0000897070-14-000006.txt : 20140516
0000897070-14-000006.hdr.sgml : 20140516
20140516084904
ACCESSION NUMBER: 0000897070-14-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140516
DATE AS OF CHANGE: 20140516
EFFECTIVENESS DATE: 20140516
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASHFORD CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0000897070
IRS NUMBER: 510243208
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03420
FILM NUMBER: 14849906
BUSINESS ADDRESS:
STREET 1: 1 WALKER'S MILL ROAD
CITY: WILMINGTON
STATE: DE
ZIP: 19807
BUSINESS PHONE: 3026551750
MAIL ADDRESS:
STREET 1: 1 WALKER'S MILL ROAD
CITY: WILMINGTON
STATE: DE
ZIP: 19807
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000897070
XXXXXXXX
03-31-2014
03-31-2014
ASHFORD CAPITAL MANAGEMENT INC
1 WALKER'S MILL ROAD
WILMINGTON
DE
19807
13F HOLDINGS REPORT
028-03420
N
Victoria Horan
Vice President, Operations
302-655-1750 x108
Victoria Horan
Wilmington
DE
05-16-2014
0
134
516661
false
INFORMATION TABLE
2
acm2014-03-31.xml
ACCELRYS INC
COM
00430U103
2622
210400
SH
SOLE
210400
0
0
ADOBE SYSTEMS
COM
00724F101
368
5600
SH
SOLE
5600
0
0
ISHARES BARCLAYS AGGREGATE
COM
464287226
1609
14911
SH
SOLE
14911
0
0
ARGAN INC.
COM
04010E109
19901
669400
SH
SOLE
669400
0
0
ALKERMES PLC
COM
G01767105
551
12500
SH
SOLE
12500
0
0
ANADARKO PETROLEUM CORPORATION
COM
032511107
598
7054
SH
SOLE
7054
0
0
ANTARES PHARMA INC.
COM
036642106
3012
860575
SH
SOLE
860575
0
0
AMERICAN VANGUARD CORPORATION
COM
030371108
1410
65125
SH
SOLE
65125
0
0
BALCHEM CORP
COM
057665200
6884
132072
SH
SOLE
132072
0
0
BLACK DIAMOND INC.
COM
09202G101
22832
1866913
SH
SOLE
1866913
0
0
POWERSHARES SENIOR LOAN PORTFOLIO
COM
73936Q769
779
31412
SH
SOLE
31412
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
609
11723
SH
SOLE
11723
0
0
BERKSHIRE HATHAWAY A
COM
084670108
4122
22
SH
SOLE
22
0
0
BERKSHIRE HATHAWAY B
COM
084670207
2104
16835
SH
SOLE
16835
0
0
BROWN & BROWN INC
COM
115236101
5928
192720
SH
SOLE
192720
0
0
CELGENE CORPORATION
COM
151020104
1382
9900
SH
SOLE
9900
0
0
CARLYLE GROUP
COM
14309L102
1000
28450
SH
SOLE
28450
0
0
CORE LABORATORIES NV
COM
N22717107
5941
29940
SH
SOLE
29940
0
0
CANTEL MEDICAL CORP
COM
138098108
292
8650
SH
SOLE
8650
0
0
CONCUR TECHNOLOGIES, INC.
COM
206708109
4563
46055
SH
SOLE
46055
0
0
COOPER COMPANIES, INC
COM
216648402
7985
58135
SH
SOLE
58135
0
0
COPART INC
COM
217204106
12039
330838
SH
SOLE
330838
0
0
CARBO CERAMICS INC.
COM
140781105
3493
25312
SH
SOLE
25312
0
0
COSTAR GROUP INC
COM
22160N109
9252
49545
SH
SOLE
49545
0
0
CVS/CAREMARK CORPORATION
COM
126650100
374
5000
SH
SOLE
5000
0
0
CHEVRON CORPORATION
COM
166764100
389
3270
SH
SOLE
3270
0
0
DU PONT (E.I.) DE NEMOURS
COM
263534109
730
10873
SH
SOLE
10873
0
0
WISDOM TREE EMERGING MARKETS EQUITY INC.
