 195500 0 149514
CIGNA CORP COM 125509109 275 6192 SH DEFINED 1,2 0 0 6192
CISCO SYS INC COM 17275R102 19812 1155276 SH DEFINED 1,2 3200 0 1152076
CITIGROUP INC COM 172967101 1094 247478 SH DEFINED 1,2 0 0 247478
CME GROUP INC COM 12572Q105 38 125 SH DEFINED 1,2 0 0 125
COACH INC COM 189754104 644 12375 SH DEFINED 1,2 4800 0 7575
COCA COLA CO COM 191216100 8305 125185 SH DEFINED 1,2 1400 0 123785
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 10396 127705 SH DEFINED 1,2 0 0 127705
COHEN & STEERS INFRASTRUCTUR COM 19248A109 47 2644 SH DEFINED 1,2 0 0 2644
COLGATE PALMOLIVE CO COM 194162103 275 3400 SH DEFINED 1,2 0 0 3400
COMCAST CORP NEW CL A 20030N101 93 3750 SH DEFINED 1,2 0 0 3750
COMCAST CORP NEW CL A SPL 20030N200 13 525 SH DEFINED 1,2 0 0 525
COMPUTER SCIENCES CORP COM 205363104 25 500 SH DEFINED 1,2 0 0 500
CONAGRA FOODS INC COM 205887102 10 400 SH DEFINED 1,2 0 0 400
CONOCOPHILLIPS COM 20825C104 4348 54434 SH DEFINED 1,2 0 0 54434
CONTANGO OIL & GAS COMPANY COM NEW 21075N204 10 150 SH DEFINED 1,2 0 0 150
CORN PRODS INTL INC COM 219023108 59 1120 SH DEFINED 1,2 0 0 1120
CORNING INC COM 219350105 9 400 SH DEFINED 1,2 0 0 400
COSTCO WHSL CORP NEW COM 22160K105 838 11420 SH DEFINED 1,2 8000 0 3420
CROSS TIMBERS RTY TR TR UNIT 22757R109 24 500 SH DEFINED 1,2 0 0 500
DEERE & CO COM 244199105 112 1150 SH DEFINED 1,2 0 0 1150
DEVON ENERGY CORP NEW COM 25179M103 15444 168284 SH DEFINED 1,2 6000 0 162284
DISCOVER FINL SVCS COM 254709108 3 118 SH DEFINED 1,2 0 0 118
DISNEY WALT CO COM DISNEY 254687106 797 18495 SH DEFINED 1,2 0 0 18495
DOMINION RES INC VA NEW COM 25746U109 278 6200 SH DEFINED 1,2 0 0 6200
DONALDSON INC COM 257651109 16595 270760 SH DEFINED 1,2 6000 0 264760
DOVER CORP COM 260003108 753 11450 SH DEFINED 1,2 0 0 11450
DOW CHEM CO COM 260543103 94 2512 SH DEFINED 1,2 0 0 2512
DRESSER-RAND GROUP INC COM 261608103 27 500 SH DEFINED 1,2 0 0 500
DU PONT E I DE NEMOURS & CO COM 263534109 4573 83198 SH DEFINED 1,2 0 0 83198
DUFF & PHELPS UTIL CORP BD T COM 26432K108 55 5000 SH DEFINED 1,2 0 0 5000
DUKE ENERGY CORP NEW COM 26441C105 140 7708 SH DEFINED 1,2 0 0 7708
DUN & BRADSTREET CORP DEL NE COM 26483E100 33 400 SH DEFINED 1,2 0 0 400
DWS MUN INCOME TR COM 23338M106 5 425 SH DEFINED 1,2 0 0 425
E M C CORP MASS COM 268648102 19637 739320 SH DEFINED 1,2 15500 0 723820
EBAY INC COM 278642103 13 400 SH DEFINED 1,2 0 0 400
ECOLAB INC COM 278865100 17895 350728 SH DEFINED 1,2 6500 0 344228
EL PASO CORP COM 28336L109 21 1122 SH DEFINED 1,2 0 0 1122
EMERSON ELEC CO COM 291011104 1941 33221 SH DEFINED 1,2 0 0 33221
EQUIFAX INC COM 294429105 311 8000 SH DEFINED 1,2 0 0 8000
