EX-2 5 exhibit26c11.htm EXHIBIT 26(C)(11) exhibit26c11.htm - Generated by SEC Publisher for SEC Filing

 

Exhibit 26(c)(11):  Amendment No. 2 to the Intercompany Agreement between ING Investment Management LLC (now known as Voya Investment Management LLC) and ReliaStar Life Insurance Company.

 

Amendment No. 2 TO THE INTERCOMPANY AGREEMENT

 

 

 

This Amendment No. 2, effective as of September 30, 2014, amends the Intercompany Agreement, dated as of December 22, 2010, as amended (the “Agreement”), by and between ING Investment Management LLC (“IIM”) (now known as “Voya Investment Management LLC” or “VIM”) and Reliastar Life Insurance Company (RLIC).

 

 

W I T N E S S E T H

 

WHEREAS, VIM conducts an asset management business through various companies that provides investment advice to and perform administrative services for certain U.S. registered investment companies (“Funds”), including Voya Investments, LLC, an investment adviser for certain Funds; and

 

WHEREAS, RLIC is an insurance company which offers a variety of insurance products, including variable annuities; Funds advised by VIL are made available through sub-accounts to purchasers of these insurance products; and

           

            WHEREAS, VIM pays, and/or causes its subsidiaries to pay, to RLIC the amounts derived from applying the annual rates listed in Schedule A against the average net assets invested in the Funds by RLIC and by RLIC non-insurance customers during the prior calendar month; and

           

            WHEREAS, Schedule A is reviewed at least once each calendar quarter and may be modified at any time by mutual written consent; and 

 

WHEREAS, the parties desire to clarify the Agreement to (1) reflect the name change of VIM, the Funds and each of their series of portfolios, and; (2) replace Schedule A; and

 

NOW, THEREFORE, the parties agree as follows:

 

1.                  All references to “ING Investment Management LLC” and “IIM” in the Agreement are hereby deleted and replaced with “Voya Investment Management LLC” and “VIM”, respectively.

 

2.                  Schedule A to the Agreement is deleted in its entirety and is replaced with the attached Amended Schedule A.

 

3.                  Capitalized terms used in this Amendment and not otherwise defined shall have the meanings ascribed to them in the Agreement. 

 

 


 

 

4.                  This Amendment may be executed in several counterparts, each of which shall be an original, but all of which together will constitute one and the same instrument.

 

5.                  In all other respects, the Agreement is hereby confirmed and remains in full force and effect.

 

 

 

 

 

[THE REMAINDER OF THIS PAGE IS INTENTIONALLY LEFT BLANK]

 

 

 


 

 

 

IN WITNESS WHEREOF, the parties hereto have caused this Amendment No. 2 to be executed as of the day and year first above written.

 

 

VOYA INVESTMENT MANAGEMENT LLC

RELIASTAR LIFE INSURANCE COMPANY

By: /s/ Dan Wilcox

By: /s/ Lisa Gilarde

Name: Dan Wilcox

Name: Lisa Gilarde

Title: MD and CFO

Title: Vice President

 

 


 

 

Amended Schedule A

 

         

 

This Schedule is effective as of September 30, 2014.

 

 

     

 

As described in Section 1 RLIC shall be paid at the rates set forth immediately below. In the case of funds of funds, except as otherwise indicated below, payments will not apply to the shares of the fund of funds held directly but will instead apply to shares of underlying funds held indirectly through the fund of funds at the rates specified for those underlying funds calculated in the same manner as if the underlying funds were held directly.

