-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AKTwtqRv6iffe7Dnz9hVBNIKtQV7SB1nuFA7GZNPlTcslq5MUVvAIFZ+WsX9HzW3 jhKIAvarvyMY9kan3ptGLw== 0001104659-08-003603.txt : 20080122 0001104659-08-003603.hdr.sgml : 20080121 20080118194627 ACCESSION NUMBER: 0001104659-08-003603 CONFORMED SUBMISSION TYPE: N-CSR/A PUBLIC DOCUMENT COUNT: 6 CONFORMED PERIOD OF REPORT: 20070831 FILED AS OF DATE: 20080122 DATE AS OF CHANGE: 20080118 EFFECTIVENESS DATE: 20080122 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN STRATEGIC INCOME PORTFOLIO INC III CENTRAL INDEX KEY: 0000896161 IRS NUMBER: 411739732 STATE OF INCORPORATION: MN FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: N-CSR/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-07444 FILM NUMBER: 08539893 BUSINESS ADDRESS: STREET 1: 800 NICOLLET AVE STREET 2: BC-MN-H05O CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123033381 MAIL ADDRESS: STREET 1: 800 NICOLLET AVE STREET 2: BC-MN-H05O CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN STRATEGIC INCOME INC III DATE OF NAME CHANGE: 19930426 N-CSR/A 1 a08-1382_13ncsra.htm N-CSR/A

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM N-CSR

 

CERTIFIED SHAREHOLDER REPORT OF REGISTERED

MANAGEMENT INVESTMENT COMPANIES

 

Investment Company Act file number    811-07444

 

American Strategic Income Portfolio Inc. III

(Exact name of registrant as specified in charter)

 

800 Nicollet Mall, Minneapolis, MN

 

55402

(Address of principal executive offices)

 

(Zip code)

 

Charles D. Gariboldi, Jr., 800 Nicollet Mall, Minneapolis, MN 55402

(Name and address of agent for service)

 

Registrant’s telephone number, including area code:   800-677-3863

 

Date of fiscal year end:   August 31

 

Date of reporting period:  August 31, 2007

 

Form N-CSR is to be used by management investment companies to file reports with the Commission not later than 10 days after the transmission to stockholders of any report that is required to be transmitted to stockholders under Rule 30e-1 under the Investment Company Act of 1940 (17 CFR 270.30e-1).  The Commission may use the information provided on Form N-CSR in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-CSR, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-CSR unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507.

 

 


 

Attached as Exhibit 100 are the financial highlights of American Strategic Income Portfolio Inc. III for the annual period ended August 31, 2007 formatted in eXtensible Business Reporting Language (“XBRL”) (“XBRL-Related Document”). The financial information contained in the XBRL-Related Document is unaudited. The purpose of submitting the XBRL-Related Document is to test the XBRL format and technology and, as a result, investors and other users should continue to rely on the report on Form N-CSR for the annual period ended August 31, 2007 filed with the SEC on EDGAR on November 9, 2007, SEC Accession No. 0001104659-07-081642, and not rely on the XBRL-Related Document in making investment decisions.

 

In accordance with Rule 402 of Regulation S-T, the XBRL-Related Document is not deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “1934 Act”), or Section 34(b) of the Investment Company Act of 1940, as amended (the “1940 Act”), or otherwise subject to the liabilities of those sections. The XBRL-Related Document is not deemed incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended, the 1940 Act, or the 1934 Act.

 

The certification requirements pursuant to Rule 30a-2 of the 1940 Act and Sections 13(a) or 15(d) of the 1934 Act do not apply to the XBRL-Related Document.

 

Exhibit List.

 

EX-100.INS

 

XBRL INSTANCE DOCUMENT

EX-100.SCH

 

XBRL TAXONOMY EXTENSION SCHEMA

EX-100.CAL

 

XBRL TAXONOMY EXTENSION CALCULATION LINKBASE

EX-100.LAB

 

XBRL TAXONOMY EXTENSION LABEL LINKBASE

EX-100.PRE

 

XBRL TAXONOMY EXTENSION PRESENTATION LINKBASE

 


 
Signatures
 

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

American Strategic Income Portfolio Inc. III

 

By:

 

 

 

 

/s/ Thomas S. Schreier, Jr.

 

 

 

Thomas S. Schreier, Jr.

 

 

President

 

Date: January 18, 2008

 

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

 

By:

 

 

 

 

/s/ Thomas S. Schreier, Jr.

 

 

 

Thomas S. Schreier, Jr.

 

 

President

 

Date: January 18, 2008

 

By:

 

 

 

 

/s/ Charles D. Gariboldi, Jr.

 

 

 

Charles D. Gariboldi, Jr.