EQUITY RESIDENTIAL SH BEN INT 29476L107 6866 121715 SH DEFINED 1,2 0 0 121715
EXELON CORP COM 30161N101 9 200 SH DEFINED 1,2 0 0 200
EXPRESS SCRIPTS INC COM 302182100 23 400 SH DEFINED 1,2 0 0 400
EXXON MOBIL CORP COM 30231G102 61645 732739 SH DEFINED 1,2 800 0 731939
FASTENAL CO COM 311900104 46 700 SH DEFINED 1,2 0 0 700
FEDEX CORP COM 31428X106 437 4670 SH DEFINED 1,2 0 0 4670
FIDELITY NATL INFORMATION SV COM 31620M106 3 89 SH DEFINED 1,2 0 0 89
FIRST TR ENHANCED EQTY INC F COM 337318109 94 7500 SH DEFINED 1,2 0 0 7500
FIRSTENERGY CORP COM 337932107 24 645 SH DEFINED 1,2 0 0 645
FISERV INC COM 337738108 32 500 SH DEFINED 1,2 0 0 500
FORD MTR CO DEL COM PAR $0.01 345370860 18 1200 SH DEFINED 1,2 0 0 1200
FOREST CITY ENTERPRISES INC CL A 345550107 1891 100400 SH DEFINED 1,2 100400 0 0
FOREST CITY ENTERPRISES INC CL B CONV 345550305 2111 112500 SH DEFINED 1,2 112500 0 0
FRANKLIN RES INC COM 354613101 588 4700 SH DEFINED 1,2 0 0 4700
FREEPORT-MCMORAN COPPER & GO COM 35671D857 1091 19625 SH DEFINED 1,2 6000 0 13625
FRONTIER COMMUNICATIONS CORP COM 35906A108 2 147 SH DEFINED 1,2 0 0 147
GABELLI DIVD & INCOME TR COM 36242H104 64 3800 SH DEFINED 1,2 0 0 3800
GENERAL DYNAMICS CORP COM 369550108 7373 96300 SH DEFINED 1,2 95300 0 1000
GENERAL ELECTRIC CO COM 369604103 13375 667090 SH DEFINED 1,2 2800 0 664290
GENERAL MLS INC COM 370334104 414 11300 SH DEFINED 1,2 0 0 11300
GENUINE PARTS CO COM 372460105 38 700 SH DEFINED 1,2 0 0 700
GILEAD SCIENCES INC COM 375558103 213 5022 SH DEFINED 1,2 0 0 5022
GOOGLE INC CL A 38259P508 16263 27715 SH DEFINED 1,2 1000 0 26715
HAIN CELESTIAL GROUP INC COM 405217100 3 75 SH DEFINED 1,2 0 0 75
HALLIBURTON CO COM 406216101 10 200 SH DEFINED 1,2 0 0 200
HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT 41013T105 65 5500 SH DEFINED 1,2 0 0 5500
HEINZ H J CO COM 423074103 367 7500 SH DEFINED 1,2 0 0 7500
HERSHEY CO COM 427866108 544 10000 SH DEFINED 1,2 10000 0 0
HEWLETT PACKARD CO COM 428236103 517 12615 SH DEFINED 1,2 0 0 12615
HOME DEPOT INC COM 437076102 8 200 SH DEFINED 1,2 0 0 200
HONEYWELL INTL INC COM 438516106 553 9261 SH DEFINED 1,2 0 0 9261
HOSPIRA INC COM 441060100 3 40 SH DEFINED 1,2 0 0 40
HUGOTON RTY TR TEX UNIT BEN INT 444717102 224 9400 SH DEFINED 1,2 0 0 9400
ILLINOIS TOOL WKS INC COM 452308109 344 6400 SH DEFINED 1,2 0 0 6400
INFORMATICA CORP COM 45666Q102 2567 49170 SH DEFINED 1,2 0 0 49170
INFOSPACE INC COM PAR $.0001 45678T300 2 150 SH DEFINED 1,2 0 0 150
INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 52 725 SH DEFINED 1,2 0 0 725
ING CLARION GLB RE EST INCM COM 44982G104 33 3969 SH DEFINED 1,2 0 0 3969
ING GLOBAL EQTY DIV & PREM O COM 45684E107 75 6700 SH DEFINED 1,2 0 0 6700
