-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GZ2ceNlpTAJLqPc9QLJ6hdvExW6Ajbs8LCt8GY+wXKZb5HLnoAHusAxPsUNngFfQ vjpIkxFoUeP512jIkRCftg== 0000950115-99-000194.txt : 19990217 0000950115-99-000194.hdr.sgml : 19990217 ACCESSION NUMBER: 0000950115-99-000194 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MOTHERS WORK INC CENTRAL INDEX KEY: 0000896985 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 133045573 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-43965 FILM NUMBER: 99541036 BUSINESS ADDRESS: STREET 1: 456 N 5TH ST CITY: PHILADELPHIA STATE: PA ZIP: 19123 BUSINESS PHONE: 2158732200 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MATTHIAS DAN & REBECCA CENTRAL INDEX KEY: 0001053175 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 456 NORTH 5TH STREET STREET 2: C/O MOTHERS WORK INC CITY: PHILADELPHIA STATE: PA ZIP: 19123 BUSINESS PHONE: 2158732200 MAIL ADDRESS: STREET 1: C/O MOTHERS WORK INC STREET 2: 456 NORTH 5TH STREET CITY: PHILADELPHIA STATE: PA ZIP: 19123 SC 13G/A 1 AMENDED SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) Under the Securities Exchange Act of 1934 (Amendment No. 1)* Mothers Work, Inc. ----------------------------------------------------- (Name of Issuer) Common Stock, par value $.01 per share ----------------------------------------------------- (Title of Class of Securities) 619903 10 7 ----------------------------------------------------- (CUSIP Number) January 15, 1998 ----------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 6 - ----------------------- CUSIP No. 619903 10 7 13G/A - ----------------------- - -------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 IRS IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Dan W. Matthias - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 U.S.A. - -------------------------------------------------------------------------------- NUMBER OF SOLE VOTING POWER SHARES 5 BENEFICIALLY 135,905 OWNED BY EACH -------------------------------------------------- REPORTING SHARED VOTING POWER PERSON 6 WITH 497,410 -------------------------------------------------- SOLE DISPOSITIVE POWER 7 135,905 -------------------------------------------------- SHARED DISPOSITIVE POWER 8 497,410 - -------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 633,315 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 17.6% - -------------------------------------------------------------------------------- TYPE OF REPORTING PERSON* 12 IN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 2 of 6 - ------------------------------ CUSIP No. 619903 10 7 13G/A - ------------------------------ - -------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 IRS IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Rebecca C. Matthias - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 U.S.A. - -------------------------------------------------------------------------------- NUMBER OF SOLE VOTING POWER SHARES 5 BENEFICIALLY 135,905 OWNED BY EACH REPORTING -------------------------------------------------- PERSON SHARED VOTING POWER WITH 6 497,410 -------------------------------------------------- SOLE DISPOSITIVE POWER 7 135,905 -------------------------------------------------- SHARED DISPOSITIVE POWER 8 497,410 - -------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 633,315 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 17.6% - -------------------------------------------------------------------------------- TYPE OF REPORTING PERSON* 12 IN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 3 of 6 Item 1(a) Name of Issuer: Mothers Work, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 456 North Fifth Street Philadelphia, PA 19123 Item 2(a) Name of Person Filing: Dan W. Matthias and Rebecca C. Matthias Item 2(b) Address of Principal Business Office: c/o Mothers Work, Inc. 456 North Fifth Street Philadelphia, PA 19123 Item 2(c) Citizenship: United States of America Item 2(d) Title of Class of Securities: Common Stock, par value $.01 per share ("Common Stock") Item 2(e) CUSIP Number: 619903 10 7 Item 3 If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: Not applicable Item 4 Ownership. (a) Amount Beneficially Owned: Dan W. Matthias beneficially owns an aggregate 633,315 shares of Common Stock. Except for 135,905 shares purchasable upon the exercise of stock options, Mr. Matthias owns these shares jointly with his wife, Rebecca C. Matthias. Rebecca C. Matthias beneficially owns an aggregate 633,315 shares of Common Stock. Except for Page 4 of 6 135,905 shares purchasable upon the exercise of stock options, Mrs. Matthias owns these shares jointly with her husband, Dan W. Matthias. (b) Percent of Class: 17.6% of the Class is beneficially owned by each of Dan W. Matthias and Rebecca C. Matthias. (c) Number of shares of Common Stock as to each of Dan W. Matthias and Rebecca C. Matthias have: (i) sole power to vote or to 135,905 direct the vote (ii) shared power to vote or 497,410 to direct the vote (iii) sole power to dispose or to 135,905 direct the disposition of (iv) shared power to dispose or 497,410 to direct the disposition of Item 5 Ownership of Five Percent or Less of a Class. Not applicable. Item 6 Ownership of More than Five Percent on Behalf of Another Person. Not Applicable Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not Applicable Item 8 Identification and Classification of Members of the Group. Not Applicable Item 9 Notice of Dissolution of Group. Page 5 of 6 Not Applicable Item 10 Certification. Not Applicable After reasonable inquiry, and to the best of our knowledge and belief, the undersigned certify that the information set forth in this Statement is true, complete and correct. Date: February 12, 1999 /S/Dan W. Matthias ------------------------------- /S/Rebecca C. Matthias ------------------------------- Page 6 of 6 -----END PRIVACY-ENHANCED MESSAGE-----