0000897070-14-000008.txt : 20140815
0000897070-14-000008.hdr.sgml : 20140815
20140815162443
ACCESSION NUMBER: 0000897070-14-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140815
DATE AS OF CHANGE: 20140815
EFFECTIVENESS DATE: 20140815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASHFORD CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0000897070
IRS NUMBER: 510243208
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03420
FILM NUMBER: 141046773
BUSINESS ADDRESS:
STREET 1: 1 WALKER'S MILL ROAD
CITY: WILMINGTON
STATE: DE
ZIP: 19807
BUSINESS PHONE: 3026551750
MAIL ADDRESS:
STREET 1: 1 WALKER'S MILL ROAD
CITY: WILMINGTON
STATE: DE
ZIP: 19807
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000897070
XXXXXXXX
06-30-2014
06-30-2014
ASHFORD CAPITAL MANAGEMENT INC
1 WALKER'S MILL ROAD
WILMINGTON
DE
19807
13F HOLDINGS REPORT
028-03420
N
Victoria Horan
Vice President, Operations
302-655-1750 x108
Victoria Horan
Wilmington
DE
08-15-2014
0
136
498297
false
INFORMATION TABLE
2
acm2014-06-30.xml
ADOBE SYSTEMS
COM
00724F101
405
5600
SH
SOLE
5600
0
0
ISHARES CORE U.S. AGGREGATE BOND FUND
COM
464287226
434
3964
SH
SOLE
3964
0
0
ARGAN INC.
COM
04010E109
24576
659050
SH
SOLE
659050
0
0
ALKERMES PLC
COM
G01767105
629
12500
SH
SOLE
12500
0
0
ANADARKO PETROLEUM CORPORATION
COM
032511107
772
7054
SH
SOLE
7054
0
0
ANTARES PHARMA INC.
COM
036642106
2907
1088675
SH
SOLE
1088675
0
0
BALCHEM CORP
COM
057665200
6827
127457
SH
SOLE
127457
0
0
BLACK DIAMOND INC.
COM
09202G101
20910
1863613
SH
SOLE
1863613
0
0
POWERSHARES SENIOR LOAN PORTFOLIO
COM
73936Q769
1238
49773
SH
SOLE
49773
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
569
11723
SH
SOLE
11723
0
0
BROOKFIELD MORTGAGE OPPORTUNITY INCOME FUND
COM
112792106
2438
138539
SH
SOLE
138539
0
0
BERKSHIRE HATHAWAY A
COM
084670108
4178
22
SH
SOLE
22
0
0
BERKSHIRE HATHAWAY B
COM
084670207
2131
16835
SH
SOLE
16835
0
0
BROWN & BROWN INC
COM
115236101
5606
182555
SH
SOLE
182555
0
0
BLACKSTONE GROUP
COM
09253U108
201
6000
SH
SOLE
6000
0
0
CELGENE CORPORATION
COM
151020104
2061
24000
SH
SOLE
24000
0
0
CARLYLE GROUP
COM
14309L102
966
28450
SH
SOLE
28450
0
0
CORE LABORATORIES NV
COM
N22717107
5649
33815
SH
SOLE
33815
0
0
CANTEL MEDICAL CORP
COM
138098108
317
8650
SH
SOLE
8650
0
0
CONCUR TECHNOLOGIES, INC.
COM
206708109
4269
45735
SH
SOLE
45735
0
0
COOPER COMPANIES, INC
COM
216648402
7289
53785
SH
SOLE
53785
0
0
GLOBAL X COPPER MINERS ETF
COM
37950E861
2616
257214
SH
SOLE
257214
0
0
COPART INC
COM
217204106
11927
331678
SH
SOLE
331678
0
0
CARBO CERAMICS INC.
COM
140781105
3360
21802
SH
SOLE
21802
0
0
COSTAR GROUP INC
COM
22160N109
7447
47085
SH
SOLE
47085
0
0
CVS/CAREMARK CORPORATION
COM
126650100
377
5000
SH
SOLE
5000
0
0
CHEVRON CORPORATION
COM
166764100
427
3270
SH
SOLE
3270
0
0
DU PONT (E.I.) DE NEMOURS
COM
263534109
707
10811
SH
SOLE
10811
0
0
WISDOM TREE EMERGING MARKETS EQUITY INC.
