-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KmTz2KahPvTS3OfAcLzmPJf3cm43ZmGPCMzPoAgm5pTybN7cceUPbFQK45onE9F2 F95Iu5W6OzzrPoRAUUBOGg== 0000357235-08-000374.txt : 20081113 0000357235-08-000374.hdr.sgml : 20081113 20081113164924 ACCESSION NUMBER: 0000357235-08-000374 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081113 DATE AS OF CHANGE: 20081113 EFFECTIVENESS DATE: 20081113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BARRETT ASSOCIATES INC / NY CENTRAL INDEX KEY: 0000898349 IRS NUMBER: 131675931 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03658 FILM NUMBER: 081185544 BUSINESS ADDRESS: STREET 1: 565 FIFITH AVE STREET 2: 25TH FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2129835080 MAIL ADDRESS: STREET 1: 565 FIFTH AVE STREET 2: 25TH FL CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 bai3q.txt BARRETT ASSOCIATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Barrett Associates, Inc. Address: 90 Park Avenue New York, NY 10016 13F File Number: 28-3658 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Peter H. Shriver Title: Executive Vice President Phone: 212-983-5080 Signature, Place, and Date of Signing: Peter H. Shriver New York, NY November 14, 2008 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form13F Information Table Entry Total: 320 Form13F Information Table Value Total: $1,110,240 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 1 28-1700 Legg Mason, Inc. 2 28-6397 Legg Mason Investment Counsel & Trust Co, NA FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 1418 20745 SH DEFINED 1,2 1617 0 19128 ABB LTD SPONSORED ADR 000375204 21389 1102505 SH DEFINED 1,2 79100 0 1023405 ABBOTT LABS COM 002824100 7356 127743 SH DEFINED 1,2 3336 0 124407 ACCENTURE LTD BERMUDA CL A G1150G111 15804 415886 SH DEFINED 1,2 9000 0 406886 ADOBE SYS INC COM 00724F101 18704 473855 SH DEFINED 1,2 21550 0 452305 ADVANCED MEDICAL OPTICS INC COM 00763M108 1 33 SH DEFINED 1,2 0 0 33 AFFILIATED COMPUTER SERVICES CL A 008190100 16 300 SH DEFINED 1,2 0 0 300 AGILENT TECHNOLOGIES INC COM 00846U101 2 50 SH DEFINED 1,2 0 0 50 AGNICO EAGLE MINES LTD COM 008474108 56 1000 SH DEFINED 1,2 0 0 1000 ALCOA INC COM 013817101 7 300 SH DEFINED 1,2 0 0 300 ALEXANDER & BALDWIN INC COM 014482103 1031 23400 SH DEFINED 1,2 23400 0 0 ALLERGAN INC COM 018490102 3018 58597 SH DEFINED 1,2 600 0 57997 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 1 2 SH DEFINED 1,2 0 0 2 ALLSTATE CORP COM 020002101 40 850 SH DEFINED 1,2 0 0 850 ALTERA CORP COM 021441100 166 8000 SH DEFINED 1,2 8000 0 0 ALTRIA GROUP INC COM 02209S103 251 12603 SH DEFINED 1,2 12002 0 601 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 24 500 SH DEFINED 1,2 0 0 500 AMERICAN ELEC PWR INC COM 025537101 38 1000 SH DEFINED 