Payments listed in Schedule A shall not be made for assets contained in the following retirement plans:
• ING USA Insurance and Annuity Company "Equifund" Retirement Plan
• Voya 401(k) Savings Plan
• Voya 401(k) Plan for VRIAC Agents
• ING Investment Management LLC 401(k) Profit Sharing Plan

 

         

Fund Type

 

Fund

Rate

 

VIM Equity/Balanced

 

Voya Australia Index Portfolio

X.XXX%

 

VIM Equity/Balanced

 

Voya Balanced Portfolio

X.XXX%

 

Fund of Funds

 

Voya Capital Allocation Fund

X.XXX%

 

3rd Party SA

 

VY Clarion Global Real Estate Portfolio

X.XXX%

 

VIM Equity/Balanced

 

Voya Core Equity Research Fund

X.XXX%

 

VIM Equity/Balanced

 

Voya Corporate Leaders 100 Fund

X.XXX%

 

VIM Equity/Balanced

 

Voya Corporate Leaders Trust Fund Series B

X.XXX%

 

VIM Fixed

 

Voya Diversified Emerging Markets Debt Fund

X.XXX%

 

Fund of Funds

 

Voya Diversified International Fund

X.XXX%

 

Pooled Inv Vehicle

 

Voya Emerging Markets Corporate Debt Fund

X.XXX%

 

Pooled Inv Vehicle

 

Voya Emerging Markets Hard Currency Debt Fund

X.XXX%

 

3rd Party SA

 

Voya Emerging Markets Equity Dividend Fund

X.XXX%

 

VIM Equity/Balanced

 

Voya Emerging Markets Index Portfolio

X.XXX%

 

Pooled Inv Vehicle

 

Voya Emerging Markets Local Currency Debt Fund

X.XXX%

 

VIM Equity/Balanced

 

Voya Euro STOXX 50 Index Portfolio

X.XXX%

 

VIM Fixed

 

Voya Floating Rate Fund

X.XXX%

 

VIM Equity/Balanced

 

Voya FTSE 100 Index Portfolio

X.XXX%

 

VIM Fixed

 

Voya Global Bond Fund

X.XXX%

 

VIM Fixed

 

Voya Global Bond Portfolio

X.XXX%

 

3rd Party SA

 

Voya Global Equity Dividend Fund

X.XXX%

 

VIM Equity/Balanced

 

Voya Global Natural Resources Fund

X.XXX%

 

3rd Party SA

 

Voya Global Opportunities Fund

X.XXX%

 

Fund of Funds

 

Voya Global Perspectives Fund

X.XXX%

 

Fund of Funds

 

Voya Global Perspectives Portfolio

X.XXX%

 

3rd Party SA

 

Voya Global Real Estate Fund

X.XXX%

 

VIM Equity/Balanced

 

Voya Global Resources Portfolio

X.XXX%

 

Fund of Funds

 

Voya Global Target Payment Fund

X.XXX%

 

VIM Equity/Balanced

 

Voya Global Value Advantage Portfolio

X.XXX%

 

VIM Fixed

 

Voya GNMA Income Fund

X.XXX%

 

VIM Equity/Balanced

 

Voya Growth and Income Portfolio

X.XXX%

 

VIM Equity/Balanced

 

Voya Growth Opportunities Fund

X.XXX%

 

VIM Equity/Balanced

 

Voya Hang Seng Index Portfolio

X.XXX%

 

VIM Fixed

 

Voya High Yield Bond Fund

X.XXX%

 

VIM Fixed

 

Voya High Yield Portfolio

X.XXX%

 

VIM Equity/Balanced

 

Voya Index Plus LargeCap Portfolio

X.XXX%

 

VIM Equity/Balanced

 

Voya Index Plus MidCap Portfolio

X.XXX%

 

VIM Equity/Balanced

 

Voya Index Plus SmallCap Portfolio

X.XXX%

 

Fund of Funds

 

Voya Index Solution Portfolios

X.XXX%

 

VIM Fixed

 

Voya Intermediate Bond Fund

X.XXX%

 

VIM Fixed

 

Voya Intermediate Bond Portfolio

X.XXX%

 

3rd Party SA

 

Voya International Core Fund

X.XXX%

 

VIM Equity/Balanced

 

Voya International Index Portfolio

X.XXX%

 
             

 

 


 

 

Amended Schedule A (cont.)