COM
97717W315
6405
130531
SH
SOLE
130531
0
0
DAILY JOURNAL CORP
COM
233912104
4516
26111
SH
SOLE
26111
0
0
DORMAN PRODUCTS INC.
COM
258278100
7002
118564
SH
SOLE
118564
0
0
DATAWATCH CORP
COM
237917208
271
10000
SH
SOLE
10000
0
0
ISHARES MSCI EAFE INDEX FUND
COM
464287465
2277
33886
SH
SOLE
33886
0
0
ISHARES TR MSCI EAFE GROWTH INDEX FD
COM
464288885
11602
163521
SH
SOLE
163521
0
0
ELECTRONICS FOR IMAGING, INC.
COM
286082102
15469
357175
SH
SOLE
357175
0
0
ISHARES MSCI EAFE VALUE ETF
COM
464288877
11766
204349
SH
SOLE
204349
0
0
ENVESTNET INC
COM
29404K106
4490
111750
SH
SOLE
111750
0
0
BOTTOMLINE TECHNOLOGIES
COM
101388106
7070
201135
SH
SOLE
201135
0
0
EPIQ SYSTEMS INC
COM
26882D109
1424
104500
SH
SOLE
104500
0
0
EQUINIX INC
COM
29444U502
212
1145
SH
SOLE
1145
0
0
EATON VANCE MUNICIPAL INCOME
COM
27826U108
5149
430905
SH
SOLE
430905
0
0
EATON VANCE PA MUNICIPAL INC.
COM
27826T101
229
19070
SH
SOLE
19070
0
0
EATON VANCE NY MUNICIPAL INC.
COM
27826W104
1783
129733
SH
SOLE
129733
0
0
EXPEDITORS INTL
COM
302130109
880
22200
SH
SOLE
22200
0
0
ABERDEEN GLOBAL INCOME FUND, INC.
COM
003013109
772
71142
SH
SOLE
71142
0
0
FEI COMPANY
COM
30241L109
4409
42800
SH
SOLE
42800
0
0
FRANCO-NEVADA CORP
COM
351858105
5575
121574
SH
SOLE
121574
0
0
FOX FACTORY HOLDING CORP
COM
35138V102
2074
109750
SH
SOLE
109750
0
0
GENERAL ELECTRIC COMPANY
COM
369604103
465
17961
SH
SOLE
17961
0
0
GEOSPACE TECHNOLOGIES CORP
COM
37364X109
1667
25200
SH
SOLE
25200
0
0
GENERAL MILLS INC
COM
370334104
1266
24435
SH
SOLE
24435
0
0
GOOGLE INC. CLASS A
COM
38259P508
513
460
SH
SOLE
460
0
0
HEALTHCARE SERVICES GROUP
COM
421906108
11465
394543
SH
SOLE
394543
0
0
HEWLETT-PACKARD COMPANY
COM
428236103
279
8630
SH
SOLE
8630
0
0
HERCULES TECHNOLOGY GROWTH CAPITAL INC.
COM
427096508
6556
465922
SH
SOLE
465922
0
0
ADVISORSHARES PERITUS HIGH YIELD ETF
COM
00768Y503
9453
179707
SH
SOLE
179707
0
0
INTERNATIONAL BUSINESS MACHINES CORP
COM
459200101
1124
5841
SH
SOLE
5841
0
0
ISHARES BARCLAY 7-10 YEAR TREASURY BOND FUND
COM
464287440
1586
15586
SH
SOLE
15586
0
0
IHS INC.