INGERSOLL-RAND PLC SHS G47791101 78 1600 SH DEFINED 1,2 0 0 1600
INTEL CORP COM 458140100 13776 682699 SH DEFINED 1,2 0 0 682699
INTERDIGITAL INC COM 45867G101 46 950 SH DEFINED 1,2 0 0 950
INTERNATIONAL BUSINESS MACHS COM 459200101 21262 130386 SH DEFINED 1,2 1900 0 128486
INTERNATIONAL FLAVORS&FRAGRA COM 459506101 94 1500 SH DEFINED 1,2 0 0 1500
INTUIT COM 461202103 16 300 SH DEFINED 1,2 0 0 300
ISHARES GOLD TRUST ISHARES 464285105 617 44000 SH DEFINED 1,2 0 0 44000
ISHARES INC MSCI HONG KONG 464286871 228 12000 SH DEFINED 1,2 0 0 12000
ISHARES INC MSCI BRAZIL 464286400 450 5800 SH DEFINED 1,2 0 0 5800
ISHARES INC MSCI PAC J IDX 464286665 199 4100 SH DEFINED 1,2 0 0 4100
ISHARES INC MSCI JAPAN 464286848 207 20000 SH DEFINED 1,2 0 0 20000
ISHARES SILVER TRUST ISHARES 46428Q109 15 400 SH DEFINED 1,2 0 0 400
ISHARES TR S&P MC 400 GRW 464287606 43 387 SH DEFINED 1,2 0 0 387
ISHARES TR MSCI GRW IDX 464288885 31 487 SH DEFINED 1,2 0 0 487
ISHARES TR BARCLYS SH TREA 464288679 463 4200 SH DEFINED 1,2 0 0 4200
ISHARES TR BARCLYS 1-3YR CR 464288646 1954 18700 SH DEFINED 1,2 0 0 18700
ISHARES TR BARCLYS MBS BD 464288588 85 800 SH DEFINED 1,2 0 0 800
ISHARES TR MSCI KLD400 SOC 464288570 17 330 SH DEFINED 1,2 0 0 330
ISHARES TR S&P500 GRW 464287309 6 87 SH DEFINED 1,2 0 0 87
ISHARES TR S&P SMLCAP 600 464287804 7 95 SH DEFINED 1,2 0 0 95
ISHARES TR RUSSELL 2000 464287655 57 675 SH DEFINED 1,2 0 0 675
ISHARES TR US PFD STK IDX 464288687 1277 32200 SH DEFINED 1,2 0 0 32200
ISHARES TR S&P MIDCAP 400 464287507 37 370 SH DEFINED 1,2 0 0 370
ISHARES TR RUSSELL MIDCAP 464287499 101 925 SH DEFINED 1,2 0 0 925
ISHARES TR RUSSELL MCP GR 464287481 23 370 SH DEFINED 1,2 0 0 370
ISHARES TR MSCI EAFE INDEX 464287465 346 5745 SH DEFINED 1,2 0 0 5745
ISHARES TR IBOXX INV CPBD 464287242 455 4200 SH DEFINED 1,2 0 0 4200
ISHARES TR MSCI EMERG MKT 464287234 14154 290800 SH DEFINED 1,2 0 0 290800
ISHARES TR S&P 500 INDEX 464287200 88 660 SH DEFINED 1,2 0 0 660
ISHARES TR BARCLYS TIPS BD 464287176 328 3000 SH DEFINED 1,2 0 0 3000
ISHARES TR S&P 100 IDX FD 464287101 36 595 SH DEFINED 1,2 0 0 595
ISHARES TR RUSSELL MCP VL 464287473 81 1680 SH DEFINED 1,2 0 0 1680
ITT CORP NEW COM 450911102 43 700 SH DEFINED 1,2 0 0 700
JACOBS ENGR GROUP INC DEL COM 469814107 10268 199650 SH DEFINED 1,2 7850 0 191800
JOHNSON & JOHNSON COM 478160104 19330 326253 SH DEFINED 1,2 1200 0 325053
JOHNSON CTLS INC COM 478366107 19820 476780 SH DEFINED 1,2 14000 0 462780
JOY GLOBAL INC COM 481165108 109 1100 SH DEFINED 1,2 0 0 1100
JPMORGAN CHASE & CO COM 46625H100 18292 396790 SH DEFINED 1,2 11500 0 385290
JUNIPER NETWORKS INC COM 48203R104 9 200 SH DEFINED 1,2 0 0 200
