-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C8toDRZn6QzF/rweFvTqhrCnEVrSRENW+lXjSDcESmoCeMndME9JC9p7xrVcSCRr vL8Fc3R8f6aLdbg2skWHVw== 0001104659-05-032319.txt : 20050713 0001104659-05-032319.hdr.sgml : 20050713 20050713172641 ACCESSION NUMBER: 0001104659-05-032319 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050713 DATE AS OF CHANGE: 20050713 GROUP MEMBERS: TCW (LINC II), L.P. GROUP MEMBERS: TCW (LINC IV), L.P. GROUP MEMBERS: TCW ADVISERS (BERMUDA), LTD. GROUP MEMBERS: TCW ASSET MANAGEMENT COMPANY GROUP MEMBERS: TCW INVESTMENT MANAGEMENT COMPANY GROUP MEMBERS: TCW LEVERAGED INCOME TRUST II, L.P. GROUP MEMBERS: TCW LEVERAGED INCOME TRUST IV, L.P. GROUP MEMBERS: TCW LEVERAGED INCOME TRUST, L.P. GROUP MEMBERS: TCW/CRESCENT MEZZANINE II, L.P. GROUP MEMBERS: TCW/CRESCENT MEZZANINE II, LLC GROUP MEMBERS: TCW/CRESCENT MEZZANINE PARTNERS II, L.P. GROUP MEMBERS: TCW/CRESCENT MEZZANINE TRUST II GROUP MEMBERS: TCW/CRESCENT MEZZANINE, LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SYNAGRO TECHNOLOGIES INC CENTRAL INDEX KEY: 0000895565 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 760511324 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-46945 FILM NUMBER: 05953014 BUSINESS ADDRESS: STREET 1: 1800 BERING STE 1000 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: 7133691700 MAIL ADDRESS: STREET 1: 1800 BERING STE 1000 CITY: HOUSTON STATE: TX ZIP: 77057 FORMER COMPANY: FORMER CONFORMED NAME: N-VIRO RECOVERY INC DATE OF NAME CHANGE: 19940531 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TCW GROUP INC CENTRAL INDEX KEY: 0000850401 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 865 SOUTH FIGUEROA ST CITY: LOS ANGELES STATE: CA ZIP: 90017 MAIL ADDRESS: STREET 1: 865 SOUTH FIGUEROA STREET STREET 2: 865 SOUTH FIGUEROA STREET CITY: LOS ANGELES STATE: CA ZIP: 90017 SC 13D/A 1 a05-12184_1sc13da.htm SC 13D/A

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE
COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

 

SCHEDULE 13D

 

Under the Securities Exchange Act of 1934
(Amendment No. 2)*

SYNAGRO TECHNOLOGIES, INC.

(Name of Issuer)

 

COMMON STOCK

(Title of Class of Securities)

 

871562203

(CUSIP Number)

 

Linda D. Barker, Esq.
The TCW Group, Inc.
865 South Figueroa Street, Suite 1800
Los Angeles, California 90017
213-244-0694

(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)

 

June 21, 2005

(Date of Event which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

CUSIP No.   871562203

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
The TCW Group, Inc.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 o

 

 

(b)

 ý

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
Not Applicable

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Nevada

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
0

 

8.

Shared Voting Power 
308,904*

 

9.

Sole Dispositive Power 
0

 

10.

Shared Dispositive Power 
308,904*

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person 
308,904*

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   ý**

 

 

13.

Percent of Class Represented by Amount in Row (11) 
0.4%

 

 

14.

Type of Reporting Person (See Instructions)
HC, CO

 


*These shares do not include an indeterminate number of shares that might also be acquired on exercise of warrants that might be acquired, subject to conditions, in connection with future loans by the TCW/Agreement Parties. See Item 3 of The TCW Group, Inc. Schedule 13D filed on August 24, 2000.

**The aggregate amount in Row (11) excludes shares that the Reporting Person may be deemed to beneficially own as a member of those groups as to which the Reporting Person disclaims group membership in Item 5(a) of The TCW Group, Inc. Schedule 13D filed on August 24, 2000.

 

2



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
TCW Investment Management Company

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 o

 

 

(b)

 ý

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
Not Applicable

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
California

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
0

 

8.

Shared Voting Power 
205,936*

 

9.

Sole Dispositive Power 
0

 

10.

Shared Dispositive Power 
205,936*

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person 
205,936*

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   ý**

 

 

13.

Percent of Class Represented by Amount in Row (11) 
0.3%

 

 

14.

Type of Reporting Person (See Instructions)
HC, CO, IA

 


*These shares do not include an indeterminate number of shares that might also be acquired on exercise of warrants that might be acquired, subject to conditions, in connection with future loans by the TCW/Agreement Parties. See Item 3 of The TCW Group, Inc. Schedule 13D filed on August 24, 2000.

**The aggregate amount in Row (11) excludes shares that the Reporting Person may be deemed to beneficially own as a member of those groups as to which the Reporting Person disclaims group membership in Item 5(a) of The TCW Group, Inc. Schedule 13D filed on August 24, 2000.

 

3



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
TCW Asset Management Company

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 o

 

 

(b)

 ý

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
Not Applicable

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
California

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
0

 

8.

Shared Voting Power 
102,968*

 

9.

Sole Dispositive Power 
0

 

10.

Shared Dispositive Power 
102,968*

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person 
102,968*

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   ý**

 

 

13.

Percent of Class Represented by Amount in Row (11) 
0.1%

 

 

14.

Type of Reporting Person (See Instructions)
HC, CO, IA

 


*These shares do not include an indeterminate number of shares that might also be acquired on exercise of warrants that might be acquired, subject to conditions, in connection with future loans by the TCW/Agreement Parties. See Item 3 of The TCW Group, Inc. Schedule 13D filed on August 24, 2000.

