0001437749-13-012655.txt : 20131002
0001437749-13-012655.hdr.sgml : 20131002
20131002171359
ACCESSION NUMBER: 0001437749-13-012655
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130930
FILED AS OF DATE: 20131002
DATE AS OF CHANGE: 20131002
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MULTIMEDIA GAMES HOLDING COMPANY, INC.
CENTRAL INDEX KEY: 0000896400
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900]
IRS NUMBER: 742611034
STATE OF INCORPORATION: TX
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 206 WILD BASIN RD. SOUTH
STREET 2: BUILDING B
CITY: AUSTIN
STATE: TX
ZIP: 78746
BUSINESS PHONE: 5123347500
MAIL ADDRESS:
STREET 1: 206 WILD BASIN RD. SOUTH
STREET 2: BUILDING B
CITY: AUSTIN
STATE: TX
ZIP: 78746
FORMER COMPANY:
FORMER CONFORMED NAME: MULTIMEDIA GAMES INC
DATE OF NAME CHANGE: 19950104
FORMER COMPANY:
FORMER CONFORMED NAME: TV BINGO NETWORK INC /TX/
DATE OF NAME CHANGE: 19930126
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AVILES JOAQUIN J.
CENTRAL INDEX KEY: 0001487806
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-28318
FILM NUMBER: 131131196
MAIL ADDRESS:
STREET 1: C/O MULTIMEDIA GAMES, INC.
STREET 2: 206 WILD BASIN ROAD, BUILDING B, STE 400
CITY: AUSTIN
STATE: TX
ZIP: 78746
4
1
rdgdoc.xml
FORM 4 - AVILES 2013 9 30
X0306
4
2013-09-30
0000896400
MULTIMEDIA GAMES HOLDING COMPANY, INC.
MGAM
0001487806
AVILES JOAQUIN J.
MULTIMEDIA GAMES HOLDING COMPANY, INC.
206 WILD BASIN ROAD, BLDG. B, SUITE 400
AUSTIN
TX
78746
1
Vice President of Technology
Common Stock
2013-09-30
4
M
0
18750
4.80
A
43950
D
Common Stock
2013-09-30
4
M
0
1250
5.12
A
45200
D
Common Stock
2013-09-30
4
M
0
7500
3.70
A
52700
D
Common Stock
2013-09-30
4
M
0
6250
3.92
A
58950
D
Common Stock
2013-09-30
4
M
0
14062
7.73
A
73012
D
Common Stock
2013-09-30
4
S
0
47812
34.49580
D
25200
D
Employee Stock Option (Right to Buy)
4.80
2013-09-30
4
M
0
18750
0
D
2009-07-05
2016-07-05
Common Stock
18750
0
D
Employee Stock Option (Right to Buy)
5.12
2013-09-30
4
M
0
1250
0
D
2009-09-30
2016-09-30
Common Stock
1250
625
D
Employee Stock Option (Right to Buy)
3.70
2013-09-30
4
M
0
7500
0
D
2010-09-30
2017-09-30
Common Stock
7500
18750
D
Employee Stock Option (Right to Buy)
3.92
2013-09-30
4
M
0
6250
0
D
2010-10-31
2017-10-31
Common Stock
6250
15625
D
Employee Stock Option (Right to Buy)
7.73
2013-09-30
4
M
0
14062
0
D
2011-12-12
2018-12-12
Common Stock
14062
42188
D
The exercise and sales reported in this filing were made pursuant to the 10b5-1 sales plan of Reporting Person, signed on August 29, 2013.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.33 to $34.8755, inclusive. The Reporting Person undertakes to provide to Multimedia Games Holding Company, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 of this Form 4.
/s/ Velissa Jewell, Attorney-in-Fact for Joaquin J. Aviles
2013-10-02