 

 

Treasurer

 

Date: January 18, 2008

 

 EX-100.INS 2 csp-20070831.xml EX-100.INS 896161 CSP 2007 2007-08-31 896161 CSP 2007 2006-09-01 2007-08-31 896161 CSP 2007 2006-09-01 896161 CSP 2006 2006-08-31 896161 CSP 2006 2005-09-01 2006-08-31 896161 CSP 2006 2005-09-01 896161 CSP 2005 2004-06-01 896161 CSP 2005 2004-06-01 2005-05-31 896161 CSP 2005 2005-05-31 896161 CSP 2004 2003-06-01 896161 CSP 2004 2003-06-01 2004-05-31 896161 CSP 2004 2005-05-31 896161 CSP 2003 2002-06-01 896161 CSP 2003 2002-06-01 2003-05-31 896161 CSP 2003 2003-05-31 896161 CSP 2005 2005-06-01 896161 CSP 2005 2005-06-01 2005-08-31 896161 CSP 2005 2005-08-31 iso4217:USD xbrli:shares iso4217:USD xbrli:shares Unaffiliated 315577692 323988037 Affiliated 1428629 1428629 4550000 6510779 1865761 94142 323516224 64962714 153032 166471 54688 189657 23478 498523 66048563 265918796 3101431 -1181442 -10371124 257467661 21356023 12.06 11.35 27240616 3467898 307150 31055039 1679974 3112436 649395 53885 182595 60875 26761 19476 24375 26399 110511 11042 23747 5911893 25143146 -305760 2039731 1733971 26877117 21472124 1726513 -7119011 16079626 25202031 16871262 1450715 10037 26652746 16881299 224371 -801673 258044963 257243290 4897567 279628595 262478837 7949138 5865 -2039731 305760 15562687 10801389 26652746 -15851357 -288670 -153032 3157440 5946682 -785931 -96366 496593 1.18 1.01 0.23 0.98 1.04 1.07 0.09 -0.26 -0.08 -0.24 -0.04 -0.05 1.27 0.75 0.15 0.74 1 1.02 -1.18 -0.79 -0.21 -1 -1.12 -1.05 -0.07 0 -1.25 -0.79 -0.21 -1 -1.12 -1.05 0.1097 0.0645 0.0167 0.0631 0.0831 0.0844 0.1244 0.0860 -0.0409 0.0664 0.0349 0.1101 0.0229 0.0220 0.0221 0.0190 0.0168 0.0285 0.0228 0.0220 0.0221 0.0190 0.0168 0.0285 0.0109 0.0096 0.0106 0.0112 0.0113 0.0171 0.0967 0.0839 0.0749 0.0801 0.0832 0.0855 0.0968 0.0839 0.0749 0.0801 0.0832 0.0855 0.87 0.56 0.13 0.48 0.44 0.20 4.96 5.75 5.13 5.43 4.51 5.27 12.08 12.14 12.4 12.52 12.55 12.04 12.08 12.14 12.4 12.52 11.35 11.2 11.1 11.79 12 12.67 257467661 257243290 258044963 259270409 264773784 267233482 64962714 54161325 62488970 58557838 75376881 62505640 3.04 2.54 2.93 2.74 3.53 2.93 15.1 14.58 14.82 14.88 15.93 15.45 39375 135638 (authorized 1 billion shares for each fund of $0.01 par value) Represents net assets, excluding borrowings, at end of period divided by borrowings outstanding at end of period. Assumes reinvestment of distributions at net asset value. Total return has not been annualized. Assumes reinvestment of distributions at actual prices pursuant to the fund's dividend reinvestment plan. Amount rounds to $0.00 per share. Annualized. EX-100.SCH 3 mortgage-20070831.xsd EX-100.SCH EX-100.CAL 4 mortgage-20070831_cal.xml EX-100.CAL EX-100.LAB 5 mortgage-20070831_lab.xml EX-100.LAB Rental Income (Net of Expenses) Payable for Interest Expense Capital Stock and Additional Paid-in Capital Payable for Professional Fees Net Proceeds for Reverse Repurchase Agreement Net Change in Accrued Interest Receivable Increase/Decrease in Accrued Fees and Expenses Mortgage Servicing Fees Payable for Reverse Repurchase Agreements Distributions Paid - Net Realized Gain on Investments in Securities Real Estate Owned (OREO) - Cost Net Realized Loss on Real Estate Owned Cash Paid for Interest Net Change in Other Assets Net Change in Accrued Liabilities Market Value Per Share - Ending Balance Total Return, Net Asset Value Total Return, Market Value Ratio of Expenses to Average Weekly Net Assets Before Fee Reimbursements Ratio of Expenses to Average Weekly Net Assets After Fee Reimbursements Ratio of Expenses to Average Weekly Net Assets Excluding Interest Expense and Fee Reimbursements Ratio of Net Investment Income to Average Weekly Net Assets Before Fee Reimbursements Ratio of Net Investment Income to Average Weekly Net Assets After Fee Reimbursements Amount of Borrowings Outstanding at End of Period Per-Share Amount of Borrowings Outstanding at End of Period Per-Share Amount of Net Assets, Excluding Borrowings, at End of Period Asset Coverage Ratio Net Assets at End of Period EX-100.PRE 6 mortgage-20070831_pre.xml EX-100.PRE -----END PRIVACY-ENHANCED MESSAGE-----