**The aggregate amount in Row (11) excludes shares that the Reporting Person may be deemed to beneficially own as a member of those groups as to which the Reporting Person disclaims group membership in Item 5(a) of The TCW Group, Inc. Schedule 13D filed on August 24, 2000.

 

4



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
TCW/Crescent Mezzanine II, LLC

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 o

 

 

(b)

 ý

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
Not Applicable

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
0

 

8.

Shared Voting Power 
1,235,619*

 

9.

Sole Dispositive Power 
0

 

10.

Shared Dispositive Power 
1,235,619*

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person 
1,235,619*

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   ý**

 

 

13.

Percent of Class Represented by Amount in Row (11) 
1.7%

 

 

14.

Type of Reporting Person (See Instructions)
OO, IA

 


*These shares do not include an indeterminate number of shares that might also be acquired on exercise of warrants that might be acquired, subject to conditions, in connection with future loans by the TCW/Agreement Parties. See Item 3 of The TCW Group, Inc. Schedule 13D filed on August 24, 2000.

**The aggregate amount in Row (11) excludes shares that the Reporting Person may be deemed to beneficially own as a member of those groups as to which the Reporting Person disclaims group membership in Item 5(a) of The TCW Group, Inc. Schedule 13D filed on August 24, 2000.

 

5



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
TCW/Crescent Mezzanine Partners II, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 o

 

 

(b)

 ý

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
WC

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
0

 

8.

Shared Voting Power 
994,542*

 

9.

Sole Dispositive Power 
0

 

10.

Shared Dispositive Power 
994,542*

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person 
994,542*

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   ý**

 

 

13.

Percent of Class Represented by Amount in Row (11) 
1.4%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 


*These shares do not include an indeterminate number of shares that might also be acquired on exercise of warrants that might be acquired, subject to conditions, in connection with future loans by the TCW/Agreement Parties. See Item 3 of The TCW Group, Inc. Schedule 13D filed on August 24, 2000.

**The aggregate amount in Row (11) excludes shares that the Reporting Person may be deemed to beneficially own as a member of those groups as to which the Reporting Person disclaims group membership in Item 5(a) of The TCW Group, Inc. Schedule 13D filed on August 24, 2000.

 

6



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
TCW/Crescent Mezzanine Trust II

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 o

 

 

(b)

 ý

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
WC

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
0

 

8.

Shared Voting Power 
241,077*

 

9.

Sole Dispositive Power 
0

 

10.

Shared Dispositive Power 
241,077*

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person 
241,077*

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   ý**

 

 

13.

Percent of Class Represented by Amount in Row (11) 
0.3%

 

 

14.

Type of Reporting Person (See Instructions)
OO

 


*These shares do not include an indeterminate number of shares that might also be acquired on exercise of warrants that might be acquired, subject to conditions, in connection with future loans by the TCW/Agreement Parties. See Item 3 of The TCW Group, Inc. Schedule 13D filed on August 24, 2000.

**The aggregate amount in Row (11) excludes shares that the Reporting Person may be deemed to beneficially own as a member of those groups as to which the Reporting Person disclaims group membership in Item 5(a) of The TCW Group, Inc. Schedule 13D filed on August 24, 2000.

 

7



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
TCW Leveraged Income Trust, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 o

 

 

(b)

 ý

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
WC

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
0

 

8.

Shared Voting Power 
102,968*

 

9.

Sole Dispositive Power 
0

 

10.

Shared Dispositive Power 
102,968*

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person 
102,968*

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   ý**

 

 

13.

Percent of Class Represented by Amount in Row (11) 
0.1%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 


*These shares do not include an indeterminate number of shares that might also be acquired on exercise of warrants that might be acquired, subject to conditions, in connection with future loans by the TCW/Agreement Parties. See Item 3 of The TCW Group, Inc. Schedule 13D filed on August 24, 2000.

**The aggregate amount in Row (11) excludes shares that the Reporting Person may be deemed to beneficially own as a member of those groups as to which the Reporting Person disclaims group membership in Item 5(a) of The TCW Group, Inc. Schedule 13D filed on August 24, 2000.

 

8



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
TCW Leveraged Income Trust II, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 o

 

 

(b)

 ý

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
WC

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
0

 

8.

Shared Voting Power 
102,968*

 

9.

Sole Dispositive Power 
0

 

10.

Shared Dispositive Power 
102,968*

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person 
102,968*

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   ý**

 

 

13.

Percent of Class Represented by Amount in Row (11) 
0.1%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 


*These shares do not include an indeterminate number of shares that might also be acquired on exercise of warrants that might be acquired, subject to conditions, in connection with future loans by the TCW/Agreement Parties. See Item 3 of The TCW Group, Inc. Schedule 13D filed on August 24, 2000.

**The aggregate amount in Row (11) excludes shares that the Reporting Person may be deemed to beneficially own as a member of those groups as to which the Reporting Person disclaims group membership in Item 5(a) of The TCW Group, Inc. Schedule 13D filed on August 24, 2000.

 

9



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
TCW Leveraged Income Trust IV, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 o

 

 

(b)

 ý

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
WC

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
0

 

8.

Shared Voting Power 
102,968*

 

9.

Sole Dispositive Power 
0

 

10.

Shared Dispositive Power 
102,968*

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person 
102,968*

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   ý**

 

 

13.

Percent of Class Represented by Amount in Row (11) 
0.1%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 


*These shares do not include an indeterminate number of shares that might also be acquired on exercise of warrants that might be acquired, subject to conditions, in connection with future loans by the TCW/Agreement Parties. See Item 3 of The TCW Group, Inc. Schedule 13D filed on August 24, 2000.

**The aggregate amount in Row (11) excludes shares that the Reporting Person may be deemed to beneficially own as a member of those groups as to which the Reporting Person disclaims group membership in Item 5(a) of The TCW Group, Inc. Schedule 13D filed on August 24, 2000.

