0001437749-13-012655.txt : 20131002 0001437749-13-012655.hdr.sgml : 20131002 20131002171359 ACCESSION NUMBER: 0001437749-13-012655 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131002 DATE AS OF CHANGE: 20131002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MULTIMEDIA GAMES HOLDING COMPANY, INC. CENTRAL INDEX KEY: 0000896400 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900] IRS NUMBER: 742611034 STATE OF INCORPORATION: TX FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 206 WILD BASIN RD. SOUTH STREET 2: BUILDING B CITY: AUSTIN STATE: TX ZIP: 78746 BUSINESS PHONE: 5123347500 MAIL ADDRESS: STREET 1: 206 WILD BASIN RD. SOUTH STREET 2: BUILDING B CITY: AUSTIN STATE: TX ZIP: 78746 FORMER COMPANY: FORMER CONFORMED NAME: MULTIMEDIA GAMES INC DATE OF NAME CHANGE: 19950104 FORMER COMPANY: FORMER CONFORMED NAME: TV BINGO NETWORK INC /TX/ DATE OF NAME CHANGE: 19930126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AVILES JOAQUIN J. CENTRAL INDEX KEY: 0001487806 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28318 FILM NUMBER: 131131196 MAIL ADDRESS: STREET 1: C/O MULTIMEDIA GAMES, INC. STREET 2: 206 WILD BASIN ROAD, BUILDING B, STE 400 CITY: AUSTIN STATE: TX ZIP: 78746 4 1 rdgdoc.xml FORM 4 - AVILES 2013 9 30 X0306 4 2013-09-30 0000896400 MULTIMEDIA GAMES HOLDING COMPANY, INC. MGAM 0001487806 AVILES JOAQUIN J. MULTIMEDIA GAMES HOLDING COMPANY, INC. 206 WILD BASIN ROAD, BLDG. B, SUITE 400 AUSTIN TX 78746 1 Vice President of Technology Common Stock 2013-09-30 4 M 0 18750 4.80 A 43950 D Common Stock 2013-09-30 4 M 0 1250 5.12 A 45200 D Common Stock 2013-09-30 4 M 0 7500 3.70 A 52700 D Common Stock 2013-09-30 4 M 0 6250 3.92 A 58950 D Common Stock 2013-09-30 4 M 0 14062 7.73 A 73012 D Common Stock 2013-09-30 4 S 0 47812 34.49580 D 25200 D Employee Stock Option (Right to Buy) 4.80 2013-09-30 4 M 0 18750 0 D 2009-07-05 2016-07-05 Common Stock 18750 0 D Employee Stock Option (Right to Buy) 5.12 2013-09-30 4 M 0 1250 0 D 2009-09-30 2016-09-30 Common Stock 1250 625 D Employee Stock Option (Right to Buy) 3.70 2013-09-30 4 M 0 7500 0 D 2010-09-30 2017-09-30 Common Stock 7500 18750 D Employee Stock Option (Right to Buy) 3.92 2013-09-30 4 M 0 6250 0 D 2010-10-31 2017-10-31 Common Stock 6250 15625 D Employee Stock Option (Right to Buy) 7.73 2013-09-30 4 M 0 14062 0 D 2011-12-12 2018-12-12 Common Stock 14062 42188 D The exercise and sales reported in this filing were made pursuant to the 10b5-1 sales plan of Reporting Person, signed on August 29, 2013. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.33 to $34.8755, inclusive. The Reporting Person undertakes to provide to Multimedia Games Holding Company, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 of this Form 4. /s/ Velissa Jewell, Attorney-in-Fact for Joaquin J. Aviles 2013-10-02