0000892712-13-000521.txt : 20130808 0000892712-13-000521.hdr.sgml : 20130808 20130808171332 ACCESSION NUMBER: 0000892712-13-000521 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130806 FILED AS OF DATE: 20130808 DATE AS OF CHANGE: 20130808 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUPERCONDUCTOR TECHNOLOGIES INC CENTRAL INDEX KEY: 0000895665 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770158076 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 460 WARD DRIVE CITY: SANTA BARBARA STATE: CA ZIP: 93111-2310 BUSINESS PHONE: 8056904500 MAIL ADDRESS: STREET 1: 460 WARD DRIVE CITY: SANTA BARBARA STATE: CA ZIP: 93111-2310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kopp LeRoy C CENTRAL INDEX KEY: 0001399913 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21074 FILM NUMBER: 131023123 MAIL ADDRESS: STREET 1: 8400 NORMANDALE LAKE BOULEVARD STREET 2: SUITE 1450 CITY: BLOOMINGTON STATE: MN ZIP: 55437 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-08-06 0000895665 SUPERCONDUCTOR TECHNOLOGIES INC SCON 0001399913 Kopp LeRoy C 8400 NORMANDALE LAKE BOULEVARD SUITE 1450 BLOOMINGTON MN 55437 0 0 1 0 Common Stock 2013-08-06 4 P 0 1111729 A 1535290 D Common Stock 13000 I By Spouse Term A Common Stock Warrants (right to buy) 2.57 2013-08-06 4 P 0 1111729 A 2013-08-06 2018-08-06 Common Stock 1111729 1111729 D Term B Common Stock Warrants (right to buy) 2.57 2013-08-06 4 P 0 1111729 A 2013-08-06 2015-08-06 Common Stock 555864.5 1111729 D The reported securities are included within the 1,111,729 Class A Units (each, a "Unit") of Superconductor Technologies Inc. purchased by the reporting person for $1.799 per Unit. Each Unit consists of one share of common stock, one Term A warrant to purchase one share of common stock at an exercise price of $2.57, and one Term B warrant to purchase one-half of one share of common stock at an exercise price of $2.57. The filing of this report shall not be deemed an admission that Mr. Kopp is the beneficial owner of these shares for purposes of Section 16 of the Exchange Act of 1934. John P. Flakne (pursuant to Power of Attorney previously filed) 2013-08-08