 

10



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
TCW Advisers (Bermuda), Ltd.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 o

 

 

(b)

 ý

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
Not Applicable

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
0

 

8.

Shared Voting Power 
205,936*

 

9.

Sole Dispositive Power 
0

 

10.

Shared Dispositive Power 
205,936*

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person 
205,936*

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   ý**

 

 

13.

Percent of Class Represented by Amount in Row (11) 
0.3%

 

 

14.

Type of Reporting Person (See Instructions)
CO

 


*These shares do not include an indeterminate number of shares that might also be acquired on exercise of warrants that might be acquired, subject to conditions, in connection with future loans by the TCW/Agreement Parties. See Item 3 of The TCW Group, Inc. Schedule 13D filed on August 24, 2000.

**The aggregate amount in Row (11) excludes shares that the Reporting Person may be deemed to beneficially own as a member of those groups as to which the Reporting Person disclaims group membership in Item 5(a) of The TCW Group, Inc. Schedule 13D filed on August 24, 2000.

 

11



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
TCW/Crescent Mezzanine II, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 o

 

 

(b)

 ý

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
Not Applicable

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
0

 

8.

Shared Voting Power 
1,235,619*

 

9.

Sole Dispositive Power 
0

 

10.

Shared Dispositive Power 
1,235,619*

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person 
1,235,619*

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   ý**

 

 

13.

Percent of Class Represented by Amount in Row (11) 
1.7

 

 

14.

Type of Reporting Person (See Instructions)
PN

 


*These shares do not include an indeterminate number of shares that might also be acquired on exercise of warrants that might be acquired, subject to conditions, in connection with future loans by the TCW/Agreement Parties. See Item 3 of The TCW Group, Inc. Schedule 13D filed on August 24, 2000.

**The aggregate amount in Row (11) excludes shares that the Reporting Person may be deemed to beneficially own as a member of those groups as to which the Reporting Person disclaims group membership in Item 5(a) of The TCW Group, Inc. Schedule 13D filed on August 24, 2000.

 

12



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
TCW (LINC II), L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 o

 

 

(b)

 ý

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
Not Applicable

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
0

 

8.

Shared Voting Power 
102,968*

 

9.

Sole Dispositive Power 
0

 

10.

Shared Dispositive Power 
102,968*

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person 
102,968*

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   ý**

 

 

13.

Percent of Class Represented by Amount in Row (11) 
0.1

 

 

14.

Type of Reporting Person (See Instructions)
PN

 


*These shares do not include an indeterminate number of shares that might also be acquired on exercise of warrants that might be acquired, subject to conditions, in connection with future loans by the TCW/Agreement Parties. See Item 3 of The TCW Group, Inc. Schedule 13D filed on August 24, 2000.

**The aggregate amount in Row (11) excludes shares that the Reporting Person may be deemed to beneficially own as a member of those groups as to which the Reporting Person disclaims group membership in Item 5(a) of The TCW Group, Inc. Schedule 13D filed on August 24, 2000.

 

13



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
TCW (LINC IV), L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 o

 

 

(b)

 ý

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
Not Applicable

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
0

 

8.

Shared Voting Power 
102,968*

 

9.

Sole Dispositive Power 
0

 

10.

Shared Dispositive Power 
102,968*

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person 
102,968*

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   ý**

 

 

13.

Percent of Class Represented by Amount in Row (11) 
0.1%

 

 

14.

Type of Reporting Person (See Instructions)
OO

 


*These shares do not include an indeterminate number of shares that might also be acquired on exercise of warrants that might be acquired, subject to conditions, in connection with future loans by the TCW/Agreement Parties. See Item 3 of The TCW Group, Inc. Schedule 13D filed on August 24, 2000.

**The aggregate amount in Row (11) excludes shares that the Reporting Person may be deemed to beneficially own as a member of those groups as to which the Reporting Person disclaims group membership in Item 5(a) of The TCW Group, Inc. Schedule 13D filed on August 24, 2000.

 

14



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
TCW/CRESCENT MEZZANINE, LLC

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 o

 

 

(b)

 ý

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
Not Applicable

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
0

 

8.

Shared Voting Power 
1,235,619*

 

9.

Sole Dispositive Power 
0

 

10.

Shared Dispositive Power 
1,235,619*

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person 
1,235,619*

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   ý**

 

 

13.

Percent of Class Represented by Amount in Row (11) 
1.7%

 

 

14.

Type of Reporting Person (See Instructions)
OO

 


*These shares do not include an indeterminate number of shares that might also be acquired on exercise of warrants that might be acquired, subject to conditions, in connection with future loans by the TCW/Agreement Parties. See Item 3 of The TCW Group, Inc. Schedule 13D filed on August 24, 2000.

**The aggregate amount in Row (11) excludes shares that the Reporting Person may be deemed to beneficially own as a member of those groups as to which the Reporting Person disclaims group membership in Item 5(a) of The TCW Group, Inc. Schedule 13D filed on August 24, 2000.

 

15



 

AMENDMENT NO. 2 TO SCHEDULE 13D

 

Reference is made to the Schedule 13D originally filed on August 14, 2000 and Amendment No. 1 thereto, originally filed on July 10, 2001 (as amended, the “Schedule 13D”), by The TCW Group, Inc. (“TCW”), a Nevada corporation, Robert A. Day, an individual, TCW Investment Management Company, a California corporation, TCW Asset Management Company, a California corporation, TCW/Crescent Mezzanine II, LLC, a Delaware limited liability company, TCW/Crescent Mezzanine Partners II, L.P., a Delaware limited partnership, TCW/Crescent Mezzanine Trust II, a Delaware business trust, TCW Leveraged Income Trust, L.P., a Delaware limited partnership, TCW Leveraged Income Trust II, L.P., a Delaware limited partnership, TCW Leveraged Income Trust IV, L.P., a Delaware limited partnership, TCW Advisers (Bermuda) Ltd., a Bermuda corporation, TCW/Crescent Mezzanine II, L.P., a Delaware limited partnership, TCW (LINC II), L.P., a Delaware limited partnership, and TCW (LINC IV), LLC, a Delaware limited liability company (collectively, the “Reporting Persons”), with respect to the Common Stock (the “Common Stock”), of Synagro Technologies, Inc., a Delaware corporation (the “Issuer”). The address of the principal executive office of the Issuer is 1800 Bering Drive, Suite 1000, Houston, TX 77057.

