0001144204-15-001338.txt : 20150108 0001144204-15-001338.hdr.sgml : 20150108 20150108131809 ACCESSION NUMBER: 0001144204-15-001338 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150107 FILED AS OF DATE: 20150108 DATE AS OF CHANGE: 20150108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECIAL OPPORTUNITIES FUND, INC. CENTRAL INDEX KEY: 0000897802 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133702911 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: C/O US BANCORP FUND SERVICES, LLC STREET 2: 615 EAST MICHIGAN AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-765-5088 MAIL ADDRESS: STREET 1: C/O US BANCORP FUND SERVICES, LLC STREET 2: 615 EAST MICHIGAN AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: INSURED MUNICIPAL INCOME FUND INC DATE OF NAME CHANGE: 19960213 FORMER COMPANY: FORMER CONFORMED NAME: PAINEWEBBER PREMIER INSURED MUNICIPAL INCOME FUND INC DATE OF NAME CHANGE: 19930714 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lunder Marc CENTRAL INDEX KEY: 0001629986 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-07528 FILM NUMBER: 15515702 MAIL ADDRESS: STREET 1: C/O SPECIAL OPPORTUNITIES FUND, INC. STREET 2: 615 EAST MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 4 1 v398386_4.xml OWNERSHIP DOCUMENT X0306 4 2015-01-07 0 0000897802 SPECIAL OPPORTUNITIES FUND, INC. SPE 0001629986 Lunder Marc C/O SPECIAL OPPORTUNITIES FUND, INC. 615 EAST MICHIGAN STREET MILWAUKEE WI 53202 1 0 0 0 Common Stock 2015-01-07 4 P 0 200 15.30 A 200 I By Roth IRA Common Stock 2015-01-07 4 P 0 3500 15.2736 A 3500 I By SEP IRA The reported securities were purchased in multiple trades at prices ranging between $15.2599 and $15.30 with an average price of 15.2736 per share. /s/ Marc Lunder 2015-01-08