0001245551-15-000001.txt : 20150324
0001245551-15-000001.hdr.sgml : 20150324
20150324143622
ACCESSION NUMBER: 0001245551-15-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150320
FILED AS OF DATE: 20150324
DATE AS OF CHANGE: 20150324
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BOULDER TOTAL RETURN FUND INC
CENTRAL INDEX KEY: 0000895422
IRS NUMBER: 954405635
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 2344 SPRUCE STREET
STREET 2: SUITE A
CITY: BOULDER
STATE: CO
ZIP: 80302
BUSINESS PHONE: 3034445483
MAIL ADDRESS:
STREET 1: 2344 SPRUCE STREET
STREET 2: SUITE A
CITY: BOULDER
STATE: CO
ZIP: 80302
FORMER COMPANY:
FORMER CONFORMED NAME: PREFERRED INCOME MANAGEMENT FUND INC
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MILLER STEPHEN C
CENTRAL INDEX KEY: 0001245551
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-07390
FILM NUMBER: 15721422
MAIL ADDRESS:
STREET 1: 2344 SPRUCE STREET
STREET 2: SUITE A
CITY: BOULDER
STATE: CO
ZIP: 80302
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2015-03-20
0
0000895422
BOULDER TOTAL RETURN FUND INC
BTF
0001245551
MILLER STEPHEN C
2344 SPRUCE STREET
SUITE A
BOULDER
CO
80302
0
1
0
0
President
Common Stock
2015-03-20
4
S
0
1200
D
0
D
Common Stock
2015-03-20
4
S
0
2797
D
0
I
By Self as Member of Erma Miller, LLC
Disposed of on March 20, 2015 pursuant to an Agreement and Plan of Reorganization between the Issuer and Boulder Growth & Income Fund, Inc. (BIF) and two affiliated funds in exchange for BIF common stock at a conversion rate of 3.121182 shares of BIF common stock (net asset value $10.73 per share) for each share of Issuers common stock (net asset value $33.50 per share).
In addition to the 1,200 Shares of the Issuer Mr. Miller owns directly, Mr. Miller also owns 2,797 Shares indirectly as a member of Erma Miller, LLC. The members of Erma Miller, LLC ("EMLLC") are Erma Miller, Stephen C. Miller, William Miller, Susan Roof, and Cynthia Ziegler. Such members may be deemed to control EMLLC and may be deemed to possess indirect beneficial ownership of the Shares held by EMLLC. Stephen C. Miller and Erma Miller, acting alone, can vote or exercise dispositive authority over Shares held by EMLLC.
Stephen C. Miller
2015-03-24