 

Item 1.

Security and Issuer

 

 

Item 2.

Identity and Background

 

This Statement is filed on behalf of

 

1)

The TCW Group, Inc. (“TCWG”), a Nevada corporation;

 

2)

TCW Investment Management Company (“TIMCO”), a California corporation and wholly owned subsidiary of TCWG;

 

3)

TCW Asset Management Company (“TAMCO”), a California corporation and wholly owned subsidiary of TCWG;

 

4)

TCW/Crescent Mezzanine II, LLC (“MEZZANINE II LLC”), a Delaware limited liability company of which TCW Crescent Mezzanine, LLC (“MEZZANINE LLC”), is the managing owner;

 

5)

TCW/Crescent Mezzanine Partners II, L.P. (“MEZZANINE II”), a Delaware limited partnership of which TCW/Crescent Mezzanine II, L.P. (“CM II”), a Delaware limited partnership, is the general partner and MEZZANINE II LLC, is the investment advisor;

 

6)

TCW/Crescent Mezzanine Trust II (“MEZZANINE TRUST II”), a Delaware business trust of which Wilmington Trust Co. (“Wilmington Trust”), a Delaware corporation, is the trustee, CM II is the managing owner, and MEZZANINE II LLC is the investment advisor;

 

7)

TCW Leveraged Income Trust, L.P. (“LINC”), a Delaware limited partnership of which TCW Advisers (Bermuda), Ltd. (“Advisers Bermuda”), a Bermuda corporation, is the general partner and TIMCO is the investment advisor;

 

8)

TCW Leveraged Income Trust II, L.P. (“LINC II”), a Delaware limited partnership of which TCW (LINC II), L.P. (“TCWLINC II”), a Delaware limited partnership, is the general partner and TIMCO is the investment advisor;

 

16



 

 

9)

TCW Leveraged Income Trust IV, L.P. (“LINC IV”), a Delaware limited partnership of which TCW (LINC IV), LLC (“TCWLINC IV”), a Delaware limited liability company, is the general partner and TAMCO is the investment advisor;

 

10)

Advisers Bermuda, a wholly owned subsidiary of TCWG;

 

11)

CM II, of which MEZZANINE LLC is the General Partner;

 

12)

TCWLINC II, of which Advisers Bermuda is the General Partner;

 

13)

TCWLINC IV, of which TAMCO is the Managing Member; and

 

14)

MEZZANINE LLC, the business, property and affairs of which are managed exclusively by its Board of Directors.

TCWG, TIMCO, TAMCO, MEZZANINE II LLC, Advisers Bermuda, CM II, TCWLINC II and TCWLINC IV are referred to herein as the “TCW Related Entities”. MEZZANINE II, MEZZANINE TRUST II, LINC, LINC II and LINC IV are parties to the Stockholders Agreement, dated as of August 14, 2000 (the “Stockholders Agreement”), and are referred to herein as the “TCW/Agreement Parties”. Other unaffiliated parties are also parties to the Stockholders Agreement (the “GTCR Entities”).  The participation by the TCW/Agreement Parties in the Stockholders Agreement was a condition to the TCW/Agreement Parties’ acquisition of their interests in the Issuer.  The TCW Related Entities and the TCW/Agreement Parties are hereinafter collectively referred to as the “Reporting Persons”.  Each of the Reporting Persons may be deemed to be a part of one or more “groups” for purposes of Regulation 13D-G promulgated under the Securities Exchange Act of 1934, but disclaims that status.

(a) - (c) & (f) [Identification of Reporting Persons]

TCWG is a holding company of entities involved in the principal business of providing investment advice and management services.  TIMCO, TAMCO and MEZZANINE II LLC are investment advisors and provide investment advice and management services to institutional and individual investors.  The principal business of the TCW/Agreement Parties is to make investments in securities, including common and preferred stock and other interests in business organizations with the principal objective of appreciation of capital invested.  Advisers Bermuda, CM II, MEZZANINE LLC, TCWLINC II and TCWLINC IV are entities that operate in furtherance of investment objectives of the TCW/Agreement Parties.

The address of the principal business and principal office for TCWG, TIMCO and TAMCO is 865 South Figueroa Street, Suite 1800, Los Angeles, California 90017.  The address of the principal business and principal office for MEZZANINE II LLC, MEZZANINE LLC, CM II, TCWLINC II, TCWLINC IV and the TCW/Agreement Parties is 11100 Santa Monica Boulevard, Suite 2000, Los Angeles, California 90025.  The address of the principal business and principal office for Advisers Bermuda is c/o Codan Services Limited, Clarendon House, 2 Church Street, P.O. Box HM 1022, Hamilton HM DX Bermuda.

(i)            TCWG.  The executive officers of TCWG are listed below.  The directors are listed on Schedule I hereto.  The principal business address for each executive officer is 865

 

17



 

South Figueroa Street, Suite 1800, Los Angeles, California 90017.  Each executive officer is a citizen of the United States of America unless otherwise specified below:

 

EXECUTIVE OFFICERS

 

Robert A. Day

 

Chairman of the Board and Chief Executive Officer

 

 

 

Ernest O. Ellison

 

Vice Chairman

 

 

 

Thomas E. Larkin, Jr.

 

Vice Chairman

 

 

 

Marc I. Stern

 

President

 

 

 

Alvin R. Albe, Jr.