1,2 0 0 1000 AMERICAN EXPRESS CO COM 025816109 935 26377 SH DEFINED 1,2 0 0 26377 AMERICAN FINL GROUP INC OHIO COM 025932104 2065 70000 SH DEFINED 1,2 70000 0 0 AMERICAN INTL GROUP INC COM 026874107 4 1000 SH DEFINED 1,2 0 0 1000 AMERICAN SUPERCONDUCTOR CORP COM 030111108 25 1050 SH DEFINED 1,2 0 0 1050 AMERICAN TOWER CORP CL A 029912201 18 500 SH DEFINED 1,2 0 0 500 AMERICANWEST BANCORPORATION COM 03058P109 137 104900 SH DEFINED 1,2 100000 0 4900 AMERIGAS PARTNERS L P UNIT L P INT 030975106 34 1100 SH DEFINED 1,2 0 0 1100 AMERIPRISE FINL INC COM 03076C106 1553 40650 SH DEFINED 1,2 40000 0 650 AMERON INTL INC COM 030710107 2917 40700 SH DEFINED 1,2 40700 0 0 AMGEN INC COM 031162100 48 800 SH DEFINED 1,2 0 0 800 AMPHENOL CORP NEW CL A 032095101 8455 210625 SH DEFINED 1,2 8000 0 202625 ANADARKO PETE CORP COM 032511107 5380 110903 SH DEFINED 1,2 0 0 110903 ANHEUSER BUSCH COS INC COM 035229103 431 6635 SH DEFINED 1,2 5635 0 1000 APACHE CORP COM 037411105 133 1270 SH DEFINED 1,2 0 0 1270 APPLE INC COM 037833100 5076 44655 SH DEFINED 1,2 1000 0 43655 APPLIED MATLS INC COM 038222105 7 400 SH DEFINED 1,2 0 0 400 AQUA AMERICA INC COM 03836W103 5507 309725 SH DEFINED 1,2 11950 0 297775 ARCH CAP GROUP LTD ORD G0450A105 1315 18000 SH DEFINED 1,2 18000 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 42 1895 SH DEFINED 1,2 0 0 1895 ASSURANT INC COM 04621X108 2200 40000 SH DEFINED 1,2 40000 0 0 AT&T INC COM 00206R102 8653 309908 SH DEFINED 1,2 3273 0 306635 ATWOOD OCEANICS INC COM 050095108 37 1000 SH DEFINED 1,2 0 0 1000 AUTODESK INC COM 052769106 4472 133275 SH DEFINED 1,2 0 0 133275 AUTOMATIC DATA PROCESSING IN COM 053015103 17728 414679 SH DEFINED 1,2 22000 0 392679 AVATAR HLDGS INC COM 053494100 12 346 SH DEFINED 1,2 0 0 346 BAIDU COM INC SPON ADR REP A 056752108 100 400 SH DEFINED 1,2 0 0 400 BAKER HUGHES INC COM 057224107 72 1175 SH DEFINED 1,2 0 0 1175 BANK OF AMERICA CORPORATION COM 060505104 6078 173641 SH DEFINED 1,2 76099 0 97542 BANK OF NEW YORK MELLON CORP COM 064058100 12617 387245 SH DEFINED 1,2 375071 0 12174 BAXTER INTL INC COM 071813109 4 52 SH DEFINED 1,2 0 0 52 BB&T CORP COM 054937107 19 500 SH DEFINED 1,2 0 0 500 BERKLEY W R CORP COM 084423102 1060 45000 SH DEFINED 1,2 45000 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 131 1 SH DEFINED 1,2 0 0 1 BERKSHIRE HATHAWAY INC DEL CL B 084670207 132 30 SH DEFINED 1,2 0 0 30 BHP BILLITON LTD SPONSORED ADR 088606108 20 380 SH DEFINED 1,2 0 0 380 BLOCK H & R INC COM 093671105 5 200 SH DEFINED 1,2 0 0 200 BOSTON SCIENTIFIC CORP COM 101137107 4 256 SH DEFINED 1,2 0 0 256 BP PLC SPONSORED ADR 055622104 8274 164918 SH DEFINED 1,2 0 0 164918 BRE PROPERTIES INC CL A 05564E106 40 800 SH DEFINED 1,2 0 0 800 BRISTOL MYERS SQUIBB CO COM 110122108 139 6666 SH