-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M1VFF2XNL83FN9nDq82bmNmTfhZY5KrRJJ9O/4CnEd83US44hFbSwrJAJjJvIiJj X4DmkjV9Whl2HRmGjiQ4JA== 0000912057-02-006360.txt : 20020414 0000912057-02-006360.hdr.sgml : 20020414 ACCESSION NUMBER: 0000912057-02-006360 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MOTHERS WORK INC CENTRAL INDEX KEY: 0000896985 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 133045573 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-44026 FILM NUMBER: 02549809 BUSINESS ADDRESS: STREET 1: 456 N 5TH ST CITY: PHILADELPHIA STATE: PA ZIP: 19123 BUSINESS PHONE: 2158732200 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MATTHIAS DAN & REBECCA CENTRAL INDEX KEY: 0001053175 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 456 NORTH 5TH STREET STREET 2: C/O MOTHERS WORK INC CITY: PHILADELPHIA STATE: PA ZIP: 19123 BUSINESS PHONE: 2158732200 MAIL ADDRESS: STREET 1: C/O MOTHERS WORK INC STREET 2: 456 NORTH 5TH STREET CITY: PHILADELPHIA STATE: PA ZIP: 19123 SC 13G/A 1 a2070778zsc13ga.txt AMENDED SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) Under the Securities Exchange Act of 1934 (Amendment No. 4)* Mothers Work, Inc. ----------------------------------------------------- (Name of Issuer) Common Stock, par value $.01 per share ----------------------------------------------------- (Title of Class of Securities) 619903 10 7 ----------------------------------------------------- (CUSIP Number) December 31, 2001 ----------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). -Page 1 of 6- - --------------------------- CUSIP No. 619903 10 7 13G/A - --------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON IRS IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Dan W. Matthias - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| 2 (b) |_| - -------------------------------------------------------------------------------- SEC USE ONLY 3 - -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 U.S.A. - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 212,905 SHARES -------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 485,620 EACH -------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 212,905 -------------------------------------------- 8 SHARED DISPOSITIVE POWER 485,620 - -------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 698,525 - -------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 |_| - -------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 19.9% - -------------------------------------------------------------------------------- TYPE OF REPORTING PERSON* 12 IN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! -Page 2 of 6- - --------------------------- CUSIP No. 619903 10 7 13G/A - --------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON IRS IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Rebecca C. Matthias - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| 2 (b) |_| - -------------------------------------------------------------------------------- SEC USE ONLY 3 - -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 U.S.A. - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 212,905 SHARES -------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 485,620 EACH -------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 212,905 -------------------------------------------- 8 SHARED DISPOSITIVE POWER 485,620 - -------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 698,525 - -------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 |_| - -------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 19.9% - -------------------------------------------------------------------------------- TYPE OF REPORTING PERSON* 12 IN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! -Page 3 of 6- ITEM 1(a) NAME OF ISSUER: Mothers Work, Inc. ITEM 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 456 North Fifth Street Philadelphia, PA 19123 ITEM 2(a) NAME OF PERSON FILING: Dan W. Matthias and Rebecca C. Matthias ITEM 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE: c/o Mothers Work, Inc. 456 North Fifth Street Philadelphia, PA 19123 ITEM 2(c) CITIZENSHIP: United States of America ITEM 2(d) TITLE OF CLASS OF SECURITIES: Common Stock, par value $.01 per share ("Common Stock") ITEM 2(e) CUSIP NUMBER: 619903 10 7 ITEM 3 IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A: Not applicable ITEM 4 OWNERSHIP. (a) Amount Beneficially Owned: Dan W. Matthias beneficially owns an aggregate 698,525 shares of Common Stock. Except for 212,905 shares purchasable upon the exercise of stock options, Mr. Matthias owns these shares jointly with his wife, Rebecca C. Matthias. Rebecca C. Matthias beneficially owns an aggregate 698,525 shares of Common Stock. Except for 212,905 shares purchasable upon the exercise of stock options, Mrs. Matthias owns these shares jointly with her husband, Dan W. Matthias. -Page 4 of 6- (b) Percent of Class: 19.9% of the Class is beneficially owned by each of Dan W. Matthias and Rebecca C. Matthias. (c) Number of shares of Common Stock as to each of Dan W. Matthias and Rebecca C. Matthias which has: (i) sole power to vote or to direct the vote 212,905 (ii) shared power to vote or to direct the vote 485,620 (iii) sole power to dispose or to direct the disposition of 212,905 (iv) shared power to dispose or to direct the disposition of 485,620 ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not applicable. ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not Applicable ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not Applicable ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not Applicable ITEM 9 NOTICE OF DISSOLUTION OF GROUP. Not Applicable ITEM 10 CERTIFICATION. Not Applicable -Page 5 of 6- After reasonable inquiry, and to the best of our knowledge and belief, the undersigned certify that the information set forth in this Statement is true, complete and correct. Date: February 14, 2001 By: /s/ DAN W. MATTHIAS --------------------------- Name: Dan W. Matthias By: /s/ REBECCA C. MATTHIAS --------------------------- Name: Rebecca C. Matthias -Page 6 of 6- -----END PRIVACY-ENHANCED MESSAGE-----