 

Executive Vice President

 

 

 

Robert D. Beyer

 

Executive Vice President

 

 

 

Patrick R. Pagni*

 

Executive Vice President

 

 

 

William C. Sonneborn

 

Executive Vice President and Assistant Secretary

 

 

 

Michael E. Cahill

 

Managing Director, General Counsel & Secretary

 

 

 

David S. DeVito

 

Managing Director and Chief Financial Officer and Assistant Secretary

 


*Citizen of France

 

Schedule I attached hereto and incorporated herein sets forth with respect to each director of TCWG his name, residence or business address, citizenship, present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted.

(ii)           TIMCO.  The directors and executive officers of TIMCO are listed below.  The principal address for each executive officer and director is 865 South Figueroa Street, Suite 1800, Los Angeles, California 90017.  Each director and executive officer is a citizen of the United States of America unless otherwise specified below:

 

DIRECTORS

 

Alvin R. Albe, Jr.

 

Director

 

 

 

Thomas E. Larkin, Jr.

 

Director

 

 

 

Marc L. Stern

 

Director, Chairman

 

18



 

EXECUTIVE OFFICERS

 

Marc L. Stern

 

Chairman

 

 

 

Alvin R. Albe, Jr.

 

President & Chief Executive Officer

 

 

 

Thomas E. Larkin, Jr.

 

Vice Chairman

 

 

 

Robert D. Beyer

 

Executive Vice President

 

 

 

William C. Sonneborn

 

Executive Vice President and Assistant Secretary

 

 

 

Michael E. Cahill

 

Managing Director, General Counsel and Secretary

 

 

 

David S. DeVito

 

Managing Director, Chief Financial Officer and Assistant Secretary

 

(iii)          TAMCO.  The executive officers of TAMCO are listed below.  The directors are listed on Schedule II hereto.  The principal address for each executive officer and director is 865 South Figueroa Street, Suite 1800, Los Angeles, California 90017.  Each executive officer is a citizen of the United States of America unless otherwise specified below:

 

EXECUTIVE OFFICERS

 

Robert A. Day

 

Chairman of the Board and Chief Executive Officer

 

 

 

Thomas E. Larkin, Jr.

 

Vice Chairman

 

 

 

Marc L. Stern

 

Vice Chairman

 

 

 

Jeffrey E. Gundlach

 

President

 

 

 

Alvin R. Albe, Jr.

 

Executive Vice President

 

 

 

Mark W. Gibello

 

Executive Vice President

 

 

 

Robert D. Beyer

 

Executive Vice President

 

 

 

William C. Sonneborn

 

Executive Vice President and Assistant Secretary

 

 

 

Michael E. Cahill

 

Managing Director, General Counsel & Secretary

 

 

 

David S. DeVito

 

Managing Director, Chief Financial Officer and Assistant Secretary

 

19



 

Schedule II attached hereto and incorporated herein sets forth the names of the directors of TAMCO.

(iv)          MEZZANINE II LLC.  MEZZANINE II LLC is a limited liability company whose managing member is MEZZANINE LLC.

The directors and the executive officers of MEZZANINE LLC are listed below.  The principal address for Messrs. Attanasio, Beyer and Chapus is 11100 Santa Monica Boulevard, Suite 2000, Los Angeles, California 90025.  The principal address for Messrs. Sonneborn, Stern, Cahill and DeVito is 865 South Figueroa Street, Suite 1800, Los Angeles, CA 90017.  The principal address for Messrs. Hicks and Furst is 200 Crescent Court, Suite 1600, Dallas, Texas 75201.  Each director and executive officer is a citizen of the United States of America unless otherwise specified below:

 

DIRECTORS

 

Mark L. Attanasio

 

Director

 

 

 

Robert D. Beyer

 

Chairman, Director

 

 

 

Jean-Marc Chapus

 

Director

 

 

 

Jack D. Furst

 

Director

 

 

 

Thomas O. Hicks

 

Director

 

 

 

William C. Sonneborn

 

Director

 

 

 

Marc I. Stern

 

Director

 

EXECUTIVE OFFICERS

 

Jean-Marc Chapus

 

Chairman, Chief Executive Officer, President and Portfolio Manager

 

 

 

Mark L. Attanasio

 

Executive Vice President and Portfolio Manager

 

 

 

Robert D. Beyer

 

Executive Vice President and Portfolio Manager

 

 

 

Michael E. Cahill

 

Managing Director, General Counsel and Secretary

 

 

 

David S. DeVito

 

Managing Director, Chief Financial Officer and Assistant Secretary

 

(v)           MEZZANINE II.  MEZZANINE II is a limited partnership whose general partner is CM II.  The general partner of CM II is MEZZANINE LLC.  The directors and executive officers of MEZZANINE LLC are set forth in clause (v) above which is hereby incorporated by this reference.

 

20



 

(vi)          MEZZANINE TRUST II.  MEZZANINE TRUST II is a Delaware business trust of which Wilmington Trust is the trustee and CM II is the managing owner.  The general partner of CM II is MEZZANINE LLC.  The directors and executive officers of MEZZANINE LLC are set forth in clause (v) above which is hereby incorporated by this reference.

(vii)         LINC.  LINC is a limited partnership whose general partner is Advisers Bermuda.  The directors and executive officers of Advisers Bermuda are listed below.  The principal address for Messrs. Albe, Cahill and Sonneborn is 865 South Figueroa Street, Suite 1800, Los Angeles, CA 90017.  The principal address for Messrs. Collis, Doyle, Macdonald and Ashford is c/o Codan Services Limited, Clarendon House, 2 Church Street, P.O. Box HM 1022, Hamilton HM DX Bermuda.  Each director and executive officer is a citizen of the United States of America unless otherwise specified below:

 

DIRECTORS

 

Alvin R. Albe, Jr.

 

Director, Chairman

 

 

 

Michael E. Cahill

 

Director

 

 

 

Charles G. Collis*

 

Director

 

 

 

David J. Doyle*

 

Director

 

 

 

James M. Macdonald*

 

Director

 

EXECUTIVE OFFICERS

 

Alvin R. Albe, Jr.