COM
451734107
13093
107761
SH
SOLE
107761
0
0
INCYTE CORP
COM
45337C102
9519
177850
SH
SOLE
177850
0
0
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUN
COM
11273Q109
342
16017
SH
SOLE
16017
0
0
ISHARES S&P 500 VALUE ETF
COM
464287408
1765
20311
SH
SOLE
20311
0
0
ISHARES S&P 500 GROWTH ETF
COM
464287309
1677
16798
SH
SOLE
16798
0
0
JOHNSON & JOHNSON
COM
478160104
299
3043
SH
SOLE
3043
0
0
KELLOGG CO
COM
487836108
286
4565
SH
SOLE
4565
0
0
ISHARES MSCI USA ESG SELECT
COM
464288802
220
2823
SH
SOLE
2823
0
0
KINDER MORGAN HOLDCO LLC
COM
49456B101
5903
181700
SH
SOLE
181700
0
0
KINDER MORGAN ENERGY PRTNRS
COM
494550106
1745
23600
SH
SOLE
23600
0
0
KINDER MORGAN MANAGEMENT
COM
49455U100
1757
24512
SH
SOLE
24512
0
0
COCA-COLA CO
COM
191216100
883
22837
SH
SOLE
22837
0
0
KRAFT FOODS GROUP INC.
COM
50076Q106
207
3690
SH
SOLE
3690
0
0
LITTELFUSE INC
COM
537008104
3704
39560
SH
SOLE
39560
0
0
LIGAND PHARMACEUTICALS - CL B
COM
53220K504
9797
145641
SH
SOLE
145641
0
0
LKQ CORP
COM
501889208
7864
298430
SH
SOLE
298430
0
0
LIFELOCK, INC.
COM
53224V100
13197
771324
SH
SOLE
771324
0
0
LIQUIDITY SERVICES
COM
53635B107
6490
249135
SH
SOLE
249135
0
0
REMARK MEDIA INC.
COM
75954W107
1559
282894
SH
SOLE
282894
0
0
MEDICINES COMPANY
COM
584688105
4566
160675
SH
SOLE
160675
0
0
MONDELEZ INTERNATIONAL INC.
COM
609207105
397
11490
SH
SOLE
11490
0
0
MEDIDATA SOLUTIONS INC
COM
58471A105
3099
57025
SH
SOLE
57025
0
0
MEASUREMENT SPECIALTIES, INC
COM
583421102
909
13400
SH
SOLE
13400
0
0
MARKETAXESS HOLDINGS INC
COM
57060D108
7149
120720
SH
SOLE
120720
0
0
3M CO
COM
88579Y101
577
4250
SH
SOLE
4250
0
0
ALTRIA GROUP INC
COM
02209S103
1263
33751
SH
SOLE
33751
0
0
MOVADO GROUP INC.
COM
624580106
4145
91000
SH
SOLE
91000
0
0
ISHARES S&P NAT AMT-FREE MUN
COM
464288414
6210
58005
SH
SOLE
58005
0
0
MAXIM INTEGRATED
COM
57772K101
566
17100
SH
SOLE
17100
0
0
NATIONAL AMERICAN UNIVERSITY HLDGS (FOUNDER SHS)
COM
63245Q105
2208
582899
SH
SOLE
582899
0
0
NEW MOUNTAIN FINANCE CORP
COM
647551100
9739
669320
SH
SOLE
669320
0
0
NORFOLK SOUTHERN CORP
COM
655844108
1218
12530
SH
SOLE
12530
0
0
NUANCE COMMUNICATIONS INC
COM
67020Y100
475
27650
SH
SOLE
27650
0
0
ORASURE TECHNOLOGIES INC.
COM
68554V108
4667
585550
SH
SOLE
585550
0
0
PIMCO DYNAMIC CREDIT INCOME FUND
COM
72202D106
4897
216689
SH
SOLE
216689
0
0
PEPSICO INC
COM
713448108
1999
23942
SH
SOLE
23942
0
0
PFIZER INC
COM
717081103
236
7358
SH
SOLE
7358
0
0
PHILIP MORRIS INTERNATIONAL
COM
718172109
223
2727
SH
SOLE
2727
0
0
POPE RESOURCES LTD - LP
COM
732857107
894
12970
SH
SOLE
12970
0
0
PPG INDUSTRIES INC
COM
693506107
633
3274
SH
SOLE
3274
0
0
PROS HOLDINGS INC.