COM
97717W315
7770
149893
SH
SOLE
149893
0
0
DAILY JOURNAL CORP
COM
233912104
5397
26111
SH
SOLE
26111
0
0
ISHARES MSCI EAFE INDEX FUND
COM
464287465
2100
30722
SH
SOLE
30722
0
0
ISHARES TR MSCI EAFE GROWTH INDEX FD
COM
464288885
9136
126106
SH
SOLE
126106
0
0
ELECTRONICS FOR IMAGING, INC.
COM
286082102
15842
350495
SH
SOLE
350495
0
0
ISHARES MSCI EAFE VALUE ETF
COM
464288877
10697
182631
SH
SOLE
182631
0
0
ENVESTNET INC
COM
29404K106
3988
81520
SH
SOLE
81520
0
0
BOTTOMLINE TECHNOLOGIES
COM
101388106
9169
306441
SH
SOLE
306441
0
0
EQUINIX INC
COM
29444U502
241
1145
SH
SOLE
1145
0
0
EATON VANCE MUNICIPAL INCOME
COM
27826U108
5420
425470
SH
SOLE
425470
0
0
EATON VANCE PA MUNICIPAL INC.
COM
27826T101
234
19070
SH
SOLE
19070
0
0
EATON VANCE NY MUNICIPAL INC.
COM
27826W104
1868
129733
SH
SOLE
129733
0
0
EXPEDITORS INTL
COM
302130109
980
22200
SH
SOLE
22200
0
0
ABERDEEN GLOBAL INCOME FUND, INC.
COM
003013109
3470
289649
SH
SOLE
289649
0
0
FEI COMPANY
COM
30241L109
3026
33350
SH
SOLE
33350
0
0
SPDR EURO STOXX 50 FUND
COM
78463X202
4129
95414
SH
SOLE
95414
0
0
FRANCO-NEVADA CORP
COM
351858105
6903
120394
SH
SOLE
120394
0
0
FOX FACTORY HOLDING CORP
COM
35138V102
3587
203900
SH
SOLE
203900
0
0
GENERAL ELECTRIC COMPANY
COM
369604103
472
17961
SH
SOLE
17961
0
0
GENERAL MILLS INC
COM
370334104
1151
21910
SH
SOLE
21910
0
0
GAMCO NATURAL RESOURCES GOLD AND INCOME TRUST
COM
36465E101
1407
122148
SH
SOLE
122148
0
0
GOOGLE INC - CL C
COM
38259P706
265
460
SH
SOLE
460
0
0
GOOGLE INC. CLASS A
COM
38259P508
269
460
SH
SOLE
460
0
0
HEALTHCARE SERVICES GROUP
COM
421906108
9434
320433
SH
SOLE
320433
0
0
HEWLETT-PACKARD COMPANY
COM
428236103
291
8630
SH
SOLE
8630
0
0
HERCULES TECHNOLOGY GROWTH CAPITAL INC.
COM
427096508
6535
404392
SH
SOLE
404392
0
0
ADVISORSHARES PERITUS HIGH YIELD ETF
COM
00768Y503
9408
176503
SH
SOLE
176503
0
0
INTERNATIONAL BUSINESS MACHINES CORP
COM
459200101
878
4841
SH
SOLE
4841
0
0
ISHARES BARCLAY 7-10 YEAR TREASURY BOND FUND
COM
464287440
979
9450
SH
SOLE
9450
0
0
ISHARES INTERNATIONAL DEVELOPED REAL ESTATE ETF
COM
464288489
3595
111890
SH
SOLE
111890
0
0
IHS INC.