 

Chairman and President

 

 

 

William C. Sonneborn

 

Executive Vice President and Assistant Secretary

 

 

 

Michael E. Cahill

 

Group Managing Director and General Counsel

 

 

 

Michael Ashford*

 

Secretary

 


*Citizen of Great Britain

 

(viii)        LINC II.  LINC II is a limited partnership whose general partner is TCWLINC II.  The general partner of TCWLINC II is Advisers Bermuda.  The directors and executive officers of Advisers Bermuda are set forth in clause (viii) above which is hereby incorporated by this reference.  The principal address for each executive officer and director is 11100 Santa Monica Boulevard, Suite 2000, Los Angeles, California 90025.  Each director and executive officer is a citizen of the United States of America unless otherwise specified therein.

(ix)           LINC IV.  LINC IV is a limited partnership whose general partner is TCWLINC IV.  The managing member of TCWLINC IV is TAMCO.  The directors and executive officers

 

21



 

of TAMCO are set forth in clause (iv) above which is hereby incorporated by this reference.  The principal address for each executive officer and director is 865 South Figueroa Street, Suite 1800, Los Angeles, California 90017.  Each director and executive officer is a citizen of the United States of America unless otherwise specified therein.

(x)            ADVISERS BERMUDA.  ADVISERS BERMUDA is a corporation which is wholly owned by TCWG.  The directors and executive officers of Advisers Bermuda and their addresses are set forth in clause (viii) above which is hereby incorporated by this reference.  Each director and executive officer is a citizen of the United States of America unless otherwise specified therein.

(xi)           CM II.  CM II is a limited partnership whose general partner is MEZZANINE LLC.  The directors and executive officers of MEZZANINE LLC are set forth in clause (v) above which is hereby incorporated by this reference.  The principal address for each executive officer and director is 11100 Santa Monica Boulevard, Suite 2000, Los Angeles, California 90025.  Each director and executive officer is a citizen of the United States of America unless otherwise specified therein.

(xii)          TCWLINC II.  TCWLINC II is a limited partnership whose general partner is Advisers Bermuda.  The directors and executive officers of Advisers Bermuda and their addresses are set forth in clause (viii) above which is hereby incorporated by this reference.  Each director and executive officer is a citizen of the United States of America unless otherwise specified therein.

(xiii)         TCWLINC IV.  TCWLINC IV is a limited liability company whose managing member is TAMCO.  The directors and executive officers of TAMCO are set forth in clause (iv) above which is hereby incorporated by this reference.  The principal address for each executive officer and director is 865 South Figueroa Street, Suite 1800, Los Angeles, California 90017.  Each director and executive officer is a citizen of the United States of America unless otherwise specified therein.

(xiv)        MEZZANINE LLC.  The directors and executive officers of MEZZANINE LLC are set forth in clause (iv) above which is hereby incorporated by this reference.

(d) - (e) [Background]

During the last five years, none of the Reporting Persons, nor, to the best of their knowledge, any of their respective executive officers, directors and general partners (i) has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors); or (ii) has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceedings was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.

Item 3.

Source and Amount of Funds or Other Consideration

 

22



 

Item 4.

Purpose of Transaction

Item 4 of the Schedule 13D is amended by adding the following paragraph:

On July 21, 2005, in connection with the Issuer’s primary and secondary equity offering of up to 37,950,000 shares of its Common Stock and pursuant to an Underwriting Agreement dated June 15, 2005 by and among the Issuer, the selling stockholders listed on Schedule B thereto, and Banc of America Securities LLC, Lehman Borthers Inc. and CIBC World Markets Corp., acting as representatives (the “Representatives”) of the several underwriters named in Schedule A thereto, the Reporting Persons converted all of their shares of Series E convertible preferred stock (including accrued but unpaid dividends) into 4,357,947 shares of Common Stock and (i) MEZZANINE II sold 1,811,605 shares to the Representatives at a price of $4.085 per share; (ii) MEZZANINE TRUST II sold 439,133 shares to the Representatives at $4.085 per share and (iii) each of LINC, LINC II and LINC IV sold 187,562 shares to the Representatives at $4.085 per share.

Item 5.

Interest in Securities of the Issuer

(a)           AGGREGATE AMOUNT BENEFICIALLY OWNED AND PERCENT OF CLASS:

See Item 2.

(e)           DATE ON WHICH THE REPORTING PERSON CEASED TO BE A BENEFICIAL OWNER OF MORE THAN FIVE PERCENT OF THE CLASS OF SECURITIES:

June 21, 2005

Item 6.

Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer

Item 6 is amended by adding the following paragraph:

The Issuer, its executive officers and directors, MEZZANINE II, MEZZANINE TRUST II, LINC, LINC II, LINC IV and certain other stockholders of the Issuer entered into Lock-Up Agreements with the Representatives whereby they have agreed to a 90-day “lock-up,” subject to certain exceptions, with respect to all shares of the Issuer’s Common Stock, including securities that are convertible into such securities and securities that are exchangeable or exercisable for such securities.  Pursuant to the Lock-Up Agreements, for a period of 90 days following the date of the agreement, such persons may not sell, offer, contract or grant any option to sell, pledge, transfer or otherwise dispose of any of those securities without the prior written consent of Banc of America Securities LLC and Lehman Brothers Inc.

Item 7.

Material to Be Filed as Exhibits

EXHIBIT 1:

Joint Filing Statement. Filed as Exhibit 1 to the TCW Group, Inc. Schedule 13D filed on August 24, 2000 and incorporated herein by reference.