KIMBERLY CLARK CORP COM 494368103 168 2566 SH DEFINED 1,2 0 0 2566
KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 439 5925 SH DEFINED 1,2 0 0 5925
KINROSS GOLD CORP COM NO PAR 496902404 4 200 SH DEFINED 1,2 0 0 200
KOHLS CORP COM 500255104 335 6305 SH DEFINED 1,2 0 0 6305
KONINKLIJKE PHILIPS ELECTRS NY REG SH NEW 500472303 8371 260210 SH DEFINED 1,2 260210 0 0
KRAFT FOODS INC CL A 50075N104 409 13029 SH DEFINED 1,2 0 0 13029
KRISPY KREME DOUGHNUTS INC COM 501014104 1 5 SH DEFINED 1,2 0 0 5
L-3 COMMUNICATIONS HLDGS INC COM 502424104 2297 29326 SH DEFINED 1,2 0 0 29326
LAUDER ESTEE COS INC CL A 518439104 73 750 SH DEFINED 1,2 0 0 750
LEGG MASON INC COM 524901105 37 1000 SH DEFINED 1,2 0 0 1000
LEUCADIA NATL CORP COM 527288104 4761 126800 SH DEFINED 1,2 126800 0 0
LIFE TECHNOLOGIES CORP COM 53217V109 36 681 SH DEFINED 1,2 0 0 681
LILLY ELI & CO COM 532457108 306 8700 SH DEFINED 1,2 0 0 8700
LINCOLN ELEC HLDGS INC COM 533900106 76 1000 SH DEFINED 1,2 0 0 1000
LINEAR TECHNOLOGY CORP COM 535678106 14 400 SH DEFINED 1,2 0 0 400
LOCKHEED MARTIN CORP COM 539830109 17 200 SH DEFINED 1,2 0 0 200
LOWES COS INC COM 548661107 4092 154800 SH DEFINED 1,2 2500 0 152300
MBT FINL CORP COM 578877102 1 100 SH DEFINED 1,2 0 0 100
MCDONALDS CORP COM 580135101 17149 225387 SH DEFINED 1,2 5000 0 220387
MCGRAW HILL COS INC COM 580645109 71 1800 SH DEFINED 1,2 0 0 1800
MCKESSON CORP COM 58155Q103 64 800 SH DEFINED 1,2 0 0 800
MEDCO HEALTH SOLUTIONS INC COM 58405U102 8960 159543 SH DEFINED 1,2 0 0 159543
MEDTRONIC INC COM 585055106 112 2870 SH DEFINED 1,2 0 0 2870
MEMC ELECTR MATLS INC COM 552715104 20 1500 SH DEFINED 1,2 0 0 1500
MERCK & CO INC NEW COM 58933Y105 4064 123131 SH DEFINED 1,2 1500 0 121631
MGIC INVT CORP WIS COM 552848103 3 300 SH DEFINED 1,2 0 0 300
MICROCHIP TECHNOLOGY INC COM 595017104 11 275 SH DEFINED 1,2 0 0 275
MICROSOFT CORP COM 594918104 13783 542854 SH DEFINED 1,2 10000 0 532854
MONSANTO CO NEW COM 61166W101 11904 164735 SH DEFINED 1,2 20242 0 144493
MORGAN STANLEY COM NEW 617446448 637 23307 SH DEFINED 1,2 0 0 23307
MORGAN STANLEY CHINA A SH FD COM 617468103 466 16200 SH DEFINED 1,2 0 0 16200
MSCI INC CL A 55354G100 7264 197265 SH DEFINED 1,2 11000 0 186265
MURPHY OIL CORP COM 626717102 6410 87300 SH DEFINED 1,2 87300 0 0
NATIONAL OILWELL VARCO INC COM 637071101 72 900 SH DEFINED 1,2 0 0 900
NEWMONT MINING CORP COM 651639106 188 3430 SH DEFINED 1,2 0 0 3430
NEXTERA ENERGY INC COM 65339F101 155 2800 SH DEFINED 1,2 0 0 2800
NIKE INC CL B 654106103 46 600 SH DEFINED 1,2 0 0 600
NOKIA CORP SPONSORED ADR 654902204 6 600 SH DEFINED 1,2 0 0 600
NORDSTROM INC COM 655664100 30 650 SH DEFINED 1,2 0 0 650