 

 

Fund Type

 

Fund

X.XXX%

 

3rd Party SA

 

Voya International Real Estate Fund

X.XXX%

 

VIM Equity/Balanced

 

Voya International Value Equity Fund

X.XXX%

 

VIM Equity/Balanced

 

Voya International Value Portfolio

X.XXX%

 

VIM Fixed

 

Voya Investment Grade Credit Fund

X.XXX%

 

VIM Equity/Balanced

 

Voya Japan TOPIX Index® Portfolio

X.XXX%

 

VIM Equity/Balanced

 

Voya Large Cap Growth Fund

X.XXX%

 

VIM Equity/Balanced

 

Voya Large Cap Growth Portfolio

X.XXX%

 

VIM Equity/Balanced

 

Voya Large Cap Value Fund

X.XXX%

 

VIM Fixed

 

Voya Limited Maturity Bond Portfolio

X.XXX%

 

VIM Fixed

 

Voya Liquid Assets Portfolio

X.XXX%

 

VIM Equity/Balanced

 

Voya Mid Cap Value Advantage Fund

X.XXX%

 

VIM Equity/Balanced

 

Voya MidCap Opportunities Fund

X.XXX%

 

VIM Equity/Balanced

 

Voya MidCap Opportunities Portfolio

X.XXX%

 

VIM Fixed

 

Voya Money Market Fund

X.XXX%

 

VIM Fixed

 

Voya Money Market Portfolio

X.XXX%

 

3rd Party SA

 

Voya Multi-Manager Emerging Markets Equity Fund

X.XXX%

 

3rd Party SA

 

Voya Multi-Manager International Equity Fund

X.XXX%

 

3rd Party SA

 

Voya Multi-Manager Mid Cap Value Fund

X.XXX%

 

3rd Party SA

 

Voya Multi-Manager International Small Cap Fund

X.XXX%

 

3rd Party SA

 

Voya Real Estate Fund

X.XXX%

 

Fund of Funds

 

Voya Retirement Portfolios

X.XXX%

 

Fund of Funds

 

Voya Retirement Solution Funds

X.XXX%

 

VIM Equity/Balanced

 

Voya Russell™ Large Cap Growth Index Portfolio

X.XXX%

 

VIM Equity/Balanced

 

Voya Russell™ Large Cap Index Portfolio

X.XXX%

 

VIM Equity/Balanced

 

Voya Russell™ Large Cap Value Index Portfolio

X.XXX%

 

VIM Equity/Balanced

 

Voya Russell™ Mid Cap Growth Index Portfolio

X.XXX%

 

VIM Equity/Balanced

 

Voya Russell™ Mid Cap Index Portfolio

X.XXX%

 

VIM Equity/Balanced

 

Voya Russell™ Small Cap Index Portfolio

X.XXX%

 

3rd Party SA

 

Voya Russia Fund

X.XXX%

 

Pooled Inv Vehicle

 

Voya Securitized Credit Fund

X.XXX%

 

VIM Fixed

 

Voya Senior Income Fund

X.XXX%

 

VIM Fixed

 

Voya Short Term Bond Fund

X.XXX%

 

VIM Equity/Balanced

 

Voya Small Company Fund

X.XXX%

 

VIM Equity/Balanced

 

Voya Small Company Portfolio

X.XXX%

 

VIM Equity/Balanced

 

Voya SmallCap Opportunities Fund

X.XXX%

 

VIM Equity/Balanced

 

Voya SmallCap Opportunities Portfolio

X.XXX%

 

Fund of Funds

 

Voya Solution Portfolios

X.XXX%

 

Fund of Funds

 

Voya Strategic Allocation Portfolios

X.XXX%

 

VIM Fixed

 

Voya Strategic Income Fund

X.XXX%

 

VIM Fixed

 

Voya U.S. Bond Index Portfolio

X.XXX%

 

VIM Equity/Balanced

 

Voya U.S. Stock Index Portfolio

X.XXX%

 
         

For the fund of funds listed above, VIM will pay the amount stated in this Schedule A. VIM will not pay any amounts on assets in the underlying funds in these fund of funds. In addition, amounts due to RLIC from VIM for these fund of funds shall be reduced by amounts due to RLIC from Directed Services LLC (DSL) and/or its subsidiaries under the Intercompany Agreement between DSL and RLIC with respect to the underlying funds in these fund of funds.