EXHIBIT 2:

TCW/Crescent Warrant Agreement, dated as of August 14, 2000, between TCW/Crescent Mezzanine Partners II, L.P., TCW/Crescent Mezzanine Trust II, TCW Leveraged Income Trust, L.P., TCW Leveraged Income Trust II, L.P., TCW Leveraged Income Trust IV, L.P. and Synagro Technologies, Inc. Filed as Exhibit 2 to the TCW Group, Inc. Schedule 13D filed on August 24, 2000 and incorporated herein by reference.

EXHIBIT 3:

Amended and Restated Purchase Agreement, dated as of August 14, 2000, among GTCR Fund VII, L.P., GTCR Co-Invest Fund, L.P., TCW/Crescent Mezzanine Partners II, L.P., TCW/Crescent Mezzanine Trust II, TCW Leveraged Income Trust, L.P., TCW Leveraged Income Trust II, L.P., TCW Leveraged Income Trust IV, L.P. and Synagro

 

23



 

 

Technologies, Inc. Filed as Exhibit 9 to the GTCR Funds Schedule 13D/A filed on August 21, 2000.

EXHIBIT 4:

Amended and Restated Senior Subordinated Loan Agreement, dated as of August 14, 2000, among GTCR Capital Partners, L.P., TCW/Crescent Mezzanine Partners II, L.P., TCW/Crescent Mezzanine Trust II, TCW Leveraged Income Trust, L.P., TCW Leveraged Income Trust II, L.P., TCW Leveraged Income Trust IV, L.P. and Synagro Technologies, Inc. Filed as Exhibit 10 to the GTCR Funds Schedule 13D/A filed on August 21, 2000.

EXHIBIT 5:

Amended and Restated Registration Agreement, dated as of August 14, 2000, among GTCR Fund VII, L.P., GTCR Co-Invest Fund, L.P., GTCR Capital Partners, L.P., TCW/Crescent Mezzanine Partners II, L.P., TCW/Crescent Mezzanine Trust II, TCW Leveraged Income Trust, L.P., TCW Leveraged Income Trust II, L.P., TCW Leveraged Income Trust IV, L.P. and Synagro Technologies, Inc. Filed as Exhibit 12 to the GTCR Funds Schedule 13D/A filed on August 21, 2000.

EXHIBIT 6:

Stockholders Agreement, dated as of August 14, 2000, among GTCR Fund VII, L.P., GTCR Co-Invest Fund, L.P., GTCR Capital Partners, L.P., TCW/Crescent Mezzanine Partners II, L.P., TCW/Crescent Mezzanine Trust II, TCW Leveraged Income Trust, L.P., TCW Leveraged Income Trust II, L.P., TCW Leveraged Income Trust IV, L.P. and Synagro Technologies, Inc. Filed as Exhibit 13 to the GTCR Funds Schedule 13D/A filed on August 21, 2000.

EXHIBIT 7:

Underwriting Agreement. Filed as an Exhibit 1.1 to Issuer’s current Report on Form 8-K filed on June 21, 2005 and incorporated herein by reference.

EXHIBIT 8:

Form of Lock-Up Agreement. Filed as Exhibit 15 to GTCR Funds Schedule 13D/A filed on June 30, 2005 and incorporated herein by reference.

 

24



 

SIGNATURES

 

After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information set forth in this Statement is true, complete and correct.

 

 

July 13, 2005

 

 

 

THE TCW GROUP, INC.

 

 

 

 

 

By: /s/ LINDA D. BARKER

 

Name: Linda D. Barker

 

Title: Authorized Signatory

 

 

 

 

 

TCW INVESTMENT MANAGEMENT
COMPANY

 

 

 

 

 

By: /s/ LINDA D. BARKER

 

Name: Linda D. Barker

 

Title: Authorized Signatory

 

 

 

 

 

TCW ASSET MANAGEMENT COMPANY

 

 

 

 

 

By: /s/ LINDA D. BARKER

 

Name: Linda D. Barker

 

Title: Authorized Signatory

 

 

 

 

 

TCW/CRESCENT MEZZANINE II, LLC

 

 

 

 

 

By: TCW/CRESCENT MEZZANINE, LLC,

 

its Managing Owner

 

 

 

 

 

By: /s/ LINDA D. BARKER

 

Name: Linda D. Barker

 

Title: Authorized Signatory

 

25



 

 

TCW/CRESCENT MEZZANINE

 

PARTNERS II, L.P.

 

 

 

By: TCW/CRESCENT MEZZANINE II, L.P.,

its General Partner

 

 

 

By: TCW/CRESCENT MEZZANINE, LLC, its

General Partner

 

 

 

By: /s/ LINDA D. BARKER

 

Name: Linda D. Barker

 

Title: Authorized Signatory

 

 

 

 

 

TCW/CRESCENT MEZZANINE TRUST II

 

 

 

By: TCW/CRESCENT MEZZANINE II, L.P., as

Managing Owner

 

 

 

By: TCW/CRESCENT MEZZANINE, LLC, as

General Partner

 

 

 

 

 

By: /s/ LINDA D. BARKER

 

Name: Linda D. Barker

 

Title: Authorized Signatory

 

 

 

 

 

TCW LEVERAGED INCOME TRUST, L.P.

 

 

 

By: TCW ADVISERS (BERMUDA) LTD., its

General Partner

 

 

 

 

 

By: /s/ LINDA D. BARKER

 

Name: Linda D. Barker

 

Title: Authorized Signatory

 

26



 

 

TCW LEVERAGED INCOME TRUST II, L.P.

 

 

 

By: TCW (LINC II), L.P., its General Partner

 

 

 

By: TCW ADVISERS (BERMUDA) LTD., its

General Partner

 

 

 

By: /s/ LINDA D.BARKER

 

Name: Linda D. Barker

 

Title: Authorized Signatory

 

 

 

 

 

TCW LEVERAGED INCOME TRUST IV, L.P.

