-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VOzVOfN7RU0Elgd7O+Cj7EjtF4IftWUDpc9R9zAxQ42NBB+VrwV8XJ9hbGqv0Uf7 rJic4fHV80XKalmE1ZIaAw== 0000950144-00-001477.txt : 20000207 0000950144-00-001477.hdr.sgml : 20000207 ACCESSION NUMBER: 0000950144-00-001477 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000204 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FIRSTWAVE TECHNOLOGIES INC CENTRAL INDEX KEY: 0000897078 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 581588291 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-42885 FILM NUMBER: 523454 BUSINESS ADDRESS: STREET 1: 2859 PACES FERRY RD STREET 2: STE 1000 CITY: ATLANTA STATE: GA ZIP: 30339 BUSINESS PHONE: 7704311200 MAIL ADDRESS: STREET 1: 2859 PACES FERRY RD STREET 2: STE 1000 CITY: ATLANTA STATE: GA ZIP: 30339 FORMER COMPANY: FORMER CONFORMED NAME: BROCK INTERNATIONAL INC DATE OF NAME CHANGE: 19960227 FORMER COMPANY: FORMER CONFORMED NAME: BROCK CONTROL SYSTEMS INC DATE OF NAME CHANGE: 19930208 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BROCK RICHARD T CENTRAL INDEX KEY: 0000939340 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 100 ANCHOR DRIVE #140 CITY: KEY LARGO STATE: FL ZIP: 33037 SC 13G 1 FIRSTWAVE TECHNOLOGIES, INC. 1 SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13 G Under the Securities Exchange Act of 1934 FIRSTWAVE TECHNOLOGIES, INC. ---------------------------- Name of Issuer COMMON STOCK ------------ Title of Class of Securities 33762N108 --------- CUSIP Number 2 Item 1(a). Name of Issuer: FIRSTWAVE TECHNOLOGIES, INC. Item 1(b). Address of Issuers Principal Executive Offices: 2859 PACES FERRY ROAD, SUITE 1000 ATLANTA, GEORGIA 30339 Item 2(a). Name of Person Filing: RICHARD T. BROCK Item 2(b). Residence address: 2522 HABERSHAM ROAD ATLANTA, GEORGIA 30305 Item 2c. Citizenship : USA Item 2(d). Title of Class of Securities: COMMON STOCK Item 2(e). CUSIP Number: 33762N108 Item 3: N/A Item 4: Ownership: (a) Amount beneficially owned: 1,779,474 (1) (b) Percent of Class: 30.9% (c) Number of Shares as which such person has: (i) sole power to vote or to direct vote 1,779,474 (1) (ii) shared power to vote or to direct vote NONE (iii) sole power to dispose or direct disposition of : 1,779,474 (1) (iv) shared power to dispose or direct disposition of: NONE
(1) INCLUDES 11,250 SHARES SUBJECT TO OPTIONS EXERCISABLE ON OR BEFORE MARCH 1, 2000. Item 5: Ownership of Five Percent or Less of a Class N/A Item 6: Ownership of More than Five Percent on Behalf of Another Person: N/A Item 7: Identification and Classification of the Subsidiary which N/A Acquired the Security Being Reported on by the Parent Holding Company. Item 8: Identification and Classification of Members of the Group N/A Item 9: Notice of Dissolution of Group N/A Item 10: Certification: N/A
3 SIGNATURES: After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement as of December 31, 1999 is true, complete, and correct. DATE: February 4, 2000 SIGNATURE: /s/ Richard T. Brock ----------------------------------- NAME: Richard T. Brock
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