COM
451734107
13091
96491
SH
SOLE
96491
0
0
INCYTE CORP
COM
45337C102
9698
171830
SH
SOLE
171830
0
0
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUN
COM
11273Q109
2422
96659
SH
SOLE
96659
0
0
ISHARES S&P 500 VALUE ETF
COM
464287408
1834
20311
SH
SOLE
20311
0
0
ISHARES S&P 500 GROWTH ETF
COM
464287309
1662
15797
SH
SOLE
15797
0
0
JOHNSON & JOHNSON
COM
478160104
318
3043
SH
SOLE
3043
0
0
KELLOGG CO
COM
487836108
300
4565
SH
SOLE
4565
0
0
KINDER MORGAN HOLDCO LLC
COM
49456B101
9293
256300
SH
SOLE
256300
0
0
KINDER MORGAN ENERGY PRTNRS
COM
494550106
1915
23300
SH
SOLE
23300
0
0
KINDER MORGAN MANAGEMENT
COM
49455U100
889
11259
SH
SOLE
11259
0
0
COCA-COLA CO
COM
191216100
967
22837
SH
SOLE
22837
0
0
KRAFT FOODS GROUP INC.
COM
50076Q106
221
3690
SH
SOLE
3690
0
0
LITTELFUSE INC
COM
537008104
3633
39085
SH
SOLE
39085
0
0
LIGAND PHARMACEUTICALS - CL B
COM
53220K504
8812
141471
SH
SOLE
141471
0
0
LKQ CORP
COM
501889208
5376
201435
SH
SOLE
201435
0
0
LIFELOCK, INC.
COM
53224V100
10192
730064
SH
SOLE
730064
0
0
LOGMEIN, INC
COM
54142L109
3944
84601
SH
SOLE
84601
0
0
LIBERTY PROPERTIES
COM
531172104
201
5300
SH
SOLE
5300
0
0
LIQUIDITY SERVICES
COM
53635B107
7867
499165
SH
SOLE
499165
0
0
REMARK MEDIA INC.
COM
75954W107
2515
282894
SH
SOLE
282894
0
0
REMARK MEDIA INC (RESTRICTED)
COM
75954W107
1680
270000
SH
SOLE
270000
0
0
MEDICINES COMPANY
COM
584688105
7796
268285
SH
SOLE
268285
0
0
MONDELEZ INTERNATIONAL INC.
COM
609207105
432
11490
SH
SOLE
11490
0
0
MEDIDATA SOLUTIONS INC
COM
58471A105
2425
56655
SH
SOLE
56655
0
0
MFS INTERMEDIATE INCOME TRUST
COM
55273C107
2887
546724
SH
SOLE
546724
0
0
MARKETAXESS HOLDINGS INC
COM
57060D108
5201
96210
SH
SOLE
96210
0
0
3M CO
COM
88579Y101
554
3865
SH
SOLE
3865
0
0
ALTRIA GROUP INC
COM
02209S103
1416
33751
SH
SOLE
33751
0
0
MOVADO GROUP INC.
COM
624580106
3738
89700
SH
SOLE
89700
0
0
ISHARES S&P NAT AMT-FREE MUN
COM
464288414
432
3980
SH
SOLE
3980
0
0
MAXIM INTEGRATED
COM
57772K101
578
17100
SH
SOLE
17100
0
0
MANAGED DURATION INV GRADE
COM
56165R103
4468
323539
SH
SOLE
323539
0
0
NATIONAL AMERICAN UNIVERSITY HOLDINGS INC.
COM
63245Q105
1017
330129
SH
SOLE
330129
0
0
NATIONAL AMERICAN UNIVERSITY HLDGS (FOUNDER SHS)
COM
63245Q105
421
152000
SH
SOLE
152000
0
0
NORFOLK SOUTHERN CORP
COM
655844108
1291
12530
SH
SOLE
12530
0
0
NETSCOUT SYSTEMS, INC.
COM
64115T104
6719
151540
SH
SOLE
151540
0
0
NUANCE COMMUNICATIONS INC
COM
67020Y100
243
12950
SH
SOLE
12950
0
0
ORASURE TECHNOLOGIES INC.