 

 

 

By: TCW (LINC IV), LLC, its General Partner

 

 

 

By: TCW Asset Management Company,

 

its Managing Member

 

 

 

 

 

By: /s/ LINDA D.BARKER

 

Name: Linda D. Barker

 

Title: Authorized Signatory

 

 

 

 

 

TCW ADVISERS (BERMUDA) LTD.

 

 

 

 

 

By: /s/ LINDA D. BARKER

 

Name: Linda D. Barker

 

Title: Authorized Signatory

 

 

 

 

 

TCW/CRESCENT MEZZANINE II, L.P.

 

 

 

 

 

By: TCW/CRESCENT MEZZANINE, LLC, its

Managing Owner

 

 

 

 

 

By: /s/ LINDA D. BARKER

 

Name: Linda D. Barker

 

Title: Authorized Signatory

 

27



 

 

TCW (LINC II) L.P.

 

 

 

 

 

By: TCW Advisers (Bermuda) Ltd., Its

General Partner

 

 

 

 

 

By: /s/ LINDA D. BARKER

 

Name: Linda D. Barker

 

Title: Authorized Signatory

 

 

 

 

 

TCW (LINC IV), LLC

 

 

 

 

 

By: TCW ASSET MANAGEMENT

COMPANY, its Managing Member

 

 

 

By: /s/ LINDA D. BARKER

 

Name: Linda D. Barker

 

Title: Authorized Signatory

 

 

 

 

 

TCW/CRESCENT MEZZANINE, LLC

 

 

 

 

 

By: /s/ LINDA D. BARKER

 

Name: Linda D. Barker

 

Title: Authorized Signatory

 

28



 

SCHEDULE I

 

BOARD OF DIRECTORS OF THE TCW GROUP, INC.

 

All of the following individuals are directors of The TCW Group, Inc.  Each director is a citizen of the United States of America unless otherwise indicated below:

 

MARK L. ATTANASIO

11100 Santa Monica Blvd., Suite 2000

Los Angeles, CA  90025

 

ROBERT A. DAY

Chairman of the Board, Chairman and Chief Executive Officer

Trust Company of the West

865 South Figueroa St., Suite 1800

Los Angeles, CA  90017

 

DAMON P. DE LASZLO, ESQ.

Managing Director of Harwin Engineers S.A., Chairman & D.P.

Advisers Holding Limited

Byron’s Chambers

Albany, Piccadilly

London, England W1J0AL

(Citizen of United Kingdom)

 

WILLIAM C. EDWARDS

Partner

Bryan & Edwards

3000 Sand Hill Road, Suite 190

Menlo Park, CA  94025

 

ERNEST O. ELLISON

Vice Chairman

Trust Company of the West

865 South Figueroa St., Suite 1800

Los Angeles, CA  90017

 

RICHARD N. FOSTER

Caxton Health Holdings

500 Park Avenue

New York, New York  10022

 

CARLA A. HILLS

Hills & Company

901 Fifteenth St., N.W., Suite 400

Washington, D.C.  20005

 

THOMAS E. LARKIN, JR.

President

Trust Company of the West

865 South Figueroa St., Suite 1800

Los Angeles, CA  90017

 

29



 

EDFRED L. SHANNON, JR.

Investor/Rancher

14081 Summit Drive

Whittier, CA  90602

 

ROBERT G. SIMS

Private Investor

16855 W. Bernardo Drive, Suite 250

San Diego, CA  92127-1626

 

MARC I. STERN

President

The TCW Group, Inc.

865 South Figueroa St., Suite 1800

Los Angeles, CA  90017

 

JAMES R. UKROPINA

O’Melveny & Myers LLP

400 South Hope St., Suite 1800

Los Angeles, CA  90017

 

GLEN E. BICKERSTAFF

Vice Chairman

Trust Company of the West

865 South Figueroa St., Suite 1800

Los Angeles, CA  90017

 

PHILIPPE CITERNE

Societe Generale

17 Cours Valmy

91972 Paris, La Defense Cedex

France

(Citizen of France)

 

PHILIPPE COLLAS

SG Asset Management

Immeuble SGAM

170, Place Henri Regnault – La Defense 6

92043 Paris, La Defense Cedex

France

(Citizen of France)

 

JEFFREY E. GUNDLACH

TCW Asset Management Company

865 South Figueroa St., Suite 1800

Los Angeles, CA  90017

 

KENT KRESA

Northrop Grumman Corporation

9601 Wilshire Blvd., Suite 580

Beverly Hills, CA  90210

 

30



 

DAVID LEE

Clarity Partners

100 North Crescent Drive, Suite 300

Beverly Hills, CA  90210

 

31



 

SCHEDULE II

 

BOARD OF DIRECTORS OF TCW ASSET MANAGEMENT COMPANY

 

All of the following individuals are directors of TCW Asset Management Company.  Each director is a citizen of the United States of America unless otherwise indicated below:

 

 

CHRISTOPHER J. AINLEY

 

ALVIN R. ALBE, JR.

 

MARK L. ATTANASIO

 

PHILIP A. BARACH

 

CHARLES W. BALDISWIELER

 

BRIAN BEITNER

 

ROBERT D. BEYER

 

GLEN E. BICKERSTAFF

 

MICHAEL E. CAHILL

 

ARTHUR R. CARLSON

 

JEAN-MARC CHAPUS

 

ROBERT A. DAY, Chairman

 

DAVID S. DEVITO

 

PENELOPE D. FOLEY

 

DOUGLAS S. FOREMAN

 

NICOLA F. GALLUCCIO

 

MARK W. GIBELLO

 

JEFFREY E. GUNDLACH

 

RAYMOND F. HENZE, III

 

THOMAS K. MCKISSICK

 

THOMAS E. LARKIN, JR.

 

STEPHEN MCDONALD

 

32



 

PATRICK R. PAGNI*

 

NATHAN B. SANDLER

 

WILLIAM C. SONNEBORN

 

KOMAL S. SRI-KUMAR

 

MARC I. STERN

 


*(Citizen of France)

 

33


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