-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PL6aEoua0W3tILqzbBR+Hhg3A1vwmGQacdI2Flx3hEzbqBoDL/uPqP4VHzkPjb0+ juJWnFBTEWuxBGip3ZxFVg== 0000950144-97-001685.txt : 19970222 0000950144-97-001685.hdr.sgml : 19970222 ACCESSION NUMBER: 0000950144-97-001685 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970220 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BROCK INTERNATIONAL INC CENTRAL INDEX KEY: 0000897078 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 581588291 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-42885 FILM NUMBER: 97540506 BUSINESS ADDRESS: STREET 1: 2859 PACES FERRY RD STREET 2: STE 1000 CITY: ATLANTA STATE: GA ZIP: 30339 BUSINESS PHONE: 7704311200 MAIL ADDRESS: STREET 1: 2859 PACES FERRY RD STREET 2: STE 1000 CITY: ATLANTA STATE: GA ZIP: 30339 FORMER COMPANY: FORMER CONFORMED NAME: BROCK CONTROL SYSTEMS INC DATE OF NAME CHANGE: 19930208 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BROCK RICHARD T CENTRAL INDEX KEY: 0000939340 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 100 ANCHOR DRIVE #140 CITY: KEY LARGO STATE: FL ZIP: 33037 SC 13G 1 RICHARD T. BROCK/BROCK INTERNATIONAL SC 13G 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) BROCK INTERNATIONAL, INC. ----------------------------------------- (Name of Issuer) COMMON STOCK ----------------------------------------- (Title of Class of Securities) 111635108 ----------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement / /. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 CUSIP NO. 111635108 SCHEDULE 13G --------------------- (1) NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS RICHARD T. BROCK --------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ] (B) [ ] N/A --------------------------------------------------------------------- (3) SEC USE ONLY --------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION USA --------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF 1,768,224 SHARES -------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY NONE EACH -------------------------------------------------------- REPORTING (7) SOLE DISPOSITIVE POWER PERSON WITH 1,768,224 -------------------------------------------------------- (8) SHARED DISPOSITIVE POWER NONE -------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,768,224 --------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES* [ ] N/A --------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 35.8% --------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON* IN --------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 3 Item 1(a). Name of Issuer: BROCK INTERNATIONAL, INC. Item 1(b). Address of Issuers Principal Executive Offices: 2859 PACES FERRY ROAD, SUITE 1000 ATLANTA, GEORGIA 30339 Item 2(a). Name of Person Filing: RICHARD T. BROCK Item 2(b). Residence address: 100 ANCHOR DRIVE #140 KEY LARGO, FLORIDA 33037 Item 2c. Citizenship: USA Item 2(d). Title of Class of Securities: COMMON STOCK Item 2(e). CUSIP Number: 111635108 Item 3: N/A Item 4: Ownership: (a) Amount beneficially owned: 1,768,224 (b) Percent of Class: 35.8% (c) Number of Shares as which such person has: (i) sole power to vote or to direct vote 1,768,224 (ii) shared power to vote or to direct vote NONE (iii) sole power to dispose or direct disposition of: 1,768,224 (iv) shared power to dispose or direct disposition of: NONE Item 5: Ownership of Five Percent or Less of a Class N/A Item 6: Ownership of More than Five Percent on Behalf of Another Person: N/A Item 7: Identification and Classification of the Subsidiary which N/A Acquired the Security Being Reported on by the Parent Holding Company. Item 8: Identification and Classification of Members of the Group N/A Item 9: Notice of Dissolution of Group N/A Item 10: Certification: N/A
4 SIGNATURES: After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct. DATE: February 20, 1997 SIGNATURE: /s/ Richard T. Brock NAME: Richard T. Brock -----END PRIVACY-ENHANCED MESSAGE-----