485BPOS 1 d325327d485bpos.htm STRATTON FUNDS, INC. Stratton Funds, Inc.

As Filed with the Securities and Exchange Commission on May 14, 2012.

Registration Nos.: 33-57166

811-7434

 

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20546

 

 

FORM N-1A

REGISTRATION STATEMENT

UNDER

   THE SECURITIES ACT OF 1933    x
   Pre-Effective Amendment No. [    ]   
   Post-Effective Amendment No. [29]   

REGISTRATION STATEMENT

UNDER

   THE INVESTMENT COMPANY ACT OF 1940    x

Amendment No. [31]

 

 

THE STRATTON FUNDS, INC.

(Exact Name of Registrant as Specified in Charter)

 

 

150 South Warner Road, Suite 460

King of Prussia, PA 19406

(Address of Principal Executive Offices including Zip Code)

(610) 941-0255

(Registrant’s Telephone Number, including Area Code)

 

 

Michelle A. Whalen

Assistant Vice President

The Stratton Funds, Inc.

150 South Warner Road, Suite 460

King of Prussia, PA 19406

(Name and Address of Agent for Service)

 

 

With copies to:

Joshua B. Deringer, Esq.

Drinker Biddle & Reath LLP

One Logan Square

Suite 2000

Philadelphia, PA 19103-6996

(215) 988-2700

 

 

It is proposed that this filing will become effective:

  x immediately upon filing pursuant to paragraph (b)
  ¨ on (date) pursuant to paragraph (b)
  ¨ 60 days after filing pursuant to paragraph (a)(1)
  ¨ on (date) pursuant to paragraph (a)(1)
  ¨ 75 days after filing pursuant to paragraph (a)(2)
  ¨ on (date) pursuant to paragraph (a)(2) of rule 485

If appropriate, check the following box:

  ¨ this post-effective amendment designates a new effective date for a previously filed post-effective amendment

 

Title of Securities Being Registered:   Shares of Common Stock

 

 

 


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended (“1933 Act”), and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets the requirements for effectiveness of this Amendment to its Registration Statement under Rule 485(b) under the 1933 Act and has duly caused this Amendment to its Registration Statement to be signed on its behalf by the undersigned, duly authorized, in the city of King of Prussia and the Commonwealth of Pennsylvania on the 14th day of May, 2012.

 

THE STRATTON FUNDS, INC.

Registrant

/s/ Gerald M. Van Horn         
Gerald M. Van Horn, President

Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment No. 29 to the Registration Statement of The Stratton Funds, Inc. has been signed below by the following persons in the capacities and on the date indicated.

 

Signature

    

Capacity

 

Date

/s/ John A. Affleck        

John A. Affleck

    

Chairman, Chief Executive Officer

and Director

  May 14, 2012

*Bernard A. Francis, Jr.

Bernard A. Francis, Jr.

     Director   May 14, 2012

*Brian G. Peirce

Brian G. Peirce

     Director   May 14, 2012

*Lois Rothenberger

Lois Rothenberger

     Director   May 14, 2012

*Frank Thomas

Frank Thomas

     Director   May 14, 2012

*Joel H. Wilson

Joel H. Wilson

     Director   May 14, 2012

*Harold L. Zuber, Jr.

Harold L. Zuber, Jr.

     Director   May 14, 2012

/s/ Patricia L. Sloan

Patricia L. Sloan

    

Secretary and

Treasurer

  May 14, 2012

/s/ Gerald M. Van Horn

Gerald M. Van Horn

     President   May 14, 2012
* By:   /s/ John A. Affleck         
  Attorney-in-Fact (pursuant to Power of Attorney)


SCHEDULE OF EXHIBITS TO FORM N-1A

Stratton Funds, Inc.

 

Exhibit
Number
  

Exhibit

EX-101.INS    XBRL Instance Document
EX-101.SCH    XBRL Taxonomy Extension Schema Document
EX-101.CAL    XBRL Taxonomy Extension Calculation Linkbase
EX-101.DEF    XBRL Taxonomy Extension Definition Linkbase
EX-101.LAB    XBRL Taxonomy Extension Labels Linkbase
EX-101.PRE    XBRL Taxonomy Extension Presentation Linkbase