DEFINED 1,2 1066 0 5600 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 247 8995 SH DEFINED 1,2 0 0 8995 BROWN & BROWN INC COM 115236101 2813 130075 SH DEFINED 1,2 56100 0 73975 BROWN FORMAN CORP CL A 115637100 36 500 SH DEFINED 1,2 0 0 500 BROWN FORMAN CORP CL B 115637209 7562 105300 SH DEFINED 1,2 3950 0 101350 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 2047 40150 SH DEFINED 1,2 3100 0 37050 CABOT CORP COM 127055101 128 4000 SH DEFINED 1,2 0 0 4000 CAMECO CORP COM 13321L108 12 500 SH DEFINED 1,2 0 0 500 CAMERON INTERNATIONAL CORP COM 13342B105 31 800 SH DEFINED 1,2 0 0 800 CARDINAL HEALTH INC COM 14149Y108 30 600 SH DEFINED 1,2 0 0 600 CARMAX INC COM 143130102 14 940 SH DEFINED 1,2 0 0 940 CATERPILLAR INC DEL COM 149123101 894 15000 SH DEFINED 1,2 0 0 15000 CELGENE CORP COM 151020104 4757 75160 SH DEFINED 1,2 8000 0 67160 CELLCOM ISRAEL LTD SHS M2196U109 16 540 SH DEFINED 1,2 0 0 540 CERNER CORP COM 156782104 7688 172200 SH DEFINED 1,2 8850 0 163350 CHEVRON CORP NEW COM 166764100 5062 61369 SH DEFINED 1,2 0 0 61369 CHUBB CORP COM 171232101 17032 310220 SH DEFINED 1,2 288020 0 22200 CIGNA CORP COM 125509109 211 6192 SH DEFINED 1,2 0 0 6192 CISCO SYS INC COM 17275R102 29094 1289598 SH DEFINED 1,2 25750 0 1263848 CITIGROUP INC COM 172967101 117 5681 SH DEFINED 1,2 0 0 5681 CITIZENS FIRST BANCORP INC D COM 17461R106 83 15100 SH DEFINED 1,2 15100 0 0 CME GROUP INC COM 12572Q105 90 240 SH DEFINED 1,2 0 0 240 CNA FINL CORP COM 126117100 2008 76500 SH DEFINED 1,2 76500 0 0 COCA COLA CO COM 191216100 2206 41712 SH DEFINED 1,2 10001 0 31711 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 6748 295550 SH 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291011104 1377 33750 SH DEFINED 1,2 0 0 33750 ENCANA CORP COM 292505104 1015 15428 SH DEFINED 1,2 10326 0 5102 EQUIFAX INC COM 294429105 276 8000 SH DEFINED 1,2 0 0 8000 EQUITY LIFESTYLE PPTYS INC COM 29472R108 107 2000 SH DEFINED 1,2 0 0 2000 EQUITY RESIDENTIAL SH BEN INT 29476L107 11677 262915 SH DEFINED 1,2 0 0 262915 EXXON MOBIL CORP COM 30231G102 70512 907948 SH DEFINED 1,2 81675 0 826273 FIRST SEC GROUP INC COM 336312103 183 25000 SH DEFINED 1,2 25000 0 0 FIRSTENERGY CORP COM 337932107 44 645 SH DEFINED 1,2 0 0 645 FISERV INC COM 337738108 7610 160815 SH DEFINED 1,2 41250 0 119565 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 12 400 SH DEFINED 1,2 0 0 400 FOREST CITY ENTERPRISES INC CL A 345550107 5779 188400 SH DEFINED 1,2 188400 0 0 FOREST CITY ENTERPRISES INC CL B CONV 345550305 4213 135900 SH DEFINED 1,2 135900 0 0 FORT DEARBORN INCOME SECS IN COM 347200107 3 200 SH DEFINED 1,2 0 0 200 FPL GROUP INC COM 302571104 31 600 SH DEFINED 1,2 0 0 600 FRANKLIN RES INC COM 354613101 494 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