COM
74346Y103
7165
227400
SH
SOLE
227400
0
0
POWERSHARES INS NATL MUN BND
COM
73936T474
7483
310222
SH
SOLE
310222
0
0
RED HAT INC
COM
756577102
450
8500
SH
SOLE
8500
0
0
ROPER INDUSTRIES, INC
COM
776696106
2672
20010
SH
SOLE
20010
0
0
SEACHANGE INT`L INC.
COM
811699107
7720
739450
SH
SOLE
739450
0
0
SIGMA-ALDRICH CORPORATION
COM
826552101
215
2300
SH
SOLE
2300
0
0
SVB FINANCIAL GROUP
COM
78486Q101
13973
108504
SH
SOLE
108504
0
0
SILVER WHEATON CORP
COM
828336107
2928
128970
SH
SOLE
128970
0
0
INVENTURE FOODS, INC.
COM
461212102
5403
386477
SH
SOLE
386477
0
0
SYNCHRONOSS TECHNOLOGIES INC.
COM
87157B103
3957
115400
SH
SOLE
115400
0
0
SANOFI (ADR)
COM
80105N105
895
17110
SH
SOLE
17110
0
0
SPECTRUM PHARMACEUTICALS INC.
COM
84763A108
4292
547404
SH
SOLE
547404
0
0
SPS COMMERCE INC
COM
78463M107
338
5500
SH
SOLE
5500
0
0
SPDR S&P 500 ETF TRUST
COM
78462F103
7428
39719
SH
SOLE
39719
0
0
SCIQUEST INC
COM
80908T101
1047
38750
SH
SOLE
38750
0
0
STERICYCLE INC
COM
858912108
724
6370
SH
SOLE
6370
0
0
STAMPS.COM INC.
COM
852857200
5177
154250
SH
SOLE
154250
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
1036
27600
SH
SOLE
27600
0
0
SYSCO CORPORATION
COM
871829107
1078
29847
SH
SOLE
29847
0
0
AT&T
COM
00206R102
308
8770
SH
SOLE
8770
0
0
TASER INT`L INC.
COM
87651B104
13709
749550
SH
SOLE
749550
0
0
TEVA PHARMACEUTICAL ADR
COM
881624209
645
12200
SH
SOLE
12200
0
0
T ROWE PRICE GROUP INC.
COM
74144T108
222
2693
SH
SOLE
2693
0
0
TUMI HOLDINGS, INC
COM
89969Q104
4751
209950
SH
SOLE
209950
0
0
TYLER TECHNOLOGIES, INC
COM
902252105
1686
20150
SH
SOLE
20150
0
0
CVR PARTNERS LP
COM
126633106
424
20000
SH
SOLE
20000
0
0
UDR INC.
COM
902653104
417
16147
SH
SOLE
16147
0
0
UNION PACIFIC CORP
COM
907818108
3925
20916
SH
SOLE
20916
0
0
VICOR CORP
COM
925815102
2792
273724
SH
SOLE
273724
0
0
VIASAT INC.
COM
92552V100
4940
71550
SH
SOLE
71550
0
0
VANGUARD EXTENDED MARKET ETF
COM
922908652
8477
99754
SH
SOLE
99754
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
322
6770
SH
SOLE
6770
0
0
WAGEWORKS INC.
COM
930427109
8276
147500
SH
SOLE
147500
0
0
WISCONSIN ENERGY CORP
COM
976657106
1307
28084
SH
SOLE
28084
0
0
WESTERN UNION
COM
959802109
230
14035
SH
SOLE
14035
0
0
EXXON MOBIL CORP
COM
30231G102
4564
46727
SH
SOLE
46727
0
0
YORKVILLE HIGH INCOME MLP
COM
301505103
790
44076
SH
SOLE
44076
0
0