COM
68554V108
4358
506200
SH
SOLE
506200
0
0
PIMCO DYNAMIC CREDIT INCOME FUND
COM
72202D106
5266
221090
SH
SOLE
221090
0
0
PEPSICO INC
COM
713448108
2139
23942
SH
SOLE
23942
0
0
PFIZER INC
COM
717081103
218
7358
SH
SOLE
7358
0
0
PHILIP MORRIS INTERNATIONAL
COM
718172109
230
2727
SH
SOLE
2727
0
0
POPE RESOURCES LTD - LP
COM
732857107
940
13770
SH
SOLE
13770
0
0
PPG INDUSTRIES INC
COM
693506107
666
3171
SH
SOLE
3171
0
0
PROS HOLDINGS INC.
COM
74346Y103
5923
224000
SH
SOLE
224000
0
0
POWERSHARES INS NATL MUN BND
COM
73936T474
4763
192982
SH
SOLE
192982
0
0
RED HAT INC
COM
756577102
470
8500
SH
SOLE
8500
0
0
ROPER INDUSTRIES, INC
COM
776696106
2922
20010
SH
SOLE
20010
0
0
SHUTTERFLY INC.
COM
82568P304
5241
121710
SH
SOLE
121710
0
0
SIGMA-ALDRICH CORPORATION
COM
826552101
233
2300
SH
SOLE
2300
0
0
SVB FINANCIAL GROUP
COM
78486Q101
12904
110654
SH
SOLE
110654
0
0
SILVER WHEATON CORP
COM
828336107
4930
187650
SH
SOLE
187650
0
0
INVENTURE FOODS, INC.
COM
461212102
4242
376397
SH
SOLE
376397
0
0
SYNCHRONOSS TECHNOLOGIES INC.
COM
87157B103
3956
113150
SH
SOLE
113150
0
0
SANOFI (ADR)
COM
80105N105
250
4710
SH
SOLE
4710
0
0
SPECTRUM PHARMACEUTICALS INC.
COM
84763A108
6264
770520
SH
SOLE
770520
0
0
SPDR S&P 500 ETF TRUST
COM
78462F103
7231
36946
SH
SOLE
36946
0
0
SCIQUEST INC
COM
80908T101
685
38750
SH
SOLE
38750
0
0
STERICYCLE INC
COM
858912108
754
6370
SH
SOLE
6370
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
1296
27600
SH
SOLE
27600
0
0
SYSCO CORPORATION
COM
871829107
669
17851
SH
SOLE
17851
0
0
AT&T
COM
00206R102
310
8770
SH
SOLE
8770
0
0
TASER INT`L INC.
COM
87651B104
9595
721460
SH
SOLE
721460
0
0
TEVA PHARMACEUTICAL ADR
COM
881624209
640
12200
SH
SOLE
12200
0
0
T ROWE PRICE GROUP INC.
COM
74144T108
227
2693
SH
SOLE
2693
0
0
TUMI HOLDINGS, INC
COM
89969Q104
5058
251250
SH
SOLE
251250
0
0
TYLER TECHNOLOGIES, INC
COM
902252105
1838
20150
SH
SOLE
20150
0
0
UDR INC.
COM
902653104
462
16147
SH
SOLE
16147
0
0
UNION PACIFIC CORP
COM
907818108
4173
41832
SH
SOLE
41832
0
0
VICOR CORP
COM
925815102
2592
309300
SH
SOLE
309300
0
0
VIASAT INC.
COM
92552V100
4356
75150
SH
SOLE
75150
0
0
VANGUARD EXTENDED MARKET ETF
COM
922908652
1867
21280
SH
SOLE
21280
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
331
6770
SH
SOLE
6770
0
0
WAGEWORKS INC.
COM
930427109
6940
143950
SH
SOLE
143950
0
0
WISCONSIN ENERGY CORP
COM
976657106
1318
28084
SH
SOLE
28084
0
0
WESTERN UNION
COM
959802109
243
14035
SH
SOLE
14035
0
0
EXXON MOBIL CORP
COM
30231G102
4704
46727
SH
SOLE
46727
0
0
YORKVILLE HIGH INCOME MLP
COM
301505103
771
41013
SH
SOLE
41013
0
0