NORFOLK SOUTHERN CORP COM 655844108 15065 217472 SH DEFINED 1,2 5000 0 212472
NORTHEAST UTILS COM 664397106 13 351 SH DEFINED 1,2 0 0 351
NORTHERN TR CORP COM 665859104 396 7800 SH DEFINED 1,2 6000 0 1800
NORTHROP GRUMMAN CORP COM 666807102 4 50 SH DEFINED 1,2 0 0 50
NOVARTIS A G SPONSORED ADR 66987V109 28 515 SH DEFINED 1,2 0 0 515
NOVO-NORDISK A S ADR 670100205 52 415 SH DEFINED 1,2 0 0 415
NUSTAR ENERGY LP UNIT COM 67058H102 55 800 SH DEFINED 1,2 0 0 800
NUVEEN MUN VALUE FD INC COM 670928100 452 50000 SH DEFINED 1,2 0 0 50000
OCCIDENTAL PETE CORP DEL COM 674599105 115 1100 SH DEFINED 1,2 0 0 1100
OMNICOM GROUP INC COM 681919106 3208 65375 SH DEFINED 1,2 16800 0 48575
ORACLE CORP COM 68389X105 16548 494958 SH DEFINED 1,2 17200 0 477758
PEABODY ENERGY CORP COM 704549104 36 500 SH DEFINED 1,2 0 0 500
PENGROWTH ENERGY CORP COM 70706P104 56 4000 SH DEFINED 1,2 0 0 4000
PENN WEST PETE LTD NEW COM 707887105 133 4800 SH DEFINED 1,2 0 0 4800
PENTAIR INC COM 709631105 12 301 SH DEFINED 1,2 0 0 301
PEOPLES UNITED FINANCIAL INC COM 712704105 139 11000 SH DEFINED 1,2 0 0 11000
PEPSICO INC COM 713448108 16748 260016 SH DEFINED 1,2 0 0 260016
PETROCHINA CO LTD SPONSORED ADR 71646E100 33 215 SH DEFINED 1,2 0 0 215
PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 2600 64290 SH DEFINED 1,2 1800 0 62490
PETSMART INC COM 716768106 21 500 SH DEFINED 1,2 0 0 500
PFIZER INC COM 717081103 2492 122666 SH DEFINED 1,2 0 0 122666
PHILIP MORRIS INTL INC COM 718172109 947 14416 SH DEFINED 1,2 0 0 14416
PITNEY BOWES INC COM 724479100 144 5600 SH DEFINED 1,2 0 0 5600
PLAINS EXPL& PRODTN CO COM 726505100 3771 104060 SH DEFINED 1,2 1600 0 102460
PLUM CREEK TIMBER CO INC COM 729251108 181 4150 SH DEFINED 1,2 0 0 4150
PNC FINL SVCS GROUP INC COM 693475105 564 8947 SH DEFINED 1,2 0 0 8947
POTASH CORP SASK INC COM 73755L107 7204 122230 SH DEFINED 1,2 3700 0 118530
POWERSHARES ETF TRUST WATER RESOURCE 73935X575 5 200 SH DEFINED 1,2 0 0 200
PPG INDS INC COM 693506107 10 100 SH DEFINED 1,2 0 0 100
PPL CORP COM 69351T106 41 1600 SH DEFINED 1,2 0 0 1600
PRAXAIR INC COM 74005P104 2649 26070 SH DEFINED 1,2 0 0 26070
PROCTER & GAMBLE CO COM 742718109 17231 279722 SH DEFINED 1,2 4200 0 275522
PROGRESS ENERGY INC COM 743263105 33 700 SH DEFINED 1,2 0 0 700
PROSHARES TR PSHS ULSHT 7-10Y 74347R313 43 1000 SH DEFINED 1,2 0 0 1000
PUBLIC STORAGE COM 74460D109 107 960 SH DEFINED 1,2 0 0 960
PUBLIC SVC ENTERPRISE GROUP COM 744573106 196 6200 SH DEFINED 1,2 0 0 6200
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QEP RES INC COM 74733V100 53 1300 SH DEFINED 1,2 0 0 1300
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